Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Investview, Inc.INVU · Entity 7528 | Director · 10% owner | June 24, 2022 | June 28, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Investview, Inc.
Report date June 24, 2022 · Filed June 28, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 11,466,666 |
Reported balance
After 2022-06-24 transaction · row 1
1 source rowRow 1 · 2022-06-24 · Disposition to issuer · Disposed 33,333,334 · Balance 11,466,666 F1: Disposition to the issuer of restricted stock under Rule 16b-3(e) in exchange for option granted 6/24/2022. See note (2). |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.05 · Expires 2029-06-24 | Direct | 43,750,000 |
Reported balance
After 2022-06-24 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-06-24 · Grant · Acquired 43,750,000 · Balance 43,750,000 F2: Acquisition from the issuer of option under Rule 16b-3(d) in exchange for restricted stock and in consideration of Mr. Rothrock's services as a director of the Company. Option issued pursuant to the Company's 2022 Incentive Plan. Option has multiple vesting dates, as follows: 8,750,000 shares of common stock vest on February 3, 2023; 8,750,000 shares of common stock vest on February 3, 2024; 8,750,000 shares of common stock vest on February 3, 2025; 8,750,000 shares of common stock vest on February 3, 2026; 8,750,000 shares of common stock vest on February 3, 2027. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.05 · Expires 2029-06-24 | Direct | 85,416,668 |
Reported balance
After 2022-06-24 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-06-24 · Grant · Acquired 41,666,668 · Balance 85,416,668 F3: Acquisition from the issuer of option under Rule 16b-3(d) in consideration of Mr. Rothrock's services as a director of the Company and pursuant to the Company's 2022 Incentive Plan. Option has multiple vesting dates, as follows: 20,833,333 shares of common stock vest on November 9, 2022; 20,833,335 shares of common stock vest on November 9, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposition to the issuer of restricted stock under Rule 16b-3(e) in exchange for option granted 6/24/2022. See note (2).
F2: Acquisition from the issuer of option under Rule 16b-3(d) in exchange for restricted stock and in consideration of Mr. Rothrock's services as a director of the Company. Option issued pursuant to the Company's 2022 Incentive Plan. Option has multiple vesting dates, as follows: 8,750,000 shares of common stock vest on February 3, 2023; 8,750,000 shares of common stock vest on February 3, 2024; 8,750,000 shares of common stock vest on February 3, 2025; 8,750,000 shares of common stock vest on February 3, 2026; 8,750,000 shares of common stock vest on February 3, 2027.
F3: Acquisition from the issuer of option under Rule 16b-3(d) in consideration of Mr. Rothrock's services as a director of the Company and pursuant to the Company's 2022 Incentive Plan. Option has multiple vesting dates, as follows: 20,833,333 shares of common stock vest on November 9, 2022; 20,833,335 shares of common stock vest on November 9, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 24, 2022 Filed Jun 28, 2022 23:44 UTC | Investview, Inc. INVU · Entity 7528 | GrantEmployee Stock Option · Derivative | 41,666,668 | $0.00 Strike: $0.05 | $0.00 |
DisclosureSEC source: 0001493152-22-018011 · ownership.xml · derivative · entry 3 Rothrock David B. · CIK 0001811128 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,416,668 Underlying: Common Stock · 41,666,668 shares Expires 2029-06-24 F3 · price: Acquisition from the issuer of option under Rule 16b-3(d) in consideration of Mr. Rothrock's services as a director of the Company and pursuant to the Company's 2022 Incentive Plan. Option has multiple vesting dates, as follows: 20,833,333 shares of common stock vest on November 9, 2022; 20,833,335 shares of common stock vest on November 9, 2023. F3 · derivative.exercise_date: Acquisition from the issuer of option under Rule 16b-3(d) in consideration of Mr. Rothrock's services as a director of the Company and pursuant to the Company's 2022 Incentive Plan. Option has multiple vesting dates, as follows: 20,833,333 shares of common stock vest on November 9, 2022; 20,833,335 shares of common stock vest on November 9, 2023. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 23:44 UTC | Investview, Inc. INVU · Entity 7528 | GrantEmployee Stock Option · Derivative | 43,750,000 | $0.00 Strike: $0.05 | $0.00 |
DisclosureSEC source: 0001493152-22-018011 · ownership.xml · derivative · entry 2 Rothrock David B. · CIK 0001811128 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,750,000 Underlying: Common Stock · 43,750,000 shares Expires 2029-06-24 F2 · price: Acquisition from the issuer of option under Rule 16b-3(d) in exchange for restricted stock and in consideration of Mr. Rothrock's services as a director of the Company. Option issued pursuant to the Company's 2022 Incentive Plan. Option has multiple vesting dates, as follows: 8,750,000 shares of common stock vest on February 3, 2023; 8,750,000 shares of common stock vest on February 3, 2024; 8,750,000 shares of common stock vest on February 3, 2025; 8,750,000 shares of common stock vest on February 3, 2026; 8,750,000 shares of common stock vest on February 3, 2027. F2 · derivative.exercise_date: Acquisition from the issuer of option under Rule 16b-3(d) in exchange for restricted stock and in consideration of Mr. Rothrock's services as a director of the Company. Option issued pursuant to the Company's 2022 Incentive Plan. Option has multiple vesting dates, as follows: 8,750,000 shares of common stock vest on February 3, 2023; 8,750,000 shares of common stock vest on February 3, 2024; 8,750,000 shares of common stock vest on February 3, 2025; 8,750,000 shares of common stock vest on February 3, 2026; 8,750,000 shares of common stock vest on February 3, 2027. