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WILLIAMS CHRISTOPHER J

Disclosed activity across 5 companies

Tapewire entity
12616
SEC CIK
0001269949

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMERIPRISE FINANCIAL INCAMP · Entity 3035DirectorJuly 28, 2026July 30, 2026
CAESARS HOLDINGS, INC.CZR · Entity 11848DirectorMay 30, 2018June 01, 2018
CLOROX CO /DE/CLX · Entity 3474DirectorSeptember 30, 2026October 03, 2026
UNION PACIFIC CORPUNP · Entity 2854DirectorOctober 01, 2026October 02, 2026
Walmart Inc.WMT · Entity 783DirectorMarch 31, 2014April 02, 2014

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMERIPRISE FINANCIAL INC

Report date July 28, 2026 · Filed July 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock (Retainer Deferral)SEC Table II · derivative / convertible securityDirect3,927.3767 Reported balance After 2026-07-28 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-07-28 · Grant · Acquired 37.7318 · Balance 3,927.3767

F1: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Outside Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Outside Directors.

CAESARS HOLDINGS, INC.

Report date May 30, 2018 · Filed June 01, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect40,067 Reported balance After 2018-05-30 transaction · row 1
1 source row

Row 1 · 2018-05-30 · Grant · Acquired 12,551 · Balance 40,067

CLOROX CO /DE/

Report date September 30, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect22,935.9886 Reported balance After 2026-08-28 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-28 · Grant · Acquired 276.2573 · Balance 22,935.9886

F1: 1-for-1

F2: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F3: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect23,275.4528 Reported balance After 2026-09-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-30 · Grant · Acquired 339.4642 · Balance 23,275.4528

F1: 1-for-1

F4: Receipt of Deferred Stock Units in lieu of receipt of quarterly director's fees.

F3: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Common StockSEC Table I · non-derivativeDirect849 Reported balance Holding disclosure · report date 2026-09-30 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 849

Filing footnotes · ownership attribution and instrument terms

F1: 1-for-1

F2: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F3: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F4: Receipt of Deferred Stock Units in lieu of receipt of quarterly director's fees.

UNION PACIFIC CORP

Report date October 01, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct6,576 Reported balance After 2026-10-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 194 · Balance 6,576

F1: Distribution ratio for Phantom Stock Units is 1:1.

F2: Phantom Stock Units are payable in cash only commencing at retirement.

Filing footnotes · ownership attribution and instrument terms

F1: Distribution ratio for Phantom Stock Units is 1:1.

F2: Phantom Stock Units are payable in cash only commencing at retirement.

Walmart Inc.

Report date March 31, 2014 · Filed April 02, 2014

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect48,377.7208 Reported balance After 2014-03-31 transaction · row 1
1 source row

Row 1 · 2014-03-31 · Grant · Acquired 376 · Balance 48,377.7208

F1: Represents quarterly director compensation, which the Reporting Person elected to receive in the form of shares. The number of shares was determined by using the closing price of the Issuer's common stock on the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Represents quarterly director compensation, which the Reporting Person elected to receive in the form of shares. The number of shares was determined by using the closing price of the Issuer's common stock on the date of grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 2, 2026 02:45 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 194 $272.42 Strike: $0.00 $52,849.48
Disclosure

SEC source: 0000100885-26-000292 · edgardoc.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,576

Underlying: Common Stock · 194 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
September 30, 2026 Filed Oct 3, 2026 00:16 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 339.4642 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-008112 · doc4.xml · derivative · entry 3

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,275.4528

Underlying: Common Stock · 339.4642 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F4 · kind: Receipt of Deferred Stock Units in lieu of receipt of quarterly director's fees.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
August 28, 2026 Filed Oct 3, 2026 00:16 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 276.2573 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-008112 · doc4.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,935.9886

Underlying: Common Stock · 276.2573 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
July 28, 2026 Filed Jul 30, 2026 21:11 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock (Retainer Deferral) · Derivative 37.7318 $546.62 $20,624.96
Disclosure

SEC source: 0001269949-26-000008 · form4-07302026_090726.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,927.3767

Underlying: Common Stock · 37.7318 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Outside Directors.

F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Outside Directors.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 16:41 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 189 $277.73 Strike: $0.00 $52,490.97
Disclosure

SEC source: 0000100885-26-000229 · edgardoc.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,382

Underlying: Common Stock · 189 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 20:16 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 288.1391 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-006380 · doc4.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,659.7313

Underlying: Common Stock · 288.1391 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F4 · kind: Receipt of Deferred Stock Units in lieu of receipt of quarterly director's fees.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
May 08, 2026 Filed Jul 2, 2026 20:16 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 297.0104 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-006380 · doc4.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,371.5922

Underlying: Common Stock · 297.0104 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
April 29, 2026 Filed May 1, 2026 22:10 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock (Annual) · Derivative 441.7518 $0.00 $0.00
Disclosure

SEC source: 0001269949-26-000006 · form4-05012026_100505.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,707.6232

Underlying: Common Stock · 441.7518 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

Read SEC document
April 28, 2026 Filed Apr 30, 2026 23:26 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock (Retainer Deferral) · Derivative 43.389 $475.35 $20,624.96
Disclosure

SEC source: 0001269949-26-000004 · form4-04302026_110400.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,875.0808

Underlying: Common Stock · 43.389 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Outside Directors.

