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AB Value Management LLC

Disclosed activity across 3 companies

Tapewire entity
126481
SEC CIK
0001544509

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AUTOSCOPE TECHNOLOGIES CORPISNS · Entity 959610% ownerMay 28, 2021June 08, 2021
Crystal Rock Holdings, Inc.CRVP · Entity 16808210% ownerMarch 13, 2017March 15, 2017
Rocky Mountain Chocolate Factory, Inc.RMCF · Entity 1473See Explanation of ResponsesMay 27, 2022June 06, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AUTOSCOPE TECHNOLOGIES CORP

Report date May 28, 2021 · Filed June 08, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.1 par valueSEC Table I · non-derivativeIndirectSee Footnote466,642 Reported balance After 2021-05-28 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-05-28 · Other · Disposed 421,681 · Balance 466,642

F2: Mr. Berger, as the Manager of AB Value Managements Separate Account, transferred ownership of Shares that were held in the Separate Account to the owner of the account. AB Value Management no longer claims beneficial ownership of these shares.

F3: Shares that were the subject of this transaction were transferred, not sold, and as a result no consideration was exchanged pursuant to the transaction.

F1: Represents 466,642 Shares of Common Stock owned directly by AB Value, LP.

Common Stock, $0.1 par valueSEC Table I · non-derivativeDirect113,616 Reported balance Holding disclosure · report date 2021-05-28 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 113,616

Filing footnotes · ownership attribution and instrument terms

F1: Represents 466,642 Shares of Common Stock owned directly by AB Value, LP.

F2: Mr. Berger, as the Manager of AB Value Managements Separate Account, transferred ownership of Shares that were held in the Separate Account to the owner of the account. AB Value Management no longer claims beneficial ownership of these shares.

F3: Shares that were the subject of this transaction were transferred, not sold, and as a result no consideration was exchanged pursuant to the transaction.

Crystal Rock Holdings, Inc.

Report date March 13, 2017 · Filed March 15, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee Footnote2,393,593 Reported balance After 2017-03-13 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2017-03-13 · Purchase · Acquired 436 · Balance 2,393,593

F1: Represents 436 Shares of Common Stock purchased directly by AB Value Partners, LP.

F2: Represents 873,932 Shares of Common Stock owned directly by AB Value Partners, LP, 1,508,935 Shares of Common Stock AB Value Management LLC had caused the Managed Account to directly own, and 10,726 Shares of Common Stock owned directly by Hamilton Partners. Andrew Berger owns 1 share directly.

F3: This Form 4 is filed jointly by AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, Hamilton Partners and Andrew Berger ("Mr. Berger"). By virtue of their relationships with AB Value Partners, LP, each of AB Value Management LLC and Mr. Berger may be deemed to beneficially own the Shares owned by AB Value Partners, LP and the Managed Account. By virtue of their relationships with Hamilton Partners, Mr. Berger may be deemed to beneficially own the Shares owned by Hamilton Partners. Each of Mr. Berger, AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, and Hamilton Partners is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee Footnote2,393,941 Reported balance After 2017-03-14 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2017-03-14 · Purchase · Acquired 348 · Balance 2,393,941

F4: Represents 348 Shares of Common Stock purchased directly by AB Value Partners, LP.

F5: Represents 874,280 Shares of Common Stock owned directly by AB Value Partners, LP, 1,508,935 Shares of Common Stock AB Value Management LLC had caused the Managed Account to directly own, and 10,726 Shares of Common Stock owned directly by Hamilton Partners. Andrew Berger owns 1 share directly.

F6: This Form 4 is filed jointly by AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, Hamilton Partners and Andrew Berger ("Mr. Berger"). By virtue of their relationships with AB Value Partners, LP, each of AB Value Management LLC and Mr. Berger may be deemed to beneficially own the Shares owned by AB Value Partners, LP and the Managed Account. By virtue of their relationships with Hamilton Partners, Mr. Berger may be deemed to beneficially own the Shares owned by Hamilton Partners. Each of Mr. Berger, AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, and Hamilton Partners is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee Footnote2,421,961 Reported balance After 2017-03-15 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2017-03-15 · Purchase · Acquired 28,020 · Balance 2,421,961

F7: Represents 28,020 Shares of Common Stock purchased directly by AB Value Partners, LP.