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 23:44 UTC | Investview, Inc. INVU · Entity 7528 | Disposition to issuerCommon Stock, $0.001 par value | 33,333,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-018011 · ownership.xml · nonDerivative · entry 1 Rothrock David B. · CIK 0001811128 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,466,666 F1 · price: Disposition to the issuer of restricted stock under Rule 16b-3(e) in exchange for option granted 6/24/2022. See note (2). Read SEC document |
| December 27, 2021 Filed Apr 11, 2022 23:21 UTC | Investview, Inc. INVU · Entity 7528 | Tax withholdingCommon Stock, $0.001 par value | 5,200,000 | $0.04 | $208,000.00 |
DisclosureSEC source: 0001493152-22-009645 · ownership.xml · nonDerivative · entry 2 Rothrock David B. · CIK 0001811128 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,800,000 F1 · shares: Surrendered to Investview, Inc. at $0.04 per share for payment of taxes due upon vesting of 16,666,666 shares. Read SEC document |
| September 03, 2021 Filed Apr 11, 2022 23:21 UTC | Investview, Inc. INVU · Entity 7528 | PurchaseRedeemable Non-voting Membership Interests · Derivative | 56,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-009645 · ownership.xml · derivative · entry 8 Rothrock David B. · CIK 0001811128 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 565,000,000 Underlying: Common Stock · 565,000,000 shares Expires not disclosed F6 · derivative.exercise_price: The Redeemable Non-voting Membership Interests in Investview Financial Group Holdings, LLC, a wholly owned subsidiary of Investview, Inc., are redeemable on a one-for-one basis into shares of Common Stock of Investview, Inc., any time after six months from the date of issuance at the election of the holder. If unredeemed by the holder, Investview, Inc., may force redemption at any time after five years from the date of issuance. F6 · price: The Redeemable Non-voting Membership Interests in Investview Financial Group Holdings, LLC, a wholly owned subsidiary of Investview, Inc., are redeemable on a one-for-one basis into shares of Common Stock of Investview, Inc., any time after six months from the date of issuance at the election of the holder. If unredeemed by the holder, Investview, Inc., may force redemption at any time after five years from the date of issuance. F6 · derivative.exercise_date: The Redeemable Non-voting Membership Interests in Investview Financial Group Holdings, LLC, a wholly owned subsidiary of Investview, Inc., are redeemable on a one-for-one basis into shares of Common Stock of Investview, Inc., any time after six months from the date of issuance at the election of the holder. If unredeemed by the holder, Investview, Inc., may force redemption at any time after five years from the date of issuance. F6 · derivative.expiration_date: The Redeemable Non-voting Membership Interests in Investview Financial Group Holdings, LLC, a wholly owned subsidiary of Investview, Inc., are redeemable on a one-for-one basis into shares of Common Stock of Investview, Inc., any time after six months from the date of issuance at the election of the holder. If unredeemed by the holder, Investview, Inc., may force redemption at any time after five years from the date of issuance. F7 · ownership.nature: These securities are held of record by MPower Trading Systems LLC ("MPower"). The Reporting Person is the sole managing member of MPower. By virtue of such relationship, the Reporting Person may be deemed to have voting and investment power with respect to the securities held by MPower as noted above and as a result may be deemed to have beneficial ownership over such securities. Each of the Reporting Person and MPower disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any such entity or person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| November 09, 2020 Filed Apr 11, 2022 23:21 UTC | Investview, Inc. INVU · Entity 7528 | PurchaseConvertible Secured Promissory Note · Derivative | Not disclosed | Not disclosed Strike: $0.01 | $1,300,000.00 |
