organization · Reporting owner
SEQUOIA CAPITAL XI
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CAFEPRESS INC.
Report date September 29, 2017 · Filed October 03, 2017
Jointly reported with SC XI MANAGEMENT LLC, SEQUOIA CAPITAL ENTERPRENEURS ANNEX FUND, SEQUOIA CAPITAL FRANCHISE FUND LP, SEQUOIA CAPITAL FRANCHISE PARTNERS LP, SEQUOIA CAPITAL IX, SEQUOIA CAPITAL XI PRINCIPALS FUND, SEQUOIA TECHNOLOGY PARTNERS XI, SCFF MANAGEMENT LLC, SC IX.I MANAGEMENT, LLC
Section 16 reporting ended · disclosed 2017-10-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2017-09-29 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-09-29 · Sale · Disposed 16,396 · Balance 0 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.86, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8). F1: Shares held of record by Sequoia Capital Entrepreneurs Annex Fund, L.P. ("SC EAF"). SC IX.I Management, LLC ("SC IX.I LLC") is the general partner of SC EAF. As a result, SC IX.I LLC may be deemed to share voting and dispositive power with respect to the shares held by SC EAF. Each of these entities disclaims beneficial ownership of the securities held by SC EAF except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2017-09-29 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-09-29 · Sale · Disposed 901,768 · Balance 0 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.86, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8). F2: Shares held of record by Sequoia Capital Franchise Fund L.P. ("SCFF"). SCFF Management, LLC ("SCFF LLC") is the general partner of SCFF and Douglas Leone and Michael Moritz are the managing members of SCFF LLC. As a result, each of Messrs. Leone and Moritz and SCFF LLC may be deemed to share voting and dispositive power with respect to the shares held by SCFF. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2017-09-29 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-09-29 · Sale · Disposed 122,968 · Balance 0 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.86, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8). F3: Shares held of record by Sequoia Capital Franchise Partners L.P. ("SCFP"). SCFF LLC is the general partner of SCFP and Douglas Leone and Michael Moritz are the managing members of SCFF LLC. As a result, each of Messrs. Leone and Moritz and SCFF LLC may be deemed to share voting and dispositive power with respect to the shares held by SCFP. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2017-09-29 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2017-09-29 · Sale · Disposed 393,497 · Balance 0 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.86, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8). F4: Shares held of record by Sequoia Capital IX, LP ("SC IX"). SC IX.I LLC is the general partner of SC IX. As a result, SC IX.I LLC may be deemed to share voting and dispositive power with respect to the shares held by SC IX. Each of these entities disclaims beneficial ownership of the securities held by SC IX except to the extent of its pecuniary interest, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2017-09-29 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2017-09-29 · Sale · Disposed 1,258,026 · Balance 0 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.86, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8). F5: Shares held of record by Sequoia Capital XI, LP ("SC XI"). SC XI Management, LLC ("SC XI LLC") is the general partner of SC XI and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XI. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2017-09-29 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2017-09-29 · Sale · Disposed 136,865 · Balance 0 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.86, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8). F6: Shares held of record by Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). SC XI LLC is the managing member of SC XI PF and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XI PF. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2017-09-29 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2017-09-29 · Sale · Disposed 39,738 · Balance 0 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.86, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8). F7: Shares held of record by Sequoia Technology Partners XI, LP ("SCTP XI"). SC XI LLC is the general partner of SCTP XI and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SCTP XI. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held of record by Sequoia Capital Entrepreneurs Annex Fund, L.P. ("SC EAF"). SC IX.I Management, LLC ("SC IX.I LLC") is the general partner of SC EAF. As a result, SC IX.I LLC may be deemed to share voting and dispositive power with respect to the shares held by SC EAF. Each of these entities disclaims beneficial ownership of the securities held by SC EAF except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F2: Shares held of record by Sequoia Capital Franchise Fund L.P. ("SCFF"). SCFF Management, LLC ("SCFF LLC") is the general partner of SCFF and Douglas Leone and Michael Moritz are the managing members of SCFF LLC. As a result, each of Messrs. Leone and Moritz and SCFF LLC may be deemed to share voting and dispositive power with respect to the shares held by SCFF. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F3: Shares held of record by Sequoia Capital Franchise Partners L.P. ("SCFP"). SCFF LLC is the general partner of SCFP and Douglas Leone and Michael Moritz are the managing members of SCFF LLC. As a result, each of Messrs. Leone and Moritz and SCFF LLC may be deemed to share voting and dispositive power with respect to the shares held by SCFP. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes..
