Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HALLADOR ENERGY COHNRG · Entity 5143 | Director | June 09, 2022 | June 13, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HALLADOR ENERGY CO
Report date June 09, 2022 · Filed June 13, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,962,500 |
Reported balance
After 2022-06-09 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-06-09 · Conversion · Acquired 366,340 · Balance 1,962,500 F2: These shares were issued upon conversion of two convertible promissory notes to NextG Partners, LLC ("NextG"); one for $1,000,000 dated May 2, 2022 as reported on Form 8-K dated May 6, 2022, and the other $750,000 dated May 20, 2022 reported on Form 10-Q on May 23 2022. F1: Based on the 30-trading day trailing VWAP ending on and including the day of conversion. F3: 1,788,441 shares are owned by NextG Partners, LLC. Mr. Hardie is a member and manager of NextG, and owns 38% of its membership interests. He disclaims beneficial ownership of the other 62% of the shares owned by NextG. 139,089 shares are owned directly by Mr. Steven R. Hardie individually. 21,489 shares are owned beneficially by the Steven Robert Hardie Trust. Mr. Hardie is trustee, and disclaims any beneficial ownership in the trust. 13,481 shares are owned beneficially by the Sandra W. Hardie Revocable Family Trust. Mr. Hardie's spouse is trustee of the trust, and Mr. Hardie disclaims any beneficial ownership of the shares in the trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Based on the 30-trading day trailing VWAP ending on and including the day of conversion.
F2: These shares were issued upon conversion of two convertible promissory notes to NextG Partners, LLC ("NextG"); one for $1,000,000 dated May 2, 2022 as reported on Form 8-K dated May 6, 2022, and the other $750,000 dated May 20, 2022 reported on Form 10-Q on May 23 2022.
F3: 1,788,441 shares are owned by NextG Partners, LLC. Mr. Hardie is a member and manager of NextG, and owns 38% of its membership interests. He disclaims beneficial ownership of the other 62% of the shares owned by NextG. 139,089 shares are owned directly by Mr. Steven R. Hardie individually. 21,489 shares are owned beneficially by the Steven Robert Hardie Trust. Mr. Hardie is trustee, and disclaims any beneficial ownership in the trust. 13,481 shares are owned beneficially by the Sandra W. Hardie Revocable Family Trust. Mr. Hardie's spouse is trustee of the trust, and Mr. Hardie disclaims any beneficial ownership of the shares in the trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 09, 2022 Filed Jun 13, 2022 21:10 UTC | HALLADOR ENERGY CO HNRG · Entity 5143 | ConversionCommon Stock | 366,340 | $4.78 | $1,750,006.18 |
DisclosureSEC source: 0001437749-22-014898 · rdgdoc.xml · nonDerivative · entry 1 HARDIE STEVEN · CIK 0001167757 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,962,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares were issued upon conversion of two convertible promissory notes to NextG Partners, LLC ("NextG"); one for $1,000,000 dated May 2, 2022 as reported on Form 8-K dated May 6, 2022, and the other $750,000 dated May 20, 2022 reported on Form 10-Q on May 23 2022. F1 · price: Based on the 30-trading day trailing VWAP ending on and including the day of conversion. F3 · balance_after: 1,788,441 shares are owned by NextG Partners, LLC. Mr. Hardie is a member and manager of NextG, and owns 38% of its membership interests. He disclaims beneficial ownership of the other 62% of the shares owned by NextG. 139,089 shares are owned directly by Mr. Steven R. Hardie individually. 21,489 shares are owned beneficially by the Steven Robert Hardie Trust. Mr. Hardie is trustee, and disclaims any beneficial ownership in the trust. 13,481 shares are owned beneficially by the Sandra W. Hardie Revocable Family Trust. Mr. Hardie's spouse is trustee of the trust, and Mr. Hardie disclaims any beneficial ownership of the shares in the trust. F3 · ownership.nature: 1,788,441 shares are owned by NextG Partners, LLC. Mr. Hardie is a member and manager of NextG, and owns 38% of its membership interests. He disclaims beneficial ownership of the other 62% of the shares owned by NextG. 139,089 shares are owned directly by Mr. Steven R. Hardie individually. 21,489 shares are owned beneficially by the Steven Robert Hardie Trust. Mr. Hardie is trustee, and disclaims any beneficial ownership in the trust. 13,481 shares are owned beneficially by the Sandra W. Hardie Revocable Family Trust. Mr. Hardie's spouse is trustee of the trust, and Mr. Hardie disclaims any beneficial ownership of the shares in the trust. Read SEC document |