DisclosureSEC source: 0001493152-22-009645 · ownership.xml · derivative · entry 7 Rothrock David B. · CIK 0001811128 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: Not disclosed Underlying: Common Stock · 185,714,286 shares Expires not disclosed F5 · derivative.exercise_price: The Convertible Secured Promissory Note (the "Note") is convertible from time to time, at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. "Conversion Amount" means the sum of (1) the principal amount of the Note to be converted in the conversion plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any, on the amounts referred to in the immediately preceding clauses (1) and/or (2). "Conversion Price" initially equals $0.007 and is subject to adjustment as set forth in the Note. The unpaid principal balance of the Note initially bears interest at a rate of 38.5% per annum, composed of an interest rate of 25% per annum and a facility fee of 13.5% per annum. The Note matures on April 27, 2030. F5 · price: The Convertible Secured Promissory Note (the "Note") is convertible from time to time, at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. "Conversion Amount" means the sum of (1) the principal amount of the Note to be converted in the conversion plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any, on the amounts referred to in the immediately preceding clauses (1) and/or (2). "Conversion Price" initially equals $0.007 and is subject to adjustment as set forth in the Note. The unpaid principal balance of the Note initially bears interest at a rate of 38.5% per annum, composed of an interest rate of 25% per annum and a facility fee of 13.5% per annum. The Note matures on April 27, 2030. F5 · derivative.exercise_date: The Convertible Secured Promissory Note (the "Note") is convertible from time to time, at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. "Conversion Amount" means the sum of (1) the principal amount of the Note to be converted in the conversion plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any, on the amounts referred to in the immediately preceding clauses (1) and/or (2). "Conversion Price" initially equals $0.007 and is subject to adjustment as set forth in the Note. The unpaid principal balance of the Note initially bears interest at a rate of 38.5% per annum, composed of an interest rate of 25% per annum and a facility fee of 13.5% per annum. The Note matures on April 27, 2030. F5 · derivative.expiration_date: The Convertible Secured Promissory Note (the "Note") is convertible from time to time, at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. "Conversion Amount" means the sum of (1) the principal amount of the Note to be converted in the conversion plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any, on the amounts referred to in the immediately preceding clauses (1) and/or (2). "Conversion Price" initially equals $0.007 and is subject to adjustment as set forth in the Note. The unpaid principal balance of the Note initially bears interest at a rate of 38.5% per annum, composed of an interest rate of 25% per annum and a facility fee of 13.5% per annum. The Note matures on April 27, 2030. F5 · derivative.underlying_shares: The Convertible Secured Promissory Note (the "Note") is convertible from time to time, at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. "Conversion Amount" means the sum of (1) the principal amount of the Note to be converted in the conversion plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any, on the amounts referred to in the immediately preceding clauses (1) and/or (2). "Conversion Price" initially equals $0.007 and is subject to adjustment as set forth in the Note. The unpaid principal balance of the Note initially bears interest at a rate of 38.5% per annum, composed of an interest rate of 25% per annum and a facility fee of 13.5% per annum. The Note matures on April 27, 2030. F4 · ownership.nature: These securities are held of record by DBR Capital, LLC ("DBR Capital"). The Reporting Person is the sole managing member of DBR Capital. By virtue of such relationship, the Reporting Person may be deemed to have voting and investment power with respect to the securities held by DBR Capital as noted above and as a result may be deemed to have beneficial ownership over such securities. Each of the Reporting Person and DBR Capital disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any such entity or person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| November 09, 2020 Filed Apr 11, 2022 23:21 UTC | Investview, Inc. INVU · Entity 7528 | PurchaseConvertible Secured Promissory Note · Derivative | Not disclosed | Not disclosed Strike: $0.01 | $700,000.00 |
DisclosureSEC source: 0001493152-22-009645 · ownership.xml · derivative · entry 6 Rothrock David B. · CIK 0001811128 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: Not disclosed Underlying: Common Stock · 100,000,000 shares Expires not disclosed F3 · derivative.exercise_price: The transactions reported in Table II involved the amendment of a Convertible Secured Promissory Note (the "Note") to reduce the conversion price from $0.012571428571429 to $0.007 per share. The Note is convertible at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. Conversion Amount means the sum of (1) the principal amount of the Note to be converted plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any. Conversion Price equals $0.007 per share and is subject to adjustment as set forth in the Note. The principal amount of the Note is $700,000. The unpaid principal balance of the Note initially bears interest at a rate of 20% per annum. The Note matures on April 27, 2030. F3 · price: The transactions reported in Table II involved the amendment of a Convertible Secured Promissory Note (the "Note") to reduce the conversion price from $0.012571428571429 to $0.007 per share. The Note is convertible at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. Conversion Amount means the sum of (1) the principal amount of the Note to be converted plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any. Conversion Price equals $0.007 per share and is subject to adjustment