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Mason Caren L

Disclosed activity across 1 company

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126526
SEC CIK
0001301366

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
STAAR SURGICAL COSTAA · Entity 4851Director · President & CEOJune 06, 2022June 06, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

STAAR SURGICAL CO

Report date June 06, 2022 · Filed June 06, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect152,415 Ending reported balance After 2022-06-06 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2022-06-06 · Exercise / conversion · Acquired 12,886 · Balance 96,531

Row 2 · 2022-06-06 · Exercise / conversion · Acquired 34,928 · Balance 131,459

Row 3 · 2022-06-06 · Exercise / conversion · Acquired 14,765 · Balance 146,224

Row 4 · 2022-06-06 · Exercise / conversion · Acquired 6,191 · Balance 152,415

Common Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $7.76 · Expires 2025-03-02Direct40,114 Reported balance After 2022-06-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-06-06 · Exercise / conversion · Disposed 12,886 · Balance 40,114

Common Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $7.52 · Expires 2026-03-17Direct65,072 Reported balance After 2022-06-06 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-06-06 · Exercise / conversion · Disposed 34,928 · Balance 65,072

Common Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $9.30 · Expires 2027-03-20Direct80,235 Reported balance After 2022-06-06 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-06-06 · Exercise / conversion · Disposed 14,765 · Balance 80,235

Common Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $16.15 · Expires 2028-03-14Direct68,809 Reported balance After 2022-06-06 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-06-06 · Exercise / conversion · Disposed 6,191 · Balance 68,809

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 06, 2022 Filed Jun 6, 2022 20:31 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 6,191 $0.00 Strike: $16.15 $0.00
Disclosure

SEC source: 0001209191-22-034528 · doc4.xml · derivative · entry 8

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,809

Underlying: Common Stock · 6,191 shares

Expires 2028-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2022 Filed Jun 6, 2022 20:31 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 14,765 $0.00 Strike: $9.30 $0.00
Disclosure

SEC source: 0001209191-22-034528 · doc4.xml · derivative · entry 7

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,235

Underlying: Common Stock · 14,765 shares

Expires 2027-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2022 Filed Jun 6, 2022 20:31 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 34,928 $0.00 Strike: $7.52 $0.00
Disclosure

SEC source: 0001209191-22-034528 · doc4.xml · derivative · entry 6

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,072

Underlying: Common Stock · 34,928 shares

Expires 2026-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2022 Filed Jun 6, 2022 20:31 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 12,886 $0.00 Strike: $7.76 $0.00
Disclosure

SEC source: 0001209191-22-034528 · doc4.xml · derivative · entry 5

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,114

Underlying: Common Stock · 12,886 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2022 Filed Jun 6, 2022 20:31 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 6,191 $16.15 $99,984.65
Disclosure

SEC source: 0001209191-22-034528 · doc4.xml · nonDerivative · entry 4

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2022 Filed Jun 6, 2022 20:31 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 14,765 $9.30 $137,314.50
Disclosure

SEC source: 0001209191-22-034528 · doc4.xml · nonDerivative · entry 3

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2022 Filed Jun 6, 2022 20:31 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 34,928 $7.52 $262,658.56
Disclosure

SEC source: 0001209191-22-034528 · doc4.xml · nonDerivative · entry 2

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2022 Filed Jun 6, 2022 20:31 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 12,886 $7.76 $99,995.36
Disclosure

SEC source: 0001209191-22-034528 · doc4.xml · nonDerivative · entry 1

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2022 Filed May 20, 2022 22:30 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 35,000 $0.00 Strike: $9.30 $0.00
Disclosure

SEC source: 0001209191-22-031137 · doc4.xml · derivative · entry 9

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 35,000 shares

Expires 2027-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2022 Filed May 20, 2022 22:30 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 35,000 $58.48 $2,046,800.00
Disclosure

SEC source: 0001209191-22-031137 · doc4.xml · nonDerivative · entry 6

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,645

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.16 to $60.62.

Read SEC document
May 20, 2022 Filed May 20, 2022 22:30 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 35,000 $9.30 $325,500.00
Disclosure

SEC source: 0001209191-22-031137 · doc4.xml · nonDerivative · entry 5

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2022 Filed May 20, 2022 22:30 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 35,000 $0.00 Strike: $9.30 $0.00
Disclosure

SEC source: 0001209191-22-031137 · doc4.xml · derivative · entry 8

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 35,000 shares

Expires 2027-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2022 Filed May 20, 2022 22:30 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 35,000 $57.49 $2,012,150.00
Disclosure

SEC source: 0001209191-22-031137 · doc4.xml · nonDerivative · entry 4

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,645

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.89 to $58.15.

