Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARROW FINANCIAL CORPAROW · Entity 5233 | Director | May 05, 2022 | June 30, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARROW FINANCIAL CORP
Report date May 05, 2022 · Filed June 30, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectWife's Trust | 12,340 |
Reported balance
After 2022-05-05 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-05-05 · Gift · Disposed 220 · Balance 12,340 |
| Common StockSEC Table I · non-derivative | IndirectWife's Trust | 11,730 |
Reported balance
After 2022-05-27 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-05-27 · Gift · Disposed 610 · Balance 11,730 |
| Common StockSEC Table I · non-derivative | IndirectWife's Trust | 13,998 |
Reported balance
After 2022-06-29 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2022-06-29 · Gift · Acquired 2,268 · Balance 13,998 F1: 2,268 shares were gifted by the reporting person to his Wife's Trust. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-06-29 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2022-06-29 · Gift · Disposed 2,268 · Balance 0 F1: 2,268 shares were gifted by the reporting person to his Wife's Trust. F2: The information provided reflects 19 shares acquired under the Company's DRIP since April 13, 2022 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: 2,268 shares were gifted by the reporting person to his Wife's Trust.
F2: The information provided reflects 19 shares acquired under the Company's DRIP since April 13, 2022 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 29, 2022 Filed Jun 30, 2022 15:39 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 2,268 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-22-000148 · wf-form4_165660354745911.xml · nonDerivative · entry 4 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 13,998 F1 · shares: 2,268 shares were gifted by the reporting person to his Wife's Trust. Read SEC document |
| June 29, 2022 Filed Jun 30, 2022 15:39 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 2,268 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-22-000148 · wf-form4_165660354745911.xml · nonDerivative · entry 3 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: 2,268 shares were gifted by the reporting person to his Wife's Trust. F2 · balance_after: The information provided reflects 19 shares acquired under the Company's DRIP since April 13, 2022 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| May 27, 2022 Filed Jun 30, 2022 15:39 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 610 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-22-000148 · wf-form4_165660354745911.xml · nonDerivative · entry 2 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 11,730 Read SEC document |
| May 05, 2022 Filed Jun 30, 2022 15:39 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 220 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-22-000148 · wf-form4_165660354745911.xml · nonDerivative · entry 1 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 12,340 Read SEC document |
| April 13, 2022 Filed Apr 14, 2022 15:57 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 80 | $31.53 | $2,522.40 |
DisclosureSEC source: 0000717538-22-000110 · wf-form4_164995181921173.xml · nonDerivative · entry 1 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,249 F1 · kind: Quarterly Director's Retainer payment. F2 · balance_after: The information provided reflects 17 shares acquired under the Company's DRIP since January 26, 2022 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| January 26, 2022 Filed Jan 27, 2022 15:45 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantDirector Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $35.83 | $0.00 |
DisclosureSEC source: 0000717538-22-000046 · wf-form4_164329829315339.xml · derivative · entry 3 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2032-01-26 F1 · derivative.exercise_date: The options vests in four equal installments beginning January 26, 2023 Read SEC document |
| January 12, 2022 Filed Jan 13, 2022 18:02 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 212 | $35.64 | $7,555.68 |
DisclosureSEC source: 0000717538-22-000022 · wf-form4_164209695021957.xml · nonDerivative · entry 1 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,152 F1 · kind: Quarterly Director's Retainer payment. F2 · balance_after: The information provided reflects 15 shares acquired under the Company's DRIP since October 13, 2021 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| November 01, 2021 Filed Jan 13, 2022 18:02 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 216 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-22-000022 · wf-form4_164209695021957.xml · nonDerivative · entry 3 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 12,560 Read SEC document |
| October 14, 2021 Filed Jan 13, 2022 18:02 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 150 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-22-000022 · wf-form4_164209695021957.xml · nonDerivative · entry 2 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 12,776 Read SEC document |
| October 13, 2021 Filed Oct 14, 2021 18:24 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 192 | $35.74 | $6,862.08 |
DisclosureSEC source: 0000717538-21-000218 · wf-form4_163423587067295.xml · nonDerivative · entry 1 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,925 F1 · kind: Quarterly Director's Retainer payment. F2 · balance_after: The information provided reflects 12 shares acquired under the Company's DRIP and 50 shares acquired via a stock dividend since July 14, 2021 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| August 11, 2021 Filed Oct 14, 2021 18:24 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 708 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-21-000218 · wf-form4_163423587067295.xml · nonDerivative · entry 2 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 12,926 F3 · balance_after: The information provided reflects 376 shares acquired via a stock dividend since July 14, 2021 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| July 14, 2021 Filed Jul 15, 2021 19:00 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 191 | $36.09 | $6,893.19 |
DisclosureSEC source: 0000717538-21-000146 · wf-form4_162637559062677.xml · nonDerivative · entry 1 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,671 F1 · kind: Quarterly Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan. F2 · balance_after: The information provided reflects 10 shares acquired under the Company's DRIP since April 14, 2021 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| April 14, 2021 Filed Apr 15, 2021 17:22 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 203 | $33.93 | $6,887.79 |
