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person · Reporting owner

Zender William A

Disclosed activity across 1 company

Tapewire entity
125682
SEC CIK
0001629459

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Galaxy Gaming, Inc.

Report date June 30, 2022 · Filed July 05, 2022

Section 16 reporting ended · disclosed 2022-07-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect630,758 Reported balance After 2022-06-30 transaction · row 1
1 source row

Row 1 · 2022-06-30 · Grant · Acquired 4,043 · Balance 630,758

F1: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2022 Filed Jul 5, 2022 22:23 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 GrantCommon Stock 4,043 $3.71 $14,999.53
Disclosure

SEC source: 0001209191-22-040898 · doc4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,758

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
March 31, 2022 Filed May 9, 2022 17:19 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 GrantCommon Stock 3,448 $4.63 $15,964.24
Disclosure

SEC source: 0001209191-22-027781 · doc4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,715

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
January 11, 2022 Filed Jan 12, 2022 22:24 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionOption · Derivative 25,000 $4.00 Strike: $1.20 $100,000.00
Disclosure

SEC source: 0001209191-22-003098 · doc4.xml · derivative · entry 8

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
January 11, 2022 Filed Jan 12, 2022 22:24 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionOption · Derivative 25,000 $4.00 Strike: $1.17 $100,000.00
Disclosure

SEC source: 0001209191-22-003098 · doc4.xml · derivative · entry 7

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2022-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
January 11, 2022 Filed Jan 12, 2022 22:24 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionOption · Derivative 25,000 $4.00 Strike: $0.63 $100,000.00
Disclosure

SEC source: 0001209191-22-003098 · doc4.xml · derivative · entry 6

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 25,000 shares

Expires 2022-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
January 11, 2022 Filed Jan 12, 2022 22:24 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionOption · Derivative 25,000 $4.00 Strike: $0.78 $100,000.00
Disclosure

SEC source: 0001209191-22-003098 · doc4.xml · derivative · entry 5

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 25,000 shares

Expires 2022-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
January 11, 2022 Filed Jan 12, 2022 22:24 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionCommon Stock 25,000 $1.20 $30,000.00
Disclosure

SEC source: 0001209191-22-003098 · doc4.xml · nonDerivative · entry 4

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
January 11, 2022 Filed Jan 12, 2022 22:24 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionCommon Stock 25,000 $1.17 $29,250.00
Disclosure

SEC source: 0001209191-22-003098 · doc4.xml · nonDerivative · entry 3

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
January 11, 2022 Filed Jan 12, 2022 22:24 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionCommon Stock 25,000 $0.63 $15,750.00
Disclosure

SEC source: 0001209191-22-003098 · doc4.xml · nonDerivative · entry 2

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
January 11, 2022 Filed Jan 12, 2022 22:24 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionCommon Stock 25,000 $0.78 $19,500.00
Disclosure

SEC source: 0001209191-22-003098 · doc4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 20:47 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 GrantCommon Stock 10,000 $3.91 $39,100.00
Disclosure

SEC source: 0001209191-22-000108 · doc4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,267

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 20:50 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 GrantCommon Stock 10,000 $4.26 $42,600.00
Disclosure

SEC source: 0001209191-21-059945 · doc4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,267

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
August 31, 2021 Filed Sep 1, 2021 22:27 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionOption · Derivative 25,000 $4.34 Strike: $0.58 $108,500.00
Disclosure

SEC source: 0001209191-21-054311 · doc4.xml · derivative · entry 4

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 25,000 shares

Expires 2021-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2021 Filed Sep 1, 2021 22:27 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionOption · Derivative 25,000 $4.34 Strike: $0.46 $108,500.00
Disclosure

SEC source: 0001209191-21-054311 · doc4.xml · derivative · entry 3

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 25,000 shares

Expires 2021-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2021 Filed Sep 1, 2021 22:27 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionCommon Stock 25,000 $0.58 $14,500.00
Disclosure

SEC source: 0001209191-21-054311 · doc4.xml · nonDerivative · entry 2

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
August 31, 2021 Filed Sep 1, 2021 22:27 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionCommon Stock 25,000 $0.46 $11,500.00
Disclosure

SEC source: 0001209191-21-054311 · doc4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 23:57 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 GrantCommon Stock 10,000 $3.65 $36,500.00
Disclosure

SEC source: 0001209191-21-044623 · doc4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,267

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
May 11, 2021 Filed May 14, 2021 00:07 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionOption · Derivative 25,000 $3.25 Strike: $0.31 $81,250.00
Disclosure

