person · Reporting owner

CULLEN JAMES

Disclosed activity across 6 companies

Tapewire entity: 12516
SEC CIK: 0001142630

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
AGILENT TECHNOLOGIES, INC.A · Entity 3062	Director	May 24, 2017	May 25, 2017
Avinger IncAVGR · Entity 83897	Director	January 11, 2024	January 17, 2024
JOHNSON & JOHNSONJNJ · Entity 2722	Director	February 09, 2015	February 12, 2015
Keysight Technologies, Inc.KEYS · Entity 3021	Director	June 02, 2026	June 04, 2026
NEUSTAR INCNSR · Entity 173935	Director	August 08, 2017	August 08, 2017
PRUDENTIAL FINANCIAL INCPRU · Entity 148	Director	May 09, 2017	May 11, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AGILENT TECHNOLOGIES, INC.

Report date May 24, 2017 · Filed May 25, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	91,954.555	Reported balance After 2017-05-24 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2017-05-24 · Exercise / conversion · Acquired 15,482 · Balance 91,954.555 F1: 173.478 shares were acquired through the Agilent Technologies, Inc. dividend reinvestment plan.
Common StockSEC Table I · non-derivative	Direct	76,472.555	Reported balance After 2017-05-24 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2017-05-24 · Sale · Disposed 15,482 · Balance 76,472.555
Non-Employee Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.89 · Expires 2018-11-17	Direct	0	Reported balance After 2017-05-24 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2017-05-24 · Exercise / conversion · Disposed 15,482 · Balance 0 F4: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. 1999 Non-Employee Director Stock Plan. F5: This option is fully vested and exercisable.
Common StockSEC Table I · non-derivative	IndirectBy IRA	1,514.66	Reported balance Holding disclosure · report date 2017-05-24 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 1,514.66 F2: 3.754 shares were acquired through the Agilent Technologies, Inc. dividend reinvestment plan.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnership	2,837.365	Reported balance Holding disclosure · report date 2017-05-24 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 2,837.365 F3: 7.032shares were acquired through the Agilent Technologies, Inc. dividend reinvestment plan.

Filing footnotes · ownership attribution and instrument terms

F1: 173.478 shares were acquired through the Agilent Technologies, Inc. dividend reinvestment plan.

F2: 3.754 shares were acquired through the Agilent Technologies, Inc. dividend reinvestment plan.

F3: 7.032shares were acquired through the Agilent Technologies, Inc. dividend reinvestment plan.

F4: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. 1999 Non-Employee Director Stock Plan.

F5: This option is fully vested and exercisable.

Avinger Inc

Report date January 11, 2024 · Filed January 17, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	29,895	Reported balance After 2024-01-11 transaction · row 1 1 source row Row 1 · 2024-01-11 · Grant · Acquired 25,597 · Balance 29,895 F1: Represents a Restricted Stock Award granted 01/11/2024 which vests on the one-year anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a Restricted Stock Award granted 01/11/2024 which vests on the one-year anniversary of the grant date.

JOHNSON & JOHNSON

Report date February 09, 2015 · Filed February 12, 2015

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Deferred Share UnitsSEC Table II · derivative / convertible security	Direct	41,002.954	Reported balance After 2015-02-09 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2015-02-09 · Grant · Acquired 1,524 · Balance 41,002.954 F1: Grant of Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

Filing footnotes · ownership attribution and instrument terms

F1: Grant of Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date).

Keysight Technologies, Inc.

Report date June 02, 2026 · Filed June 04, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	21,821	Reported balance After 2026-06-02 transaction · row 1 1 source row Row 1 · 2026-06-02 · Sale · Disposed 3,000 · Balance 21,821 F1: Average weighted price is $346.5803, with a range from $346.41 to $346.71.

Filing footnotes · ownership attribution and instrument terms

F1: Average weighted price is $346.5803, with a range from $346.41 to $346.71.