F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Outside Directors.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 18:16 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 213 $243.12 Strike: $0.00 $51,784.56
Disclosure

SEC source: 0000100885-26-000120 · edgardoc.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,193

Underlying: Common Stock · 213 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 20:16 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 265.3672 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-004195 · doc4.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,074.5818

Underlying: Common Stock · 265.3672 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F4 · kind: Receipt of Deferred Stock Units in lieu of receipt of quarterly director's fees.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
February 13, 2026 Filed Apr 2, 2026 20:16 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 212.639 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-004195 · doc4.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,809.2146

Underlying: Common Stock · 212.639 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
February 03, 2026 Filed Feb 5, 2026 22:56 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock (Retainer Deferral) · Derivative 38.9114 $530.05 $20,624.99
Disclosure

SEC source: 0001269949-26-000002 · form4-02052026_100252.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,818.6956

Underlying: Common Stock · 38.9114 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Outside Directors.

F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Outside Directors.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 00:28 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 223 $231.91 Strike: $0.00 $51,715.93
Disclosure

SEC source: 0000100885-26-000020 · edgardoc.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,980

Underlying: Common Stock · 223 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 21:50 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 272.7363 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-000186 · doc4.xml · derivative · entry 3

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,596.5756

Underlying: Common Stock · 272.7363 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F5 · kind: Receipt of Deferred Stock Units in lieu of receipt of quarterly director's fees.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 21:50 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 1,637.8577 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-000186 · doc4.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,323.8393

Underlying: Common Stock · 1,637.8577 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F4 · kind: Annual award of Deferred Stock Units pursuant to the 2005 Stock Incentive Plan.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
November 06, 2025 Filed Jan 5, 2026 21:50 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 227.0333 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-000186 · doc4.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,685.9816

Underlying: Common Stock · 227.0333 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
November 04, 2025 Filed Nov 6, 2025 21:16 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock (Retainer Deferral) · Derivative 45.6305 $452.00 $20,624.99
Disclosure

SEC source: 0001269949-25-000005 · form4-11062025_091150.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,766.2747

Underlying: Common Stock · 45.6305 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 17:24 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 219 $234.74 Strike: $0.00 $51,408.06
Disclosure

SEC source: 0000100885-25-000303 · edgardoc.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,757

Underlying: Common Stock · 219 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 20:17 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 212.8954 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-008293 · doc4.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,458.9483

Underlying: Common Stock · 212.8954 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F4 · kind: Receipt of Deferred Stock Units in lieu of receipt of quarterly director's fees.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
August 29, 2025 Filed Oct 2, 2025 20:17 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 199.8083 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-008293 · doc4.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,246.0529

Underlying: Common Stock · 199.8083 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
July 29, 2025 Filed Jul 31, 2025 20:30 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock (Retainer Deferral) · Derivative 39.5881 $520.99 $20,625.00
Disclosure

SEC source: 0001415889-25-020726 · form4-07312025_080740.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,708.908

Underlying: Common Stock · 39.5881 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 19:09 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 216 $235.57 Strike: $0.00 $50,883.12
Disclosure

SEC source: 0000100885-25-000215 · edgardoc.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,538

Underlying: Common Stock · 216 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 20:28 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 247.223 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-006375 · doc4.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,046.2446

Underlying: Common Stock · 247.223 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F4 · kind: Receipt of Deferred Stock Units in lieu of receipt of quarterly director's fees.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
May 09, 2025 Filed Jul 2, 2025 20:28 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 168.6631 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-006375 · doc4.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,799.0217

Underlying: Common Stock · 168.6631 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
April 30, 2025 Filed May 2, 2025 21:30 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock (Annual) · Derivative 445.8409 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-011843 · form4-05022025_090532.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,144.3978

Underlying: Common Stock · 445.8409 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

Read SEC document
April 29, 2025 Filed May 1, 2025 21:56 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock (Retainer Deferral) · Derivative 43.7294 $471.65 $20,624.97
Disclosure

SEC source: 0001415889-25-011674 · form4-05012025_090529.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,658.1128

Underlying: Common Stock · 43.7294 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 21:06 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 214 $237.17 Strike: $0.00 $50,754.38
Disclosure

SEC source: 0000100885-25-000121 · edgardoc.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,322

Underlying: Common Stock · 214 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 20:17 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 220.7131 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-003890 · doc4.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,630.3586

Underlying: Common Stock · 220.7131 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F4 · kind: Receipt of Deferred Stock Units in lieu of receipt of quarterly director's fees.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
February 14, 2025 Filed Apr 2, 2025 20:17 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 150.5952 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-003890 · doc4.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,409.6455

Underlying: Common Stock · 150.5952 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 22:29 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock (Retainer Deferral) · Derivative 38.3992 $537.12 $20,624.98
Disclosure

SEC source: 0001415889-25-003145 · form4-02052025_100240.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,604.4552

Underlying: Common Stock · 38.3992 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 20:27 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 219 $229.12 Strike: $0.00 $50,177.28
Disclosure

SEC source: 0000100885-25-000022 · edgardoc.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,108

Underlying: Common Stock · 219 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:26 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 1,000.7162 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-000191 · doc4.xml · derivative · entry 3

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,259.0503

Underlying: Common Stock · 1,000.7162 shares

Expires not disclosed

F2 · derivative.exercise_price: 1-for-1

F5 · kind: Annual award of Deferred Stock Units pursuant to the 2005 Stock Incentive Plan.