F4: Shares held of record by Sequoia Capital IX, LP ("SC IX"). SC IX.I LLC is the general partner of SC IX. As a result, SC IX.I LLC may be deemed to share voting and dispositive power with respect to the shares held by SC IX. Each of these entities disclaims beneficial ownership of the securities held by SC IX except to the extent of its pecuniary interest, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F5: Shares held of record by Sequoia Capital XI, LP ("SC XI"). SC XI Management, LLC ("SC XI LLC") is the general partner of SC XI and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XI. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F6: Shares held of record by Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). SC XI LLC is the managing member of SC XI PF and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XI PF. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F7: Shares held of record by Sequoia Technology Partners XI, LP ("SCTP XI"). SC XI LLC is the general partner of SCTP XI and Douglas Leone and Michael Moritz are the managing members of SC XI LLC. As a result, each of Messrs. Leone and Moritz and SC XI LLC may be deemed to share voting and dispositive power with respect to the shares held by SCTP XI. Each of such Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.86, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).
ON Semiconductor Connectivity Solutions, Inc.
Report date November 14, 2017 · Filed November 16, 2017
Jointly reported with SC XI MANAGEMENT LLC, SEQUOIA CAPITAL XI PRINCIPALS FUND, SEQUOIA TECHNOLOGY PARTNERS XI, SC US (TTGP), LTD., SCGF V Management, L.P., SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P., SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P., SC US GF V Holdings, Ltd., LEONE DOUGLAS M
Section 16 reporting ended · disclosed 2017-11-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital XI, L.P. | 1,689,996 |
Reported balance
After 2017-11-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-11-14 · Other · Disposed 563,332 · Balance 1,689,996 F1: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital XI Principals Fund, LLC | 183,856 |
Reported balance
After 2017-11-14 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-11-14 · Other · Disposed 61,285 · Balance 183,856 F1: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Sequoia Technology Partners XI, L.P. | 53,380 |
Reported balance
After 2017-11-14 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-11-14 · Other · Disposed 17,793 · Balance 53,380 F1: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy SC US GF V Holdings, LTD | 1,279,816 |
Reported balance
After 2017-11-14 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2017-11-14 · Other · Disposed 468,048 · Balance 1,279,816 F1: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F3: SC US (TTGP), Ltd. ("SC US TTGP") is the general partner of SCGF V Management, L.P. ("GF V Management"), which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. ("SC Growth") and Sequoia Capital USGF Principals Fund V, L.P. ("SC USGF"). SC Growth and SC USGF together own 100% of the outstanding ordinary shares of SC US GF V Holdings, Ltd. ("SC Holdings"). As a result, SC US TTGP, SC Growth, SC USGF and GF V Management may be deemed to share voting and dispositive power with respect to the shares held by SC Holdings. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital U.S. Growth Fund V, L.P. | 124,327 |
Reported balance
Holding disclosure · report date 2017-11-14 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 124,327 F4: SC US TTGP is the general partner of GF V Management, which is the general partner of SC Growth. As a result, SC US TTGP and GF V Management may be deemed to share voting and dispositive power with respect to the shares held by SC Growth. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.