NEUSTAR INC

Report date August 08, 2017 · Filed August 08, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-08-08 transaction · row 1 1 source row Row 1 · 2017-08-08 · Disposition to issuer · Disposed 27,032 · Balance 0 F1: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each share of Class A Common Stock outstanding, automatically and without any required action on the part of the Reporting Person, was converted into the right to receive $33.50 in cash, without interest.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	0	Reported balance After 2017-08-08 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2017-08-08 · Disposition to issuer · Disposed 36,896 · Balance 0 F2: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each restricted stock unit outstanding subject to time-based vesting, automatically and without any required action on the part of the Reporting Person, became fully vested and canceled in exchange for a right to receive a cash payment in an amount equal to $33.50, without interest, for each share of Class A Common Stock underlying the restricted stock unit, less any required withholding taxes.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each share of Class A Common Stock outstanding, automatically and without any required action on the part of the Reporting Person, was converted into the right to receive $33.50 in cash, without interest.

F2: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each restricted stock unit outstanding subject to time-based vesting, automatically and without any required action on the part of the Reporting Person, became fully vested and canceled in exchange for a right to receive a cash payment in an amount equal to $33.50, without interest, for each share of Class A Common Stock underlying the restricted stock unit, less any required withholding taxes.

PRUDENTIAL FINANCIAL INC

Report date May 09, 2017 · Filed May 11, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	2,000	Ending reported balance After 2017-05-09 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2017-05-09 · Exercise / conversion · Acquired 2,006 · Balance 4,006 Row 2 · 2017-05-09 · Disposition to issuer · Disposed 2,006 · Balance 2,000
2016 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	0	Reported balance After 2017-05-09 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2017-05-09 · Exercise / conversion · Disposed 2,006 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F3: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017.
Common StockSEC Table I · non-derivative	IndirectBy Spouse	33	Reported balance Holding disclosure · report date 2017-05-09 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 33 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.