as set forth in the Note. The principal amount of the Note is $700,000. The unpaid principal balance of the Note initially bears interest at a rate of 20% per annum. The Note matures on April 27, 2030. F3 · derivative.exercise_date: The transactions reported in Table II involved the amendment of a Convertible Secured Promissory Note (the "Note") to reduce the conversion price from $0.012571428571429 to $0.007 per share. The Note is convertible at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. Conversion Amount means the sum of (1) the principal amount of the Note to be converted plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any. Conversion Price equals $0.007 per share and is subject to adjustment as set forth in the Note. The principal amount of the Note is $700,000. The unpaid principal balance of the Note initially bears interest at a rate of 20% per annum. The Note matures on April 27, 2030. F3 · derivative.expiration_date: The transactions reported in Table II involved the amendment of a Convertible Secured Promissory Note (the "Note") to reduce the conversion price from $0.012571428571429 to $0.007 per share. The Note is convertible at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. Conversion Amount means the sum of (1) the principal amount of the Note to be converted plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any. Conversion Price equals $0.007 per share and is subject to adjustment as set forth in the Note. The principal amount of the Note is $700,000. The unpaid principal balance of the Note initially bears interest at a rate of 20% per annum. The Note matures on April 27, 2030. F3 · derivative.underlying_shares: The transactions reported in Table II involved the amendment of a Convertible Secured Promissory Note (the "Note") to reduce the conversion price from $0.012571428571429 to $0.007 per share. The Note is convertible at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. Conversion Amount means the sum of (1) the principal amount of the Note to be converted plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any. Conversion Price equals $0.007 per share and is subject to adjustment as set forth in the Note. The principal amount of the Note is $700,000. The unpaid principal balance of the Note initially bears interest at a rate of 20% per annum. The Note matures on April 27, 2030. F4 · ownership.nature: These securities are held of record by DBR Capital, LLC ("DBR Capital"). The Reporting Person is the sole managing member of DBR Capital. By virtue of such relationship, the Reporting Person may be deemed to have voting and investment power with respect to the securities held by DBR Capital as noted above and as a result may be deemed to have beneficial ownership over such securities. Each of the Reporting Person and DBR Capital disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any such entity or person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| November 09, 2020 Filed Apr 11, 2022 23:21 UTC | Investview, Inc. INVU · Entity 7528 | OtherConvertible Secured Promissory Note · Derivative | Not disclosed | Not disclosed Strike: $0.01 | $700,000.00 |
DisclosureSEC source: 0001493152-22-009645 · ownership.xml · derivative · entry 5 Rothrock David B. · CIK 0001811128 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: Not disclosed Underlying: Common Stock · 55,681,818 shares Expires not disclosed F3 · derivative.exercise_price: The transactions reported in Table II involved the amendment of a Convertible Secured Promissory Note (the "Note") to reduce the conversion price from $0.012571428571429 to $0.007 per share. The Note is convertible at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. Conversion Amount means the sum of (1) the principal amount of the Note to be converted plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any. Conversion Price equals $0.007 per share and is subject to adjustment as set forth in the Note. The principal amount of the Note is $700,000. The unpaid principal balance of the Note initially bears interest at a rate of 20% per annum. The Note matures on April 27, 2030. F3 · price: The transactions reported in Table II involved the amendment of a Convertible Secured Promissory Note (the "Note") to reduce the conversion price from $0.012571428571429 to $0.007 per share. The Note is convertible at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. Conversion Amount means the sum of (1) the principal amount of the Note to be converted plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any. Conversion Price equals $0.007 per share and is subject to adjustment as set forth in the Note. The principal amount of the Note is $700,000. The unpaid principal balance of the Note initially bears interest at a rate of 20% per annum. The Note matures on April 27, 2030. F3 · derivative.exercise_date: The transactions reported in Table II involved the amendment of a Convertible Secured Promissory Note (the "Note") to reduce the conversion price from $0.012571428571429 to $0.007 per share. The Note is convertible at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. Conversion Amount means the sum of (1) the principal amount of the Note to be converted plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any. Conversion Price equals $0.007 per share and is subject to adjustment as set forth in the