Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RTX CorpUTX · Entity 2823 | Director · Chairman & CEO | June 09, 2014 | June 10, 2014 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RTX Corp
Report date June 09, 2014 · Filed June 10, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 565,675 |
Ending reported balance
After 2014-06-09 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2014-06-09 · Exercise / conversion · Acquired 100,000 · Balance 641,164 Row 2 · 2014-06-09 · Exercise / conversion · Acquired 80,000 · Balance 721,164 Row 3 · 2014-06-09 · Tax withholding · Disposed 22,141 · Balance 699,023 Row 4 · 2014-06-09 · Sale · Disposed 24,979 · Balance 674,044 F1: The price report in column 4 is a weighted average price. 12,758 of the shares were sold at $118.95 and 12,221 were sold at $119.05. Row 5 · 2014-06-09 · Tax withholding · Disposed 25,073 · Balance 648,971 Row 6 · 2014-06-09 · Tax withholding · Disposed 34,651 · Balance 614,320 Row 7 · 2014-06-09 · Tax withholding · Disposed 48,645 · Balance 565,675 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.50 · Expires 2015-01-02 | Direct | 0 |
Reported balance
After 2014-06-09 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2014-06-09 · Exercise / conversion · Disposed 80,000 · Balance 0 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $57.84 · Expires 2016-03-07 | Direct | 200,000 |
Reported balance
After 2014-06-09 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2014-06-09 · Exercise / conversion · Disposed 100,000 · Balance 200,000 |
| Common Stock (Career Restricted)SEC Table I · non-derivative | Direct | 2,400 |
Reported balance
Holding disclosure · report date 2014-06-09 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 2,400 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 4,405 |
Reported balance
Holding disclosure · report date 2014-06-09 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 4,405 |
Filing footnotes · ownership attribution and instrument terms
F1: The price report in column 4 is a weighted average price. 12,758 of the shares were sold at $118.95 and 12,221 were sold at $119.05.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 21, 2006 Filed Apr 25, 2006 20:28 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 40,000 | $36.22 | $1,448,748.00 |
DisclosureSEC source: 0000101829-06-000104 · che551.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2006 Filed Mar 10, 2006 21:20 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 400,000 | $0.00 Strike: $57.84 | $0.00 |
DisclosureSEC source: 0000101829-06-000050 · che521.xml · derivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2016-03-07 Read SEC document |
| January 03, 2006 Filed Jan 5, 2006 21:17 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 101,500 | $0.00 Strike: $56.53 | $0.00 |
DisclosureSEC source: 0000101829-06-000019 · che502.xml · derivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,500 Underlying: Common Stock · 101,500 shares Expires 2016-01-02 F1 · balance_after: The reporting person was also awarded 31,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| September 26, 2005 Filed Sep 28, 2005 20:33 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,527 | $52.12 | $235,947.24 |
DisclosureSEC source: 0000101829-05-000177 · che471.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,129 F1 · balance_after: The reporting person also directly owns 2,400 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| August 22, 2005 Filed Aug 24, 2005 20:41 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0000101829-05-000169 · che465.xml · derivative · entry 5 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000 Underlying: Common Stock · 25,000 shares Expires 2008-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2005 Filed Aug 24, 2005 20:41 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 6,710 | $51.87 | $348,047.70 |
DisclosureSEC source: 0000101829-05-000169 · che465.xml · nonDerivative · entry 3 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,656 F1 · balance_after: The reporting person also directly owns 2,400 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| August 22, 2005 Filed Aug 24, 2005 20:41 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 8,812 | $51.87 | $457,078.44 |
DisclosureSEC source: 0000101829-05-000169 · che465.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,366 Read SEC document |
| August 22, 2005 Filed Aug 24, 2005 20:41 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 25,000 | $18.28 | $457,032.50 |
DisclosureSEC source: 0000101829-05-000169 · che465.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2005 Filed Apr 25, 2005 20:36 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,000 | $102.39 | $307,170.00 |
DisclosureSEC source: 0000101829-05-000131 · che443.xml · nonDerivative · entry 4 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,089 Read SEC document |
| April 21, 2005 Filed Apr 25, 2005 20:36 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $36.56 | $0.00 |
DisclosureSEC source: 0000101829-05-000131 · che443.xml · derivative · entry 6 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 20,000 shares Expires 2008-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2005 Filed Apr 25, 2005 20:36 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 5,037 | $102.39 | $515,738.43 |
DisclosureSEC source: 0000101829-05-000131 · che443.xml · nonDerivative · entry 3 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,089 Read SEC document |
| April 21, 2005 Filed Apr 25, 2005 20:36 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 7,142 | $102.39 | $731,269.38 |
DisclosureSEC source: 0000101829-05-000131 · che443.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,126 Read SEC document |
| April 21, 2005 Filed Apr 25, 2005 20:36 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 20,000 | $36.56 | $731,250.00 |
DisclosureSEC source: 0000101829-05-000131 · che443.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2005 Filed Jan 5, 2005 21:37 UTC | RTX Corp UTX · Entity 2823 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 75,500 | $0.00 Strike: $103.00 | $0.00 |
