Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PHILLIPS 66 PARTNERS LPPSXP · Entity 129293 | Director | October 01, 2020 | October 05, 2020 |
| Phillips 66PSX · Entity 2915 | Retired Executive VP and GC | June 07, 2022 | June 08, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PHILLIPS 66 PARTNERS LP
Report date October 01, 2020 · Filed October 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
Holding disclosure · report date 2020-10-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,000 |
Phillips 66
Report date June 07, 2022 · Filed June 08, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 102,489 |
Last balance in matching sequence
After 2022-06-07 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2022-06-07 · Exercise / conversion · Acquired 19,600 · Balance 122,089 F1: Includes 26,373 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Row 2 · 2022-06-07 · Exercise / conversion · Acquired 25,100 · Balance 147,189 F1: Includes 26,373 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Row 3 · 2022-06-07 · Sale · Disposed 44,700 · Balance 102,489 F2: The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.62 to $109.02. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1: Includes 26,373 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $72.26 · Expires 2024-02-06 | Direct | 0 |
Reported balance
After 2022-06-07 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-06-07 · Exercise / conversion · Disposed 19,600 · Balance 0 F3: The stock options became exercisable in three equal annual installments beginning on February 6, 2015. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $74.14 · Expires 2025-02-03 | Direct | 0 |
Reported balance
After 2022-06-07 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-06-07 · Exercise / conversion · Disposed 25,100 · Balance 0 F4: The stock options became exercisable in three equal annual installments beginning on February 3, 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 26,373 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant.
F2: The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.62 to $109.02. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The stock options became exercisable in three equal annual installments beginning on February 6, 2015.
F4: The stock options became exercisable in three equal annual installments beginning on February 3, 2016.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 07, 2022 Filed Jun 8, 2022 21:18 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionStock Options (Right to Buy) · Derivative | 25,100 | $0.00 Strike: $74.14 | $0.00 |
DisclosureSEC source: 0001534701-22-000113 · wf-form4_165472306387401.xml · derivative · entry 5 Johnson Paula Ann · CIK 0001547331 · Retired Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,100 shares Expires 2025-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock options became exercisable in three equal annual installments beginning on February 3, 2016. Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 21:18 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionStock Options (Right to Buy) · Derivative | 19,600 | $0.00 Strike: $72.26 | $0.00 |
DisclosureSEC source: 0001534701-22-000113 · wf-form4_165472306387401.xml · derivative · entry 4 Johnson Paula Ann · CIK 0001547331 · Retired Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,600 shares Expires 2024-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options became exercisable in three equal annual installments beginning on February 6, 2015. Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 21:18 UTC | Phillips 66 PSX · Entity 2915 | SaleCommon Stock | 44,700 | $108.91 | $4,868,326.17 |
DisclosureSEC source: 0001534701-22-000113 · wf-form4_165472306387401.xml · nonDerivative · entry 3 Johnson Paula Ann · CIK 0001547331 · Retired Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,489 F2 · price: The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.62 to $109.02. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 26,373 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 21:18 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionCommon Stock | 25,100 | $74.14 | $1,860,788.50 |
DisclosureSEC source: 0001534701-22-000113 · wf-form4_165472306387401.xml · nonDerivative · entry 2 Johnson Paula Ann · CIK 0001547331 · Retired Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 26,373 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 21:18 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionCommon Stock | 19,600 | $72.26 | $1,416,198.00 |
DisclosureSEC source: 0001534701-22-000113 · wf-form4_165472306387401.xml · nonDerivative · entry 1 Johnson Paula Ann · CIK 0001547331 · Retired Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,089 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 26,373 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 22:51 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionStock Options (Right to Buy) · Derivative | 12,000 | $0.00 Strike: $62.17 | $0.00 |
