Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANK OF AMERICA CORP /DE/BAC · Entity 2801 | Gbl Gen Cnsl Hd Cmpl & Reg Rel | February 14, 2015 | February 18, 2015 |
| MORGAN STANLEYMS · Entity 2815 | Chief Legal Officer | January 21, 2010 | January 25, 2010 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANK OF AMERICA CORP /DE/
Report date February 14, 2015 · Filed February 18, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 478,400 |
Ending reported balance
After 2015-02-15 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2015-02-14 · Exercise / conversion · Acquired 48,978 · Balance 277,904 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Row 2 · 2015-02-14 · Tax withholding · Disposed 27,340 · Balance 250,564 F2: Disposition of shares to the issuer to satisfy a tax withholding obligation. Row 3 · 2015-02-15 · Exercise / conversion · Acquired 464,151 · Balance 714,715 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Row 4 · 2015-02-15 · Exercise / conversion · Acquired 51,551 · Balance 766,266 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Row 5 · 2015-02-15 · Tax withholding · Disposed 28,776 · Balance 737,490 F2: Disposition of shares to the issuer to satisfy a tax withholding obligation. Row 6 · 2015-02-15 · Tax withholding · Disposed 259,090 · Balance 478,400 F2: Disposition of shares to the issuer to satisfy a tax withholding obligation. |
| 2014 Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2017-02-14 | Direct | 97,958 |
Reported balance
After 2015-02-14 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2015-02-14 · Exercise / conversion · Disposed 48,978 · Balance 97,958 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3: On February 14, 2014, the reporting person was granted units, vesting in three equal annual installments commencing with the first anniversary of the grant date |
| 2013 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2016-02-15 | Direct | 51,551 |
Reported balance
After 2015-02-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2015-02-15 · Exercise / conversion · Disposed 51,551 · Balance 51,551 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F4: On February 15, 2013, the reporting person was granted units, vesting in three equal annual installments commencing with the first anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2015-02-15 | Direct | 0 |
Reported balance
After 2015-02-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2015-02-15 · Exercise / conversion · Disposed 464,151 · Balance 0 F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F5: On February 15, 2012, the reporting person was granted units that vest on the third anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.
F2: Disposition of shares to the issuer to satisfy a tax withholding obligation.
F3: On February 14, 2014, the reporting person was granted units, vesting in three equal annual installments commencing with the first anniversary of the grant date
F4: On February 15, 2013, the reporting person was granted units, vesting in three equal annual installments commencing with the first anniversary of the grant date.
F5: On February 15, 2012, the reporting person was granted units that vest on the third anniversary of the grant date.
MORGAN STANLEY
Report date January 21, 2010 · Filed January 25, 2010
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 455,675 |
Reported balance
After 2010-01-21 transaction · row 1
1 source rowRow 1 · 2010-01-21 · Tax withholding · Disposed 67,530 · Balance 455,675 F1: The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on December 12, 2006 and December 20, 2007 to the Reporting Person as part of his 2006 and 2007 annual compensation. Shares received upon conversion of RSUs are subject to the 75% stock ownership commitment that applies to senior executives. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 609.789 |
Reported balance
Holding disclosure · report date 2010-01-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 609.789 |
Filing footnotes · ownership attribution and instrument terms
F1: The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on December 12, 2006 and December 20, 2007 to the Reporting Person as part of his 2006 and 2007 annual compensation. Shares received upon conversion of RSUs are subject to the 75% stock ownership commitment that applies to senior executives.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2015 Filed Feb 18, 2015 23:03 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionRestricted Stock Units · Derivative | 464,151 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-004575 · doc4.xml · derivative · entry 9 LYNCH GARY G · CIK 0001340571 · Gbl Gen Cnsl Hd Cmpl & Reg Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 464,151 shares Expires 2015-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F5 · derivative.exercise_date: On February 15, 2012, the reporting person was granted units that vest on the third anniversary of the grant date. Read SEC document |
| February 15, 2015 Filed Feb 18, 2015 23:03 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2013 Restricted Stock Units · Derivative | 51,551 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-004575 · doc4.xml · derivative · entry 8 LYNCH GARY G · CIK 0001340571 · Gbl Gen Cnsl Hd Cmpl & Reg Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,551 Underlying: Common Stock · 51,551 shares Expires 2016-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F4 · derivative.exercise_date: On February 15, 2013, the reporting person was granted units, vesting in three equal annual installments commencing with the first anniversary of the grant date. Read SEC document |
| February 15, 2015 Filed Feb 18, 2015 23:03 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 259,090 | $16.61 | $4,303,484.90 |