Note. The principal amount of the Note is $700,000. The unpaid principal balance of the Note initially bears interest at a rate of 20% per annum. The Note matures on April 27, 2030. F3 · derivative.expiration_date: The transactions reported in Table II involved the amendment of a Convertible Secured Promissory Note (the "Note") to reduce the conversion price from $0.012571428571429 to $0.007 per share. The Note is convertible at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. Conversion Amount means the sum of (1) the principal amount of the Note to be converted plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any. Conversion Price equals $0.007 per share and is subject to adjustment as set forth in the Note. The principal amount of the Note is $700,000. The unpaid principal balance of the Note initially bears interest at a rate of 20% per annum. The Note matures on April 27, 2030. F3 · derivative.underlying_shares: The transactions reported in Table II involved the amendment of a Convertible Secured Promissory Note (the "Note") to reduce the conversion price from $0.012571428571429 to $0.007 per share. The Note is convertible at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. Conversion Amount means the sum of (1) the principal amount of the Note to be converted plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any. Conversion Price equals $0.007 per share and is subject to adjustment as set forth in the Note. The principal amount of the Note is $700,000. The unpaid principal balance of the Note initially bears interest at a rate of 20% per annum. The Note matures on April 27, 2030. F4 · ownership.nature: These securities are held of record by DBR Capital, LLC ("DBR Capital"). The Reporting Person is the sole managing member of DBR Capital. By virtue of such relationship, the Reporting Person may be deemed to have voting and investment power with respect to the securities held by DBR Capital as noted above and as a result may be deemed to have beneficial ownership over such securities. Each of the Reporting Person and DBR Capital disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any such entity or person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| November 09, 2020 Filed Apr 11, 2022 23:21 UTC | Investview, Inc. INVU · Entity 7528 | PurchaseConvertible Secured Promissory Note · Derivative | Not disclosed | Not disclosed Strike: $0.01 | $1,300,000.00 |
DisclosureSEC source: 0001493152-22-009645 · ownership.xml · derivative · entry 4 Rothrock David B. · CIK 0001811128 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: Not disclosed Underlying: Common Stock · 185,714,286 shares Expires not disclosed F2 · derivative.exercise_price: The transactions reported in Table II involved the amendment of a Convertible Secured Promissory Note (the "Note") to reduce the conversion price from $0.012571428571429 to $0.007 per share. The Note is convertible at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. Conversion Amount means the sum of (1) the principal amount of the Note to be converted plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any. Conversion Price equals $0.007 per share and is subject to adjustment as set forth in the Note. The principal amount of the Note is $1,300,000. The unpaid principal balance of the Note initially bears interest at a rate of 20% per annum. The Note matures on April 27, 2030. F2 · price: The transactions reported in Table II involved the amendment of a Convertible Secured Promissory Note (the "Note") to reduce the conversion price from $0.012571428571429 to $0.007 per share. The Note is convertible at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. Conversion Amount means the sum of (1) the principal amount of the Note to be converted plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any. Conversion Price equals $0.007 per share and is subject to adjustment as set forth in the Note. The principal amount of the Note is $1,300,000. The unpaid principal balance of the Note initially bears interest at a rate of 20% per annum. The Note matures on April 27, 2030. F2 · derivative.exercise_date: The transactions reported in Table II involved the amendment of a Convertible Secured Promissory Note (the "Note") to reduce the conversion price from $0.012571428571429 to $0.007 per share. The Note is convertible at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. Conversion Amount means the sum of (1) the principal amount of the Note to be converted plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any. Conversion Price equals $0.007 per share and is subject to adjustment as set forth in the Note. The principal amount of the Note is $1,300,000. The unpaid principal balance of the Note initially bears interest at a rate of 20% per annum. The Note matures on April 27, 2030. F2 · derivative.expiration_date: The transactions reported in Table II involved the amendment of a Convertible Secured Promissory Note (the "Note") to reduce the conversion price from $0.012571428571429 to $0.007 per share. The Note is convertible at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. Conversion Amount means the sum of (1) the principal amount of the Note to be converted plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any. Conversion Price equals $0.007 per share and is subject to adjustment as set forth in the Note. The principal