Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Gevo, Inc.GEVO · Entity 5641 | Director | July 06, 2020 | July 08, 2020 |
| PLUG POWER INCPLUG · Entity 4258 | Director | July 01, 2022 | July 15, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Gevo, Inc.
Report date July 06, 2020 · Filed July 08, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 289,397 |
Reported balance
After 2020-07-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-07-06 · Grant · Acquired 101,729 · Balance 289,397 F1: Represents restricted common stock that vests in two equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted common stock that vests in two equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.
PLUG POWER INC
Report date July 01, 2022 · Filed July 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 234,633 |
Reported balance
After 2022-07-01 transaction · row 1
1 source rowRow 1 · 2022-07-01 · Grant · Acquired 739 · Balance 234,633 F1: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 30, 2017 Filed Feb 1, 2017 17:59 UTC | Gevo, Inc. GEVO · Entity 5641 | Exercise / conversionRestricted Stock Units · Derivative | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006592 · doc4.xml · derivative · entry 3 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321 Underlying: Common Stock · 18 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis F4 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. F4 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 17:59 UTC | Gevo, Inc. GEVO · Entity 5641 | Tax withholdingCommon Stock | 5 | $2.87 | $14.35 |
DisclosureSEC source: 0001209191-17-006592 · doc4.xml · nonDerivative · entry 2 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220 F3 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 17:59 UTC | Gevo, Inc. GEVO · Entity 5641 | Exercise / conversionCommon Stock | 18 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-006592 · doc4.xml · nonDerivative · entry 1 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis F2 · balance_after: Amount of securities beneficially owned following reported transaction reflects the 1-for-20 reverse stock split that occurred on January 5. 2017. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 22:43 UTC | PLUG POWER INC PLUG · Entity 4258 | PurchaseSeries C Redeemable Convertible Preferred Stock · Derivative | 2,620 | $1,256.81 | $3,292,842.20 |
DisclosureSEC source: 0001104659-17-005020 · a4.xml · derivative · entry 1 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,620 Underlying: Common Stock · 2,782,075 shares Expires not disclosed F1 · derivative.exercise_price: The Series C Redeemable Convertible Preferred Stock (the "Series C Preferred Stock") is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date. F2 · price: On January 26, 2017, FiveT Capital Holding AG, a limited liability company existing under the laws of Switzerland ("FiveT Capital Holding"), and Five More Special Situations Fund Limited, a Cayman Islands company ("FiveMore Fund"), purchased 1,750 shares and 870 shares, respectively, of the Series C Preferred Stock for an aggregate purchase price of $3,292,850, or $1,256.81 per share. F1 · derivative.exercise_date: The Series C Redeemable Convertible Preferred Stock (the "Series C Preferred Stock") is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date. F1 · derivative.expiration_date: The Series C Redeemable Convertible Preferred Stock (the "Series C Preferred Stock") is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date. F1 · derivative.underlying_shares: The Series C Redeemable Convertible Preferred Stock (the "Series C Preferred Stock") is convertible at any time at the option of the holder into shares of the Issuer's Common Stock at a conversion price per share of $0.2343, subject to certain adjustments. The Series C Preferred Stock has no expiration date. F2 · balance_after: On January 26, 2017, FiveT Capital Holding AG, a limited liability company existing under the laws of Switzerland ("FiveT Capital Holding"), and Five More Special Situations Fund Limited, a Cayman Islands company ("FiveMore Fund"), purchased 1,750 shares and 870 shares, respectively, of the Series C Preferred Stock for an aggregate purchase price of $3,292,850, or $1,256.81 per share. F3 · balance_after: The reporting person is the Managing Director and Chairman of FiveT Capital Holding and has equity interests in each of FiveT Capital Holding and FiveMore Fund. A wholly-owned subsidiary of FiveT Capital Holding provides investment advisory services to FiveMore Fund. The reporting person disclaims beneficial ownership of the shares of Series C Preferred Stock directly held by FiveT Capital Holding and FiveMore Fund, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of any ofsuch shares. F2 · ownership.nature: On January 26, 2017, FiveT Capital Holding AG, a limited liability company existing under the laws of Switzerland ("FiveT Capital Holding"), and Five More Special Situations Fund Limited, a Cayman Islands company ("FiveMore Fund"), purchased 1,750 shares and 870 shares, respectively, of the Series C Preferred Stock for an aggregate purchase price of $3,292,850, or $1,256.81 per share. F3 · ownership.nature: The reporting person is the Managing Director and Chairman of FiveT Capital Holding and has equity interests in each of FiveT Capital Holding and FiveMore Fund. A wholly-owned subsidiary of FiveT Capital Holding provides investment advisory services to FiveMore Fund. The reporting person disclaims beneficial ownership of the shares of Series C Preferred Stock directly held by FiveT Capital Holding and FiveMore Fund, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of any ofsuch shares. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:15 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantPlug Power Common Stock | 8,021 | $1.20 | $9,625.20 |