SEC source: 0001209191-21-032512 · doc4.xml · derivative · entry 2

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 25,000 shares

Expires 2021-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
May 11, 2021 Filed May 14, 2021 00:07 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionCommon Stock 25,000 $0.31 $7,750.00
Disclosure

SEC source: 0001209191-21-032512 · doc4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 16:46 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 GrantCommon Stock 10,000 $2.90 $29,000.00
Disclosure

SEC source: 0001209191-21-023953 · doc4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,267

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 19:36 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionOption · Derivative 25,000 $2.85 Strike: $0.22 $71,250.00
Disclosure

SEC source: 0001209191-21-022542 · doc4.xml · derivative · entry 2

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 25,000 shares

Expires 2021-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 19:36 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionCommon Stock 25,000 $0.22 $5,500.00
Disclosure

SEC source: 0001209191-21-022542 · doc4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 23:50 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 GrantCommon Stock 10,000 $1.68 $16,800.00
Disclosure

SEC source: 0001209191-21-001592 · doc4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,267

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:58 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 GrantCommon Stock 10,000 $1.08 $10,800.00
Disclosure

SEC source: 0001209191-20-053317 · doc4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,267

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 21:53 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 GrantCommon Stock 10,000 $1.34 $13,400.00
Disclosure

SEC source: 0001209191-20-039871 · doc4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,267

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

Read SEC document
April 09, 2020 Filed Apr 10, 2020 22:11 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionOption · Derivative 25,000 $1.81 Strike: $0.19 $45,250.00
Disclosure

SEC source: 0001209191-20-024163 · doc4.xml · derivative · entry 6

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 25,000 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
April 09, 2020 Filed Apr 10, 2020 22:11 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionOption · Derivative 25,000 $1.81 Strike: $0.16 $45,250.00
Disclosure

SEC source: 0001209191-20-024163 · doc4.xml · derivative · entry 5

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 25,000 shares

Expires 2020-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
April 09, 2020 Filed Apr 10, 2020 22:11 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionOption · Derivative 25,000 $1.81 Strike: $0.24 $45,250.00
Disclosure

SEC source: 0001209191-20-024163 · doc4.xml · derivative · entry 4

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 25,000 shares

Expires 2020-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
April 09, 2020 Filed Apr 10, 2020 22:11 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionCommon Stock 25,000 $0.19 $4,750.00
Disclosure

SEC source: 0001209191-20-024163 · doc4.xml · nonDerivative · entry 3

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
April 09, 2020 Filed Apr 10, 2020 22:11 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionCommon Stock 25,000 $0.16 $4,000.00
Disclosure

SEC source: 0001209191-20-024163 · doc4.xml · nonDerivative · entry 2

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
April 09, 2020 Filed Apr 10, 2020 22:11 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionCommon Stock 25,000 $0.24 $6,000.00
Disclosure

SEC source: 0001209191-20-024163 · doc4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
April 09, 2020 Filed Jun 30, 2020 01:16 UTC Amendment Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionOption · Derivative 25,000 $0.81 Strike: $0.19 $20,250.00
Disclosure

SEC source: 0001209191-20-039347 · doc4a.xml · derivative · entry 6

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 25,000 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: As amended.

Read SEC document
April 09, 2020 Filed Jun 30, 2020 01:16 UTC Amendment Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionOption · Derivative 25,000 $0.81 Strike: $0.16 $20,250.00
Disclosure

SEC source: 0001209191-20-039347 · doc4a.xml · derivative · entry 5

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 25,000 shares

Expires 2020-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: As amended.

Read SEC document
April 09, 2020 Filed Jun 30, 2020 01:16 UTC Amendment Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionOption · Derivative 25,000 $0.81 Strike: $0.24 $20,250.00
Disclosure

SEC source: 0001209191-20-039347 · doc4a.xml · derivative · entry 4

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 25,000 shares

Expires 2020-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: As amended.