F2: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F3: SC US (TTGP), Ltd. ("SC US TTGP") is the general partner of SCGF V Management, L.P. ("GF V Management"), which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. ("SC Growth") and Sequoia Capital USGF Principals Fund V, L.P. ("SC USGF"). SC Growth and SC USGF together own 100% of the outstanding ordinary shares of SC US GF V Holdings, Ltd. ("SC Holdings"). As a result, SC US TTGP, SC Growth, SC USGF and GF V Management may be deemed to share voting and dispositive power with respect to the shares held by SC Holdings. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F4: SC US TTGP is the general partner of GF V Management, which is the general partner of SC Growth. As a result, SC US TTGP and GF V Management may be deemed to share voting and dispositive power with respect to the shares held by SC Growth. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Palo Alto Networks Inc
Report date October 03, 2014 · Filed October 07, 2014
Jointly reported with SC XI MANAGEMENT LLC, SEQUOIA CAPITAL XI PRINCIPALS FUND, SEQUOIA TECHNOLOGY PARTNERS XI, SCGF III MANAGEMENT LLC, SEQUOIA CAPITAL GROWTH FUND III, SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND, SEQUOIA CAPITAL GROWTH PARTNERS III
Section 16 reporting ended · disclosed 2014-10-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital XI, LP | 3,539,209 |
Reported balance
After 2014-10-03 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2014-10-03 · Other · Disposed 1,769,605 · Balance 3,539,209 F1: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. As a result, SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XI, LP, Sequoia Technology Partners XI, LP and Sequoia Capital XI Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital XI Principals Fund, LLC | 385,039 |
Reported balance
After 2014-10-03 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2014-10-03 · Other · Disposed 192,519 · Balance 385,039 F1: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. As a result, SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XI, LP, Sequoia Technology Partners XI, LP and Sequoia Capital XI Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Sequoia Technology Partners XI, LP | 111,799 |
Reported balance
After 2014-10-03 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2014-10-03 · Other · Disposed 55,899 · Balance 111,799 F1: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. As a result, SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XI, LP, Sequoia Technology Partners XI, LP and Sequoia Capital XI Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital Growth Fund III, LP | 1,475,592 |
Reported balance
Holding disclosure · report date 2014-10-03 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,475,592 F3: SCGF III Management, LLC ("SCGF III Management") is the general partner of Sequoia Capital Growth Fund III, LP and Sequoia Capital Growth Partners III, LP and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Fund III, LP, Sequoia Capital Growth Partners III, LP and Sequoia Capital Growth III Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital Growth III Principals Fund, LLC | 76,202 |
Reported balance
Holding disclosure · report date 2014-10-03 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 76,202 F3: SCGF III Management, LLC ("SCGF III Management") is the general partner of Sequoia Capital Growth Fund III, LP and Sequoia Capital Growth Partners III, LP and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Fund III, LP, Sequoia Capital Growth Partners III, LP and Sequoia Capital Growth III Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital Growth Partners III, LP | 16,150 |
Reported balance
Holding disclosure · report date 2014-10-03 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 16,150 F3: SCGF III Management, LLC ("SCGF III Management") is the general partner of Sequoia Capital Growth Fund III, LP and Sequoia Capital Growth Partners III, LP and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Fund III, LP, Sequoia Capital Growth Partners III, LP and Sequoia Capital Growth III Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.
F2: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. As a result, SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XI, LP, Sequoia Technology Partners XI, LP and Sequoia Capital XI Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F3: SCGF III Management, LLC ("SCGF III Management") is the general partner of Sequoia Capital Growth Fund III, LP and Sequoia Capital Growth Partners III, LP and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Fund III, LP, Sequoia Capital Growth Partners III, LP and Sequoia Capital Growth III Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 02, 2016 Filed Nov 4, 2016 19:54 UTC | ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540 | ConversionSeries E Preferred Stock · Derivative | 561,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148508 · doc4.xml · derivative · entry 17 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI, L.P. Disclosed balance after: 0 Underlying: Common Stock · 561,493 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · derivative.exercise_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · derivative.expiration_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 19:54 UTC | ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540 | ConversionSeries D Preferred Stock · Derivative | 30,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148508 · doc4.xml · derivative · entry 16 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XI, L.P. Disclosed balance after: 0 Underlying: Common Stock · 30,418 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · derivative.exercise_date: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · derivative.expiration_date: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 19:54 UTC | ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540 | ConversionSeries D Preferred Stock · Derivative | 104,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148508 · doc4.xml · derivative · entry 15 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI Principals Fund, LLC Disclosed balance after: 0 Underlying: Common Stock · 104,766 