GOPAL SHOBANA

SEC source: 0001567619-22-012360 · doc1.xml · nonDerivative · entry 2

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135

F1 · shares: Fractional share sale by broker in connection with change in brokerage account; reporting person did not instruct sale nor have knowledge of fractional share sale prior to transaction occurring.

F3 · balance_after: Includes 1 post-reverse stock split share acquired pursuant to an automatic dividend reinvestment plan.

SEC source: 0001567619-22-012360 · doc1.xml · nonDerivative · entry 1

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134

F1 · shares: Fractional share sale by broker in connection with change in brokerage account; reporting person did not instruct sale nor have knowledge of fractional share sale prior to transaction occurring.

F2 · balance_after: Includes 258.302 pre-reverse stock split shares acquired pursuant to an automatic dividend reinvestment plan. On May 1, 2020, the common shares reverse split 1-for-10, resulting in the reporting person's ownership of 1,149.15 less common shares. Also includes 7.28 post-reverse stock split shares acquired pursuant to an automatic dividend reinvestment plan.

SEC source: 0001567619-22-012358 · doc1.xml · nonDerivative · entry 1

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825

F1 · shares: Fractional share sale by broker in connection with change in brokerage account? reporting person did not instruct sale nor have knowledge of fractional share sale prior to transaction occurring.

F2 · balance_after: Includes 461.23 pre-reverse stock split shares acquired pursuant to an automatic dividend reinvestment plan. On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 2,322.10 less common shares. Also includes 51 post-reverse stock split shares acquired pursuant to an automatic dividend reinvestment plan.

SEC source: 0001567619-22-012363 · doc1.xml · nonDerivative · entry 1

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208

F1 · shares: Fractional share sale by broker in connection with change in brokerage account? reporting person did not instruct sale nor have knowledge of fractional share sale prior to transaction occurring.

F2 · balance_after: Includes 114.86 pre-reverse stock split shares acquired pursuant to an automatic dividend reinvestment plan. On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 591.97 less common shares. Also includes 12 post-reverse stock split shares acquired pursuant to an automatic dividend reinvestment plan.

SEC source: 0001567619-22-012365 · doc1.xml · nonDerivative · entry 1

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120

F1 · shares: Fractional share sale by broker in connection with change in brokerage account? reporting person did not instruct sale nor have knowledge of fractional share sale prior to transaction occurring.

F2 · balance_after: Includes 205.57 pre-reverse stock split shares acquired pursuant to an automatic dividend reinvestment plan. On May 1, 2020, the common shares reverse split 1-for-8, resulting in the reporting person's ownership of 833.01 less common shares. Also includes 1 post-reverse stock split share acquired pursuant to an automatic dividend reinvestment plan.

SEC source: 0000913849-19-000232 · ownership.xml · nonDerivative · entry 1

GOPAL SHOBANA · CIK 0001645691 · VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

SEC source: 0001567619-19-000500 · doc1.xml · nonDerivative · entry 4

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,634.87

F1 · shares: Automatic reinvestment of distribution by broker not made at the TYG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001567619-19-000504 · doc1.xml · nonDerivative · entry 4

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673.11

F1 · shares: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001567619-19-000512 · doc1.xml · nonDerivative · entry 4

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746.43

F1 · shares: Automatic reinvestment of distribution by broker not made at the NDP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001140361-18-033596 · doc1.xml · derivative · entry 2

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60 shares

Expires 2018-07-18

F1 · derivative.exercise_price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owned fewer than three common shares as of the Record Date was entitled to subscribe for one common share. The subscription price per common share was $14.64 (the "basic subscription privilege"). The Rights Offering also included an oversubscription privilege, which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $14.64 per commo

F2 · derivative.exercise_price: On July 11, 2018, the reporting person exercised her basic subscription rights and oversubscription privileges in full to purchase common shares of the Fund issued in the Rights Offering. The reporting person purchased 240 common shares of the Fund from the exercise of her basic subscription rights (previously reported in a Form 4 filed on July 12, 2018), plus an additional 60 common shares of the Fund pursuant to the oversubscription privileges associated with the reporting person's subscription rights on the basis of the Fund's allocation of common shares, as of the closing of the subscription period. On July 24, 2018, the third-party subscription agent for the Rights Offering determined the allocations to be made to the Record Date Shareholders who exercised their oversubscription privileges.

