Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CASELLA WASTE SYSTEMS INCCWST · Entity 1841 | PRESIDENT & COO | June 03, 2022 | June 06, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CASELLA WASTE SYSTEMS INC
Report date June 03, 2022 · Filed June 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 121,252 |
Ending reported balance
After 2022-06-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-06-03 · Exercise / conversion · Acquired 9,964 · Balance 112,755 Row 2 · 2022-06-03 · Exercise / conversion · Acquired 8,497 · Balance 121,252 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.48 · Expires 2026-11-16 | Direct | 0 |
Reported balance
After 2022-06-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-06-03 · Exercise / conversion · Disposed 9,964 · Balance 0 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.71 · Expires 2023-12-10 | Direct | 0 |
Reported balance
After 2022-06-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-06-03 · Exercise / conversion · Disposed 8,497 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2019 Filed Feb 27, 2019 21:39 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 42,485 | $35.45 | $1,506,093.25 |
DisclosureSEC source: 0001179110-19-002704 · edgar.xml · nonDerivative · entry 1 Johnson Edwin D · CIK 0001392991 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,317 Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 21:18 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 33,135 | $34.60 | $1,146,464.37 |
DisclosureSEC source: 0001179110-19-002324 · edgar.xml · nonDerivative · entry 2 Johnson Edwin D · CIK 0001392991 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,802 F2 · kind: Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adapted by the person on March 15, 2016, in connection with the vesting of PSU's on February 20, 2019. F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $34.40 to $34.75, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:18 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | GrantEmployee Stock Option (Right to Buy) · Derivative | 17,976 | $0.00 Strike: $12.48 | $0.00 |
DisclosureSEC source: 0001179110-19-002324 · edgar.xml · derivative · entry 3 Johnson Edwin D · CIK 0001392991 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,976 Underlying: Class A Common Stock · 17,976 shares Expires 2026-11-16 F4 · balance_after: On November 17, 2016, the reporting person was granted a performance-based stock option, which vested as to 35,952 shares of Class A Common Stock, as a result of the level of achievement by the Company of certain performance objectives during the Measurement Period of the three-year performance period running from January 1, 2016 to December 31, 2018, multiplied by a Relative TSR multiplier for the period running from January 1, 2016 to December 31, 2018. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:18 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | GrantClass A Common Stock | 75,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002324 · edgar.xml · nonDerivative · entry 1 Johnson Edwin D · CIK 0001392991 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,937 F1 · shares: Represents shares of Class A Common Stock acquired by the reporting person upon the vesting of performance-based stock units ("PSU's") granted to the reporting person on November 17, 2016, as a result of the level of achievement by Casella Waste Systems, Inc. (the "Company") of certain performance objectives during the third year ("Measurement Period") of the three-year performance period running from January 1, 2016 to December 31, 2018, multiplied by a Relative TSR multiplier for the period running from January 1, 2016 to December 31, 2018. Read SEC document |
| September 07, 2018 Filed Sep 7, 2018 20:03 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 20,000 | $31.20 | $624,000.00 |
DisclosureSEC source: 0001179110-18-011212 · edgar.xml · nonDerivative · entry 1 Johnson Edwin D · CIK 0001392991 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,317 Read SEC document |
| May 30, 2018 Filed May 31, 2018 20:25 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | GiftClass A Common Stock | 420 | $24.21 | $10,168.20 |
DisclosureSEC source: 0001179110-18-007725 · edgar.xml · nonDerivative · entry 1 Johnson Edwin D · CIK 0001392991 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,317 F1 · kind: Represents a gift of shares to the College of St. Joseph, Rutland, Vermont. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 22:52 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | GrantClass A Common Stock | 7,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-004230 · edgar.xml · nonDerivative · entry 1 Johnson Edwin D · CIK 0001392991 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,737 F1 · kind: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on March 12, 2019. Read SEC document |
| March 02, 2018 Filed Mar 2, 2018 21:11 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 4,976 | $24.34 | $121,096.93 |
DisclosureSEC source: 0001179110-18-003259 · edgar.xml · nonDerivative · entry 1 Johnson Edwin D · CIK 0001392991 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,353 F1 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on March 1, 2018. F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $24.12 to $24.95. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| March 01, 2018 Filed Mar 1, 2018 21:42 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 2,572 | $25.45 | $65,467.69 |