DisclosureSEC source: 0000717538-21-000102 · wf-form4_161850735902339.xml · nonDerivative · entry 1 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,470 F1 · kind: Quarterly Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan. F2 · balance_after: The information provided reflects 9 shares acquired under the Company's DRIP since January 27, 2021 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| April 06, 2021 Filed Apr 15, 2021 17:22 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-21-000102 · wf-form4_161850735902339.xml · nonDerivative · entry 3 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 13,258 Read SEC document |
| March 05, 2021 Filed Apr 15, 2021 17:22 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 150 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-21-000102 · wf-form4_161850735902339.xml · nonDerivative · entry 2 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 13,858 Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 20:15 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantDirector Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $29.55 | $0.00 |
DisclosureSEC source: 0000717538-21-000050 · wf-form4_161186493148796.xml · derivative · entry 3 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2031-01-27 F1 · derivative.exercise_date: The options vests in four equal installments beginning January 27, 2022 Read SEC document |
| January 13, 2021 Filed Jan 14, 2021 18:30 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 222 | $30.98 | $6,877.56 |
DisclosureSEC source: 0000717538-21-000022 · wf-form4_161064901949529.xml · nonDerivative · entry 1 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,258 F1 · kind: Quarterly Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan. F2 · balance_after: The information provided reflects 27 shares acquired under the Company's DRIP and 30 shares acquired via a stock dividend since June 12, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| November 12, 2020 Filed Jan 14, 2021 18:30 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 1,078 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-21-000022 · wf-form4_161064901949529.xml · nonDerivative · entry 4 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 14,008 Read SEC document |
| October 22, 2020 Filed Jan 14, 2021 18:30 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 480 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-21-000022 · wf-form4_161064901949529.xml · nonDerivative · entry 3 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 15,086 F3 · balance_after: The information provided reflects 453 shares acquired via a stock dividend since June 12, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| August 24, 2020 Filed Jan 14, 2021 18:30 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 360 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-21-000022 · wf-form4_161064901949529.xml · nonDerivative · entry 2 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 15,113 Read SEC document |
| June 12, 2020 Filed Jun 15, 2020 20:36 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 2,873 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-20-000133 · wf-form4_159225334529560.xml · nonDerivative · entry 2 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 15,473 F1 · shares: 2,873 Shares were gifted by the reporting person to his Wife's Trust. Read SEC document |
| June 12, 2020 Filed Jun 15, 2020 20:36 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 2,873 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-20-000133 · wf-form4_159225334529560.xml · nonDerivative · entry 1 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 979 F1 · shares: 2,873 Shares were gifted by the reporting person to his Wife's Trust. Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 20:39 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 1,126 | $0.00 Strike: $22.97 | $0.00 |
DisclosureSEC source: 0000717538-20-000131 · wf-form4_159182154955448.xml · derivative · entry 9 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,126 shares Expires 2026-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vested in four equal installments beginning January 27, 2017. Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 20:39 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 862 | $0.00 Strike: $22.51 | $0.00 |
DisclosureSEC source: 0000717538-20-000131 · wf-form4_159182154955448.xml · derivative · entry 8 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 862 shares Expires 2025-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in four equal installments beginning January 28, 2016 Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 20:39 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 585 | $0.00 Strike: $21.35 | $0.00 |
DisclosureSEC source: 0000717538-20-000131 · wf-form4_159182154955448.xml · derivative · entry 7 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 585 shares Expires 2024-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested in four equal installments beginning January 29, 2015 Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 20:39 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 300 | $0.00 Strike: $20.32 | $0.00 |
DisclosureSEC source: 0000717538-20-000131 · wf-form4_159182154955448.xml · derivative · entry 6 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 300 shares Expires 2023-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option vested in four equal installments beginning January 31, 2014 Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 20:39 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 1,126 | $22.97 | $25,864.22 |
DisclosureSEC source: 0000717538-20-000131 · wf-form4_159182154955448.xml · nonDerivative · entry 4 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 20:39 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 862 | $22.51 | $19,403.62 |
DisclosureSEC source: 0000717538-20-000131 · wf-form4_159182154955448.xml · nonDerivative · entry 3 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 20:39 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 585 | $21.35 | $12,489.75 |
DisclosureSEC source: 0000717538-20-000131 · wf-form4_159182154955448.xml · nonDerivative · entry 2 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 20:39 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 300 | $20.32 | $6,096.00 |
DisclosureSEC source: 0000717538-20-000131 · wf-form4_159182154955448.xml · nonDerivative · entry 1 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,279 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 28, 2020 Filed May 29, 2020 19:20 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 323 | $29.45 | $9,512.35 |
