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Ankerbrandt Kristen M.

Disclosed activity across 1 company

Tapewire entity
125474
SEC CIK
0001847378

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Compass, Inc.COMP · Entity 3646Chief Financial OfficerJuly 06, 2022July 08, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Compass, Inc.

Report date July 06, 2022 · Filed July 08, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect119,564 Ending reported balance After 2022-07-06 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-07-06 · Exercise / conversion · Acquired 41,573 · Balance 142,555

F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Row 2 · 2022-07-06 · Tax withholding · Disposed 22,991 · Balance 119,564

F2: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible securityDirect202,570 Reported balance After 2022-07-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-07-06 · Exercise / conversion · Disposed 20,250 · Balance 202,570

F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3: The RSUs vest as to 6.25% of the total shares quarterly, commencing on December 15, 2020, with 100% of the shares vested on December 15, 2024, subject to continued service through each vesting date.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible securityDirect63,969 Reported balance After 2022-07-06 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-07-06 · Exercise / conversion · Disposed 21,323 · Balance 63,969

F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election. The RSU award was granted on March 28, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

F3: The RSUs vest as to 6.25% of the total shares quarterly, commencing on December 15, 2020, with 100% of the shares vested on December 15, 2024, subject to continued service through each vesting date.

F4: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election. The RSU award was granted on March 28, 2022.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 06, 2022 Filed Jul 8, 2022 17:00 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 21,323 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000084 · wf-form4_165731402782302.xml · derivative · entry 4

Ankerbrandt Kristen M. · CIK 0001847378 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,969

Underlying: Class A Common Stock · 21,323 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election. The RSU award was granted on March 28, 2022.

F4 · derivative.expiration_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election. The RSU award was granted on March 28, 2022.

Read SEC document
July 06, 2022 Filed Jul 8, 2022 17:00 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 20,250 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000084 · wf-form4_165731402782302.xml · derivative · entry 3

Ankerbrandt Kristen M. · CIK 0001847378 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,570

Underlying: Class A Common Stock · 20,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 6.25% of the total shares quarterly, commencing on December 15, 2020, with 100% of the shares vested on December 15, 2024, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 6.25% of the total shares quarterly, commencing on December 15, 2020, with 100% of the shares vested on December 15, 2024, subject to continued service through each vesting date.

Read SEC document
July 06, 2022 Filed Jul 8, 2022 17:00 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 22,991 $4.38 $100,700.58
Disclosure

SEC source: 0001563190-22-000084 · wf-form4_165731402782302.xml · nonDerivative · entry 2

Ankerbrandt Kristen M. · CIK 0001847378 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,564

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
July 06, 2022 Filed Jul 8, 2022 17:00 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 41,573 $0.00 $0.00
Disclosure

SEC source: 0001563190-22-000084 · wf-form4_165731402782302.xml · nonDerivative · entry 1

Ankerbrandt Kristen M. · CIK 0001847378 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 17:36 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 20,260 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023704 · doc4.xml · derivative · entry 4

Ankerbrandt Kristen M. · CIK 0001847378 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,820

Underlying: Class A Common Stock · 20,260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 6.25% of the total shares quarterly, commencing on December 15, 2020, with 100% of the shares vested on December 15, 2024, subject to continued service through each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 6.25% of the total shares quarterly, commencing on December 15, 2020, with 100% of the shares vested on December 15, 2024, subject to continued service through each vesting date.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 17:36 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 68,234 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023704 · doc4.xml · derivative · entry 3

Ankerbrandt Kristen M. · CIK 0001847378 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 68,234 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs are fully vested. The RSU award was granted on March 28, 2022.

F3 · derivative.expiration_date: The RSUs are fully vested. The RSU award was granted on March 28, 2022.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 17:36 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 35,713 $7.32 $261,419.16
Disclosure

SEC source: 0001209191-22-023704 · doc4.xml · nonDerivative · entry 2

Ankerbrandt Kristen M. · CIK 0001847378 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,982

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 17:36 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 88,494 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023704 · doc4.xml · nonDerivative · entry 1

Ankerbrandt Kristen M. · CIK 0001847378 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
April 05, 2022 Filed May 6, 2022 16:07 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 20,260 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-027579 · doc4.xml · derivative · entry 4

Ankerbrandt Kristen M. · CIK 0001847378 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,820

Underlying: Class A Common Stock · 20,260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 6.25% of the total shares quarterly, commencing on December 15, 2020, with 100% of the shares vested on December 15, 2024, subject to continued service through each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 6.25% of the total shares quarterly, commencing on December 15, 2020, with 100% of the shares vested on December 15, 2024, subject to continued service through each vesting date.