DisclosureSEC source: 0001534701-22-000075 · wf-form4_164461984085403.xml · derivative · entry 4 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2023-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock options became exercisable in three equal annual installments beginning on February 7,2014. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 22:51 UTC | Phillips 66 PSX · Entity 2915 | SaleCommon Stock | 12,000 | $90.03 | $1,080,318.00 |
DisclosureSEC source: 0001534701-22-000075 · wf-form4_164461984085403.xml · nonDerivative · entry 2 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,489 F2 · price: The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.99 to $90.03. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: Includes 26,373 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 22:51 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionCommon Stock | 12,000 | $62.17 | $746,040.00 |
DisclosureSEC source: 0001534701-22-000075 · wf-form4_164461984085403.xml · nonDerivative · entry 1 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 26,373 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| August 09, 2021 Filed Oct 7, 2021 21:17 UTC | Phillips 66 PSX · Entity 2915 | Tax withholdingCommon Stock | 414 | $73.25 | $30,323.43 |
DisclosureSEC source: 0001534701-21-000179 · wf-form4_163364143258979.xml · nonDerivative · entry 1 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,489 F1 · date: Transaction represents the withholding of shares by the Issuer to satisfy FICA taxes arising from the reporting person being eligible for normal retirement. F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on August 9, 2021. F3 · balance_after: Includes 26,373 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 22:44 UTC | Phillips 66 PSX · Entity 2915 | GrantEmployee Stock Option (Right to Buy) · Derivative | 63,200 | $0.00 Strike: $74.70 | $0.00 |
DisclosureSEC source: 0001534701-21-000064 · wf-form4_161308347051524.xml · derivative · entry 3 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,200 Underlying: Common Stock · 63,200 shares Expires 2031-02-09 F2 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 9, 2022. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 22:44 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 11,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-21-000064 · wf-form4_161308347051524.xml · nonDerivative · entry 1 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,903 F1 · balance_after: Includes 26,787 Restricted Stock Units (RSUs), including the 11,080 RSUs reported on this Form 4, that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| February 06, 2021 Filed Feb 10, 2021 00:01 UTC | Phillips 66 PSX · Entity 2915 | Tax withholdingCommon Stock | 2,210 | $72.43 | $160,070.30 |
DisclosureSEC source: 0001534701-21-000051 · wf-form4_161291530346646.xml · nonDerivative · entry 1 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,823 F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of restricted stock units (RSUs) granted on February 6, 2018. F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on February 5, 2021. F3 · balance_after: Includes 15,707 RSUs that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 21:09 UTC | Phillips 66 PSX · Entity 2915 | Tax withholdingCommon Stock | 333 | $61.23 | $20,387.93 |
DisclosureSEC source: 0001534701-20-000128 · wf-form4_159674816301109.xml · nonDerivative · entry 1 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,033 F1 · balance_after: Includes 22,612 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| February 07, 2020 Filed Feb 11, 2020 16:26 UTC | Phillips 66 PSX · Entity 2915 | Tax withholdingCommon Stock | 2,511 | $89.88 | $225,676.13 |
DisclosureSEC source: 0001534701-20-000064 · wf-form4_158143838696714.xml · nonDerivative · entry 1 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,366 F1 · price: The price reflected above is the average of the high and the low price of the Company's stock on February 7, 2020. F2 · balance_after: Includes 22,945 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 22:19 UTC | Phillips 66 PSX · Entity 2915 | GrantEmployee Stock Option (Right to Buy) · Derivative | 45,900 | $0.00 Strike: $89.57 | $0.00 |
DisclosureSEC source: 0001534701-20-000042 · wf-form4_158094113057963.xml · derivative · entry 6 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,900 Underlying: Common Stock · 45,900 shares Expires 2030-02-04 F9 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 4, 2021. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 22:19 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 8,902 | $89.57 | $797,352.14 |