DisclosureSEC source: 0000101829-05-000035 · che382.xml · derivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,500 Underlying: Common Stock · 75,500 shares Expires 2015-01-02 Read SEC document |
| November 30, 2004 Filed Dec 2, 2004 21:44 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 196 | $97.07 | $19,025.72 |
DisclosureSEC source: 0000101829-04-000265 · che344.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,268 F1 · balance_after: The reporting person also directly owns 1,200 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| November 30, 2004 Filed Dec 2, 2004 21:44 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,000 | $97.03 | $194,060.00 |
DisclosureSEC source: 0000101829-04-000265 · che344.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,464 Read SEC document |
| February 18, 2004 Filed Feb 20, 2004 20:22 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 14,000 | $0.00 Strike: $34.50 | $0.00 |
DisclosureSEC source: 0000101829-04-000110 · che253.xml · derivative · entry 5 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,000 shares Expires 2007-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2004 Filed Feb 20, 2004 20:22 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 2,843 | $97.36 | $276,794.48 |
DisclosureSEC source: 0000101829-04-000110 · che253.xml · nonDerivative · entry 3 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,464 F1 · balance_after: The reporting person also directly owns 1,200 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| February 18, 2004 Filed Feb 20, 2004 20:22 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 4,961 | $97.36 | $483,002.96 |
DisclosureSEC source: 0000101829-04-000110 · che253.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,307 Read SEC document |
| February 18, 2004 Filed Feb 20, 2004 20:22 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 14,000 | $34.50 | $483,000.00 |
DisclosureSEC source: 0000101829-04-000110 · che253.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2004 Filed Jan 13, 2004 22:30 UTC | RTX Corp UTX · Entity 2823 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $93.52 | $0.00 |
DisclosureSEC source: 0000101829-04-000060 · che221.xml · derivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2014-01-08 Read SEC document |
| November 06, 2003 Filed Nov 7, 2003 21:34 UTC | RTX Corp UTX · Entity 2823 | ConversionESOP Series A Convertible Preferred Stock · Derivative | 213.864 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000337 · che163.xml · derivative · entry 3 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Trustee Disclosed balance after: 0 Underlying: Common Stock · 855.456 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. F2 · kind: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. F2 · derivative.expiration_date: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. Read SEC document |
| November 06, 2003 Filed Nov 7, 2003 21:34 UTC | RTX Corp UTX · Entity 2823 | ConversionCommon Stock | 855.456 | $87.33 | $74,706.97 |
DisclosureSEC source: 0000101829-03-000337 · che163.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Trustee Disclosed balance after: 1,145.088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2003 Filed Sep 4, 2003 19:00 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,000 | $80.25 | $160,500.00 |
DisclosureSEC source: 0000101829-03-000289 · che144.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,268 F1 · balance_after: The reporting person also directly owns 1,200 shares of United Technologies Career Restricted common stock. Read SEC document |
| June 12, 2003 Filed Jun 16, 2003 18:10 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $34.50 | $0.00 |
DisclosureSEC source: 0000101829-03-000203 · che108.xml · derivative · entry 8 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 10,000 shares Expires 2007-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2003 Filed Jun 16, 2003 18:10 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $25.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000203 · che108.xml · derivative · entry 7 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2006-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2003 Filed Jun 16, 2003 18:10 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 2,029 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000203 · che108.xml · nonDerivative · entry 6 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,268 Read SEC document |
| June 12, 2003 Filed Jun 16, 2003 18:10 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 3,444 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000203 · che108.xml · nonDerivative · entry 5 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,297 Read SEC document |
| June 12, 2003 Filed Jun 16, 2003 18:10 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 10,000 | $34.50 | $345,000.00 |
DisclosureSEC source: 0000101829-03-000203 · che108.xml · nonDerivative · entry 4 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,741 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2003 Filed Jun 16, 2003 18:10 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 10,000 | $25.00 | $250,000.00 |
DisclosureSEC source: 0000101829-03-000203 · che108.xml · nonDerivative · entry 3 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,741 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2003 Filed Jun 16, 2003 18:10 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 1,624 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000203 · che108.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,741 Read SEC document |
| June 10, 2003 Filed Jun 16, 2003 18:10 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 4,753 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000203 · che108.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,365 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.