F8: Represents 902,300 Shares of Common Stock owned directly by AB Value Partners, LP, 1,508,935 Shares of Common Stock AB Value Management LLC had caused the Managed Account to directly own, and 10,726 Shares of Common Stock owned directly by Hamilton Partners. Andrew Berger owns 1 share directly.

F9: This Form 4 is filed jointly by AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, Hamilton Partners and Andrew Berger ("Mr. Berger"). By virtue of their relationships with AB Value Partners, LP, each of AB Value Management LLC and Mr. Berger may be deemed to beneficially own the Shares owned by AB Value Partners, LP and the Managed Account. By virtue of their relationships with Hamilton Partners, Mr. Berger may be deemed to beneficially own the Shares owned by Hamilton Partners. Each of Mr. Berger, AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, and Hamilton Partners is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect1 Reported balance Holding disclosure · report date 2017-03-13 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 1

F10: Represents 1 Share of Common Stock owned by Andrew Berger directly.

Filing footnotes · ownership attribution and instrument terms

F1: Represents 436 Shares of Common Stock purchased directly by AB Value Partners, LP.

F2: Represents 873,932 Shares of Common Stock owned directly by AB Value Partners, LP, 1,508,935 Shares of Common Stock AB Value Management LLC had caused the Managed Account to directly own, and 10,726 Shares of Common Stock owned directly by Hamilton Partners. Andrew Berger owns 1 share directly.

F3: This Form 4 is filed jointly by AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, Hamilton Partners and Andrew Berger ("Mr. Berger"). By virtue of their relationships with AB Value Partners, LP, each of AB Value Management LLC and Mr. Berger may be deemed to beneficially own the Shares owned by AB Value Partners, LP and the Managed Account. By virtue of their relationships with Hamilton Partners, Mr. Berger may be deemed to beneficially own the Shares owned by Hamilton Partners. Each of Mr. Berger, AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, and Hamilton Partners is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock.

F4: Represents 348 Shares of Common Stock purchased directly by AB Value Partners, LP.

F5: Represents 874,280 Shares of Common Stock owned directly by AB Value Partners, LP, 1,508,935 Shares of Common Stock AB Value Management LLC had caused the Managed Account to directly own, and 10,726 Shares of Common Stock owned directly by Hamilton Partners. Andrew Berger owns 1 share directly.

F6: This Form 4 is filed jointly by AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, Hamilton Partners and Andrew Berger ("Mr. Berger"). By virtue of their relationships with AB Value Partners, LP, each of AB Value Management LLC and Mr. Berger may be deemed to beneficially own the Shares owned by AB Value Partners, LP and the Managed Account. By virtue of their relationships with Hamilton Partners, Mr. Berger may be deemed to beneficially own the Shares owned by Hamilton Partners. Each of Mr. Berger, AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, and Hamilton Partners is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock.

F7: Represents 28,020 Shares of Common Stock purchased directly by AB Value Partners, LP.

F8: Represents 902,300 Shares of Common Stock owned directly by AB Value Partners, LP, 1,508,935 Shares of Common Stock AB Value Management LLC had caused the Managed Account to directly own, and 10,726 Shares of Common Stock owned directly by Hamilton Partners. Andrew Berger owns 1 share directly.

F9: This Form 4 is filed jointly by AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, Hamilton Partners and Andrew Berger ("Mr. Berger"). By virtue of their relationships with AB Value Partners, LP, each of AB Value Management LLC and Mr. Berger may be deemed to beneficially own the Shares owned by AB Value Partners, LP and the Managed Account. By virtue of their relationships with Hamilton Partners, Mr. Berger may be deemed to beneficially own the Shares owned by Hamilton Partners. Each of Mr. Berger, AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, and Hamilton Partners is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock.

F10: Represents 1 Share of Common Stock owned by Andrew Berger directly.

Rocky Mountain Chocolate Factory, Inc.