DisclosureSEC source: 0001534701-20-000042 · wf-form4_158094113057963.xml · nonDerivative · entry 3 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,877 F4 · price: The price reflected above is the average of the high and the low price of the Company's stock on February 4, 2020. F5 · balance_after: Includes 30,789 RSUs that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 22:19 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionPerformance Stock Units · Derivative | 27,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-20-000042 · wf-form4_158094113057963.xml · derivative · entry 5 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,238 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Restrictions on the PSUs lapse and the PSUs settle for shares of Phillips 66 common stock on a 1-for-1 basis at the end of the escrow period. The escrow period ends on the earliest to occur of: (a) five years; (b) termination of employment as a result of layoff; (c) termination of employment after attainment of age 55 with five years of service; (d) termination of employment due to death or total disability; or (e) termination of employment following a change of control. F1 · shares: Lapsing of restrictions on Performance Share Units (PSUs) that were reported on Table II of Form 4. F7 · derivative.exercise_date: Restrictions on the PSUs lapse and the PSUs settle for shares of Phillips 66 common stock on a 1-for-1 basis at the end of the escrow period. The escrow period ends on the earliest to occur of: (a) five years; (b) termination of employment as a result of layoff; (c) termination of employment after attainment of age 55 with five years of service; (d) termination of employment due to death or total disability; or (e) termination of employment following a change of control. F8 · derivative.expiration_date: Performance Share Units do not have an expiration date. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 22:19 UTC | Phillips 66 PSX · Entity 2915 | Tax withholdingCommon Stock | 9,522 | $89.91 | $856,123.02 |
DisclosureSEC source: 0001534701-20-000042 · wf-form4_158094113057963.xml · nonDerivative · entry 2 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,975 F3 · price: The price reflected above is the average of the high and the low price of the Company's stock on February 3, 2020. F2 · balance_after: Includes 21,887 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 22:19 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionCommon Stock | 27,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-20-000042 · wf-form4_158094113057963.xml · nonDerivative · entry 1 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Lapsing of restrictions on Performance Share Units (PSUs) that were reported on Table II of Form 4. F2 · balance_after: Includes 21,887 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| September 23, 2019 Filed Sep 25, 2019 14:42 UTC | Phillips 66 PSX · Entity 2915 | GiftCommon Stock | 4,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-19-000120 · wf-form4_156942255335881.xml · nonDerivative · entry 1 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,259 F1 · shares: "Bona fide gift" and involves no payment of consideration by the recipient of the gift. F2 · balance_after: Includes 21,887 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 20:38 UTC | Phillips 66 PSX · Entity 2915 | Tax withholdingCommon Stock | 277 | $96.67 | $26,776.90 |
DisclosureSEC source: 0001534701-19-000108 · wf-form4_156521031887319.xml · nonDerivative · entry 1 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,114 F1 · balance_after: Includes 21,887 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 21:46 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionPerformance Stock Units · Derivative | 19,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-19-000055 · wf-form4_154957595058419.xml · derivative · entry 6 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,219 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Restrictions on the PSUs lapse and the PSUs settle for shares of Phillips 66 common stock on a 1-for-1 basis at the end of the escrow period. The escrow period ends on the earliest to occur of: (a) five years; (b) termination of employment as a result of layoff; (c) termination of employment after attainment of age 55 with five years of service; (d) termination of employment due to death or total disability; or (e) termination of employment following a change in control. F2 · shares: Lapsing of restrictions on Performance Share Units (PSUs) that were reported on Table II of Form 4. F4 · derivative.exercise_date: Restrictions on the PSUs lapse and the PSUs settle for shares of Phillips 66 common stock on a 1-for-1 basis at the end of the escrow period. The escrow period ends on the earliest to occur of: (a) five years; (b) termination of employment as a result of layoff; (c) termination of employment after attainment of age 55 with five years of service; (d) termination of employment due to death or total disability; or (e) termination of employment following a change in control. F5 · derivative.expiration_date: The PSUs do not have an expiration date. Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 21:46 UTC | Phillips 66 PSX · Entity 2915 | Tax withholdingCommon Stock | 7,112 | $94.89 | $674,857.68 |