F4 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F4 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:26 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantCommon Stock 200 $162.41 $32,482.00
Disclosure

SEC source: 0001225208-25-000191 · doc4.xml · nonDerivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 849

F1 · kind: Receipt of Common Stock in lieu of quarterly director's fee.

Read SEC document
November 07, 2024 Filed Jan 3, 2025 21:26 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 128.393 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-000191 · doc4.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,258.334

Underlying: Common Stock · 128.393 shares

Expires not disclosed

F2 · derivative.exercise_price: 1-for-1

F3 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F4 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F4 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
October 28, 2024 Filed Oct 30, 2024 20:42 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock (Retainer Deferral) · Derivative 60.26 $513.40 $30,937.48
Disclosure

SEC source: 0001415889-24-025756 · form4-10302024_081024.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,556.6971

Underlying: Common Stock · 60.26 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 19:12 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 204 $245.55 Strike: $0.00 $50,092.20
Disclosure

SEC source: 0000100885-24-000215 · edgardoc.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,889

Underlying: Common Stock · 204 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 22:35 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantCommon Stock 199 $162.91 $32,419.09
Disclosure

SEC source: 0001225208-24-009055 · doc4.xml · nonDerivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 649

F1 · kind: Receipt of Common Stock in lieu of quarterly director's fee.

Read SEC document
August 30, 2024 Filed Oct 2, 2024 22:35 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 131.0006 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-009055 · doc4.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,129.941

Underlying: Common Stock · 131.0006 shares

Expires not disclosed

F2 · derivative.exercise_price: 1-for-1

F3 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F4 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F4 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
July 29, 2024 Filed Jul 31, 2024 21:28 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock (Retainer Deferral) · Derivative 71.6063 $432.05 $30,937.50
Disclosure

SEC source: 0001415889-24-020464 · form4-07312024_090747.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,484.4829

Underlying: Common Stock · 71.6063 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 20:25 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 220 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-24-000151 · edgardoc.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,685

Underlying: Common Stock · 220 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 20:39 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantCommon Stock 238 $136.47 $32,479.86
Disclosure

SEC source: 0001225208-24-007237 · doc4.xml · nonDerivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450

F1 · kind: Receipt of Common Stock in lieu of quarterly director's fee.

Read SEC document
May 10, 2024 Filed Jul 2, 2024 20:39 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 141.1188 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-007237 · doc4.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,998.9404

Underlying: Common Stock · 141.1188 shares

Expires not disclosed

F2 · derivative.exercise_price: 1-for-1

F3 · kind: Receipt of Deferred Stock Units in lieu of receipt of quarterly director's fees.

F4 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F4 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
April 25, 2024 Filed Apr 26, 2024 23:04 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock (Retainer Deferral) · Derivative 75.2902 $410.91 $30,937.50
Disclosure

SEC source: 0001415889-24-011621 · form4-04262024_110416.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,401.2812

Underlying: Common Stock · 75.2902 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F3 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

F3 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

Read SEC document
April 24, 2024 Filed Apr 26, 2024 23:04 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock (Annual) · Derivative 460.2044 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011621 · form4-04262024_110416.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,593.0207

Underlying: Common Stock · 460.2044 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 19:05 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 203 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-24-000085 · edgardoc.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,465

Underlying: Common Stock · 203 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
March 28, 2024 Filed Apr 2, 2024 22:32 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantCommon Stock 212 $153.11 $32,459.32
Disclosure

SEC source: 0001225208-24-004835 · doc4.xml · nonDerivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212

F1 · kind: Receipt of Common Stock in lieu of quarterly director's fee.

Read SEC document
February 09, 2024 Filed Apr 2, 2024 22:32 UTC CLOROX CO /DE/ CLX · Entity 3474 GrantDeferred Stock Units · Derivative 131.0193 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-004835 · doc4.xml · derivative · entry 2

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,857.8216

Underlying: Common Stock · 131.0193 shares

Expires not disclosed

F2 · derivative.exercise_price: 1-for-1

F3 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.

F4 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

F4 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 23:09 UTC AMERIPRISE FINANCIAL INC AMP · Entity 3035 GrantPhantom Stock (Retainer Deferral) · Derivative 78.6993 $393.11 $30,937.48
Disclosure

SEC source: 0001415889-24-002092 · form4-01312024_110114.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,315.0414

Underlying: Common Stock · 78.6993 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 22:52 UTC UNION PACIFIC CORP UNP · Entity 2854 GrantPhantom Stock · Derivative 201 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-24-000023 · edgardoc.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,262

Underlying: Common Stock · 201 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.