DisclosureSEC source: 0001225208-15-004575 · doc4.xml · nonDerivative · entry 6 LYNCH GARY G · CIK 0001340571 · Gbl Gen Cnsl Hd Cmpl & Reg Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,400 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| February 15, 2015 Filed Feb 18, 2015 23:03 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 28,776 | $16.61 | $477,969.36 |
DisclosureSEC source: 0001225208-15-004575 · doc4.xml · nonDerivative · entry 5 LYNCH GARY G · CIK 0001340571 · Gbl Gen Cnsl Hd Cmpl & Reg Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 737,490 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| February 15, 2015 Filed Feb 18, 2015 23:03 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 51,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-004575 · doc4.xml · nonDerivative · entry 4 LYNCH GARY G · CIK 0001340571 · Gbl Gen Cnsl Hd Cmpl & Reg Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 766,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| February 15, 2015 Filed Feb 18, 2015 23:03 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 464,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-004575 · doc4.xml · nonDerivative · entry 3 LYNCH GARY G · CIK 0001340571 · Gbl Gen Cnsl Hd Cmpl & Reg Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714,715 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| February 14, 2015 Filed Feb 18, 2015 23:03 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2014 Restricted Stock Units · Derivative | 48,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-004575 · doc4.xml · derivative · entry 7 LYNCH GARY G · CIK 0001340571 · Gbl Gen Cnsl Hd Cmpl & Reg Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,958 Underlying: Common Stock · 48,978 shares Expires 2017-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3 · derivative.exercise_date: On February 14, 2014, the reporting person was granted units, vesting in three equal annual installments commencing with the first anniversary of the grant date Read SEC document |
| February 14, 2015 Filed Feb 18, 2015 23:03 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 27,340 | $16.61 | $454,117.40 |
DisclosureSEC source: 0001225208-15-004575 · doc4.xml · nonDerivative · entry 2 LYNCH GARY G · CIK 0001340571 · Gbl Gen Cnsl Hd Cmpl & Reg Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,564 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document |
| February 14, 2015 Filed Feb 18, 2015 23:03 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 48,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-004575 · doc4.xml · nonDerivative · entry 1 LYNCH GARY G · CIK 0001340571 · Gbl Gen Cnsl Hd Cmpl & Reg Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| February 13, 2015 Filed Feb 17, 2015 22:12 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Grant2015 Restricted Stock Units · Derivative | 135,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-004287 · doc4.xml · derivative · entry 3 LYNCH GARY G · CIK 0001340571 · Gbl Gen Cnsl Hd Cmpl & Reg Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,186 Underlying: Common Stock · 135,186 shares Expires 2018-02-13 F3 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F4 · derivative.exercise_date: Award under the Bank of America Corporation 2003 Key Associate Stock Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in three equal annual installments commencing on the first anniversary of the February 13, 2015 grant date. Read SEC document |
| February 13, 2015 Filed Feb 17, 2015 22:12 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Grant2015 Performance Restricted Stock Units · Derivative | 135,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-004287 · doc4.xml · derivative · entry 2 LYNCH GARY G · CIK 0001340571 · Gbl Gen Cnsl Hd Cmpl & Reg Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,186 Underlying: Common Stock · 135,186 shares Expires not disclosed F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock. F1 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock. F2 · derivative.exercise_date: Award under the Bank of America Corporation 2003 Key Associate Stock Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units reported have performance goals based on the Company's three year average return on assets and one-half of the units reported have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2015 and ending December 31, 2017. To the extent earned, the award will be settled 100% in cash based on the closing price of Bank of America Corporation common stock on the settlement date. The reported number of units represents the "target" amount of the award; the actual award upon vesting may range between 0% and 125% of the target, depending upon satisfaction of the performance goals. F2 · derivative.expiration_date: Award under the Bank of America Corporation 2003 Key Associate Stock Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units reported have performance goals based on the Company's three year average return on assets and one-half of the units reported have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2015 and ending December 31, 2017. To the extent earned, the award will be settled 100% in cash based on the closing price of Bank of America Corporation common stock on the settlement date. The reported number of units represents the "target" amount of the award; the actual award upon vesting may range between 0% and 125% of the target, depending upon satisfaction of the performance goals. Read SEC document |
| February 15, 2014 Filed Feb 19, 2014 23:35 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversion2013 Restricted Stock Units · Derivative | 51,551 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-005175 · doc4.xml · derivative · entry 5 LYNCH GARY G · CIK 0001340571 · Gbl Gen Cnsl Hd Cmpl & Reg Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,102 Underlying: Common Stock · 51,551 shares Expires 2016-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bank of America common stock. F5 · price: Each restricted stock unit represents a contingent right to receive one share of Bank of America common stock. F7 · derivative.exercise_date: These restricted stock units, which are exempt under Rule 16b-3(d), vest in three equal annual installments commencing with the first anniversary of the February 15, 2013 grant date. Read SEC document |