DisclosureSEC source: 0001179110-18-003134 · edgar.xml · nonDerivative · entry 2 Johnson Edwin D · CIK 0001392991 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,329 F3 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on February 28, 2018. F4 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $25.38 to $25.55. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:42 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 8,347 | $26.79 | $223,642.84 |
DisclosureSEC source: 0001179110-18-003134 · edgar.xml · nonDerivative · entry 1 Johnson Edwin D · CIK 0001392991 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,901 F1 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on February 26, 2018. F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $26.41 to $26.91. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| December 14, 2017 Filed Dec 14, 2017 21:17 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 75,746 | $21.00 | $1,590,787.19 |
DisclosureSEC source: 0001179110-17-015367 · edgar.xml · nonDerivative · entry 6 Johnson Edwin D · CIK 0001392991 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,248 F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $21.00 to $21.07, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 21:17 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 23,345 | $21.03 | $490,903.33 |
DisclosureSEC source: 0001179110-17-015367 · edgar.xml · nonDerivative · entry 5 Johnson Edwin D · CIK 0001392991 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,994 F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $21.00 to $21.12, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 21:17 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0001179110-17-015367 · edgar.xml · derivative · entry 8 Johnson Edwin D · CIK 0001392991 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,466 Underlying: Class A Common Stock · 50,000 shares Expires 2022-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 21:17 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0001179110-17-015367 · edgar.xml · derivative · entry 7 Johnson Edwin D · CIK 0001392991 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 200,000 shares Expires 2020-07-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option vested in three equal installments on July 6, 2011, July 6, 2012 and July 6, 2013. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 21:17 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | Tax withholdingClass A Common Stock | 9,597 | $20.84 | $200,001.48 |
DisclosureSEC source: 0001179110-17-015367 · edgar.xml · nonDerivative · entry 4 Johnson Edwin D · CIK 0001392991 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,339 Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 21:17 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | Exercise / conversionClass A Common Stock | 50,000 | $4.00 | $200,000.00 |
DisclosureSEC source: 0001179110-17-015367 · edgar.xml · nonDerivative · entry 3 Johnson Edwin D · CIK 0001392991 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,936 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 21:17 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | Tax withholdingClass A Common Stock | 36,564 | $20.84 | $761,993.76 |
DisclosureSEC source: 0001179110-17-015367 · edgar.xml · nonDerivative · entry 2 Johnson Edwin D · CIK 0001392991 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,936 Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 21:17 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | Exercise / conversionClass A Common Stock | 200,000 | $3.81 | $762,000.00 |
DisclosureSEC source: 0001179110-17-015367 · edgar.xml · nonDerivative · entry 1 Johnson Edwin D · CIK 0001392991 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 28, 2017 Filed Jun 29, 2017 20:26 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 3,591 | $16.82 | $60,409.96 |
DisclosureSEC source: 0001179110-17-009770 · edgar.xml · nonDerivative · entry 1 Johnson Edwin D · CIK 0001392991 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,500 F1 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on June 26, 2017. F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $16.61 to $16.93. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 23:09 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 10,093 | $12.80 | $129,190.40 |
DisclosureSEC source: 0001179110-17-004141 · edgar.xml · nonDerivative · entry 1 Johnson Edwin D · CIK 0001392991 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,091 F1 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on February 24 and March 1, 2017. F2 · price: Represents the weighted average sales price for shares sold in multiple transactions. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:00 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | GrantClass A Common Stock | 14,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003660 · edgar.xml · nonDerivative · entry 1 Johnson Edwin D · CIK 0001392991 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,184 F1 · kind: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on February 28, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.