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Johnson Edwin D

Disclosed activity across 1 company

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126518
SEC CIK
0001392991

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CASELLA WASTE SYSTEMS INCCWST · Entity 1841PRESIDENT & COOJune 03, 2022June 06, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CASELLA WASTE SYSTEMS INC

Report date June 03, 2022 · Filed June 06, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect121,252 Ending reported balance After 2022-06-03 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-06-03 · Exercise / conversion · Acquired 9,964 · Balance 112,755

Row 2 · 2022-06-03 · Exercise / conversion · Acquired 8,497 · Balance 121,252

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.48 · Expires 2026-11-16Direct0 Reported balance After 2022-06-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-06-03 · Exercise / conversion · Disposed 9,964 · Balance 0

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.71 · Expires 2023-12-10Direct0 Reported balance After 2022-06-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-06-03 · Exercise / conversion · Disposed 8,497 · Balance 0

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 02, 2020 Filed Jun 4, 2020 20:30 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 10,000 $52.02 $520,196.00
Disclosure

SEC source: 0001179110-20-006981 · edgar.xml · nonDerivative · entry 1

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,233

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2020.

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $52.00 to $52.09. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 28, 2020 Filed May 28, 2020 20:03 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 10,000 $52.57 $525,725.00
Disclosure

SEC source: 0001179110-20-006673 · edgar.xml · nonDerivative · entry 3

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,233

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2020.

F4 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $52.20 to $53.08. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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May 27, 2020 Filed May 28, 2020 20:03 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 10,000 $52.05 $520,543.00
Disclosure

SEC source: 0001179110-20-006673 · edgar.xml · nonDerivative · entry 2

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,233

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2020.

F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $52.00 to $52.72. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 26, 2020 Filed May 28, 2020 20:03 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 10,000 $52.04 $520,399.00
Disclosure

SEC source: 0001179110-20-006673 · edgar.xml · nonDerivative · entry 1

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,233

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2020.

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $52.00 to $52.165. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 20:32 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 2,132 $42.77 $91,190.33
Disclosure

SEC source: 0001179110-20-003710 · edgar.xml · nonDerivative · entry 2

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,233

F2 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 3, 2019, in connection with the vesting of RSUs on March 12, 2020.

F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $42.25 to $43.31. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:32 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GrantClass A Common Stock 4,029 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003710 · edgar.xml · nonDerivative · entry 1

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,365

F1 · kind: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on March 12, 2021.

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March 10, 2020 Filed Mar 12, 2020 18:39 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,012 $0.00 Strike: $12.48 $0.00
Disclosure

SEC source: 0001179110-20-003545 · edgar.xml · derivative · entry 2

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,964

Underlying: Class A Common Stock · 8,012 shares

Expires 2026-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 18:39 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 Exercise / conversionClass A Common Stock 8,012 $12.48 $99,989.76
Disclosure

SEC source: 0001179110-20-003545 · edgar.xml · nonDerivative · entry 1

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2020 Filed Mar 5, 2020 22:21 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 5,647 $53.01 $299,358.76
Disclosure

SEC source: 0001179110-20-003169 · edgar.xml · nonDerivative · entry 4

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,324

F6 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $53.00 to $53.05, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 22:21 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 2,487 $49.14 $122,211.18
Disclosure

SEC source: 0001179110-20-003169 · edgar.xml · nonDerivative · entry 3

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,971

F4 · kind: Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2017, in connection with the vesting of restricted stock units on February 28, 2020.

F5 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $49.00 to $49.50, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 22:21 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 306 $48.83 $14,940.76
Disclosure

SEC source: 0001179110-20-003169 · edgar.xml · nonDerivative · entry 2

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,458

F1 · kind: Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 18, 2017, in connection with the vesting of performance-based stock units on February 27, 2020.

F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $48.75 to $48.90, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 22:21 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 8,876 $49.63 $440,533.63
Disclosure

SEC source: 0001179110-20-003169 · edgar.xml · nonDerivative · entry 1

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,764

F1 · kind: Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 18, 2017, in connection with the vesting of performance-based stock units on February 27, 2020.

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $49.05 to $49.90, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 02, 2020 Filed Mar 2, 2020 22:58 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 17,649 $48.99 $864,695.11
Disclosure

SEC source: 0001179110-20-002732 · edgar.xml · nonDerivative · entry 3

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,640

F2 · kind: Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 18, 2017, in connection with the vesting of PSUs on February 27, 2020.

F4 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $48.75 to $49.25, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 22:58 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 12,473 $49.19 $613,496.98
Disclosure

SEC source: 0001179110-20-002732 · edgar.xml · nonDerivative · entry 2

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,289

F2 · kind: Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 18, 2017, in connection with the vesting of PSUs on February 27, 2020.