F2: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F3: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 02, 2026 Filed Jun 4, 2026 20:15 UTC	Keysight Technologies, Inc. KEYS · Entity 3021	SaleCommon Stock	3,000	$346.58	$1,039,740.90	Disclosure SEC source: 0001142630-26-000004 · wk-form4_1780604099.xml · nonDerivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,821 F1 · price: Average weighted price is $346.5803, with a range from $346.41 to $346.71. Read SEC document
March 20, 2026 Filed Mar 24, 2026 10:08 UTC	Keysight Technologies, Inc. KEYS · Entity 3021	GrantCommon Stock	870	$0.00	$0.00	Disclosure SEC source: 0001142630-26-000002 · wk-form4_1774346877.xml · nonDerivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,821 F1 · kind: Common stock underlying restricted stock units ("RSUs") granted pursuant to the 2014 Equity and Incentive Compensation Plan. The RSUs vested immediately. Read SEC document
March 21, 2025 Filed Mar 25, 2025 10:10 UTC	Keysight Technologies, Inc. KEYS · Entity 3021	GrantCommon Stock	1,589	$0.00	$0.00	Disclosure SEC source: 0001601046-25-000025 · wk-form4_1742897403.xml · nonDerivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,951 F1 · kind: Common stock underlying restricted stock units ("RSUs") granted pursuant to the 2014 Equity and Incentive Compensation Plan. The RSUs vested immediately. Read SEC document
March 22, 2024 Filed Mar 26, 2024 20:20 UTC	Keysight Technologies, Inc. KEYS · Entity 3021	GrantCommon Stock	1,632	$0.00	$0.00	Disclosure SEC source: 0001601046-24-000023 · wk-form4_1711484392.xml · nonDerivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,362 F1 · kind: Common stock underlying restricted stock units ("RSUs") granted pursuant to the 2014 Equity and Incentive Compensation Plan. The RSUs vested immediately. Read SEC document
January 11, 2024 Filed Jan 17, 2024 21:12 UTC	Avinger Inc AVGR · Entity 83897	GrantCommon Stock	25,597	$0.00	$0.00	Disclosure SEC source: 0001437749-24-001520 · rdgdoc.xml · nonDerivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,895 F1 · kind: Represents a Restricted Stock Award granted 01/11/2024 which vests on the one-year anniversary of the grant date. Read SEC document
December 11, 2023 Filed Dec 13, 2023 21:21 UTC	Keysight Technologies, Inc. KEYS · Entity 3021	SaleCommon Stock	4,869	$146.47	$713,154.15	Disclosure SEC source: 0001601046-23-000131 · wk-form4_1702502502.xml · nonDerivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,730 F1 · price: Average weighted price is $146.4683, with a range from $146.46 to $146.47. Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:16 UTC	Keysight Technologies, Inc. KEYS · Entity 3021	GrantCommon Stock	1,543	$0.00	$0.00	Disclosure SEC source: 0001601046-23-000036 · wf-form4_167942976425731.xml · nonDerivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,599 F1 · kind: Common stock underlying restricted stock units ("RSUs") granted pursuant to the 2014 Equity and Incentive Compensation Plan. The RSUs vested immediately. Read SEC document
January 18, 2023 Filed Jan 21, 2023 01:22 UTC	Avinger Inc AVGR · Entity 83897	GrantCommon Stock	60,976	$0.00	$0.00	Disclosure SEC source: 0001437749-23-001490 · rdgdoc.xml · nonDerivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,467 F1 · kind: Represents a Restricted Stock Award granted 01/18/23 which vested immediately upon grant. Read SEC document
March 18, 2022 Filed Mar 22, 2022 20:14 UTC	Keysight Technologies, Inc. KEYS · Entity 3021	GrantCommon Stock	1,626	$0.00	$0.00	Disclosure SEC source: 0001601046-22-000026 · wf-form4_164798003251850.xml · nonDerivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,056 F1 · kind: Common stock underlying restricted stock units ("RSUs") granted pursuant to the 2014 Equity and Incentive Compensation Plan. The RSUs vested immediately. Read SEC document
December 14, 2021 Filed Dec 15, 2021 21:28 UTC	Keysight Technologies, Inc. KEYS · Entity 3021	SaleCommon Stock	7,000	$196.45	$1,375,150.00	Disclosure SEC source: 0001601046-21-000194 · wf-form4_163960368383319.xml · nonDerivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,430 Read SEC document
November 30, 2021 Filed Dec 1, 2021 00:09 UTC	Avinger Inc AVGR · Entity 83897	SaleCommon Stock	184	$0.57	$104.88	Disclosure SEC source: 0001437749-21-027580 · rdgdoc.xml · nonDerivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,820 Read SEC document
November 24, 2021 Filed Nov 26, 2021 21:07 UTC	Avinger Inc AVGR · Entity 83897	SaleCommon Stock	32	$0.62	$19.84	Disclosure SEC source: 0001437749-21-027434 · rdgdoc.xml · nonDerivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,004 Read SEC document
March 19, 2021 Filed Mar 23, 2021 20:28 UTC	Keysight Technologies, Inc. KEYS · Entity 3021	GrantCommon Stock	1,631	$0.00	$0.00	Disclosure SEC source: 0001601046-21-000021 · wf-form4_161653128580808.xml · nonDerivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,430 F1 · kind: Common stock underlying restricted stock units ("RSUs") granted pursuant to the 2014 Equity and Incentive Compensation Plan. The RSUs vested immediately. Read SEC document