DisclosureSEC source: 0001534701-19-000055 · wf-form4_154957595058419.xml · nonDerivative · entry 3 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,391 F1 · balance_after: Includes 22,164 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 21:46 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionCommon Stock | 19,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-19-000055 · wf-form4_154957595058419.xml · nonDerivative · entry 2 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Lapsing of restrictions on Performance Share Units (PSUs) that were reported on Table II of Form 4. F1 · balance_after: Includes 22,164 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 21:46 UTC | Phillips 66 PSX · Entity 2915 | GrantEmployee Stock Option (Right to Buy) · Derivative | 36,500 | $0.00 Strike: $94.97 | $0.00 |
DisclosureSEC source: 0001534701-19-000055 · wf-form4_154957595058419.xml · derivative · entry 5 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,500 Underlying: Common Stock · 36,500 shares Expires 2029-02-05 F3 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 5, 2020. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 21:46 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 7,415 | $94.97 | $704,184.01 |
DisclosureSEC source: 0001534701-19-000055 · wf-form4_154957595058419.xml · nonDerivative · entry 1 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,284 F1 · balance_after: Includes 22,164 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| February 04, 2019 Filed Feb 5, 2019 21:19 UTC | Phillips 66 PSX · Entity 2915 | Tax withholdingCommon Stock | 2,386 | $94.68 | $225,906.48 |
DisclosureSEC source: 0001534701-19-000033 · wf-form4_154940156182160.xml · nonDerivative · entry 1 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,869 F1 · balance_after: Includes 14,749 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. Read SEC document |
| August 15, 2018 Filed Oct 1, 2018 21:44 UTC | Phillips 66 PSX · Entity 2915 | Tax withholdingCommon Stock | 268 | $122.03 | $32,703.37 |
DisclosureSEC source: 0001534701-18-000101 · wf-form4_153843027331159.xml · nonDerivative · entry 1 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,255 F1 · balance_after: Includes 22,205 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis, on the third anniversary of the date of grant. Read SEC document |
| May 24, 2018 Filed May 29, 2018 20:07 UTC | Phillips 66 PSX · Entity 2915 | Tax withholdingPerformance Stock Units · Derivative | 1,801 | $119.74 | $215,651.74 |
DisclosureSEC source: 0001534701-18-000084 · wf-form4_152762441213438.xml · derivative · entry 3 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,457 Underlying: Common Stock · 1,801 shares Expires not disclosed F3 · derivative.exercise_price: Performance Stock Units (PSUs) settle for shares of Phillips 66 common stock on a 1-for-1 basis at the end of the escrow period. The escrow period ends on the earliest to occur of: (a) five years; (b) termination of employment as a result of layoff; (c) termination of employment after attainment of age 55 with five years of service; (d) termination of employment due to death or total disability; or (e) termination of employment following a change in control. The PSUs will be forfeited if the reporting person separates from service prior to the end of the escrow period for any reason other than those listed above. During the escrow period, the reporting person may not dispose of PSUs. The reporting person may also elect to defer settlement of PSUs until a later date. F4 · kind: Pursuant to the terms of the PSU awards, the lapse of service-based substantial risk of forfeiture occurred and the issuer withheld units in payment of employment taxes. The remaining PSUs will settle for shares of Phillips 66 common stock at the end of the escrow period. F3 · derivative.exercise_date: Performance Stock Units (PSUs) settle for shares of Phillips 66 common stock on a 1-for-1 basis at the end of the escrow period. The escrow period ends on the earliest to occur of: (a) five years; (b) termination of employment as a result of layoff; (c) termination of employment after attainment of age 55 with five years of service; (d) termination of employment due to death or total disability; or (e) termination of employment following a change in control. The PSUs will be forfeited if the reporting person separates from service prior to the end of the escrow period for any reason other than those listed above. During the escrow period, the reporting person may not dispose of PSUs. The reporting person may also elect to defer settlement of PSUs until a later date. F5 · derivative.expiration_date: The PSUs do not have an expiration date. Read SEC document |
| May 24, 2018 Filed May 29, 2018 20:07 UTC | Phillips 66 PSX · Entity 2915 | Tax withholdingCommon Stock | 593 | $119.74 | $71,005.82 |
DisclosureSEC source: 0001534701-18-000084 · wf-form4_152762441213438.xml · nonDerivative · entry 1 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,523 F1 · kind: Pursuant to the terms of certain of the reporting person's RSU awards, the lapse of service-based substantial risk of forfeiture occurred and the issuer withheld units in payment of employment taxes. The remaining RSUs will settle for shares of Phillips 66 common stock on the third anniversary of the date of grant. F2 · balance_after: Includes 22,473 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis, generally on the third anniversary of the date of grant. Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 22:45 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionStock Units · Derivative | 6,497 | $96.84 Strike: $62.17 | $629,169.48 |