DisclosureSEC source: 0001104659-17-000917 · a4.xml · nonDerivative · entry 1 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,346 F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| December 29, 2016 Filed Dec 31, 2016 00:28 UTC | Gevo, Inc. GEVO · Entity 5641 | Exercise / conversionRestricted Stock Units · Derivative | 357 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-157118 · doc4.xml · derivative · entry 3 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,773 Underlying: Common Stock · 357 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. Read SEC document |
| December 29, 2016 Filed Dec 31, 2016 00:28 UTC | Gevo, Inc. GEVO · Entity 5641 | Tax withholdingCommon Stock | 114 | $0.20 | $22.80 |
DisclosureSEC source: 0001209191-16-157118 · doc4.xml · nonDerivative · entry 2 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,131 F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units. Read SEC document |
| December 29, 2016 Filed Dec 31, 2016 00:28 UTC | Gevo, Inc. GEVO · Entity 5641 | Exercise / conversionCommon Stock | 357 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-157118 · doc4.xml · nonDerivative · entry 1 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 20:31 UTC | Gevo, Inc. GEVO · Entity 5641 | Exercise / conversionRestricted Stock Units · Derivative | 357 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-152644 · doc4.xml · derivative · entry 3 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,130 Underlying: Common Stock · 357 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 20:31 UTC | Gevo, Inc. GEVO · Entity 5641 | Tax withholdingCommon Stock | 114 | $0.33 | $37.62 |
DisclosureSEC source: 0001209191-16-152644 · doc4.xml · nonDerivative · entry 2 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,888 F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units. Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 20:31 UTC | Gevo, Inc. GEVO · Entity 5641 | Exercise / conversionCommon Stock | 357 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-152644 · doc4.xml · nonDerivative · entry 1 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis Read SEC document |
| October 31, 2016 Filed Oct 31, 2016 20:12 UTC | Gevo, Inc. GEVO · Entity 5641 | Exercise / conversionRestricted Stock Units · Derivative | 357 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147429 · doc4.xml · derivative · entry 3 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,487 Underlying: Common Stock · 357 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. Read SEC document |
| October 31, 2016 Filed Oct 31, 2016 20:12 UTC | Gevo, Inc. GEVO · Entity 5641 | Tax withholdingCommon Stock | 114 | $0.40 | $45.60 |
DisclosureSEC source: 0001209191-16-147429 · doc4.xml · nonDerivative · entry 2 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,645 F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units. Read SEC document |
| October 31, 2016 Filed Oct 31, 2016 20:12 UTC | Gevo, Inc. GEVO · Entity 5641 | Exercise / conversionCommon Stock | 357 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-147429 · doc4.xml · nonDerivative · entry 1 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis Read SEC document |
| October 03, 2016 Filed Oct 18, 2016 16:20 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantPlug Power Common Stock | 5,629 | $1.71 | $9,625.59 |
DisclosureSEC source: 0001104659-16-150669 · a4.xml · nonDerivative · entry 1 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,325 F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| September 29, 2016 Filed Oct 3, 2016 19:42 UTC | Gevo, Inc. GEVO · Entity 5641 | Exercise / conversionRestricted Stock Units · Derivative | 357 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-143574 · doc4.xml · derivative · entry 3 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,844 Underlying: Common Stock · 357 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. Read SEC document |
| September 29, 2016 Filed Oct 3, 2016 19:42 UTC | Gevo, Inc. GEVO · Entity 5641 | Tax withholdingCommon Stock | 114 | $0.49 | $55.86 |
DisclosureSEC source: 0001209191-16-143574 · doc4.xml · nonDerivative · entry 2 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,402 F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units. Read SEC document |
| September 29, 2016 Filed Oct 3, 2016 19:42 UTC | Gevo, Inc. GEVO · Entity 5641 | Exercise / conversionCommon Stock | 357 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-143574 · doc4.xml · nonDerivative · entry 1 Roth Johannes Minho · CIK 0001590334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.