F1 · price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owned fewer than three common shares as of the Record Date was entitled to subscribe for one common share. The subscription price per common share was $14.64 (the "basic subscription privilege"). The Rights Offering also included an oversubscription privilege, which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $14.64 per commo

F2 · price: On July 11, 2018, the reporting person exercised her basic subscription rights and oversubscription privileges in full to purchase common shares of the Fund issued in the Rights Offering. The reporting person purchased 240 common shares of the Fund from the exercise of her basic subscription rights (previously reported in a Form 4 filed on July 12, 2018), plus an additional 60 common shares of the Fund pursuant to the oversubscription privileges associated with the reporting person's subscription rights on the basis of the Fund's allocation of common shares, as of the closing of the subscription period. On July 24, 2018, the third-party subscription agent for the Rights Offering determined the allocations to be made to the Record Date Shareholders who exercised their oversubscription privileges.

SEC source: 0001140361-18-033596 · doc1.xml · nonDerivative · entry 1

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,017.844

F1 · date: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owned fewer than three common shares as of the Record Date was entitled to subscribe for one common share. The subscription price per common share was $14.64 (the "basic subscription privilege"). The Rights Offering also included an oversubscription privilege, which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $14.64 per commo

F2 · date: On July 11, 2018, the reporting person exercised her basic subscription rights and oversubscription privileges in full to purchase common shares of the Fund issued in the Rights Offering. The reporting person purchased 240 common shares of the Fund from the exercise of her basic subscription rights (previously reported in a Form 4 filed on July 12, 2018), plus an additional 60 common shares of the Fund pursuant to the oversubscription privileges associated with the reporting person's subscription rights on the basis of the Fund's allocation of common shares, as of the closing of the subscription period. On July 24, 2018, the third-party subscription agent for the Rights Offering determined the allocations to be made to the Record Date Shareholders who exercised their oversubscription privileges.

F1 · price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owned fewer than three common shares as of the Record Date was entitled to subscribe for one common share. The subscription price per common share was $14.64 (the "basic subscription privilege"). The Rights Offering also included an oversubscription privilege, which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $14.64 per commo

F2 · price: On July 11, 2018, the reporting person exercised her basic subscription rights and oversubscription privileges in full to purchase common shares of the Fund issued in the Rights Offering. The reporting person purchased 240 common shares of the Fund from the exercise of her basic subscription rights (previously reported in a Form 4 filed on July 12, 2018), plus an additional 60 common shares of the Fund pursuant to the oversubscription privileges associated with the reporting person's subscription rights on the basis of the Fund's allocation of common shares, as of the closing of the subscription period. On July 24, 2018, the third-party subscription agent for the Rights Offering determined the allocations to be made to the Record Date Shareholders who exercised their oversubscription privileges.

SEC source: 0001140361-18-032225 · doc1.xml · derivative · entry 2

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 240 shares

Expires 2018-07-18

F1 · security: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege").

F2 · security: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised her basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The reporting person exercised her basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended).

F1 · derivative.exercise_price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege").

F2 · derivative.exercise_price: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised her basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The reporting person exercised her basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended).

F1 · price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege").

F2 · price: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised her basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The reporting person exercised her basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended).

F1 · derivative.expiration_date: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege").

F2 · derivative.expiration_date: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised her basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The reporting person exercised her basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended).

SEC source: 0001140361-18-032225 · doc1.xml · nonDerivative · entry 1

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 957.844

F1 · price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege").

F2 · price: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised her basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The reporting person exercised her basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended).

F3 · balance_after: Includes 176.513 shares acquired under the Tortoise MLP Fund, Inc. dividend reinvestment plan.