DisclosureSEC source: 0001534701-18-000049 · wf-form4_151812988610139.xml · derivative · entry 6 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,497 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: These Stock Units do not have an expiration date. Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 22:45 UTC | Phillips 66 PSX · Entity 2915 | Tax withholdingCommon Stock | 2,297 | $96.84 | $222,441.48 |
DisclosureSEC source: 0001534701-18-000049 · wf-form4_151812988610139.xml · nonDerivative · entry 3 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,050 Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 22:45 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionCommon Stock | 6,497 | $62.17 | $403,918.49 |
DisclosureSEC source: 0001534701-18-000049 · wf-form4_151812988610139.xml · nonDerivative · entry 2 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,347 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:45 UTC | Phillips 66 PSX · Entity 2915 | GrantEmployee Stock Option (Right to Buy) · Derivative | 29,900 | $0.00 Strike: $94.85 | $0.00 |
DisclosureSEC source: 0001534701-18-000049 · wf-form4_151812988610139.xml · derivative · entry 5 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,900 Underlying: Common Stock · 29,900 shares Expires 2028-02-06 F2 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 6, 2019. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:45 UTC | Phillips 66 PSX · Entity 2915 | GrantRestricted Stock Units | 7,173 | $94.85 | $680,359.05 |
DisclosureSEC source: 0001534701-18-000049 · wf-form4_151812988610139.xml · nonDerivative · entry 1 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,066 F1 · security: Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 18:38 UTC | Phillips 66 PSX · Entity 2915 | Tax withholdingRestricted Stock Units | 2,505 | $98.59 | $246,967.95 |
DisclosureSEC source: 0001534701-18-000033 · wf-form4_151802867266520.xml · nonDerivative · entry 1 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,893 F1 · security: Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant provided performance criteria are met. F2 · price: The FMV amount is calculated using the average of the high and the low price from February 2, 2018. F3 · balance_after: Totals reflect an increase in shares held and a decrease in Restricted Stock Units to reflect shares received upon the lapse of restrictions on Restricted Stock Units. Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 20:39 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionPerformance Stock Units · Derivative | 2,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-17-000063 · wf-form4_149142476331310.xml · derivative · entry 5 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,755 Underlying: Common Stock · 2,878 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Performance Stock Units (PSUs) settle for shares of Phillips 66 common stock on a 1-for-1 basis at the end of the escrow period. The escrow period ends on the earliest to occur of: (a) five years; (b) termination of employment as a result of layoff; (c) termination of employment after attainment of age 55 with five years of service; (d) termination of employment due to death or total disability; or (e) termination of employment following a change in control. The PSUs will be forfeited if the reporting person separates from service prior to the end of the escrow period for any reason other than those listed above. During the escrow period, the reporting person may not dispose of PSUs. The reporting person may also elect to defer settlement of PSUs until a later date. F1 · shares: Lapsing of restrictions on Performance Stock Units. F4 · derivative.exercise_date: Performance Stock Units (PSUs) settle for shares of Phillips 66 common stock on a 1-for-1 basis at the end of the escrow period. The escrow period ends on the earliest to occur of: (a) five years; (b) termination of employment as a result of layoff; (c) termination of employment after attainment of age 55 with five years of service; (d) termination of employment due to death or total disability; or (e) termination of employment following a change in control. The PSUs will be forfeited if the reporting person separates from service prior to the end of the escrow period for any reason other than those listed above. During the escrow period, the reporting person may not dispose of PSUs. The reporting person may also elect to defer settlement of PSUs until a later date. F5 · derivative.expiration_date: The Performance Stock Units do not have an expiration date. Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 20:39 UTC | Phillips 66 PSX · Entity 2915 | Tax withholdingCommon Stock | 1,209 | $78.11 | $94,434.99 |