Report date May 27, 2022 · Filed June 06, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote460,189 Reported balance Holding disclosure · report date 2022-05-27 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 460,189

F1: AB Value Management LLC is a member of a "group" with AB Value Partners, LP, Andrew Berger, Bradley Radoff, Mary Bradley, Richard Degnan, Correne S. Loeffler and Suchit Majmudar for purposes of Section 13(d) of the Exchange Act that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. The reporting person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2: 224,855 of the shares reported herein are owned directly by AB Value Partners, LP, a limited partnership of which AB Value Management LLC is the general partner. 235,334 of the shares reported herein are owned directly by a managed account (the "Managed Account"), of which AB Value Management LLC is the manager. AB Value Management LLC may be deemed to beneficially own the shares owned directly by AB Value Partners, LP and the Managed Account by virtue of its relationship with AB Value Partners, LP and the Managed Account.

Filing footnotes · ownership attribution and instrument terms

F1: AB Value Management LLC is a member of a "group" with AB Value Partners, LP, Andrew Berger, Bradley Radoff, Mary Bradley, Richard Degnan, Correne S. Loeffler and Suchit Majmudar for purposes of Section 13(d) of the Exchange Act that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. The reporting person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2: 224,855 of the shares reported herein are owned directly by AB Value Partners, LP, a limited partnership of which AB Value Management LLC is the general partner. 235,334 of the shares reported herein are owned directly by a managed account (the "Managed Account"), of which AB Value Management LLC is the manager. AB Value Management LLC may be deemed to beneficially own the shares owned directly by AB Value Partners, LP and the Managed Account by virtue of its relationship with AB Value Partners, LP and the Managed Account.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 28, 2021 Filed Jun 8, 2021 16:00 UTC AUTOSCOPE TECHNOLOGIES CORP ISNS · Entity 9596 OtherCommon Stock, $0.1 par value 421,681 $0.00 $0.00
Disclosure

SEC source: 0001544509-21-000002 · primary_doc.xml · nonDerivative · entry 2

AB Value Management LLC · CIK 0001544509 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 466,642

F2 · kind: Mr. Berger, as the Manager of AB Value Managements Separate Account, transferred ownership of Shares that were held in the Separate Account to the owner of the account. AB Value Management no longer claims beneficial ownership of these shares.

F3 · price: Shares that were the subject of this transaction were transferred, not sold, and as a result no consideration was exchanged pursuant to the transaction.

F1 · ownership.nature: Represents 466,642 Shares of Common Stock owned directly by AB Value, LP.

Read SEC document
December 10, 2018 Filed Dec 11, 2018 16:05 UTC AUTOSCOPE TECHNOLOGIES CORP ISNS · Entity 9596 PurchaseCommon Stock, $0.1 par value 4,930 $5.39 $26,578.62
Disclosure

SEC source: 0001544509-18-000004 · primary_doc.xml · nonDerivative · entry 1

AB Value Management LLC · CIK 0001544509 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 888,323

F1 · shares: Represents 2,465 Shares of Common Stock purchased directly by AB Value Partners, LP and 2,465 Shares of Common Stock AB Value Management LLC had caused the Managed Account to directly purchase.

F2 · price: The price reported in Column 4 is a weighted average price.

F3 · balance_after: Represents 466,642 Shares of Common Stock owned directly by AB Value Partners, LP, 421,681 Shares of Common Stock AB Value Management LLC had caused its Managed Account to directly own.

F4 · ownership.nature: This Form 4 is filed jointly by AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, and Andrew Berger ("Mr. Berger"). By virtue of their relationships with AB Value Partners, LP, each of AB Value Management LLC and Mr. Berger may be deemed to beneficially own the Shares owned by AB Value Partners, LP and the Managed Account.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 17:14 UTC AUTOSCOPE TECHNOLOGIES CORP ISNS · Entity 9596 PurchaseCommon Stock, $0.1 par value 500 $4.13 $2,065.00
Disclosure

SEC source: 0001544509-18-000003 · primary_doc.xml · nonDerivative · entry 1

AB Value Management LLC · CIK 0001544509 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 883,393

F1 · shares: Represents 250 Shares of Common Stock purchased directly by AB Value Partners, LP and 250 Shares of Common Stock AB Value Management LLC had caused the Managed Account to directly purchase.

