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person · Reporting owner

Roth Johannes Minho

Disclosed activity across 2 companies

Tapewire entity
125371
SEC CIK
0001590334

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Gevo, Inc.GEVO · Entity 5641DirectorJuly 06, 2020July 08, 2020
PLUG POWER INCPLUG · Entity 4258DirectorJuly 01, 2022July 15, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Gevo, Inc.

Report date July 06, 2020 · Filed July 08, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect289,397 Reported balance After 2020-07-06 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-07-06 · Grant · Acquired 101,729 · Balance 289,397

F1: Represents restricted common stock that vests in two equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted common stock that vests in two equal annual installments beginning on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the issuer as of each vesting date.

PLUG POWER INC

Report date July 01, 2022 · Filed July 15, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect234,633 Reported balance After 2022-07-01 transaction · row 1
1 source row

Row 1 · 2022-07-01 · Grant · Acquired 739 · Balance 234,633

F1: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Compensation awarded to directors pursuant to Plug Power's Non-Employee Directors Compensation Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 30, 2018 Filed May 1, 2018 19:23 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-027038 · doc4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
April 02, 2018 Filed Apr 4, 2018 19:32 UTC PLUG POWER INC PLUG · Entity 4258 GrantPlug Power Common Stock 5,093 $1.89 $9,625.77
Disclosure

SEC source: 0001104659-18-022408 · a4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,241

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 17:59 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-022733 · doc4.xml · derivative · entry 3

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 17:59 UTC Gevo, Inc. GEVO · Entity 5641 Tax withholdingCommon Stock 5 $0.46 $2.30
Disclosure

SEC source: 0001209191-18-022733 · doc4.xml · nonDerivative · entry 2

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 17:59 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-022733 · doc4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
February 28, 2018 Filed Mar 1, 2018 23:14 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015198 · doc4.xml · derivative · entry 3

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 23:14 UTC Gevo, Inc. GEVO · Entity 5641 Tax withholdingCommon Stock 5 $0.45 $2.25
Disclosure

SEC source: 0001209191-18-015198 · doc4.xml · nonDerivative · entry 2

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 23:14 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-015198 · doc4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
January 29, 2018 Filed Jan 31, 2018 22:22 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006256 · doc4.xml · derivative · entry 3

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 22:22 UTC Gevo, Inc. GEVO · Entity 5641 Tax withholdingCommon Stock 5 $0.55 $2.75
Disclosure

SEC source: 0001209191-18-006256 · doc4.xml · nonDerivative · entry 2

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 22:22 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-006256 · doc4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
January 02, 2018 Filed Jan 4, 2018 20:56 UTC PLUG POWER INC PLUG · Entity 4258 GrantPlug Power Common Stock 4,078 $2.36 $9,624.08
Disclosure

SEC source: 0001104659-18-000760 · a4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,148

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 18:02 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000598 · doc4.xml · derivative · entry 3

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 18:02 UTC Gevo, Inc. GEVO · Entity 5641 Tax withholdingCommon Stock 5 $0.59 $2.95
Disclosure

SEC source: 0001209191-18-000598 · doc4.xml · nonDerivative · entry 2

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 18:02 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-000598 · doc4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
November 29, 2017 Filed Nov 30, 2017 20:13 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-063001 · doc4.xml · derivative · entry 3

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 20:13 UTC Gevo, Inc. GEVO · Entity 5641 Tax withholdingCommon Stock 5 $0.63 $3.15
Disclosure

SEC source: 0001209191-17-063001 · doc4.xml · nonDerivative · entry 2

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 20:13 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-063001 · doc4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
October 30, 2017 Filed Nov 1, 2017 15:52 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-058554 · doc4.xml · derivative · entry 3

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 15:52 UTC Gevo, Inc. GEVO · Entity 5641 Tax withholdingCommon Stock 5 $0.65 $3.25
Disclosure

SEC source: 0001209191-17-058554 · doc4.xml · nonDerivative · entry 2

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 15:52 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-058554 · doc4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
October 02, 2017 Filed Oct 10, 2017 20:29 UTC PLUG POWER INC PLUG · Entity 4258 GrantPlug Power Common Stock 3,688 $2.61 $9,625.68
Disclosure

SEC source: 0001104659-17-061582 · a4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,070

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 16:16 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-054859 · doc4.xml · derivative · entry 3

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 16:16 UTC Gevo, Inc. GEVO · Entity 5641 Tax withholdingCommon Stock 5 $0.62 $3.10
Disclosure

SEC source: 0001209191-17-054859 · doc4.xml · nonDerivative · entry 2

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 16:16 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-054859 · doc4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
August 29, 2017 Filed Aug 30, 2017 21:23 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-050766 · doc4.xml · derivative · entry 3

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
August 29, 2017 Filed Aug 30, 2017 21:23 UTC Gevo, Inc. GEVO · Entity 5641 Tax withholdingCommon Stock 5 $0.59 $2.95
Disclosure