| February 15, 2014 Filed Feb 19, 2014 23:35 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 28,776 | $16.70 | $480,559.20 |
DisclosureSEC source: 0001225208-14-005175 · doc4.xml · nonDerivative · entry 2 LYNCH GARY G · CIK 0001340571 · Gbl Gen Cnsl Hd Cmpl & Reg Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,926 F2 · shares: Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock units, which is exempt under Rule 16b-3(e). Read SEC document |
| February 15, 2014 Filed Feb 19, 2014 23:35 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 51,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-005175 · doc4.xml · nonDerivative · entry 1 LYNCH GARY G · CIK 0001340571 · Gbl Gen Cnsl Hd Cmpl & Reg Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document |
| February 14, 2014 Filed Feb 19, 2014 23:35 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Grant2014 Restricted Stock Units · Derivative | 146,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-005175 · doc4.xml · derivative · entry 4 LYNCH GARY G · CIK 0001340571 · Gbl Gen Cnsl Hd Cmpl & Reg Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,936 Underlying: Common Stock · 146,936 shares Expires 2017-02-14 F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bank of America common stock. F5 · price: Each restricted stock unit represents a contingent right to receive one share of Bank of America common stock. F6 · derivative.exercise_date: These restricted stock units, which are exempt under Rule 16b-3(d), vest in three equal annual installments commencing with the first anniversary of the February 14, 2014 grant date. Read SEC document |
| February 14, 2014 Filed Feb 19, 2014 23:35 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Grant2014 Performance Restricted Stock Units · Derivative | 146,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-005175 · doc4.xml · derivative · entry 3 LYNCH GARY G · CIK 0001340571 · Gbl Gen Cnsl Hd Cmpl & Reg Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,936 Underlying: Common Stock · 146,936 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F3 · price: Each restricted stock unit is the economic equivalent of one share of Bank of America Corporation common stock. F4 · derivative.exercise_date: Award of performance restricted stock units (PRSUs) on February 14, 2014 pursuant to the terms of a Performance Restricted Stock Units Agreement, which is exempt under Rule 16b-3(d) subject to the attainment of pre-established performance goals. One-half of the PRSUs reported have performance goals based on the Company's three year average return on assets and one-half of the PRSUs reported have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2014 and ending December 31, 2016. To the extent earned, the award shall be settled 100% in cash based on the closing price of Bank of America Corporation common stock on the settlement date. The reported number of PRSUs represents the "target" amount of the award; the actual award upon vesting may range between 0% and 125% of the target, depending upon satisfaction of the performance goals. F4 · derivative.expiration_date: Award of performance restricted stock units (PRSUs) on February 14, 2014 pursuant to the terms of a Performance Restricted Stock Units Agreement, which is exempt under Rule 16b-3(d) subject to the attainment of pre-established performance goals. One-half of the PRSUs reported have performance goals based on the Company's three year average return on assets and one-half of the PRSUs reported have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2014 and ending December 31, 2016. To the extent earned, the award shall be settled 100% in cash based on the closing price of Bank of America Corporation common stock on the settlement date. The reported number of PRSUs represents the "target" amount of the award; the actual award upon vesting may range between 0% and 125% of the target, depending upon satisfaction of the performance goals. Read SEC document |
| February 01, 2014 Filed Feb 4, 2014 21:08 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionRestricted Stock Units · Derivative | 79,075 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-003330 · doc4.xml · derivative · entry 3 LYNCH GARY G · CIK 0001340571 · Gbl Gen Cnsl Hd Cmpl & Reg Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 79,075 shares Expires 2014-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bank of America common stock. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Bank of America common stock. F3 · derivative.exercise_date: These restricted stock units, which are exempt under Rule 16b-3(d), vest as follows: 169,105 stock units on February 1, 2012, 166,988 stock units on February 1, 2013 and 79,075 stock units on February 1, 2014. Read SEC document |
| February 01, 2014 Filed Feb 4, 2014 21:08 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 37,897 | $16.75 | $634,774.75 |
DisclosureSEC source: 0001225208-14-003330 · doc4.xml · nonDerivative · entry 2 LYNCH GARY G · CIK 0001340571 · Gbl Gen Cnsl Hd Cmpl & Reg Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,151 F1 · shares: Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock which is exempt under Rule 16b-3(e). Read SEC document |