DisclosureSEC source: 0000717538-20-000121 · wf-form4_159078000725797.xml · nonDerivative · entry 1 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 979 F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan. F2 · balance_after: The information provided reflects 6 shares acquired under the Company's DRIP since March 11, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 20:31 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-20-000059 · wf-form4_158404506448000.xml · nonDerivative · entry 2 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 12,600 F1 · shares: 2,000 Shares were gifted by the reporting person to his Wife's Trust. Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 20:31 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-20-000059 · wf-form4_158404506448000.xml · nonDerivative · entry 1 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650 F1 · shares: 2,000 Shares were gifted by the reporting person to his Wife's Trust. Read SEC document |
| January 29, 2020 Filed Jan 30, 2020 20:56 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantDirector Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $35.28 | $0.00 |
DisclosureSEC source: 0000717538-20-000028 · wf-form4_158041774323732.xml · derivative · entry 3 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2030-01-29 F2 · derivative.exercise_date: The options vests in four equal installments beginning January 29, 2021 Read SEC document |
| November 29, 2019 Filed Dec 2, 2019 22:20 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 265 | $35.86 | $9,502.90 |
DisclosureSEC source: 0000717538-19-000257 · wf-form4_157532523156625.xml · nonDerivative · entry 1 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,631 F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan. F2 · balance_after: The information provided reflects 35 shares acquired under the Company's DRIP and 69 shares acquired via a stock dividend since May 30, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| November 13, 2019 Filed Dec 2, 2019 22:20 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 889 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-19-000257 · wf-form4_157532523156625.xml · nonDerivative · entry 6 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 10,600 Read SEC document |
| October 15, 2019 Filed Dec 2, 2019 22:20 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 150 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-19-000257 · wf-form4_157532523156625.xml · nonDerivative · entry 5 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 11,489 F3 · balance_after: The information provided reflects 339 shares acquired via a stock dividend since May 30, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| July 25, 2019 Filed Dec 2, 2019 22:20 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-19-000257 · wf-form4_157532523156625.xml · nonDerivative · entry 4 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 11,300 Read SEC document |
| July 08, 2019 Filed Dec 2, 2019 22:20 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-19-000257 · wf-form4_157532523156625.xml · nonDerivative · entry 3 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 11,600 Read SEC document |
| June 10, 2019 Filed Dec 2, 2019 22:20 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 150 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-19-000257 · wf-form4_157532523156625.xml · nonDerivative · entry 2 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 11,850 Read SEC document |
| May 30, 2019 Filed May 31, 2019 17:49 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 292 | $32.49 | $9,487.08 |
DisclosureSEC source: 0000717538-19-000150 · wf-form4_155932494065845.xml · nonDerivative · entry 1 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,262 F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan. F2 · balance_after: The information provided reflects 14 shares acquired under the Company's DRIP since January 30, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| January 30, 2019 Filed Jan 31, 2019 21:43 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantDirector Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0000717538-19-000059 · wf-form4_154897099811778.xml · derivative · entry 4 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2029-01-30 F2 · derivative.exercise_date: The options vests in four equal installments beginning January 30, 2020 Read SEC document |
| December 21, 2018 Filed Jan 31, 2019 21:43 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-19-000059 · wf-form4_154897099811778.xml · nonDerivative · entry 3 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 12,000 Read SEC document |
| November 30, 2018 Filed Jan 31, 2019 21:43 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 190 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-19-000059 · wf-form4_154897099811778.xml · nonDerivative · entry 2 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 13,000 Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 21:33 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 221 | $35.13 | $7,763.73 |
DisclosureSEC source: 0000717538-18-000207 · wf-form4_154361361324872.xml · nonDerivative · entry 1 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,942 F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan. F2 · balance_after: The information provided reflects 23 shares acquired under the Company's DRIP and 50 shares acquired via a stock dividend since May 30, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| October 10, 2018 Filed Nov 30, 2018 21:33 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-18-000207 · wf-form4_154361361324872.xml · nonDerivative · entry 4 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 13,190 F3 · balance_after: The information provided reflects 390 shares acquired via a stock dividend since May 30, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| July 20, 2018 Filed Nov 30, 2018 21:33 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-18-000207 · wf-form4_154361361324872.xml · nonDerivative · entry 3 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 13,000 Read SEC document |
| June 07, 2018 Filed Nov 30, 2018 21:33 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-18-000207 · wf-form4_154361361324872.xml · nonDerivative · entry 2 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 13,100 Read SEC document |
| May 30, 2018 Filed May 31, 2018 19:34 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 204 | $37.95 | $7,741.80 |
DisclosureSEC source: 0000717538-18-000118 · wf-form4_152779525175827.xml · nonDerivative · entry 1 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,648 F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan. F2 · balance_after: The information provided reflects 10 shares acquired under the Company's DRIP since January 31, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| April 02, 2018 Filed May 31, 2018 19:34 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GiftCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-18-000118 · wf-form4_152779525175827.xml · nonDerivative · entry 2 Clarke Michael B · CIK 0001353113 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Wife's Trust Disclosed balance after: 13,200 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.