September 18, 2020 Filed Sep 22, 2020 00:29 UTC	Avinger Inc AVGR · Entity 83897	Exercise / conversionRestricted Stock Units · Derivative	65,217	$0.00	$0.00	Disclosure SEC source: 0001593968-20-001912 · primary_01.xml · derivative · entry 2 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 65,217 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: 100% of the restricted stock units vest on September 18, 2020. F2 · derivative.expiration_date: 100% of the restricted stock units vest on September 18, 2020. Read SEC document
September 18, 2020 Filed Sep 22, 2020 00:29 UTC	Avinger Inc AVGR · Entity 83897	Exercise / conversionCommon Stock	65,217	Not disclosed	Not disclosed	Disclosure SEC source: 0001593968-20-001912 · primary_01.xml · nonDerivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document
March 20, 2020 Filed Mar 23, 2020 21:57 UTC	Keysight Technologies, Inc. KEYS · Entity 3021	GrantCommon Stock	2,438	$0.00	$0.00	Disclosure SEC source: 0001601046-20-000023 · wf-form4_158500065357399.xml · nonDerivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,799 F1 · kind: Common stock underlying restricted stock units ("RSUs") granted pursuant to the 2014 Equity and Incentive Compensation Plan. The RSUs vested immediately. Read SEC document
September 18, 2019 Filed Sep 20, 2019 22:07 UTC	Avinger Inc AVGR · Entity 83897	GrantRestricted Stock Units · Derivative	65,217	$0.00	$0.00	Disclosure SEC source: 0001593968-19-001907 · primary_01.xml · derivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,217 Underlying: Common Stock · 65,217 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AVGR common stock. F2 · derivative.exercise_date: 100% of the restricted stock units vest on September 18, 2020. F2 · derivative.expiration_date: 100% of the restricted stock units vest on September 18, 2020. Read SEC document
September 05, 2019 Filed Sep 9, 2019 18:15 UTC	Avinger Inc AVGR · Entity 83897	Exercise / conversionRestricted Stock Units · Derivative	4,602	$0.00	$0.00	Disclosure SEC source: 0001593968-19-001862 · primary_01.xml · derivative · entry 2 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,602 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On September 5, 2018, the reporting person was granted 4602 Restricted Stock Units. 100% of the restricted stock units vest on September 5, 2019. F2 · derivative.expiration_date: On September 5, 2018, the reporting person was granted 4602 Restricted Stock Units. 100% of the restricted stock units vest on September 5, 2019. Read SEC document
September 05, 2019 Filed Sep 9, 2019 18:15 UTC	Avinger Inc AVGR · Entity 83897	Exercise / conversionCommon Stock	4,602	Not disclosed	Not disclosed	Disclosure SEC source: 0001593968-19-001862 · primary_01.xml · nonDerivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:10 UTC	Keysight Technologies, Inc. KEYS · Entity 3021	SaleCommon Stock	16,268	$75.50	$1,228,234.00	Disclosure SEC source: 0001127602-19-020752 · form4.xml · nonDerivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,361 F1 · price: Average weighted price is $75.50, with a range from $75.42 to $75.59. Read SEC document
March 22, 2019 Filed Mar 25, 2019 22:37 UTC	Keysight Technologies, Inc. KEYS · Entity 3021	GrantCommon Stock	2,351	$0.00	$0.00	Disclosure SEC source: 0001127602-19-013154 · form4.xml · nonDerivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,629 F1 · kind: Common stock underlying restricted stock units ("RSUs") granted pursuant to the 2014 Equity and Incentive Compensation Plan. The RSUs vested immediately. Read SEC document
September 05, 2018 Filed Sep 8, 2018 00:03 UTC	Avinger Inc AVGR · Entity 83897	GrantRestricted Stock Units · Derivative	46,012	$0.00	$0.00	Disclosure SEC source: 0001593968-18-001190 · primary_01.xml · derivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,012 Underlying: Common Stock · 46,012 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AVGR common stock. F2 · derivative.exercise_date: 100% of the restricted stock units vest on September 5, 2019. F2 · derivative.expiration_date: 100% of the restricted stock units vest on September 5, 2019. Read SEC document
June 08, 2018 Filed Jun 13, 2018 01:00 UTC	Avinger Inc AVGR · Entity 83897	GrantOption (right to buy) · Derivative	31,000	$0.00 Strike: $1.67	$0.00	Disclosure SEC source: 0001593968-18-000901 · primary_01.xml · derivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · 2000 James Cullen Generation Skipping Family Trust Disclosed balance after: 34,265 Underlying: Common Stock · 31,000 shares Expires 2028-06-08 F1 · kind: This grant is based on an election Mr.Cullen made in 2017 to receive his 2018 board of directors retainer payments in the form of stock options rather than cash. Read SEC document
March 23, 2018 Filed Mar 26, 2018 20:40 UTC	Keysight Technologies, Inc. KEYS · Entity 3021	GrantCommon Stock	3,897	$0.00	$0.00	Disclosure SEC source: 0001127602-18-012773 · form4.xml · nonDerivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,278 F1 · kind: Common stock underlying restricted stock units ("RSUs") granted pursuant to the 2014 Equity and Incentive Compensation Plan. The RSUs vested immediately. Read SEC document