Read SEC document
May 19, 2022 Filed May 20, 2022 22:30 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 35,000 $9.30 $325,500.00
Disclosure

SEC source: 0001209191-22-031137 · doc4.xml · nonDerivative · entry 3

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2022 Filed May 20, 2022 22:30 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 35,000 $0.00 Strike: $9.30 $0.00
Disclosure

SEC source: 0001209191-22-031137 · doc4.xml · derivative · entry 7

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,000

Underlying: Common Stock · 35,000 shares

Expires 2027-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2022 Filed May 20, 2022 22:30 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 35,000 $56.46 $1,976,100.00
Disclosure

SEC source: 0001209191-22-031137 · doc4.xml · nonDerivative · entry 2

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,645

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.43 to $57.97.

Read SEC document
May 18, 2022 Filed May 20, 2022 22:30 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 35,000 $9.30 $325,500.00
Disclosure

SEC source: 0001209191-22-031137 · doc4.xml · nonDerivative · entry 1

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2022 Filed Mar 8, 2022 23:48 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 42,160 $0.00 Strike: $74.80 $0.00
Disclosure

SEC source: 0001209191-22-017269 · doc4.xml · derivative · entry 2

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,160

Underlying: Common Stock · 42,160 shares

Expires 2032-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/7/2023 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/7/2025.

Read SEC document
March 07, 2022 Filed Mar 8, 2022 23:48 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 20,269 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017269 · doc4.xml · nonDerivative · entry 1

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Award of 20,269 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/7/23, 1/3 of the RSUs on 3/7/24, and 1/3 of the RSUs on 3/7/25.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 00:56 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 35,000 $0.00 Strike: $7.76 $0.00
Disclosure

SEC source: 0001209191-21-065651 · doc4.xml · derivative · entry 9

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,000

Underlying: Common Stock · 35,000 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 00:56 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 35,000 $113.83 $3,984,050.00
Disclosure

SEC source: 0001209191-21-065651 · doc4.xml · nonDerivative · entry 6

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,376

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.06 to $114.06.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 00:56 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 35,000 $7.76 $271,600.00
Disclosure

SEC source: 0001209191-21-065651 · doc4.xml · nonDerivative · entry 5

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 00:56 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 35,000 $0.00 Strike: $7.76 $0.00
Disclosure

SEC source: 0001209191-21-065651 · doc4.xml · derivative · entry 8

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,000

Underlying: Common Stock · 35,000 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 00:56 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 35,000 $113.83 $3,984,050.00
Disclosure

SEC source: 0001209191-21-065651 · doc4.xml · nonDerivative · entry 4

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,376

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.72 to $115.93.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 00:56 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 35,000 $7.76 $271,600.00
Disclosure

SEC source: 0001209191-21-065651 · doc4.xml · nonDerivative · entry 3

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 00:56 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 35,000 $0.00 Strike: $7.76 $0.00
Disclosure

SEC source: 0001209191-21-065651 · doc4.xml · derivative · entry 7

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,000

Underlying: Common Stock · 35,000 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 00:56 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 35,000 $114.20 $3,997,000.00
Disclosure

SEC source: 0001209191-21-065651 · doc4.xml · nonDerivative · entry 2

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,376

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.32 to $115.62.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 00:56 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 35,000 $7.76 $271,600.00
Disclosure

SEC source: 0001209191-21-065651 · doc4.xml · nonDerivative · entry 1

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2021 Filed May 12, 2021 21:11 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 53,500 $0.00 Strike: $7.76 $0.00
Disclosure

SEC source: 0001209191-21-032113 · doc4.xml · derivative · entry 6

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,000

Underlying: Common Stock · 53,500 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2021 Filed May 12, 2021 21:11 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 53,500 $110.70 $5,922,450.00
Disclosure

SEC source: 0001209191-21-032113 · doc4.xml · nonDerivative · entry 4

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,376

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.29 to $113.55.

Read SEC document
May 11, 2021 Filed May 12, 2021 21:11 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 53,500 $7.76 $415,160.00
Disclosure

SEC source: 0001209191-21-032113 · doc4.xml · nonDerivative · entry 3

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2021 Filed May 12, 2021 21:11 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 53,500 $0.00 Strike: $7.76 $0.00
Disclosure

SEC source: 0001209191-21-032113 · doc4.xml · derivative · entry 5

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,500

Underlying: Common Stock · 53,500 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2021 Filed May 12, 2021 21:11 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 53,500 $119.88 $6,413,580.00
Disclosure

SEC source: 0001209191-21-032113 · doc4.xml · nonDerivative · entry 2

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,376

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.27 to $135.64.

Read SEC document
May 10, 2021 Filed May 12, 2021 21:11 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 53,500 $7.76 $415,160.00
Disclosure

SEC source: 0001209191-21-032113 · doc4.xml · nonDerivative · entry 1

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 21:17 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 40,932 $0.00 Strike: $90.38 $0.00
Disclosure

SEC source: 0001209191-21-020523 · doc4.xml · derivative · entry 2

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,932

Underlying: Common Stock · 40,932 shares

Expires 2031-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options granted become exercisable as follows: 1/3 on 3/12/2022 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/12/2024.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 21:17 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 19,363 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020523 · doc4.xml · nonDerivative · entry 1

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Award of 19,363 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/12/22, 1/3 of the RSUs on 3/12/23, and 1/3 of the RSUs on 3/12/24.

