Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARROW FINANCIAL CORPAROW · Entity 5233 | Director | May 05, 2022 | June 30, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARROW FINANCIAL CORP
Report date May 05, 2022 · Filed June 30, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectWife's Trust | 12,340 |
Reported balance
After 2022-05-05 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-05-05 · Gift · Disposed 220 · Balance 12,340 |
| Common StockSEC Table I · non-derivative | IndirectWife's Trust | 11,730 |
Reported balance
After 2022-05-27 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-05-27 · Gift · Disposed 610 · Balance 11,730 |
| Common StockSEC Table I · non-derivative | IndirectWife's Trust | 13,998 |
Reported balance
After 2022-06-29 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2022-06-29 · Gift · Acquired 2,268 · Balance 13,998 F1: 2,268 shares were gifted by the reporting person to his Wife's Trust. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-06-29 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2022-06-29 · Gift · Disposed 2,268 · Balance 0 F1: 2,268 shares were gifted by the reporting person to his Wife's Trust. F2: The information provided reflects 19 shares acquired under the Company's DRIP since April 13, 2022 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: 2,268 shares were gifted by the reporting person to his Wife's Trust.
F2: The information provided reflects 19 shares acquired under the Company's DRIP since April 13, 2022 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2018 Filed Feb 1, 2018 21:06 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantDirector Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $32.80 | $0.00 |
DisclosureSEC source: 0000717538-18-000025 · wf-form4_151751920121597.xml · derivative · entry 3 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2028-01-31 F2 · derivative.exercise_date: The options vests in four equal installments beginning January 31, 2019 Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 21:26 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 211 | $36.80 | $7,764.80 |
DisclosureSEC source: 0000717538-17-000187 · wf-form4_151216356823533.xml · nonDerivative · entry 1 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,424 F1 · shares: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan. F2 · balance_after: The information provided reflects 16 shares acquired under the Company's DRIP and 35 shares acquired via a stock dividend since May 31, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| October 27, 2017 Filed Dec 1, 2017 21:26 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 430 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-17-000187 · wf-form4_151216356823533.xml · nonDerivative · entry 3 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 13,400 Read SEC document |
| October 05, 2017 Filed Dec 1, 2017 21:26 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 487 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-17-000187 · wf-form4_151216356823533.xml · nonDerivative · entry 2 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 13,830 F3 · balance_after: The information provided reflects 417 shares acquired via a stock dividend since May 31, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 20:55 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 245 | $31.65 | $7,754.25 |
DisclosureSEC source: 0000717538-17-000110 · wf-form4_149635050826173.xml · nonDerivative · entry 1 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,162 F1 · shares: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan. F2 · balance_after: The information provided reflects 6 shares acquired under the Company's DRIP since March 06, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| April 24, 2017 Filed Jun 1, 2017 20:55 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-17-000110 · wf-form4_149635050826173.xml · nonDerivative · entry 3 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 13,900 Read SEC document |
| March 31, 2017 Filed Jun 1, 2017 20:55 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-17-000110 · wf-form4_149635050826173.xml · nonDerivative · entry 2 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 14,200 Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 23:25 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantDirector Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $37.20 | $0.00 |
DisclosureSEC source: 0000717538-17-000035 · wf-form4_148547311637178.xml · derivative · entry 3 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2027-01-25 F2 · derivative.exercise_date: The options vest in four equal installments beginning January 25, 2018 Read SEC document |
| December 12, 2016 Filed Jan 26, 2017 23:25 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-17-000035 · wf-form4_148547311637178.xml · nonDerivative · entry 2 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 14,250 Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 21:23 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 204 | $37.85 | $7,721.40 |
DisclosureSEC source: 0000717538-16-000373 · wf-form4_148062742672849.xml · nonDerivative · entry 1 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 904 Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 18:51 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | SaleCommon Stock | 6,279 | $37.71 | $236,810.60 |
DisclosureSEC source: 0000717538-16-000358 · wf-form4_147940870022720.xml · nonDerivative · entry 1 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:35 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 262 | $0.00 Strike: $24.61 | $0.00 |