August 08, 2017 Filed Aug 8, 2017 22:24 UTC	NEUSTAR INC NSR · Entity 173935	Disposition to issuerRestricted Stock Units · Derivative	36,896	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0001209191-17-048161 · doc4.xml · derivative · entry 2 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 36,896 shares Expires not disclosed F2 · price: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each restricted stock unit outstanding subject to time-based vesting, automatically and without any required action on the part of the Reporting Person, became fully vested and canceled in exchange for a right to receive a cash payment in an amount equal to $33.50, without interest, for each share of Class A Common Stock underlying the restricted stock unit, less any required withholding taxes. F2 · derivative.exercise_date: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each restricted stock unit outstanding subject to time-based vesting, automatically and without any required action on the part of the Reporting Person, became fully vested and canceled in exchange for a right to receive a cash payment in an amount equal to $33.50, without interest, for each share of Class A Common Stock underlying the restricted stock unit, less any required withholding taxes. F2 · derivative.expiration_date: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each restricted stock unit outstanding subject to time-based vesting, automatically and without any required action on the part of the Reporting Person, became fully vested and canceled in exchange for a right to receive a cash payment in an amount equal to $33.50, without interest, for each share of Class A Common Stock underlying the restricted stock unit, less any required withholding taxes. Read SEC document
August 08, 2017 Filed Aug 8, 2017 22:24 UTC	NEUSTAR INC NSR · Entity 173935	Disposition to issuerClass A Common Stock	27,032	$33.50	$905,572.00	Disclosure SEC source: 0001209191-17-048161 · doc4.xml · nonDerivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to an Agreement and Plan of Merger by and among the Issuer, Aerial Topco, L.P. ("Parent") and Aerial Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), the Merger Sub merged with and into the Issuer on August 8, 2017, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each share of Class A Common Stock outstanding, automatically and without any required action on the part of the Reporting Person, was converted into the right to receive $33.50 in cash, without interest. Read SEC document
May 24, 2017 Filed May 25, 2017 19:10 UTC	AGILENT TECHNOLOGIES, INC. A · Entity 3062	Exercise / conversionNon-Employee Director Stock Option (right to buy) · Derivative	15,482	$0.00 Strike: $13.89	$0.00	Disclosure SEC source: 0001127602-17-019364 · form4.xml · derivative · entry 5 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,482 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. 1999 Non-Employee Director Stock Plan. F5 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document
May 24, 2017 Filed May 25, 2017 19:10 UTC	AGILENT TECHNOLOGIES, INC. A · Entity 3062	SaleCommon Stock	15,482	$59.04	$914,057.28	Disclosure SEC source: 0001127602-17-019364 · form4.xml · nonDerivative · entry 2 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,472.555 Read SEC document
May 24, 2017 Filed May 25, 2017 19:10 UTC	AGILENT TECHNOLOGIES, INC. A · Entity 3062	Exercise / conversionCommon Stock	15,482	$13.89	$215,044.98	Disclosure SEC source: 0001127602-17-019364 · form4.xml · nonDerivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,954.555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: 173.478 shares were acquired through the Agilent Technologies, Inc. dividend reinvestment plan. Read SEC document
May 09, 2017 Filed May 11, 2017 19:59 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	Exercise / conversion2016 Restricted Stock Units · Derivative	2,006	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-17-017715 · form4.xml · derivative · entry 4 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,006 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F3 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017. F3 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017. Read SEC document
May 09, 2017 Filed May 11, 2017 19:59 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	Disposition to issuerCommon Stock	2,006	$107.88	$216,407.28	Disclosure SEC source: 0001127602-17-017715 · form4.xml · nonDerivative · entry 2 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document