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · derivative.exercise_date: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · derivative.expiration_date: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 19:54 UTC | ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540 | ConversionSeries D Preferred Stock · Derivative | 962,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148508 · doc4.xml · derivative · entry 14 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI, L.P. Disclosed balance after: 0 Underlying: Common Stock · 962,995 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · derivative.exercise_date: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · derivative.expiration_date: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 19:54 UTC | ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540 | ConversionSeries C Preferred Stock · Derivative | 3,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148508 · doc4.xml · derivative · entry 13 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XI, L.P. Disclosed balance after: 0 Underlying: Common Stock · 7,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Series C Preferred Stock automatically converted into Common Stock on a 1.97882655585238:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.exercise_date: The Series C Preferred Stock automatically converted into Common Stock on a 1.97882655585238:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.expiration_date: The Series C Preferred Stock automatically converted into Common Stock on a 1.97882655585238:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 19:54 UTC | ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540 | ConversionSeries C Preferred Stock · Derivative | 12,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148508 · doc4.xml · derivative · entry 12 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI Principals Fund, LLC Disclosed balance after: 0 Underlying: Common Stock · 25,265 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Series C Preferred Stock automatically converted into Common Stock on a 1.97882655585238:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.exercise_date: The Series C Preferred Stock automatically converted into Common Stock on a 1.97882655585238:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.expiration_date: The Series C Preferred Stock automatically converted into Common Stock on a 1.97882655585238:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 19:54 UTC | ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540 | ConversionSeries C Preferred Stock · Derivative | 117,366 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148508 · doc4.xml · derivative · entry 11 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI, L.P. Disclosed balance after: 0 Underlying: Common Stock · 232,247 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Series C Preferred Stock automatically converted into Common Stock on a 1.97882655585238:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.exercise_date: The Series C Preferred Stock automatically converted into Common Stock on a 1.97882655585238:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.expiration_date: The Series C Preferred Stock automatically converted into Common Stock on a 1.97882655585238:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 19:54 UTC | ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540 | ConversionSeries B Preferred Stock · Derivative | 2,708 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148508 · doc4.xml · derivative · entry 10 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XI, L.P. Disclosed balance after: 0 Underlying: Common Stock · 5,235 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series B Preferred Stock automatically converted into Common Stock on a 1.9332015399022:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.exercise_date: The Series B Preferred Stock automatically converted into Common Stock on a 1.9332015399022:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.expiration_date: The Series B Preferred Stock automatically converted into Common Stock on a 1.9332015399022:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 19:54 UTC | ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540 | ConversionSeries B Preferred Stock · Derivative | 9,329 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148508 · doc4.xml · derivative · entry 9 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI Principals Fund, LLC Disclosed balance after: 0 Underlying: Common Stock · 18,035 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series B Preferred Stock automatically converted into Common Stock on a 1.9332015399022:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.exercise_date: The Series B Preferred Stock automatically converted into Common Stock on a 1.9332015399022:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.expiration_date: The Series B Preferred Stock automatically converted into Common Stock on a 1.9332015399022:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 19:54 UTC | ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540 | ConversionSeries B Preferred Stock · Derivative | 85,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148508 · doc4.xml · derivative · entry 8 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI, L.P. Disclosed balance after: 0 Underlying: Common Stock · 165,777 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series B Preferred Stock automatically converted into Common Stock on a 1.9332015399022:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.exercise_date: The Series B Preferred Stock automatically converted into Common Stock on a 1.9332015399022:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.expiration_date: The Series B Preferred Stock automatically converted into Common Stock on a 1.9332015399022:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 19:54 UTC | ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540 | ConversionSeries A Preferred Stock · Derivative | 12,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148508 · doc4.xml · derivative · entry 7 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XI, L.P. Disclosed balance after: 0 Underlying: Common Stock · 22,967 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Preferred Stock automatically converted into Common Stock on a 1.8868501529052:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The