| April 29, 2016 Filed Jun 30, 2017 18:58 UTC | HALLADOR ENERGY CO HNRG · Entity 5143 | OtherCommon Stock | 1,422,101 | $4.67 | $6,641,211.67 |
DisclosureSEC source: 0001140361-17-026833 · doc1.xml · nonDerivative · entry 4 HARDIE STEVEN · CIK 0001167757 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By NextG Partners, LLC Disclosed balance after: 1,422,101 F3 · balance_after: he reporting person was a manager of Hallador Management, LLC, the manager of Hallador Alternative Assets Fund, LLC ("HAAF"). The reporting person was also a member of HAAF. The reporting person previously reported beneficial ownership of all shares held by HAAF. The shares indicated in this transaction represent the reporting person's pro-rata interest in HAAF. On April 29, 2016, HAAF transferred these shares to NextG. Following this transaction, the reporting person no longer indirectly beneficially owned these shares through HAAF, and instead indirectly beneficially owned these shares through NextG. Read SEC document |
| April 29, 2016 Filed Jun 30, 2017 18:58 UTC | HALLADOR ENERGY CO HNRG · Entity 5143 | OtherCommon Stock | 1,422,101 | $4.67 | $6,641,211.67 |
DisclosureSEC source: 0001140361-17-026833 · doc1.xml · nonDerivative · entry 3 HARDIE STEVEN · CIK 0001167757 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Hallador Alternative Assets Fund, LLC Disclosed balance after: 0 F3 · balance_after: he reporting person was a manager of Hallador Management, LLC, the manager of Hallador Alternative Assets Fund, LLC ("HAAF"). The reporting person was also a member of HAAF. The reporting person previously reported beneficial ownership of all shares held by HAAF. The shares indicated in this transaction represent the reporting person's pro-rata interest in HAAF. On April 29, 2016, HAAF transferred these shares to NextG. Following this transaction, the reporting person no longer indirectly beneficially owned these shares through HAAF, and instead indirectly beneficially owned these shares through NextG. Read SEC document |
| March 28, 2016 Filed Jun 30, 2017 18:58 UTC | HALLADOR ENERGY CO HNRG · Entity 5143 | OtherCommon Stock | 139,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-026833 · doc1.xml · nonDerivative · entry 2 HARDIE STEVEN · CIK 0001167757 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,339 F2 · balance_after: Since the reporting person's last Form 4 filing on April 4, 2014, 138,339 shares of HNRG's stock were distributed to the reporting person from the Robert Hardie QTIP Trust on March 28, 2016, prior to the dissolution of that Trust on March 31, 2016. The reporting person had been a 25% beneficiary of that Trust, and had claimed indirect beneficial ownership of the HNRG shares held by that Trust. Read SEC document |
| November 25, 2015 Filed Jun 30, 2017 18:58 UTC | HALLADOR ENERGY CO HNRG · Entity 5143 | SaleCommon Stock | 86,755 | $6.74 | $584,728.70 |
DisclosureSEC source: 0001140361-17-026833 · doc1.xml · nonDerivative · entry 1 HARDIE STEVEN · CIK 0001167757 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Hallador Special Holdings, LLC Disclosed balance after: 0 F1 · balance_after: NextG Partners, LLC, ("NextG") an entity of which the reporting person owns 38% of the membership interests, sold its membership interests in Hallador Special Holdings, LLC back to Hallador Special Holdings, LLC on November 25, 2015; therefore, the reporting person no longer indirectly beneficially owned HNRG shares held by Hallador Special Holdings effective November 25, 2015. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.