Read SEC document
April 05, 2022 Filed May 6, 2022 16:07 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 68,234 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-027579 · doc4.xml · derivative · entry 3

Ankerbrandt Kristen M. · CIK 0001847378 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 68,234 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs are fully vested. The RSU award was granted on March 28, 2022.

F3 · derivative.expiration_date: The RSUs are fully vested. The RSU award was granted on March 28, 2022.

Read SEC document
April 05, 2022 Filed May 6, 2022 16:07 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 35,713 $7.32 $261,419.16
Disclosure

SEC source: 0001209191-22-027579 · doc4.xml · nonDerivative · entry 2

Ankerbrandt Kristen M. · CIK 0001847378 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,982

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
April 05, 2022 Filed May 6, 2022 16:07 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 88,494 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-027579 · doc4.xml · nonDerivative · entry 1

Ankerbrandt Kristen M. · CIK 0001847378 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
March 28, 2022 Filed Mar 29, 2022 19:09 UTC Compass, Inc. COMP · Entity 3646 GrantRestricted Stock Unit (RSU) · Derivative 85,292 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021520 · doc4.xml · derivative · entry 2

Ankerbrandt Kristen M. · CIK 0001847378 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,292

Underlying: Class A Common Stock · 85,292 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election. The RSU award was granted on March 28, 2022.

F3 · derivative.expiration_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election. The RSU award was granted on March 28, 2022.

Read SEC document
March 28, 2022 Filed Mar 29, 2022 19:09 UTC Compass, Inc. COMP · Entity 3646 GrantRestricted Stock Unit (RSU) · Derivative 68,234 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021520 · doc4.xml · derivative · entry 1

Ankerbrandt Kristen M. · CIK 0001847378 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,234

Underlying: Class A Common Stock · 68,234 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs are fully vested. The RSU award was granted on March 28, 2022.

F2 · derivative.expiration_date: The RSUs are fully vested. The RSU award was granted on March 28, 2022.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 17:29 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 20,260 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002478 · doc4.xml · derivative · entry 3

Ankerbrandt Kristen M. · CIK 0001847378 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,080

Underlying: Class A Common Stock · 20,260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_price: The RSUs vest as to 6.25% of the total shares quarterly, commencing on December 15, 2020, with 100% of the shares vested on December 15, 2024, subject to continued service through each vesting date.

F3 · derivative.exercise_date: The RSUs vest as to 6.25% of the total shares quarterly, commencing on December 15, 2020, with 100% of the shares vested on December 15, 2024, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 6.25% of the total shares quarterly, commencing on December 15, 2020, with 100% of the shares vested on December 15, 2024, subject to continued service through each vesting date.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 17:29 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 9,059 $8.86 $80,262.74
Disclosure

SEC source: 0001209191-22-002478 · doc4.xml · nonDerivative · entry 2

Ankerbrandt Kristen M. · CIK 0001847378 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,201

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 17:29 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 20,260 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002478 · doc4.xml · nonDerivative · entry 1

Ankerbrandt Kristen M. · CIK 0001847378 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
October 28, 2021 Filed Nov 1, 2021 18:33 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 60,760 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-062235 · doc4.xml · derivative · entry 4

Ankerbrandt Kristen M. · CIK 0001847378 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,340

Underlying: Class A Common Stock · 60,760 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_price: The RSUs vest as to 6.25% of the total shares quarterly, commencing on December 15, 2020, with 100% of the shares vested on December 15, 2024, subject to continued service through each vesting date.

F4 · derivative.exercise_date: The RSUs vest as to 6.25% of the total shares quarterly, commencing on December 15, 2020, with 100% of the shares vested on December 15, 2024, subject to continued service through each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 6.25% of the total shares quarterly, commencing on December 15, 2020, with 100% of the shares vested on December 15, 2024, subject to continued service through each vesting date.

Read SEC document
October 28, 2021 Filed Nov 1, 2021 18:33 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,540 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-062235 · doc4.xml · derivative · entry 3

Ankerbrandt Kristen M. · CIK 0001847378 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_price: The RSUs are fully vested.

F3 · derivative.exercise_date: The RSUs are fully vested.

F3 · derivative.expiration_date: The RSUs are fully vested.

Read SEC document
October 28, 2021 Filed Nov 1, 2021 18:33 UTC Compass, Inc. COMP · Entity 3646 Tax withholdingClass A Common Stock 27,300 $12.89 $351,897.00
Disclosure

SEC source: 0001209191-21-062235 · doc4.xml · nonDerivative · entry 2

Ankerbrandt Kristen M. · CIK 0001847378 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

Read SEC document
October 28, 2021 Filed Nov 1, 2021 18:33 UTC Compass, Inc. COMP · Entity 3646 Exercise / conversionClass A Common Stock 64,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-062235 · doc4.xml · nonDerivative · entry 1

Ankerbrandt Kristen M. · CIK 0001847378 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.