Read SEC document
March 03, 2021 Filed Mar 3, 2021 21:39 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 45,000 $0.00 Strike: $7.76 $0.00
Disclosure

SEC source: 0001209191-21-016892 · doc4.xml · derivative · entry 9

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,000

Underlying: Common Stock · 45,000 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2021 Filed Mar 3, 2021 21:39 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 45,000 $98.32 $4,424,400.00
Disclosure

SEC source: 0001209191-21-016892 · doc4.xml · nonDerivative · entry 6

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,013

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.09 to $103.20.

Read SEC document
March 03, 2021 Filed Mar 3, 2021 21:39 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 45,000 $7.76 $349,200.00
Disclosure

SEC source: 0001209191-21-016892 · doc4.xml · nonDerivative · entry 5

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 02, 2021 Filed Mar 3, 2021 21:39 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 45,000 $0.00 Strike: $7.76 $0.00
Disclosure

SEC source: 0001209191-21-016892 · doc4.xml · derivative · entry 8

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,000

Underlying: Common Stock · 45,000 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:39 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 45,000 $103.53 $4,658,850.00
Disclosure

SEC source: 0001209191-21-016892 · doc4.xml · nonDerivative · entry 4

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,013

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.83 to $106.91.

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March 02, 2021 Filed Mar 3, 2021 21:39 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 45,000 $7.76 $349,200.00
Disclosure

SEC source: 0001209191-21-016892 · doc4.xml · nonDerivative · entry 3

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:39 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock Options · Derivative 45,000 $0.00 Strike: $7.76 $0.00
Disclosure

SEC source: 0001209191-21-016892 · doc4.xml · derivative · entry 7

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,000

Underlying: Common Stock · 45,000 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:39 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 45,000 $104.76 $4,714,200.00
Disclosure

SEC source: 0001209191-21-016892 · doc4.xml · nonDerivative · entry 2

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,013

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.40 to $106.64.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:39 UTC STAAR SURGICAL CO STAA · Entity 4851 Exercise / conversionCommon Stock 45,000 $7.76 $349,200.00
Disclosure

SEC source: 0001209191-21-016892 · doc4.xml · nonDerivative · entry 1

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 20:21 UTC STAAR SURGICAL CO STAA · Entity 4851 GrantCommon Stock Options · Derivative 41,885 $0.00 Strike: $31.66 $0.00
Disclosure

SEC source: 0001209191-20-020932 · doc4.xml · derivative · entry 2

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,885

Underlying: Common Stock · 41,885 shares

Expires 2030-03-19

F1 · security: The options granted become exercisable as follows: 1/3 on 3/20/2021 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/20/2023.

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March 20, 2020 Filed Mar 24, 2020 20:21 UTC STAAR SURGICAL CO STAA · Entity 4851 GrantCommon Stock Options · Derivative 96,335 $0.00 Strike: $27.53 $0.00
Disclosure

SEC source: 0001209191-20-020932 · doc4.xml · derivative · entry 1

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,335

Underlying: Common Stock · 96,335 shares

Expires 2030-03-19

F1 · security: The options granted become exercisable as follows: 1/3 on 3/20/2021 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/20/2023.

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March 19, 2019 Filed Mar 22, 2019 20:08 UTC STAAR SURGICAL CO STAA · Entity 4851 SaleCommon Stock 7,500 $36.25 $271,875.00
Disclosure

SEC source: 0001209191-19-020993 · doc4.xml · nonDerivative · entry 1

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,013

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.86 to $36.44.

Read SEC document
March 14, 2019 Filed Mar 15, 2019 20:06 UTC STAAR SURGICAL CO STAA · Entity 4851 GrantCommon Stock Options · Derivative 132,523 $0.00 Strike: $35.98 $0.00
Disclosure

SEC source: 0001209191-19-019679 · doc4.xml · derivative · entry 1

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,523

Underlying: Common Stock · 132,523 shares

Expires 2029-03-13

F1 · security: The options granted become exercisable as follows: 1/3 on 3/14/2020 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/14/2022.

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June 14, 2018 Filed Jun 14, 2018 21:30 UTC STAAR SURGICAL CO STAA · Entity 4851 GrantCommon Stock Options · Derivative 40,452 $0.00 Strike: $29.80 $0.00
Disclosure

SEC source: 0001209191-18-037809 · doc4.xml · derivative · entry 1

Mason Caren L · CIK 0001301366 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,452

Underlying: Common Stock · 40,452 shares

Expires 2028-06-13

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.