amount of the Note is $1,300,000. The unpaid principal balance of the Note initially bears interest at a rate of 20% per annum. The Note matures on April 27, 2030. F2 · derivative.underlying_shares: The transactions reported in Table II involved the amendment of a Convertible Secured Promissory Note (the "Note") to reduce the conversion price from $0.012571428571429 to $0.007 per share. The Note is convertible at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. Conversion Amount means the sum of (1) the principal amount of the Note to be converted plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any. Conversion Price equals $0.007 per share and is subject to adjustment as set forth in the Note. The principal amount of the Note is $1,300,000. The unpaid principal balance of the Note initially bears interest at a rate of 20% per annum. The Note matures on April 27, 2030. F4 · ownership.nature: These securities are held of record by DBR Capital, LLC ("DBR Capital"). The Reporting Person is the sole managing member of DBR Capital. By virtue of such relationship, the Reporting Person may be deemed to have voting and investment power with respect to the securities held by DBR Capital as noted above and as a result may be deemed to have beneficial ownership over such securities. Each of the Reporting Person and DBR Capital disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any such entity or person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| November 09, 2020 Filed Apr 11, 2022 23:21 UTC | Investview, Inc. INVU · Entity 7528 | OtherConvertible Secured Promissory Note · Derivative | Not disclosed | Not disclosed Strike: $0.01 | $1,300,000.00 |
DisclosureSEC source: 0001493152-22-009645 · ownership.xml · derivative · entry 3 Rothrock David B. · CIK 0001811128 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: Not disclosed Underlying: Common Stock · 103,409,091 shares Expires not disclosed F2 · derivative.exercise_price: The transactions reported in Table II involved the amendment of a Convertible Secured Promissory Note (the "Note") to reduce the conversion price from $0.012571428571429 to $0.007 per share. The Note is convertible at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. Conversion Amount means the sum of (1) the principal amount of the Note to be converted plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any. Conversion Price equals $0.007 per share and is subject to adjustment as set forth in the Note. The principal amount of the Note is $1,300,000. The unpaid principal balance of the Note initially bears interest at a rate of 20% per annum. The Note matures on April 27, 2030. F2 · price: The transactions reported in Table II involved the amendment of a Convertible Secured Promissory Note (the "Note") to reduce the conversion price from $0.012571428571429 to $0.007 per share. The Note is convertible at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. Conversion Amount means the sum of (1) the principal amount of the Note to be converted plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any. Conversion Price equals $0.007 per share and is subject to adjustment as set forth in the Note. The principal amount of the Note is $1,300,000. The unpaid principal balance of the Note initially bears interest at a rate of 20% per annum. The Note matures on April 27, 2030. F2 · derivative.exercise_date: The transactions reported in Table II involved the amendment of a Convertible Secured Promissory Note (the "Note") to reduce the conversion price from $0.012571428571429 to $0.007 per share. The Note is convertible at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. Conversion Amount means the sum of (1) the principal amount of the Note to be converted plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any. Conversion Price equals $0.007 per share and is subject to adjustment as set forth in the Note. The principal amount of the Note is $1,300,000. The unpaid principal balance of the Note initially bears interest at a rate of 20% per annum. The Note matures on April 27, 2030. F2 · derivative.expiration_date: The transactions reported in Table II involved the amendment of a Convertible Secured Promissory Note (the "Note") to reduce the conversion price from $0.012571428571429 to $0.007 per share. The Note is convertible at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. Conversion Amount means the sum of (1) the principal amount of the Note to be converted plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any. Conversion Price equals $0.007 per share and is subject to adjustment as set forth in the Note. The principal amount of the Note is $1,300,000. The unpaid principal balance of the Note initially bears interest at a rate of 20% per annum. The Note matures on April 27, 2030. F2 · derivative.underlying_shares: The transactions reported in Table II involved the amendment of a Convertible Secured Promissory Note (the "Note") to reduce the conversion price from $0.012571428571429 to $0.007 per share. The Note is convertible at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. Conversion Amount means the sum of (1) the principal amount of the Note to be converted plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any. Conversion Price equals $0.007 per share and is subject to adjustment as set forth in the Note. The principal