F2 · price: The price reported in Column 4 is a weighted average price.

F3 · balance_after: Represents 464,177 Shares of Common Stock owned directly by AB Value Partners, LP, 419,216 Shares of Common Stock AB Value Management LLC had caused its Managed Account to directly own.

F4 · ownership.nature: This Form 4 is filed jointly by AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, and Andrew Berger ("Mr. Berger"). By virtue of their relationships with AB Value Partners, LP, each of AB Value Management LLC and Mr. Berger may be deemed to beneficially own the Shares owned by AB Value Partners, LP and the Managed Account.

Read SEC document
May 29, 2018 Filed May 31, 2018 16:23 UTC AUTOSCOPE TECHNOLOGIES CORP ISNS · Entity 9596 PurchaseCommon Stock, $0.1 par value 300 $3.90 $1,170.00
Disclosure

SEC source: 0001544509-18-000002 · primary_doc.xml · nonDerivative · entry 1

AB Value Management LLC · CIK 0001544509 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 882,893

F1 · shares: Represents 150 Shares of Common Stock purchased directly by AB Value Partners, LP and 150 Shares of Common Stock AB Value Management LLC had caused the Managed Account to directly purchase.

F2 · price: The price reported in Column 4 is a weighted average price.

F3 · balance_after: Represents 463,927 Shares of Common Stock owned directly by AB Value Partners, LP, 418,966 Shares of Common Stock AB Value Management LLC had caused its Managed Account to directly own.

F4 · ownership.nature: This Form 4 is filed jointly by AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, and Andrew Berger ("Mr. Berger"). By virtue of their relationships with AB Value Partners, LP, each of AB Value Management LLC and Mr. Berger may be deemed to beneficially own the Shares owned by AB Value Partners, LP and the Managed Account.

Read SEC document
May 21, 2018 Filed May 21, 2018 17:04 UTC AUTOSCOPE TECHNOLOGIES CORP ISNS · Entity 9596 PurchaseCommon Stock, $0.1 par value 3,200 $3.95 $12,655.04
Disclosure

SEC source: 0001544509-18-000001 · primary_doc.xml · nonDerivative · entry 3

AB Value Management LLC · CIK 0001544509 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 882,593

F9 · shares: Represents 1,600 Shares of Common Stock purchased directly by AB Value Partners, LP and 1,600 Shares of Common Stock AB Value Management LLC had caused the Managed Account to directly purchase.

F10 · price: The price reported in Column 4 is a weighted average price.

F11 · balance_after: Represents 463,777 Shares of Common Stock owned directly by AB Value Partners, LP, 418,816 Shares of Common Stock AB Value Management LLC had caused its Managed Account to directly own.

F12 · ownership.nature: This Form 4 is filed jointly by AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, and Andrew Berger ("Mr. Berger"). By virtue of their relationships with AB Value Partners, LP, each of AB Value Management LLC and Mr. Berger may be deemed to beneficially own the Shares owned by AB Value Partners, LP and the Managed Account.

Read SEC document
May 18, 2018 Filed May 21, 2018 17:04 UTC AUTOSCOPE TECHNOLOGIES CORP ISNS · Entity 9596 PurchaseCommon Stock, $0.1 par value 9,800 $4.00 $39,200.00
Disclosure

SEC source: 0001544509-18-000001 · primary_doc.xml · nonDerivative · entry 2

AB Value Management LLC · CIK 0001544509 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 879,393

F5 · shares: Represents 4,900 Shares of Common Stock purchased directly by AB Value Partners, LP and 4,900 Shares of Common Stock AB Value Management LLC had caused the Managed Account to directly purchase.

F6 · price: The price reported in Column 4 is a weighted average price.

F7 · balance_after: Represents 462,177 Shares of Common Stock owned directly by AB Value Partners, LP, 417,216 Shares of Common Stock AB Value Management LLC had caused its Managed Account to directly own.