DisclosureSEC source: 0001534701-17-000063 · wf-form4_149142476331310.xml · nonDerivative · entry 2 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,340 Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 20:39 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionCommon Stock | 2,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-17-000063 · wf-form4_149142476331310.xml · nonDerivative · entry 1 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Lapsing of restrictions on Performance Stock Units. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 17:45 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionPerformance Stock Units · Derivative | 1,471 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-17-000045 · wf-form4_148700790330143.xml · derivative · entry 5 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,633 Underlying: Common Stock · 59,104 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Performance Stock Units (PSUs) settle for shares of Phillips 66 common stock on a 1-for-1 basis at the end of the escrow period. The escrow period ends on the earliest to occur of: (a) five years; (b) termination of employment as a result of layoff; (c) termination of employment after attainment of age 55 with five years of service; (d) termination of employment due to death or total disability; or (e) termination of employment following a change in control. The PSUs will be forfeited if the reporting person separates from service prior to the end of the escrow period for any reason other than those listed above. During the escrow period, the reporting person may not dispose of PSUs. The reporting person may also elect to defer settlement of PSUs until a later date. F1 · shares: Lapsing of restrictions on Performance Stock Units. F3 · derivative.exercise_date: Performance Stock Units (PSUs) settle for shares of Phillips 66 common stock on a 1-for-1 basis at the end of the escrow period. The escrow period ends on the earliest to occur of: (a) five years; (b) termination of employment as a result of layoff; (c) termination of employment after attainment of age 55 with five years of service; (d) termination of employment due to death or total disability; or (e) termination of employment following a change in control. The PSUs will be forfeited if the reporting person separates from service prior to the end of the escrow period for any reason other than those listed above. During the escrow period, the reporting person may not dispose of PSUs. The reporting person may also elect to defer settlement of PSUs until a later date. F4 · derivative.expiration_date: Performance Share Units do not have an expiration date. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 17:45 UTC | Phillips 66 PSX · Entity 2915 | Tax withholdingCommon Stock | 520 | $79.31 | $41,238.60 |
DisclosureSEC source: 0001534701-17-000045 · wf-form4_148700790330143.xml · nonDerivative · entry 2 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,671 Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 17:45 UTC | Phillips 66 PSX · Entity 2915 | Exercise / conversionCommon Stock | 1,471 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-17-000045 · wf-form4_148700790330143.xml · nonDerivative · entry 1 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,191 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Lapsing of restrictions on Performance Stock Units. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 22:38 UTC | Phillips 66 PSX · Entity 2915 | Tax withholdingRestricted Stock Units | 2,030 | $78.48 | $159,304.25 |
DisclosureSEC source: 0001534701-17-000036 · wf-form4_148667988016961.xml · nonDerivative · entry 2 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,908 F1 · security: Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant provided performance criteria are met. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 22:38 UTC | Phillips 66 PSX · Entity 2915 | GrantEmployee Stock Option (Right to Buy) · Derivative | 34,300 | $0.00 Strike: $78.48 | $0.00 |
DisclosureSEC source: 0001534701-17-000036 · wf-form4_148667988016961.xml · derivative · entry 5 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,300 Underlying: Common Stock · 34,300 shares Expires 2027-02-07 F4 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning February 7, 2018. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 22:38 UTC | Phillips 66 PSX · Entity 2915 | GrantRestricted Stock Units | 8,148 | $78.48 | $639,414.30 |
DisclosureSEC source: 0001534701-17-000036 · wf-form4_148667988016961.xml · nonDerivative · entry 1 Johnson Paula Ann · CIK 0001547331 · Executive VP and Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,938 F1 · security: Restricted Stock Units settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the grant provided performance criteria are met. F2 · balance_after: Totals reflect an increase in shares held and a decrease in Restricted Stock Units to reflect shares received upon the lapse of restrictions on Restricted Stock Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.