May 09, 2017 Filed May 11, 2017 19:59 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	Exercise / conversionCommon Stock	2,006	$0.00	$0.00	Disclosure SEC source: 0001127602-17-017715 · form4.xml · nonDerivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 17, 2017 Filed Mar 20, 2017 19:36 UTC	Keysight Technologies, Inc. KEYS · Entity 3021	GrantCommon Stock	4,720	$39.02	$184,174.40	Disclosure SEC source: 0001127602-17-012354 · form4.xml · nonDerivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,381 F1 · kind: Common stock underlying restricted stock units ("RSUs") granted pursuant to the 2014 Equity and Incentive Compensation Plan. The RSUs vested immediately. Read SEC document
March 16, 2017 Filed Mar 17, 2017 22:38 UTC	AGILENT TECHNOLOGIES, INC. A · Entity 3062	GrantCommon Stock	3,866	$53.05	$205,091.30	Disclosure SEC source: 0001127602-17-012236 · form4.xml · nonDerivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,299.077 F1 · shares: Shares acquired from award of Agilent Technologies, Inc. common stock for Non-Employee Directors that are fully vested upon grant. F2 · balance_after: 390.706 shares were acquired through the Agilent Technologies, Inc. dividend reinvestment plan Read SEC document
March 16, 2017 Filed Mar 20, 2017 20:28 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	Grant2016 Restricted Stock Units · Derivative	13	$111.62 Strike: $0.00	$1,451.06	Disclosure SEC source: 0001127602-17-012397 · form4.xml · derivative · entry 3 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,006 Underlying: Common Stock · 13 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017. Read SEC document
March 16, 2017 Filed Mar 20, 2017 20:28 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	GrantNotional Shares - Optional · Derivative	86	$111.62 Strike: $0.00	$9,599.32	Disclosure SEC source: 0001127602-17-012397 · form4.xml · derivative · entry 2 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,030 Underlying: Common Stock · 86 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document
March 16, 2017 Filed Mar 20, 2017 20:28 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	GrantNotional Shares - Mandatory · Derivative	194	$111.62 Strike: $0.00	$21,654.28	Disclosure SEC source: 0001127602-17-012397 · form4.xml · derivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,155 Underlying: Common Stock · 194 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document
March 13, 2017 Filed Mar 16, 2017 00:06 UTC	Avinger Inc AVGR · Entity 83897	GrantOption (right to buy) · Derivative	69,473	$0.00 Strike: $2.05	$0.00	Disclosure SEC source: 0001593968-17-000447 · primary_01.xml · derivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · 2000 James Cullen Generation Skipping Family Trust Disclosed balance after: 112,789 Underlying: Common Stock · 69,473 shares Expires 2027-03-13 F1 · derivative.exercise_date: The stock options vest 100% on the anniversary of the transaction date. Read SEC document
December 15, 2016 Filed Dec 19, 2016 19:07 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	Grant2016 Restricted Stock Units · Derivative	12	$107.08 Strike: $0.00	$1,284.96	Disclosure SEC source: 0001127602-16-070379 · form4.xml · derivative · entry 3 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,993 Underlying: Common Stock · 12 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017. Read SEC document
December 15, 2016 Filed Dec 19, 2016 19:07 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	GrantNotional Shares - Optional · Derivative	84	$107.08 Strike: $0.00	$8,994.72	Disclosure SEC source: 0001127602-16-070379 · form4.xml · derivative · entry 2 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,943 Underlying: Common Stock · 84 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document
December 15, 2016 Filed Dec 19, 2016 19:07 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	GrantNotional Shares - Mandatory · Derivative	188	$107.08 Strike: $0.00	$20,131.04	Disclosure SEC source: 0001127602-16-070379 · form4.xml · derivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,960 Underlying: Common Stock · 188 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document
November 01, 2016 Filed Nov 3, 2016 20:15 UTC	Avinger Inc AVGR · Entity 83897	GrantOption (right to buy) · Derivative	17,896	$0.00 Strike: $3.55	$0.00	Disclosure SEC source: 0001593968-16-001159 · primary_01.xml · derivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · 2000 James Cullen Generation Skipping Family Trust Disclosed balance after: 61,222 Underlying: Common Stock · 17,896 shares Expires 2026-11-01 F1 · derivative.exercise_date: 100% of the option shares shall vest on the date 1 year from November 1, 2016, subject to Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan). Read SEC document
September 15, 2016 Filed Sep 19, 2016 20:58 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	Grant2016 Restricted Stock Units · Derivative	17	$80.45 Strike: $0.00	$1,367.65	Disclosure SEC source: 0001127602-16-062820 · form4.xml · derivative · entry 3 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,980 Underlying: Common Stock · 17 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017. Read SEC document