SEC source: 0001209191-17-050766 · doc4.xml · nonDerivative · entry 2

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
August 29, 2017 Filed Aug 30, 2017 21:23 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-050766 · doc4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
July 31, 2017 Filed Jul 31, 2017 22:33 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-046813 · doc4.xml · derivative · entry 3

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
July 31, 2017 Filed Jul 31, 2017 22:33 UTC Gevo, Inc. GEVO · Entity 5641 Tax withholdingCommon Stock 5 $0.65 $3.25
Disclosure

SEC source: 0001209191-17-046813 · doc4.xml · nonDerivative · entry 2

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
July 31, 2017 Filed Jul 31, 2017 22:33 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-046813 · doc4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
July 03, 2017 Filed Sep 5, 2017 16:48 UTC PLUG POWER INC PLUG · Entity 4258 GrantPlug Power Common Stock 4,718 $2.04 $9,624.72
Disclosure

SEC source: 0001104659-17-055364 · a4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,382

F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
June 29, 2017 Filed Jun 30, 2017 15:19 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-042449 · doc4.xml · derivative · entry 3

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
June 29, 2017 Filed Jun 30, 2017 15:19 UTC Gevo, Inc. GEVO · Entity 5641 Tax withholdingCommon Stock 5 $0.73 $3.65
Disclosure

SEC source: 0001209191-17-042449 · doc4.xml · nonDerivative · entry 2

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
June 29, 2017 Filed Jun 30, 2017 15:19 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-042449 · doc4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
June 28, 2017 Filed Jun 30, 2017 22:11 UTC PLUG POWER INC PLUG · Entity 4258 GrantCommon Stock Options · Derivative 29,343 $0.00 Strike: $2.13 $0.00
Disclosure

SEC source: 0001104659-17-043055 · a4.xml · derivative · entry 2

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,343

Underlying: Common Stock · 29,343 shares

Expires 2027-06-28

F2 · security: Options to purchase Common Stock granted in accordance with Plug Power's 2011 Non-Employee Directors Compensation Plan.\

F3 · derivative.exercise_date: This option shall become fully vested on June 28, 2018.

Read SEC document
June 28, 2017 Filed Jun 30, 2017 22:11 UTC PLUG POWER INC PLUG · Entity 4258 GrantPlug Power Common Stock 29,343 $2.13 $62,500.59
Disclosure

SEC source: 0001104659-17-043055 · a4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,664

F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

Read SEC document
May 30, 2017 Filed May 31, 2017 21:45 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-036566 · doc4.xml · derivative · entry 3

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
May 30, 2017 Filed May 31, 2017 21:45 UTC Gevo, Inc. GEVO · Entity 5641 Tax withholdingCommon Stock 5 $0.67 $3.35
Disclosure

SEC source: 0001209191-17-036566 · doc4.xml · nonDerivative · entry 2

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

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May 30, 2017 Filed May 31, 2017 21:45 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-036566 · doc4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

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May 01, 2017 Filed May 2, 2017 21:53 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-029329 · doc4.xml · derivative · entry 3

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

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May 01, 2017 Filed May 2, 2017 21:53 UTC Gevo, Inc. GEVO · Entity 5641 Tax withholdingCommon Stock 5 $1.02 $5.10
Disclosure

SEC source: 0001209191-17-029329 · doc4.xml · nonDerivative · entry 2

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
May 01, 2017 Filed May 2, 2017 21:53 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-029329 · doc4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
April 03, 2017 Filed Apr 5, 2017 20:36 UTC PLUG POWER INC PLUG · Entity 4258 GrantPlug Power Common Stock 6,975 $1.38 $9,625.50
Disclosure

SEC source: 0001104659-17-021701 · a4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,321

F1 · price: Quarterly Stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.

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March 29, 2017 Filed Mar 31, 2017 20:37 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023862 · doc4.xml · derivative · entry 3

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

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March 29, 2017 Filed Mar 31, 2017 20:37 UTC Gevo, Inc. GEVO · Entity 5641 Tax withholdingCommon Stock 5 $1.17 $5.85
Disclosure

SEC source: 0001209191-17-023862 · doc4.xml · nonDerivative · entry 2

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 20:37 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-023862 · doc4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document
February 28, 2017 Filed Mar 2, 2017 23:21 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionRestricted Stock Units · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016913 · doc4.xml · derivative · entry 3

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303

Underlying: Common Stock · 18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis

F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 23:21 UTC Gevo, Inc. GEVO · Entity 5641 Tax withholdingCommon Stock 5 $1.01 $5.05
Disclosure

SEC source: 0001209191-17-016913 · doc4.xml · nonDerivative · entry 2

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233

F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 23:21 UTC Gevo, Inc. GEVO · Entity 5641 Exercise / conversionCommon Stock 18 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-016913 · doc4.xml · nonDerivative · entry 1

Roth Johannes Minho · CIK 0001590334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.