Read SEC document
April 09, 2020 Filed Jun 30, 2020 01:16 UTC Amendment Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionCommon Stock 25,000 $0.19 $4,750.00
Disclosure

SEC source: 0001209191-20-039347 · doc4a.xml · nonDerivative · entry 3

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
April 09, 2020 Filed Jun 30, 2020 01:16 UTC Amendment Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionCommon Stock 25,000 $0.16 $4,000.00
Disclosure

SEC source: 0001209191-20-039347 · doc4a.xml · nonDerivative · entry 2

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
April 09, 2020 Filed Jun 30, 2020 01:16 UTC Amendment Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionCommon Stock 25,000 $0.24 $6,000.00
Disclosure

SEC source: 0001209191-20-039347 · doc4a.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

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March 31, 2020 Filed Apr 1, 2020 23:14 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 GrantCommon Stock 10,000 $0.85 $8,540.00
Disclosure

SEC source: 0001209191-20-022267 · doc4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,267

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

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March 23, 2020 Filed Mar 25, 2020 17:41 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionOption · Derivative 25,000 $1.23 Strike: $0.30 $30,750.00
Disclosure

SEC source: 0001209191-20-021086 · doc4.xml · derivative · entry 2

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 25,000 shares

Expires 2020-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

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March 23, 2020 Filed Mar 25, 2020 17:41 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionCommon Stock 25,000 $0.30 $7,500.00
Disclosure

SEC source: 0001209191-20-021086 · doc4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were issued in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

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December 31, 2019 Filed Jan 3, 2020 01:33 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 GrantCommon Stock 12,400 $1.77 $21,886.00
Disclosure

SEC source: 0001209191-20-000464 · doc4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,267

F1 · security: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

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December 16, 2019 Filed Dec 17, 2019 00:22 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionOption · Derivative 25,000 $1.68 Strike: $0.39 $42,000.00
Disclosure

SEC source: 0001209191-19-060761 · doc4.xml · derivative · entry 2

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 25,000 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 00:22 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionCommon Stock 25,000 $0.39 $9,750.00
Disclosure

SEC source: 0001209191-19-060761 · doc4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 22:26 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 GrantCommon Stock 12,400 $1.84 $22,828.40
Disclosure

SEC source: 0001209191-19-051371 · doc4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,867

Read SEC document
September 13, 2019 Filed Sep 13, 2019 19:11 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionOption · Derivative 25,000 $1.84 Strike: $0.39 $46,000.00
Disclosure

SEC source: 0001140361-19-016647 · form4.xml · derivative · entry 2

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,000

Underlying: Common Stock · 25,000 shares

Expires 2019-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Options were issued in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

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September 13, 2019 Filed Sep 13, 2019 19:11 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionCommon Stock 25,000 $0.39 $9,750.00
Disclosure

SEC source: 0001140361-19-016647 · form4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2019 Filed Jul 9, 2019 13:05 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 GrantCommon Stock 12,400 $1.63 $20,212.00
Disclosure

SEC source: 0001140361-19-012584 · form4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,467

F1 · shares: Shares were received in connection with the Reporting Person's service on the Issuer's Board of Directors.

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June 13, 2019 Filed Jun 19, 2019 00:21 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionOption · Derivative 16,667 $1.82 Strike: $0.45 $30,333.94
Disclosure

SEC source: 0001140361-19-011239 · form4.xml · derivative · entry 2

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 16,667 shares

Expires 2019-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Options were issued in connection with the Reporting Person's service as a consultant to the Issuer's Board of Directors. All options were exercisable on the date of grant and expire five years from the date of grant. This transaction represents an exercise of the referenced options.

Read SEC document
June 13, 2019 Filed Jun 19, 2019 00:21 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 Exercise / conversionCommon Stock 16,667 $0.45 $7,500.15
Disclosure

SEC source: 0001140361-19-011239 · form4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2019 Filed Jun 12, 2019 01:34 UTC Galaxy Gaming, Inc. GLXZ · Entity 7300 OtherCommon Stock 1,269,161 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-010853 · form4.xml · nonDerivative · entry 1

Zender William A · CIK 0001629459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,400

F1 · shares: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. On May 6, 2019, Galaxy Gaming redeemed all of the shares held by Triangulum, redeeming all shares held under the VDCTA. The redemption is more fully described in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on May 9, 2019.

F1 · price: Effective September 22, 2017, Triangulum Partners, LLC ("Triangulum"), entered into a Voting and Dispositive Control Transfer Agreement (the "VDCTA") with the Reporting Person, pursuant to which Triangulum transferred voting and dispositive control over 1,269,161 shares of common stock of Galaxy Gaming, Inc., held by Triangulum. Pursuant to the terms of the VDCTA, upon the expiration of the term of the VDCTA, all control rights, including all voting and dispositive rights, relating to the shares will revert and return to Triangulum. The VDCTA and the transaction are described more fully in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on September 27, 2017. On May 6, 2019, Galaxy Gaming redeemed all of the shares held by Triangulum, redeeming all shares held under the VDCTA. The redemption is more fully described in a Current Report on Form 8-K filed by Galaxy Gaming, Inc., on May 9, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.