Series A Preferred Stock automatically converted into Common Stock on a 1.8868501529052:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The Series A Preferred Stock automatically converted into Common Stock on a 1.8868501529052:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 19:54 UTC | ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540 | ConversionSeries A Preferred Stock · Derivative | 41,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148508 · doc4.xml · derivative · entry 6 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI Principals Fund, LLC Disclosed balance after: 0 Underlying: Common Stock · 79,102 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Preferred Stock automatically converted into Common Stock on a 1.8868501529052:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The Series A Preferred Stock automatically converted into Common Stock on a 1.8868501529052:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The Series A Preferred Stock automatically converted into Common Stock on a 1.8868501529052:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 19:54 UTC | ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540 | ConversionSeries A Preferred Stock · Derivative | 385,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148508 · doc4.xml · derivative · entry 5 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI, L.P. Disclosed balance after: 0 Underlying: Common Stock · 727,111 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Preferred Stock automatically converted into Common Stock on a 1.8868501529052:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The Series A Preferred Stock automatically converted into Common Stock on a 1.8868501529052:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The Series A Preferred Stock automatically converted into Common Stock on a 1.8868501529052:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 19:54 UTC | ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540 | ConversionCommon Stock | 2,583,233 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-148508 · doc4.xml · nonDerivative · entry 4 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SC US GF V Holdings, LTD. Disclosed balance after: 2,583,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: The Series F-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F8 · ownership.nature: SC US (TTGP), Ltd. ("SC US TTGP") is the general partner of SCGF V Management, L.P. ("GF V Management"), which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. ("SC Growth") and Sequoia Capital USGF Principals Fund V, L.P. ("SC USGF"). SC Growth and SC USGF together own 100% of the outstanding ordinary shares of SC US GF V Holdings, Ltd. ("SC Holdings"). As a result, SC US TTGP, SC Growth, SC USGF and GF V Management may be deemed to share voting and dispositive power with respect to the shares held by SC Holdings. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 19:54 UTC | ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540 | ConversionCommon Stock | 98,188 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-148508 · doc4.xml · nonDerivative · entry 3 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XI, L.P. Disclosed balance after: 98,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A Preferred Stock automatically converted into Common Stock on a 1.8868501529052:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · price: The Series B Preferred Stock automatically converted into Common Stock on a 1.9332015399022:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · price: The Series C Preferred Stock automatically converted into Common Stock on a 1.97882655585238:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · price: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F6 · price: The Series F-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 19:54 UTC | ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540 | ConversionCommon Stock | 338,190 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-148508 · doc4.xml · nonDerivative · entry 2 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI Principals Fund, LLC Disclosed balance after: 338,190 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A Preferred Stock automatically converted into Common Stock on a 1.8868501529052:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · price: The Series B Preferred Stock automatically converted into Common Stock on a 1.9332015399022:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · price: The Series C Preferred Stock automatically converted into Common Stock on a 1.97882655585238:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · price: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F6 · price: The Series F-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 19:54 UTC | ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540 | ConversionCommon Stock | 3,108,633 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-148508 · doc4.xml · nonDerivative · entry 1 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI, L.P. Disclosed balance after: 3,108,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A Preferred Stock automatically converted into Common Stock on a 1.8868501529052:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · price: The Series B Preferred Stock automatically converted into Common Stock on a 1.9332015399022:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · price: The Series C Preferred Stock automatically converted into Common Stock on a 1.97882655585238:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · price: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F6 · price: The Series F-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 03, 2014 Filed Oct 7, 2014 16:33 UTC | Palo Alto Networks Inc PANW · Entity 1811 | OtherCommon Stock | 55,899 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-033877 · rrd417338.xml · nonDerivative · entry 3 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XI, LP Disclosed balance after: 111,799 F1 · kind: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1 · price: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. As a result, SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XI, LP, Sequoia Technology Partners XI, LP and Sequoia Capital