F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $49.00 to $49.47, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 22:58 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GrantClass A Common Stock 80,908 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002732 · edgar.xml · nonDerivative · entry 1

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,762

F1 · shares: Represents shares of Class A Common Stock acquired by the reporting person upon the vesting of performance-based stock units (PSUs) granted to the reporting person on February 28, 2017, as a result of the level of achievement by Casella Waste Systems, Inc. of certain performance objectives during the third year of the three-year performance period running from January 1, 2017 to December 31, 2019, multiplied by a relative total shareholder return multiplier for the period running from January 1, 2017 to December 31, 2019.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 21:15 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 9,990 $53.03 $529,771.70
Disclosure

SEC source: 0001179110-20-002564 · edgar.xml · nonDerivative · entry 1

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,854

F1 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $53.00 to $53.12. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 29, 2019 Filed Sep 3, 2019 20:13 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,700 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0001179110-19-010006 · edgar.xml · derivative · entry 3

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,700 shares

Expires 2023-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2019 Filed Sep 3, 2019 20:13 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 2,700 $46.53 $125,638.29
Disclosure

SEC source: 0001179110-19-010006 · edgar.xml · nonDerivative · entry 2

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,545

F1 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $46.50 to $46.645. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 29, 2019 Filed Sep 3, 2019 20:13 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 Exercise / conversionClass A Common Stock 2,700 $5.71 $15,417.00
Disclosure

SEC source: 0001179110-19-010006 · edgar.xml · nonDerivative · entry 1

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2019 Filed Sep 6, 2019 16:36 UTC Amendment CASELLA WASTE SYSTEMS INC CWST · Entity 1841 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,700 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0001179110-19-010143 · edgar.xml · derivative · entry 3

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,700 shares

Expires 2023-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: This amendment is being filed to correct the amount of securities beneficially owned following the transactions reported in the Form 4 filed by the Reporting Person on September 3, 2019 (the "Original Form 4") and to correct that the derivative securities were disposed of and not acquired in connection with the exercise of the option reported in the Original Form 4.

Read SEC document
August 29, 2019 Filed Sep 6, 2019 16:36 UTC Amendment CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 2,700 $46.53 $125,638.29
Disclosure

SEC source: 0001179110-19-010143 · edgar.xml · nonDerivative · entry 2

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,844

F1 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $46.50 to $46.645. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: This amendment is being filed to correct the amount of securities beneficially owned following the transactions reported in the Form 4 filed by the Reporting Person on September 3, 2019 (the "Original Form 4") and to correct that the derivative securities were disposed of and not acquired in connection with the exercise of the option reported in the Original Form 4.

Read SEC document
August 29, 2019 Filed Sep 6, 2019 16:36 UTC Amendment CASELLA WASTE SYSTEMS INC CWST · Entity 1841 Exercise / conversionClass A Common Stock 2,700 $5.71 $15,417.00
Disclosure

SEC source: 0001179110-19-010143 · edgar.xml · nonDerivative · entry 1

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: This amendment is being filed to correct the amount of securities beneficially owned following the transactions reported in the Form 4 filed by the Reporting Person on September 3, 2019 (the "Original Form 4") and to correct that the derivative securities were disposed of and not acquired in connection with the exercise of the option reported in the Original Form 4.

Read SEC document
August 22, 2019 Filed Aug 26, 2019 19:50 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 41,337 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0001179110-19-009832 · edgar.xml · derivative · entry 4

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 41,377 shares

Expires 2023-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2019 Filed Aug 26, 2019 19:50 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 27,064 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0001179110-19-009832 · edgar.xml · derivative · entry 3

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 27,064 shares

Expires 2023-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2019 Filed Aug 26, 2019 19:50 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 68,401 $46.04 $3,149,154.68
Disclosure

SEC source: 0001179110-19-009832 · edgar.xml · nonDerivative · entry 2

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,844

F1 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $46.00 to $46.145. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 22, 2019 Filed Aug 26, 2019 19:50 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 Exercise / conversionClass A Common Stock 68,401 $5.71 $390,569.71
Disclosure

SEC source: 0001179110-19-009832 · edgar.xml · nonDerivative · entry 1

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 20:16 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,300 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0001179110-19-009745 · edgar.xml · derivative · entry 3

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,300 shares

Expires 2023-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 20:16 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 7,300 $46.01 $335,859.86
Disclosure

SEC source: 0001179110-19-009745 · edgar.xml · nonDerivative · entry 2

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,844

F1 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $46.00 to $46.045. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 20:16 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 Exercise / conversionClass A Common Stock 7,300 $5.71 $41,683.00
Disclosure

SEC source: 0001179110-19-009745 · edgar.xml · nonDerivative · entry 1

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 20:39 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,602 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0001179110-19-009384 · edgar.xml · derivative · entry 3

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,602 shares

Expires 2023-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 20:39 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 5,602 $46.75 $261,882.86
Disclosure

SEC source: 0001179110-19-009384 · edgar.xml · nonDerivative · entry 2

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,844

F1 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $46.51 to $47.60. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 20:39 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 Exercise / conversionClass A Common Stock 5,602 $5.71 $31,987.42
Disclosure

SEC source: 0001179110-19-009384 · edgar.xml · nonDerivative · entry 1

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2019 Filed May 14, 2019 20:41 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,034 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0001179110-19-006020 · edgar.xml · derivative · entry 11

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,034 shares

Expires 2023-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested on December 31, 2013.