September 15, 2016 Filed Sep 19, 2016 20:58 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	GrantNotional Shares - Optional · Derivative	110	$80.45 Strike: $0.00	$8,849.50	Disclosure SEC source: 0001127602-16-062820 · form4.xml · derivative · entry 2 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,859 Underlying: Common Stock · 110 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document
September 15, 2016 Filed Sep 19, 2016 20:58 UTC	PRUDENTIAL FINANCIAL INC PRU · Entity 148	GrantNotional Shares - Mandatory · Derivative	248	$80.45 Strike: $0.00	$19,951.60	Disclosure SEC source: 0001127602-16-062820 · form4.xml · derivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,772 Underlying: Common Stock · 248 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document
February 09, 2015 Filed Feb 12, 2015 01:16 UTC	JOHNSON & JOHNSON JNJ · Entity 2722	GrantDeferred Share Units · Derivative	1,524	$0.00	$0.00	Disclosure SEC source: 0001225208-15-003639 · doc4.xml · derivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,002.954 Underlying: Common Stock · 1,524 shares Expires not disclosed F1 · derivative.exercise_price: Grant of Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date). F1 · derivative.exercise_date: Grant of Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date). F1 · derivative.expiration_date: Grant of Deferred Share Units acquired, and dividends accrued, under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon the Reporting Person's retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date). Read SEC document
September 10, 2014 Filed Sep 11, 2014 18:19 UTC	JOHNSON & JOHNSON JNJ · Entity 2722	SaleCommon Stock	2,446	$104.12	$254,671.89	Disclosure SEC source: 0001225208-14-019725 · doc4.xml · nonDerivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,489 F1 · shares: This transaction was executed in multiple trades at prices ranging from $104.07 to $104.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
February 10, 2014 Filed Feb 12, 2014 23:24 UTC	JOHNSON & JOHNSON JNJ · Entity 2722	GrantDeferred Share Units · Derivative	1,713	$0.00	$0.00	Disclosure SEC source: 0000200406-14-000020 · edgar.xml · derivative · entry 3 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,429 Underlying: Common Stock · 1,713 shares Expires not disclosed F3 · security: Grant of Deferred Share Units issued to Non-Employee Directors under the Issuer's Amended and Restated Deferred Fee Plan for Directors. Deferred Share Units are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date). F3 · derivative.exercise_price: Grant of Deferred Share Units issued to Non-Employee Directors under the Issuer's Amended and Restated Deferred Fee Plan for Directors. Deferred Share Units are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date). F3 · derivative.exercise_date: Grant of Deferred Share Units issued to Non-Employee Directors under the Issuer's Amended and Restated Deferred Fee Plan for Directors. Deferred Share Units are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date). F3 · derivative.expiration_date: Grant of Deferred Share Units issued to Non-Employee Directors under the Issuer's Amended and Restated Deferred Fee Plan for Directors. Deferred Share Units are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date). Read SEC document
December 10, 2013 Filed Feb 12, 2014 23:24 UTC	JOHNSON & JOHNSON JNJ · Entity 2722	OtherDeferred Share Units · Derivative	808	$0.00	$0.00	Disclosure SEC source: 0000200406-14-000020 · edgar.xml · derivative · entry 2 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,716 Underlying: Common Stock · 808 shares Expires not disclosed F2 · security: Dividends accrued under the Issuer's Amended and Restated Deferred Fee Plan for Directors. Deferred Share Units are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date). F2 · derivative.exercise_price: Dividends accrued under the Issuer's Amended and Restated Deferred Fee Plan for Directors. Deferred Share Units are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date). F2 · derivative.exercise_date: Dividends accrued under the Issuer's Amended and Restated Deferred Fee Plan for Directors. Deferred Share Units are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date). F2 · derivative.expiration_date: Dividends accrued under the Issuer's Amended and Restated Deferred Fee Plan for Directors. Deferred Share Units are to be settled in cash upon the Reporting Person's Retirement (with each Deferred Share Unit representing the fair market value of one share of Common Stock on the settlement date). Read SEC document
May 07, 2013 Filed May 8, 2013 19:31 UTC	JOHNSON & JOHNSON JNJ · Entity 2722	SaleCommon Stock	4,929	$85.40	$420,936.60	Disclosure SEC source: 0000200406-13-000064 · edgar.xml · nonDerivative · entry 1 CULLEN JAMES · CIK 0001142630 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,849 F1 · price: This transaction was executed in multiple trades at prices ranging from $85.40 to $85.41. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 656 shares held under Issuer's Dividend Reinvestment Plan. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.