XI Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 03, 2014 Filed Oct 7, 2014 16:33 UTC | Palo Alto Networks Inc PANW · Entity 1811 | OtherCommon Stock | 192,519 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-033877 · rrd417338.xml · nonDerivative · entry 2 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI Principals Fund, LLC Disclosed balance after: 385,039 F1 · kind: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1 · price: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. As a result, SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XI, LP, Sequoia Technology Partners XI, LP and Sequoia Capital XI Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 03, 2014 Filed Oct 7, 2014 16:33 UTC | Palo Alto Networks Inc PANW · Entity 1811 | OtherCommon Stock | 1,769,605 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-033877 · rrd417338.xml · nonDerivative · entry 1 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI, LP Disclosed balance after: 3,539,209 F1 · kind: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1 · price: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. As a result, SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XI, LP, Sequoia Technology Partners XI, LP and Sequoia Capital XI Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 27, 2014 Filed Mar 28, 2014 17:31 UTC | Palo Alto Networks Inc PANW · Entity 1811 | OtherCommon Stock | 83,849 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-014335 · rrd406508.xml · nonDerivative · entry 3 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XI, LP Disclosed balance after: 167,698 F1 · kind: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1 · price: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. As a result, SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XI, LP, Sequoia Technology Partners XI, LP and Sequoia Capital XI Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 27, 2014 Filed Mar 28, 2014 17:31 UTC | Palo Alto Networks Inc PANW · Entity 1811 | OtherCommon Stock | 288,779 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-014335 · rrd406508.xml · nonDerivative · entry 2 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI Principals Fund, LLC Disclosed balance after: 577,558 F1 · kind: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1 · price: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. As a result, SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XI, LP, Sequoia Technology Partners XI, LP and Sequoia Capital XI Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 27, 2014 Filed Mar 28, 2014 17:31 UTC | Palo Alto Networks Inc PANW · Entity 1811 | OtherCommon Stock | 2,654,408 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-014335 · rrd406508.xml · nonDerivative · entry 1 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI, LP Disclosed balance after: 5,308,814 F1 · kind: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1 · price: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. As a result, SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XI, LP, Sequoia Technology Partners XI, LP and Sequoia Capital XI Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| January 10, 2014 Filed Jan 14, 2014 16:14 UTC | Palo Alto Networks Inc PANW · Entity 1811 | OtherCommon Stock | 83,849 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-002378 · rrd399790.xml · nonDerivative · entry 3 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XI, LP Disclosed balance after: 251,547 F1 · kind: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1 · price: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. As a result, SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XI, LP, Sequoia Technology Partners XI, LP and Sequoia Capital XI Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| January 10, 2014 Filed Jan 14, 2014 16:14 UTC | Palo Alto Networks Inc PANW · Entity 1811 | OtherCommon Stock | 288,779 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-002378 · rrd399790.xml · nonDerivative · entry 2 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI Principals Fund, LLC Disclosed balance after: 866,337 F1 · kind: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1 · price: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. As a result, SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XI, LP, Sequoia Technology Partners XI, LP and Sequoia Capital XI Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| January 10, 2014 Filed Jan 14, 2014 16:14 UTC | Palo Alto Networks Inc PANW · Entity 1811 | OtherCommon Stock | 2,654,408 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-002378 · rrd399790.xml · nonDerivative · entry 1 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI, LP Disclosed balance after: 7,963,222 F1 · kind: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F1 · price: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. As a result, SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XI, LP, Sequoia Technology Partners XI, LP and Sequoia Capital XI Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2012 Filed Jul 25, 2012 21:33 UTC | Palo Alto Networks Inc PANW · Entity 1811 | ConversionSeries C Preferred Stock · Derivative | 1,475,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-042198 · rrd351656.xml · derivative · entry 21 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital Growth Fund III, LP Disclosed balance after: 0 Underlying: Common Stock · 1,475,592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · ownership.nature: SCGF III Management, LLC ("SCGF III Management") is the general partner of Sequoia Capital Growth Fund III, LP and Sequoia Capital Growth Partners III, LP and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Fund III, LP, Sequoia Capital Growth Partners III, LP and Sequoia Capital Growth III Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2012 Filed Jul 25, 2012 21:33 UTC | Palo Alto Networks Inc PANW · Entity 1811 | ConversionSeries C Preferred Stock · Derivative | 76,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-042198 · rrd351656.xml · derivative · entry 20 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital Growth III Principals Fund, LLC Disclosed balance after: 0 Underlying: Common Stock · 76,202 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · ownership.nature: SCGF III Management, LLC ("SCGF