F8 · ownership.nature: This Form 4 is filed jointly by AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, and Andrew Berger ("Mr. Berger"). By virtue of their relationships with AB Value Partners, LP, each of AB Value Management LLC and Mr. Berger may be deemed to beneficially own the Shares owned by AB Value Partners, LP and the Managed Account.

Read SEC document
May 17, 2018 Filed May 21, 2018 17:04 UTC AUTOSCOPE TECHNOLOGIES CORP ISNS · Entity 9596 PurchaseCommon Stock, $0.1 par value 41,200 $3.91 $161,232.08
Disclosure

SEC source: 0001544509-18-000001 · primary_doc.xml · nonDerivative · entry 1

AB Value Management LLC · CIK 0001544509 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 869,593

F1 · shares: Represents 20,600 Shares of Common Stock purchased directly by AB Value Partners, LP and 20,600 Shares of Common Stock AB Value Management LLC had caused the Managed Account to directly purchase.

F2 · price: The price reported in Column 4 is a weighted average price.

F3 · balance_after: Represents 457,277 Shares of Common Stock owned directly by AB Value, LP, 412,316 Shares of Common Stock AB Value Management LLC had caused its Managed Account to directly own.

F4 · ownership.nature: This Form 4 is filed jointly by AB Value Management LLC's Managed Account, AB Value Partners, LP, and Andrew Berger ("Mr. Berger"). By virtue of their relationships with AB Value Partners, LP, each of AB Value Management LLC and Mr. Berger may be deemed to beneficially own the Shares owned by AB Value Partners, LP and the Managed Account.

Read SEC document
March 15, 2017 Filed Mar 15, 2017 16:33 UTC Crystal Rock Holdings, Inc. CRVP · Entity 168082 PurchaseCommon Stock, par value $0.001 per share 28,020 $0.78 $21,847.19
Disclosure

SEC source: 0001544509-17-000004 · primary_doc.xml · nonDerivative · entry 3

AB Value Management LLC · CIK 0001544509 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,421,961

F7 · shares: Represents 28,020 Shares of Common Stock purchased directly by AB Value Partners, LP.

F8 · balance_after: Represents 902,300 Shares of Common Stock owned directly by AB Value Partners, LP, 1,508,935 Shares of Common Stock AB Value Management LLC had caused the Managed Account to directly own, and 10,726 Shares of Common Stock owned directly by Hamilton Partners. Andrew Berger owns 1 share directly.

F9 · ownership.nature: This Form 4 is filed jointly by AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, Hamilton Partners and Andrew Berger ("Mr. Berger"). By virtue of their relationships with AB Value Partners, LP, each of AB Value Management LLC and Mr. Berger may be deemed to beneficially own the Shares owned by AB Value Partners, LP and the Managed Account. By virtue of their relationships with Hamilton Partners, Mr. Berger may be deemed to beneficially own the Shares owned by Hamilton Partners. Each of Mr. Berger, AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, and Hamilton Partners is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 16:33 UTC Crystal Rock Holdings, Inc. CRVP · Entity 168082 PurchaseCommon Stock, par value $0.001 per share 348 $0.76 $264.48
Disclosure

SEC source: 0001544509-17-000004 · primary_doc.xml · nonDerivative · entry 2

AB Value Management LLC · CIK 0001544509 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,393,941

F4 · shares: Represents 348 Shares of Common Stock purchased directly by AB Value Partners, LP.

F5 · balance_after: Represents 874,280 Shares of Common Stock owned directly by AB Value Partners, LP, 1,508,935 Shares of Common Stock AB Value Management LLC had caused the Managed Account to directly own, and 10,726 Shares of Common Stock owned directly by Hamilton Partners. Andrew Berger owns 1 share directly.