DisclosureSEC source: 0000717538-16-000355 · wf-form4_147933210566552.xml · derivative · entry 17 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 789 Underlying: Common Stock · 262 shares Expires 2025-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: The option vests in four equal installments beginning January 28, 2016. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:35 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 535 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0000717538-16-000355 · wf-form4_147933210566552.xml · derivative · entry 16 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536 Underlying: Common Stock · 535 shares Expires 2024-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The option vests in four equal installments beginning January 29, 2015. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:35 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 819 | $0.00 Strike: $22.21 | $0.00 |
DisclosureSEC source: 0000717538-16-000355 · wf-form4_147933210566552.xml · derivative · entry 15 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274 Underlying: Common Stock · 819 shares Expires 2023-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option vests in four equal installments beginning January 31, 2014. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:35 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 1,114 | $0.00 Strike: $22.80 | $0.00 |
DisclosureSEC source: 0000717538-16-000355 · wf-form4_147933210566552.xml · derivative · entry 14 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,114 shares Expires 2022-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vests in four equal installments beginning January 25, 2013. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:35 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 1,148 | $0.00 Strike: $22.18 | $0.00 |
DisclosureSEC source: 0000717538-16-000355 · wf-form4_147933210566552.xml · derivative · entry 13 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,148 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vests in four equal installments beginning January 26, 2012. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:35 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 1,183 | $0.00 Strike: $20.78 | $0.00 |
DisclosureSEC source: 0000717538-16-000355 · wf-form4_147933210566552.xml · derivative · entry 12 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,183 shares Expires 2020-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vests in four equal installments beginning January 27, 2011. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:35 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 1,218 | $0.00 Strike: $18.54 | $0.00 |
DisclosureSEC source: 0000717538-16-000355 · wf-form4_147933210566552.xml · derivative · entry 11 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,218 shares Expires 2019-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in four equal installments beginning January 21, 2010. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:35 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 262 | $24.61 | $6,447.82 |
DisclosureSEC source: 0000717538-16-000355 · wf-form4_147933210566552.xml · nonDerivative · entry 7 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:35 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 535 | $23.33 | $12,481.55 |
DisclosureSEC source: 0000717538-16-000355 · wf-form4_147933210566552.xml · nonDerivative · entry 6 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:35 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 819 | $22.21 | $18,189.99 |
DisclosureSEC source: 0000717538-16-000355 · wf-form4_147933210566552.xml · nonDerivative · entry 5 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:35 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 1,114 | $22.80 | $25,399.20 |
DisclosureSEC source: 0000717538-16-000355 · wf-form4_147933210566552.xml · nonDerivative · entry 4 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:35 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 1,148 | $22.18 | $25,462.64 |
DisclosureSEC source: 0000717538-16-000355 · wf-form4_147933210566552.xml · nonDerivative · entry 3 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:35 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 1,183 | $20.78 | $24,582.74 |
DisclosureSEC source: 0000717538-16-000355 · wf-form4_147933210566552.xml · nonDerivative · entry 2 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:35 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 1,218 | $18.54 | $22,581.72 |
DisclosureSEC source: 0000717538-16-000355 · wf-form4_147933210566552.xml · nonDerivative · entry 1 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The information provided reflects 5 shares acquired under the Company's DRIP and 21shares acquired via a stock dividend since July 25, 2016 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| November 10, 2016 Filed Nov 16, 2016 21:35 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 491 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-16-000355 · wf-form4_147933210566552.xml · nonDerivative · entry 10 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 14,500 Read SEC document |
| October 14, 2016 Filed Nov 16, 2016 21:35 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 150 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-16-000355 · wf-form4_147933210566552.xml · nonDerivative · entry 9 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 14,991 Read SEC document |
| August 19, 2016 Filed Nov 16, 2016 21:35 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-16-000355 · wf-form4_147933210566552.xml · nonDerivative · entry 8 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 15,141 F2 · balance_after: The information provided reflects 441 shares acquired via a stock dividend since July 25, 2016 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.