III Management") is the general partner of Sequoia Capital Growth Fund III, LP and Sequoia Capital Growth Partners III, LP and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Fund III, LP, Sequoia Capital Growth Partners III, LP and Sequoia Capital Growth III Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2012 Filed Jul 25, 2012 21:33 UTC | Palo Alto Networks Inc PANW · Entity 1811 | ConversionSeries C Preferred Stock · Derivative | 16,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-042198 · rrd351656.xml · derivative · entry 19 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital Growth Partners III, LP Disclosed balance after: 0 Underlying: Common Stock · 16,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · ownership.nature: SCGF III Management, LLC ("SCGF III Management") is the general partner of Sequoia Capital Growth Fund III, LP and Sequoia Capital Growth Partners III, LP and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Fund III, LP, Sequoia Capital Growth Partners III, LP and Sequoia Capital Growth III Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2012 Filed Jul 25, 2012 21:33 UTC | Palo Alto Networks Inc PANW · Entity 1811 | ConversionSeries C Preferred Stock · Derivative | 633,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-042198 · rrd351656.xml · derivative · entry 18 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI LP Disclosed balance after: 0 Underlying: Common Stock · 633,669 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. As a result, SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XI, LP, Sequoia Technology Partners XI, LP and Sequoia Capital XI Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2012 Filed Jul 25, 2012 21:33 UTC | Palo Alto Networks Inc PANW · Entity 1811 | ConversionSeries C Preferred Stock · Derivative | 68,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-042198 · rrd351656.xml · derivative · entry 17 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI Principals Fund, LLC Disclosed balance after: 0 Underlying: Common Stock · 68,938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. As a result, SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XI, LP, Sequoia Technology Partners XI, LP and Sequoia Capital XI Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2012 Filed Jul 25, 2012 21:33 UTC | Palo Alto Networks Inc PANW · Entity 1811 | ConversionSeries C Preferred Stock · Derivative | 20,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-042198 · rrd351656.xml · derivative · entry 16 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XI, LP Disclosed balance after: 0 Underlying: Common Stock · 20,017 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. As a result, SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XI, LP, Sequoia Technology Partners XI, LP and Sequoia Capital XI Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2012 Filed Jul 25, 2012 21:33 UTC | Palo Alto Networks Inc PANW · Entity 1811 | ConversionSeries B Preferred Stock · Derivative | 2,092,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-042198 · rrd351656.xml · derivative · entry 15 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI LP Disclosed balance after: 0 Underlying: Common Stock · 2,092,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. As a result, SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XI, LP, Sequoia Technology Partners XI, LP and Sequoia Capital XI Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2012 Filed Jul 25, 2012 21:33 UTC | Palo Alto Networks Inc PANW · Entity 1811 | ConversionSeries B Preferred Stock · Derivative | 227,612 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-042198 · rrd351656.xml · derivative · entry 14 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI Principals Fund, LLC Disclosed balance after: 0 Underlying: Common Stock · 227,612 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. As a result, SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XI, LP, Sequoia Technology Partners XI, LP and Sequoia Capital XI Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2012 Filed Jul 25, 2012 21:33 UTC | Palo Alto Networks Inc PANW · Entity 1811 | ConversionSeries B Preferred Stock · Derivative | 66,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-042198 · rrd351656.xml · derivative · entry 13 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XI, LP Disclosed balance after: 0 Underlying: Common Stock · 66,089 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. As a result, SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XI, LP, Sequoia Technology Partners XI, LP and Sequoia Capital XI Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2012 Filed Jul 25, 2012 21:33 UTC | Palo Alto Networks Inc PANW · Entity 1811 | ConversionSeries A-2 Preferred Stock · Derivative | 7,680,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-042198 · rrd351656.xml · derivative · entry 12 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI LP Disclosed balance after: 0 Underlying: Common Stock · 7,680,022 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. As a result, SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XI, LP, Sequoia Technology Partners XI, LP and Sequoia Capital XI Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2012 Filed Jul 25, 2012 21:33 UTC | Palo Alto Networks Inc PANW · Entity 1811 | ConversionSeries A-2 Preferred Stock · Derivative | 835,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-042198 · rrd351656.xml · derivative · entry 11 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI Principals Fund, LLC Disclosed balance after: 0 Underlying: Common Stock · 835,528 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. As a result, SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XI, LP, Sequoia Technology Partners XI, LP and Sequoia Capital XI Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2012 Filed Jul 25, 2012 21:33 UTC | Palo Alto Networks Inc PANW · Entity 1811 | ConversionSeries A-2 Preferred Stock · Derivative | 242,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-042198 · rrd351656.xml · derivative · entry 10 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XI, LP Disclosed balance after: 0 Underlying: Common Stock · 242,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. As a result, SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XI, LP, Sequoia Technology Partners XI, LP and Sequoia Capital XI Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2012 Filed Jul 25, 2012 21:33 UTC | Palo Alto Networks Inc PANW · Entity 1811 | ConversionSeries A-1 Preferred Stock · Derivative | 211,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-042198 · rrd351656.xml · derivative · entry 9 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI LP Disclosed balance after: 0 Underlying: Common Stock · 211,772 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. As a result, SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XI, LP, Sequoia Technology Partners XI, LP and Sequoia Capital XI Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2012 Filed Jul 25, 2012 21:33 UTC | Palo Alto Networks Inc PANW · Entity 1811 | ConversionSeries A-1 Preferred Stock · Derivative | 23,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-042198 · rrd351656.xml · derivative · entry 8 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI Principals Fund, LLC Disclosed balance after: 0 Underlying: Common Stock · 23,038 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. As a result, SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XI, LP, Sequoia Technology Partners XI, LP and Sequoia Capital XI Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2012 Filed Jul 25, 2012 21:33 UTC | Palo Alto Networks Inc PANW · Entity 1811 | ConversionSeries A-1 Preferred Stock · Derivative | 6,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-042198 · rrd351656.xml · derivative · entry 7 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XI, LP Disclosed balance after: 0 Underlying: Common Stock · 6,690 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. As a result, SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XI, LP, Sequoia Technology Partners XI, LP and Sequoia Capital XI Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2012 Filed Jul 25, 2012 21:33 UTC | Palo Alto Networks Inc PANW · Entity 1811 | ConversionCommon Stock | 1,475,592 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-042198 · rrd351656.xml · nonDerivative · entry 6 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital Growth Fund III, LP Disclosed balance after: 1,475,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · ownership.nature: SCGF III Management, LLC ("SCGF III Management") is the general partner of Sequoia Capital Growth Fund III, LP and Sequoia Capital Growth Partners III, LP and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Fund III, LP, Sequoia Capital Growth Partners III, LP and Sequoia Capital Growth III Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2012 Filed Jul 25, 2012 21:33 UTC | Palo Alto Networks Inc PANW · Entity 1811 | ConversionCommon Stock | 76,202 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-042198 · rrd351656.xml · nonDerivative · entry 5 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital Growth III Principals Fund, LLC Disclosed balance after: 76,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · ownership.nature: SCGF III Management, LLC ("SCGF III Management") is the general partner of Sequoia Capital Growth Fund III, LP and Sequoia Capital Growth Partners III, LP and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Fund III, LP, Sequoia Capital Growth Partners III, LP and Sequoia Capital Growth III Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2012 Filed Jul 25, 2012 21:33 UTC | Palo Alto Networks Inc PANW · Entity 1811 | ConversionCommon Stock | 16,150 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-042198 · rrd351656.xml · nonDerivative · entry 4 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital Growth Partners III, LP Disclosed balance after: 16,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · ownership.nature: SCGF III Management, LLC ("SCGF III Management") is the general partner of Sequoia Capital Growth Fund III, LP and Sequoia Capital Growth Partners III, LP and is the managing member of Sequoia Capital Growth III Principals Fund, LLC. As a result, SCGF III Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Growth Fund III, LP, Sequoia Capital Growth Partners III, LP and Sequoia Capital Growth III Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2012 Filed Jul 25, 2012 21:33 UTC | Palo Alto Networks Inc PANW · Entity 1811 | ConversionCommon Stock | 10,617,630 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-042198 · rrd351656.xml · nonDerivative · entry 3 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI LP Disclosed balance after: 10,617,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. As a result, SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XI, LP, Sequoia Technology Partners XI, LP and Sequoia Capital XI Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2012 Filed Jul 25, 2012 21:33 UTC | Palo Alto Networks Inc PANW · Entity 1811 | ConversionCommon Stock | 1,155,116 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-042198 · rrd351656.xml · nonDerivative · entry 2 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI Principals Fund, LLC Disclosed balance after: 1,155,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. As a result, SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XI, LP, Sequoia Technology Partners XI, LP and Sequoia Capital XI Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2012 Filed Jul 25, 2012 21:33 UTC | Palo Alto Networks Inc PANW · Entity 1811 | ConversionCommon Stock | 335,396 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-042198 · rrd351656.xml · nonDerivative · entry 1 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SCGF III MANAGEMENT LLC · CIK 0001367787 · 10% owner SEQUOIA CAPITAL GROWTH FUND III · CIK 0001367782 · 10% owner SEQUOIA CAPITAL GROWTH III PRINCIPALS FUND · CIK 0001357260 · 10% owner SEQUOIA CAPITAL GROWTH PARTNERS III · CIK 0001367781 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XI, LP Disclosed balance after: 335,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, LP and Sequoia Technology Partners XI, LP and is the managing member of Sequoia Capital XI Principals Fund, LLC. As a result, SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XI, LP, Sequoia Technology Partners XI, LP and Sequoia Capital XI Principals Fund, LLC. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.