Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANK OF AMERICA CORP /DE/BAC · Entity 2801 | Gbl Gen Cnsl Hd Cmpl & Reg Rel | February 14, 2015 | February 18, 2015 |
| MORGAN STANLEYMS · Entity 2815 | Chief Legal Officer | January 21, 2010 | January 25, 2010 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANK OF AMERICA CORP /DE/
Report date February 14, 2015 · Filed February 18, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 478,400 |
Ending reported balance
After 2015-02-15 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2015-02-14 · Exercise / conversion · Acquired 48,978 · Balance 277,904 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Row 2 · 2015-02-14 · Tax withholding · Disposed 27,340 · Balance 250,564 F2: Disposition of shares to the issuer to satisfy a tax withholding obligation. Row 3 · 2015-02-15 · Exercise / conversion · Acquired 464,151 · Balance 714,715 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Row 4 · 2015-02-15 · Exercise / conversion · Acquired 51,551 · Balance 766,266 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Row 5 · 2015-02-15 · Tax withholding · Disposed 28,776 · Balance 737,490 F2: Disposition of shares to the issuer to satisfy a tax withholding obligation. Row 6 · 2015-02-15 · Tax withholding · Disposed 259,090 · Balance 478,400 F2: Disposition of shares to the issuer to satisfy a tax withholding obligation. |
| 2014 Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2017-02-14 | Direct | 97,958 |
Reported balance
After 2015-02-14 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2015-02-14 · Exercise / conversion · Disposed 48,978 · Balance 97,958 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3: On February 14, 2014, the reporting person was granted units, vesting in three equal annual installments commencing with the first anniversary of the grant date |
| 2013 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2016-02-15 | Direct | 51,551 |
Reported balance
After 2015-02-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2015-02-15 · Exercise / conversion · Disposed 51,551 · Balance 51,551 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F4: On February 15, 2013, the reporting person was granted units, vesting in three equal annual installments commencing with the first anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2015-02-15 | Direct | 0 |
Reported balance
After 2015-02-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2015-02-15 · Exercise / conversion · Disposed 464,151 · Balance 0 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F5: On February 15, 2012, the reporting person was granted units that vest on the third anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.
F2: Disposition of shares to the issuer to satisfy a tax withholding obligation.
F3: On February 14, 2014, the reporting person was granted units, vesting in three equal annual installments commencing with the first anniversary of the grant date
F4: On February 15, 2013, the reporting person was granted units, vesting in three equal annual installments commencing with the first anniversary of the grant date.
F5: On February 15, 2012, the reporting person was granted units that vest on the third anniversary of the grant date.
MORGAN STANLEY
Report date January 21, 2010 · Filed January 25, 2010
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 455,675 |
Reported balance
After 2010-01-21 transaction · row 1
1 source rowRow 1 · 2010-01-21 · Tax withholding · Disposed 67,530 · Balance 455,675 F1: The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on December 12, 2006 and December 20, 2007 to the Reporting Person as part of his 2006 and 2007 annual compensation. Shares received upon conversion of RSUs are subject to the 75% stock ownership commitment that applies to senior executives. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 609.789 |
Reported balance
Holding disclosure · report date 2010-01-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 609.789 |
Filing footnotes · ownership attribution and instrument terms
F1: The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on December 12, 2006 and December 20, 2007 to the Reporting Person as part of his 2006 and 2007 annual compensation. Shares received upon conversion of RSUs are subject to the 75% stock ownership commitment that applies to senior executives.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 19, 2007 Filed Jan 22, 2007 16:58 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 42,422 | $81.86 | $3,472,664.92 |
DisclosureSEC source: 0001209191-07-004551 · doc4.xml · nonDerivative · entry 1 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,306 Read SEC document |
| December 12, 2006 Filed Dec 14, 2006 19:42 UTC | MORGAN STANLEY MS · Entity 2815 | GrantEmployee Stock Option (Right to Buy) · Derivative | 35,299 | $0.00 Strike: $78.40 | $0.00 |
DisclosureSEC source: 0001209191-06-065034 · doc4.xml · derivative · entry 3 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,299 Underlying: Common Stock · 35,299 shares Expires 2016-12-12 F2 · derivative.exercise_date: The value of each Stock Option, based on a Black-Scholes option valuation method, is $22.46. Options become exercisable upon vesting. 50% of the award will vest on January 2, 2009 and 50% will vest on January 2, 2010. Read SEC document |
| December 12, 2006 Filed Dec 14, 2006 19:42 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 91,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-06-065034 · doc4.xml · nonDerivative · entry 1 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,728 F1 · kind: Stock Units that are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 20, 2006 Filed Jan 23, 2006 18:07 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 38,872 | $58.48 | $2,273,234.56 |
DisclosureSEC source: 0001209191-06-004542 · doc4.xml · nonDerivative · entry 1 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,628 Read SEC document |
| December 13, 2005 Filed Dec 15, 2005 17:51 UTC | MORGAN STANLEY MWD · Entity 2815 | GrantCommon Stock | 110,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-05-063632 · doc4.xml · nonDerivative · entry 1 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,500 F1 · kind: Stock units that are convertible into shares of common stock at a ratio of 1 to 1. Read SEC document |
| October 17, 2005 Filed Oct 18, 2005 18:12 UTC | MORGAN STANLEY MWD · Entity 2815 | GrantCommon Stock | 253,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-05-052821 · doc4.xml · nonDerivative · entry 1 Lynch Gary G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,565 F1 · kind: Stock Units that are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.