F6 · ownership.nature: This Form 4 is filed jointly by AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, Hamilton Partners and Andrew Berger ("Mr. Berger"). By virtue of their relationships with AB Value Partners, LP, each of AB Value Management LLC and Mr. Berger may be deemed to beneficially own the Shares owned by AB Value Partners, LP and the Managed Account. By virtue of their relationships with Hamilton Partners, Mr. Berger may be deemed to beneficially own the Shares owned by Hamilton Partners. Each of Mr. Berger, AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, and Hamilton Partners is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 16:33 UTC Crystal Rock Holdings, Inc. CRVP · Entity 168082 PurchaseCommon Stock, par value $0.001 per share 436 $0.76 $331.36
Disclosure

SEC source: 0001544509-17-000004 · primary_doc.xml · nonDerivative · entry 1

AB Value Management LLC · CIK 0001544509 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,393,593

F1 · shares: Represents 436 Shares of Common Stock purchased directly by AB Value Partners, LP.

F2 · balance_after: Represents 873,932 Shares of Common Stock owned directly by AB Value Partners, LP, 1,508,935 Shares of Common Stock AB Value Management LLC had caused the Managed Account to directly own, and 10,726 Shares of Common Stock owned directly by Hamilton Partners. Andrew Berger owns 1 share directly.

F3 · ownership.nature: This Form 4 is filed jointly by AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, Hamilton Partners and Andrew Berger ("Mr. Berger"). By virtue of their relationships with AB Value Partners, LP, each of AB Value Management LLC and Mr. Berger may be deemed to beneficially own the Shares owned by AB Value Partners, LP and the Managed Account. By virtue of their relationships with Hamilton Partners, Mr. Berger may be deemed to beneficially own the Shares owned by Hamilton Partners. Each of Mr. Berger, AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, and Hamilton Partners is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock.

Read SEC document
March 08, 2017 Filed Mar 10, 2017 08:47 UTC Crystal Rock Holdings, Inc. CRVP · Entity 168082 PurchaseCommon Stock, par value $0.001 per share 1,500 $0.76 $1,140.00
Disclosure

SEC source: 0001544509-17-000003 · primary_doc.xml · nonDerivative · entry 1

AB Value Management LLC · CIK 0001544509 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,393,157

F1 · shares: Represents 1500 Shares of Common Stock purchased directly by AB Value Partners, LP.

F2 · balance_after: Represents 873,496 Shares of Common Stock owned directly by AB Value Partners, LP, 1,508,935 Shares of Common Stock AB Value Management LLC had caused the Managed Account to directly own, and 10,726 Shares of Common Stock owned directly by Hamilton Partners. Andrew Berger owns 1 share directly.

F3 · ownership.nature: This Form 4 is filed jointly by AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, Hamilton Partners and Andrew Berger ("Mr. Berger"). By virtue of their relationships with AB Value Partners, LP, each of AB Value Management LLC and Mr. Berger may be deemed to beneficially own the Shares owned by AB Value Partners, LP and the Managed Account. By virtue of their relationships with Hamilton Partners, Mr. Berger may be deemed to beneficially own the Shares owned by Hamilton Partners. Each of Mr. Berger, AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, and Hamilton Partners is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock.

Read SEC document
March 07, 2017 Filed Mar 8, 2017 08:51 UTC Crystal Rock Holdings, Inc. CRVP · Entity 168082 PurchaseCommon Stock, par value $0.001 per share 999 $0.78 $775.22
Disclosure

SEC source: 0001544509-17-000002 · primary_doc.xml · nonDerivative · entry 2

AB Value Management LLC · CIK 0001544509 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,391,657

F4 · shares: Represents 999 Shares of Common Stock purchased directly by AB Value Partners, LP.

F5 · balance_after: Represents 871,996 Shares of Common Stock owned directly by AB Value Partners, LP, 1,508,935 Shares of Common Stock AB Value Management LLC had caused the Managed Account to directly own, and 10,726 Shares of Common Stock owned directly by Hamilton Partners. Andrew Berger owns 1 share directly.

F6 · ownership.nature: This Form 4 is filed jointly by AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, Hamilton Partners and Andrew Berger ("Mr. Berger"). By virtue of their relationships with AB Value Partners, LP, each of AB Value Management LLC and Mr. Berger may be deemed to beneficially own the Shares owned by AB Value Partners, LP and the Managed Account. By virtue of their relationships with Hamilton Partners, Mr. Berger may be deemed to beneficially own the Shares owned by Hamilton Partners. Each of Mr. Berger, AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, and Hamilton Partners is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 08:51 UTC Crystal Rock Holdings, Inc. CRVP · Entity 168082 PurchaseCommon Stock, par value $0.001 per share 100 $0.76 $76.00
Disclosure

SEC source: 0001544509-17-000002 · primary_doc.xml · nonDerivative · entry 1

AB Value Management LLC · CIK 0001544509 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,390,658

F1 · shares: Represents 100 Shares of Common Stock purchased directly by AB Value Partners, LP.