SEC source: 0001567619-19-000500 · doc1.xml · nonDerivative · entry 3

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,634.87

F1 · shares: Automatic reinvestment of distribution by broker not made at the TYG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001567619-19-000504 · doc1.xml · nonDerivative · entry 3

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673.11

F1 · shares: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001567619-19-000512 · doc1.xml · nonDerivative · entry 3

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746.43

F1 · shares: Automatic reinvestment of distribution by broker not made at the NDP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001567619-19-000500 · doc1.xml · nonDerivative · entry 2

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,634.87

F1 · shares: Automatic reinvestment of distribution by broker not made at the TYG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001567619-19-000504 · doc1.xml · nonDerivative · entry 2

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673.11

F1 · shares: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001567619-19-000512 · doc1.xml · nonDerivative · entry 2

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746.43

F1 · shares: Automatic reinvestment of distribution by broker not made at the NDP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001567619-19-000500 · doc1.xml · nonDerivative · entry 1

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,634.87

F1 · shares: Automatic reinvestment of distribution by broker not made at the TYG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001567619-19-000504 · doc1.xml · nonDerivative · entry 1

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673.11

F1 · shares: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001567619-19-000512 · doc1.xml · nonDerivative · entry 1

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746.43

F1 · shares: Automatic reinvestment of distribution by broker not made at the NDP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001140361-18-001199 · doc1.xml · nonDerivative · entry 4

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,432.63

F1 · shares: Automatic reinvestment of distribution by broker not made at the TYG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001140361-18-001205 · doc1.xml · nonDerivative · entry 4

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613.561

F1 · shares: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001140361-18-001208 · doc1.xml · nonDerivative · entry 4

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649.987

F1 · shares: Automatic reinvestment of distribution by broker not made at the NDP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001140361-18-001199 · doc1.xml · nonDerivative · entry 3

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,432.63

F1 · shares: Automatic reinvestment of distribution by broker not made at the TYG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001140361-18-001205 · doc1.xml · nonDerivative · entry 3

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613.561

F1 · shares: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001140361-18-001208 · doc1.xml · nonDerivative · entry 3

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649.987

F1 · shares: Automatic reinvestment of distribution by broker not made at the NDP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001140361-18-001199 · doc1.xml · nonDerivative · entry 2

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,432.63

F1 · shares: Automatic reinvestment of distribution by broker not made at the TYG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001140361-18-001205 · doc1.xml · nonDerivative · entry 2

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613.561

F1 · shares: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001140361-18-001208 · doc1.xml · nonDerivative · entry 2

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649.987

F1 · shares: Automatic reinvestment of distribution by broker not made at the NDP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001140361-18-001199 · doc1.xml · nonDerivative · entry 1

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,432.63

F1 · shares: Automatic reinvestment of distribution by broker not made at the TYG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001140361-18-001205 · doc1.xml · nonDerivative · entry 1

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613.561

F1 · shares: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001140361-18-001208 · doc1.xml · nonDerivative · entry 1

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649.987

F1 · shares: Automatic reinvestment of distribution by broker not made at the NDP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001140361-17-001694 · doc1.xml · nonDerivative · entry 4

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,269.043

F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001140361-17-001692 · doc1.xml · nonDerivative · entry 4

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566.9

F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Pipeline & Energy Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001140361-17-001690 · doc1.xml · nonDerivative · entry 4

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578.71

F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Independence Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001140361-17-001694 · doc1.xml · nonDerivative · entry 3

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,269.043

F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001140361-17-001692 · doc1.xml · nonDerivative · entry 3

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566.9

F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Pipeline & Energy Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001140361-17-001690 · doc1.xml · nonDerivative · entry 3

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578.71

F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Independence Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001140361-17-001694 · doc1.xml · nonDerivative · entry 2

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,269.043

F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001140361-17-001692 · doc1.xml · nonDerivative · entry 2

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566.9

F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Pipeline & Energy Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001140361-17-001690 · doc1.xml · nonDerivative · entry 2

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578.71

F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Independence Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001140361-17-001694 · doc1.xml · nonDerivative · entry 1

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,269.043

F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001140361-17-001692 · doc1.xml · nonDerivative · entry 1

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566.9

F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Pipeline & Energy Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

SEC source: 0001140361-17-001690 · doc1.xml · nonDerivative · entry 1

GOPAL SHOBANA · CIK 0001645691 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578.71

F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Independence Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.