amount of the Note is $1,300,000. The unpaid principal balance of the Note initially bears interest at a rate of 20% per annum. The Note matures on April 27, 2030. F4 · ownership.nature: These securities are held of record by DBR Capital, LLC ("DBR Capital"). The Reporting Person is the sole managing member of DBR Capital. By virtue of such relationship, the Reporting Person may be deemed to have voting and investment power with respect to the securities held by DBR Capital as noted above and as a result may be deemed to have beneficial ownership over such securities. Each of the Reporting Person and DBR Capital disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any such entity or person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| November 09, 2020 Filed Apr 11, 2022 23:21 UTC | Investview, Inc. INVU · Entity 7528 | Disposition to issuerCommon Stock, $0.001 par value | 50,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-009645 · ownership.xml · nonDerivative · entry 1 Rothrock David B. · CIK 0001811128 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000,000 Read SEC document |
| May 27, 2020 Filed May 28, 2020 17:57 UTC | Investview, Inc. INVU · Entity 7528 | PurchaseConvertible Secured Promissory Note · Derivative | Not disclosed | $700,000.00 Strike: $0.01 | $700,000.00 |
DisclosureSEC source: 0001493152-20-010013 · ownership.xml · derivative · entry 1 Rothrock David B. · CIK 0001811128 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: Not disclosed Underlying: Common Stock · 55,681,818 shares Expires not disclosed F1 · derivative.exercise_price: The Convertible Secured Promissory Note (the "Note") is convertible from time to time, at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. "Conversion Amount" means the sum of (1) the principal amount of the Note to be converted in the conversion plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any, on the amounts referred to in the immediately preceding clauses (1) and/or (2). "Conversion Price" initially equals $0.012571428571429 per share of Common Stock and is subject to adjustment as set forth in the Note. The principal amount of the Note is $700,000. The unpaid principal balance of the Note initially bears interest at a rate of 20% per annum. The Note matures on April 27, 2030. F1 · derivative.exercise_date: The Convertible Secured Promissory Note (the "Note") is convertible from time to time, at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. "Conversion Amount" means the sum of (1) the principal amount of the Note to be converted in the conversion plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any, on the amounts referred to in the immediately preceding clauses (1) and/or (2). "Conversion Price" initially equals $0.012571428571429 per share of Common Stock and is subject to adjustment as set forth in the Note. The principal amount of the Note is $700,000. The unpaid principal balance of the Note initially bears interest at a rate of 20% per annum. The Note matures on April 27, 2030. F1 · derivative.expiration_date: The Convertible Secured Promissory Note (the "Note") is convertible from time to time, at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. "Conversion Amount" means the sum of (1) the principal amount of the Note to be converted in the conversion plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any, on the amounts referred to in the immediately preceding clauses (1) and/or (2). "Conversion Price" initially equals $0.012571428571429 per share of Common Stock and is subject to adjustment as set forth in the Note. The principal amount of the Note is $700,000. The unpaid principal balance of the Note initially bears interest at a rate of 20% per annum. The Note matures on April 27, 2030. F1 · derivative.underlying_shares: The Convertible Secured Promissory Note (the "Note") is convertible from time to time, at the option of the holder thereof or, if certain conditions are met, the Issuer, into a number of shares of common stock of the Issuer (the "Common Stock"), equal to the Conversion Amount divided by the applicable Conversion Price. "Conversion Amount" means the sum of (1) the principal amount of the Note to be converted in the conversion plus (2) accrued and unpaid interest, if any, on such principal amount at the interest rates provided in the Note on the date of conversion, plus (3) default interest, if any, on the amounts referred to in the immediately preceding clauses (1) and/or (2). "Conversion Price" initially equals $0.012571428571429 per share of Common Stock and is subject to adjustment as set forth in the Note. The principal amount of the Note is $700,000. The unpaid principal balance of the Note initially bears interest at a rate of 20% per annum. The Note matures on April 27, 2030. F2 · ownership.nature: These securities are held of record by DBR Capital, LLC ("DBR Capital"). The Reporting Person is the sole managing member of DBR Capital. By virtue of such relationship, the Reporting Person may be deemed to have voting and investment power with respect to the securities held by DBR Capital as noted above and as a result may be deemed to have beneficial ownership over such securities. Each of the Reporting Person and DBR Capital disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any such entity or person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.