F2 · balance_after: Represents 870,997 Shares of Common Stock owned directly by AB Value Partners, LP, 1,508,935 Shares of Common Stock AB Value Management LLC had caused the Managed Account to directly own, and 10,726 Shares of Common Stock owned directly by Hamilton Partners. Andrew Berger owns 1 share directly.

F3 · ownership.nature: This Form 4 is filed jointly by AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, Hamilton Partners and Andrew Berger ("Mr. Berger"). By virtue of their relationships with AB Value Partners, LP, each of AB Value Management LLC and Mr. Berger may be deemed to beneficially own the Shares owned by AB Value Partners, LP and the Managed Account. By virtue of their relationships with Hamilton Partners, Mr. Berger may be deemed to beneficially own the Shares owned by Hamilton Partners. Each of Mr. Berger, AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, and Hamilton Partners is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock.

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March 03, 2017 Filed Mar 6, 2017 09:29 UTC Crystal Rock Holdings, Inc. CRVP · Entity 168082 PurchaseCommon Stock, par value $0.001 per share 406 $0.76 $308.52
Disclosure

SEC source: 0001544509-17-000001 · primary_doc.xml · nonDerivative · entry 2

AB Value Management LLC · CIK 0001544509 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,390,558

F4 · shares: Represents 406 Shares of Common Stock purchased directly by AB Value Partners, LP.

F5 · balance_after: Represents 870,897 Shares of Common Stock owned directly by AB Value Partners, LP, 1,508,935 Shares of Common Stock AB Value Management LLC had caused the Managed Account to directly own, and 10,726 Shares of Common Stock owned directly by Hamilton Partners. Andrew Berger owns 1 share directly.

F6 · ownership.nature: This Form 4 is filed jointly by AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, Hamilton Partners and Andrew Berger ("Mr. Berger"). By virtue of their relationships with AB Value Partners, LP, each of AB Value Management LLC and Mr. Berger may be deemed to beneficially own the Shares owned by AB Value Partners, LP and the Managed Account. By virtue of their relationships with Hamilton Partners, Mr. Berger may be deemed to beneficially own the Shares owned by Hamilton Partners. Each of Mr. Berger, AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, and Hamilton Partners is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock.

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March 02, 2017 Filed Mar 6, 2017 09:29 UTC Crystal Rock Holdings, Inc. CRVP · Entity 168082 PurchaseCommon Stock, par value $0.001 per share 1,899 $0.75 $1,424.25
Disclosure

SEC source: 0001544509-17-000001 · primary_doc.xml · nonDerivative · entry 1

AB Value Management LLC · CIK 0001544509 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,390,253

F1 · shares: Represents 1,899 Shares of Common Stock purchased directly by AB Value Partners, LP.

F2 · balance_after: Represents 870,491 Shares of Common Stock owned directly by AB Value Partners, LP, 1,508,935 Shares of Common Stock AB Value Management LLC had caused the Managed Account to directly own, and 10,726 Shares of Common Stock owned directly by Hamilton Partners. Andrew Berger owns 1 share directly.

F3 · ownership.nature: This Form 4 is filed jointly by AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, Hamilton Partners and Andrew Berger ("Mr. Berger"). By virtue of their relationships with AB Value Partners, LP, each of AB Value Management LLC and Mr. Berger may be deemed to beneficially own the Shares owned by AB Value Partners, LP and the Managed Account. By virtue of their relationships with Hamilton Partners, Mr. Berger may be deemed to beneficially own the Shares owned by Hamilton Partners. Each of Mr. Berger, AB Value Management LLC, AB Value Management LLC's Managed Account, AB Value Partners, LP, and Hamilton Partners is a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding Common Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.