Read SEC document
May 14, 2019 Filed May 14, 2019 20:41 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,566 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001179110-19-006020 · edgar.xml · derivative · entry 10

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 25,566 shares

Expires 2022-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested on December 5, 2015.

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May 14, 2019 Filed May 14, 2019 20:41 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 35,600 $38.02 $1,353,394.52
Disclosure

SEC source: 0001179110-19-006020 · edgar.xml · nonDerivative · entry 7

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,844

F5 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $38.00 to $38.09. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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May 14, 2019 Filed May 14, 2019 20:41 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 Exercise / conversionClass A Common Stock 10,034 $5.71 $57,294.14
Disclosure

SEC source: 0001179110-19-006020 · edgar.xml · nonDerivative · entry 6

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 14, 2019 Filed May 14, 2019 20:41 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 Exercise / conversionClass A Common Stock 25,566 $4.00 $102,264.00
Disclosure

SEC source: 0001179110-19-006020 · edgar.xml · nonDerivative · entry 5

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 13, 2019 Filed May 14, 2019 20:41 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,076 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001179110-19-006020 · edgar.xml · derivative · entry 9

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,076 shares

Expires 2022-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested on December 5, 2015.

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May 13, 2019 Filed May 14, 2019 20:41 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 5,076 $37.80 $191,892.09
Disclosure

SEC source: 0001179110-19-006020 · edgar.xml · nonDerivative · entry 4

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,844

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $37.80 to $37.825. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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May 13, 2019 Filed May 14, 2019 20:41 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 Exercise / conversionClass A Common Stock 5,076 $4.00 $20,304.00
Disclosure

SEC source: 0001179110-19-006020 · edgar.xml · nonDerivative · entry 3

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2019 Filed May 14, 2019 20:41 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 41,824 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001179110-19-006020 · edgar.xml · derivative · entry 8

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 41,824 shares

Expires 2022-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested on December 5, 2015.

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May 10, 2019 Filed May 14, 2019 20:41 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 41,824 $38.18 $1,596,840.32
Disclosure

SEC source: 0001179110-19-006020 · edgar.xml · nonDerivative · entry 2

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,844

F1 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $38.15 to $38.455. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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May 10, 2019 Filed May 14, 2019 20:41 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 Exercise / conversionClass A Common Stock 41,824 $4.00 $167,296.00
Disclosure

SEC source: 0001179110-19-006020 · edgar.xml · nonDerivative · entry 1

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2019 Filed May 7, 2019 21:00 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GiftClass A Common Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005677 · edgar.xml · nonDerivative · entry 1

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,844

Read SEC document
March 13, 2019 Filed Mar 14, 2019 20:23 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 1,255 $34.18 $42,899.67
Disclosure

SEC source: 0001179110-19-003851 · edgar.xml · nonDerivative · entry 2

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,844

F2 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on March 12, 2019.

F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $33.95 to $34.27. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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March 13, 2019 Filed Mar 14, 2019 20:24 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 1,255 $34.18 $42,899.67
Disclosure

SEC source: 0001179110-19-003852 · edgar.xml · nonDerivative · entry 2

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,844

F2 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on March 12, 2019.

F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $33.95 to $34.27. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 20:23 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GrantClass A Common Stock 5,074 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003851 · edgar.xml · nonDerivative · entry 1

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,099

F1 · kind: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on March 12, 2020.

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March 12, 2019 Filed Mar 14, 2019 20:24 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GrantClass A Common Stock 5,074 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003852 · edgar.xml · nonDerivative · entry 1

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,099

F1 · kind: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on March 12, 2020.

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March 04, 2019 Filed Mar 4, 2019 21:30 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 4,768 $34.99 $166,816.11
Disclosure

SEC source: 0001179110-19-003054 · edgar.xml · nonDerivative · entry 2

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,025

F3 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on March 1, 2019.

F4 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $34.40 to $35.55. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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March 01, 2019 Filed Mar 4, 2019 21:30 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 2,524 $35.29 $89,067.92
Disclosure

SEC source: 0001179110-19-003054 · edgar.xml · nonDerivative · entry 1

Johnson Edwin D · CIK 0001392991 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,793

F1 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on February 28, 2019.

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $35.25 to $35.36. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.