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person · Reporting owner

Rauch Lee M.

Disclosed activity across 2 companies

Tapewire entity
125850
SEC CIK
0001815345

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Ensysce Biosciences, Inc.ENSC · Entity 8108DirectorJune 23, 2022June 27, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Ensysce Biosciences, Inc.

Report date June 23, 2022 · Filed June 27, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.43 · Expires 2032-06-23Direct35,000 Reported balance After 2022-06-23 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-06-23 · Grant · Acquired 15,000 · Balance 35,000

F1: On June 23, 2022, Ms. Rauch was granted an option (the "Stock Option") to purchase 15,000 shares of common stock of Ensysce Biosciences, Inc. (the "Company"), par value $0.0001 per share, with a per share exercise price of $0.425, under the Amended and Restated 2021 Omnibus Incentive Plan of the Company. The Stock Option vests 1/12th per month over one year.

Filing footnotes · ownership attribution and instrument terms

F1: On June 23, 2022, Ms. Rauch was granted an option (the "Stock Option") to purchase 15,000 shares of common stock of Ensysce Biosciences, Inc. (the "Company"), par value $0.0001 per share, with a per share exercise price of $0.425, under the Amended and Restated 2021 Omnibus Incentive Plan of the Company. The Stock Option vests 1/12th per month over one year.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Viridian Therapeutics, Inc.\DE

Report date January 15, 2021 · Filed January 19, 2021

Section 16 reporting ended · disclosed 2021-01-19. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.03 · Expires 2031-01-17Direct15,000 Reported balance After 2021-01-18 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-01-18 · Grant · Acquired 15,000 · Balance 15,000

F1: The option vests in equal monthly installments over the following 6 months, subject to the Reporting Person's continued service to Issuer through each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The option vests in equal monthly installments over the following 6 months, subject to the Reporting Person's continued service to Issuer through each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 23, 2022 Filed Jun 27, 2022 17:41 UTC Ensysce Biosciences, Inc. ENSC · Entity 8108 GrantStock Option · Derivative 15,000 Not disclosed Strike: $0.43 Not disclosed
Disclosure

SEC source: 0001493152-22-017877 · ownership.xml · derivative · entry 1

Rauch Lee M. · CIK 0001815345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 15,000 shares

Expires 2032-06-23

F1 · security: On June 23, 2022, Ms. Rauch was granted an option (the "Stock Option") to purchase 15,000 shares of common stock of Ensysce Biosciences, Inc. (the "Company"), par value $0.0001 per share, with a per share exercise price of $0.425, under the Amended and Restated 2021 Omnibus Incentive Plan of the Company. The Stock Option vests 1/12th per month over one year.

F1 · price: On June 23, 2022, Ms. Rauch was granted an option (the "Stock Option") to purchase 15,000 shares of common stock of Ensysce Biosciences, Inc. (the "Company"), par value $0.0001 per share, with a per share exercise price of $0.425, under the Amended and Restated 2021 Omnibus Incentive Plan of the Company. The Stock Option vests 1/12th per month over one year.

F1 · derivative.exercise_date: On June 23, 2022, Ms. Rauch was granted an option (the "Stock Option") to purchase 15,000 shares of common stock of Ensysce Biosciences, Inc. (the "Company"), par value $0.0001 per share, with a per share exercise price of $0.425, under the Amended and Restated 2021 Omnibus Incentive Plan of the Company. The Stock Option vests 1/12th per month over one year.

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January 18, 2021 Filed Jan 19, 2021 20:04 UTC Viridian Therapeutics, Inc.\DE MGEN · Entity 4316 GrantEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $23.03 $0.00
Disclosure

SEC source: 0000899243-21-002402 · doc4.xml · derivative · entry 1

Rauch Lee M. · CIK 0001815345 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2031-01-17

F1 · derivative.exercise_date: The option vests in equal monthly installments over the following 6 months, subject to the Reporting Person's continued service to Issuer through each vesting date.

Read SEC document
September 14, 2020 Filed Sep 15, 2020 21:45 UTC Viridian Therapeutics, Inc.\DE MGEN · Entity 4316 GrantStock Option (right to buy) · Derivative 900,000 $0.00 Strike: $0.91 $0.00
Disclosure

SEC source: 0001209191-20-050617 · doc4.xml · derivative · entry 1

Rauch Lee M. · CIK 0001815345 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900,000

Underlying: Common Stock · 900,000 shares

Expires 2030-09-13

F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the Issuer's 2016 Equity Incentive Plan (the "Plan"). The shares vest in 48 equal monthly installments beginning on October 14, 2020, provided that at the relevant vesting dates the Reporting Person's continuous service to the Issuer has not been terminated as defined in and as determined under the Plan. The shares underlying the option are subject to accelerated vesting upon the occurrence of specified events including a change of control of the Issuer and the Reporting Person's termination. The option expires ten years after the date of grant.

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September 13, 2020 Filed Sep 17, 2020 17:31 UTC Amendment Viridian Therapeutics, Inc.\DE MGEN · Entity 4316 GrantStock Option (right to buy) · Derivative 900,000 $0.00 Strike: $0.91 $0.00
Disclosure

SEC source: 0001209191-20-050986 · doc4a.xml · derivative · entry 1

Rauch Lee M. · CIK 0001815345 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900,000

Underlying: Common Stock · 900,000 shares

Expires 2020-09-12

F1 · date: This amended Form 4 is being filed to correct the date of grant and related terms.

F2 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the Issuer's 2016 Equity Incentive Plan (the "Plan"). The shares vest in 48 equal monthly installments beginning on October 13, 2020, provided that at the relevant vesting dates the Reporting Person's continuous service to the Issuer has not been terminated as defined in and as determined under the Plan. The shares underlying the option are subject to accelerated vesting upon the occurrence of specified events including a change of control of the Issuer and the Reporting Person's termination. The option expires ten years after the date of grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.