| February 01, 2014 Filed Feb 4, 2014 21:08 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 79,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-003330 · doc4.xml · nonDerivative · entry 1 LYNCH GARY G · CIK 0001340571 · Gbl Gen Cnsl Hd Cmpl & Reg Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,048 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2013 Filed Feb 19, 2013 16:07 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Grant2013 Restricted Stock Units · Derivative | 154,653 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-004527 · doc4.xml · derivative · entry 3 LYNCH GARY G · CIK 0001340571 · Gbl Gen Cnsl Hd Cmpl & Reg Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,653 Underlying: Common Stock · 154,653 shares Expires 2016-02-15 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bank of America common stock. F3 · price: Each restricted stock unit represents a contingent right to receive one share of Bank of America common stock. F4 · derivative.exercise_date: These restricted stock units, which are exempt under Rule 16b-3(d), vest in three equal annual installments commencing on the first anniversary of the February 15, 2013 grant date. Read SEC document |
| February 15, 2013 Filed Feb 19, 2013 16:07 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Grant2013 Performace Stock Units · Derivative | 154,653 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-004527 · doc4.xml · derivative · entry 2 LYNCH GARY G · CIK 0001340571 · Gbl Gen Cnsl Hd Cmpl & Reg Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,653 Underlying: Common Stock · 154,653 shares Expires not disclosed F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F1 · price: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2 · derivative.exercise_date: See exhibit ex99 F2 · derivative.expiration_date: See exhibit ex99 Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 16:22 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionRestricted Stock Units · Derivative | 166,988 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002991 · doc4.xml · derivative · entry 3 LYNCH GARY G · CIK 0001340571 · Gbl Gen Cnsl Hd Cmpl & Reg Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,075 Underlying: Common Stock · 166,988 shares Expires 2014-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These restricted stock units, which are exempt under Rule 16b-3(d), vest as follows: 169,105 stock units on February 1, 2012, 166,988 stock units on February 1, 2013 and 79,075 stock units on February 1, 2014. Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 16:22 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 93,213 | $11.71 | $1,091,524.23 |
DisclosureSEC source: 0001225208-13-002991 · doc4.xml · nonDerivative · entry 2 LYNCH GARY G · CIK 0001340571 · Gbl Gen Cnsl Hd Cmpl & Reg Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,973 F1 · shares: Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock which is exempt under Rule 16b-3(e). Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 16:22 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 166,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002991 · doc4.xml · nonDerivative · entry 1 LYNCH GARY G · CIK 0001340571 · Gbl Gen Cnsl Hd Cmpl & Reg Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2012 Filed Feb 17, 2012 16:06 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantRestricted Stock Units · Derivative | 464,151 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-004637 · doc4.xml · derivative · entry 2 LYNCH GARY G · CIK 0001340571 · Gbl Chief Legl Compl & Reg Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,151 Underlying: Common Stock · 464,151 shares Expires 2015-02-15 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bank of America common stock. F2 · derivative.exercise_date: These restricted stock units, which are exempt under Rule 16b-3(d), vest on the third anniversary of the grant date. Read SEC document |
| February 01, 2012 Filed Feb 2, 2012 16:13 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionRestricted Stock Units · Derivative | 169,105 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002891 · doc4.xml · derivative · entry 3 LYNCH GARY G · CIK 0001340571 · Gbl Chief Legl Compl & Reg Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,063 Underlying: Common Stock · 169,105 shares Expires 2014-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These restricted stock units, which are exempt under Rule 16b-3(d), vest as follows: 169,105 stock units on February 1, 2012, 166,988 stock units on February 1, 2013 and 79,075 stock units on February 1, 2014. Read SEC document |
| February 01, 2012 Filed Feb 2, 2012 16:13 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 77,907 | $7.36 | $573,395.52 |
DisclosureSEC source: 0001225208-12-002891 · doc4.xml · nonDerivative · entry 2 LYNCH GARY G · CIK 0001340571 · Gbl Chief Legl Compl & Reg Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,198 F1 · shares: Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock which is exempt under Rule 16b-3(e). Read SEC document |
| February 01, 2012 Filed Feb 2, 2012 16:13 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 169,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002891 · doc4.xml · nonDerivative · entry 1 LYNCH GARY G · CIK 0001340571 · Gbl Chief Legl Compl & Reg Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 12, 2011 Filed Jul 14, 2011 16:04 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantRestricted Stock Units · Derivative | 415,168 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-018220 · doc4.xml · derivative · entry 1 LYNCH GARY G · CIK 0001340571 · Gbl Chief Legl Compl & Reg Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,168 Underlying: Common Stock · 415,168 shares Expires 2014-02-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Bank of America common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Bank of America common stock. F2 · derivative.exercise_date: These restricted stock units, which are exempt under Rule 16b-3(d), vest as follows: 169,105 stock units on February 1, 2012, 166,988 stock units on February 1, 2013 and 79,075 stock units on February 1, 2014. Read SEC document |
| January 21, 2010 Filed Jan 22, 2010 16:56 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 52,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-10-004484 · doc4.xml · nonDerivative · entry 1 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523,205 F1 · kind: This amount reflects Restricted Stock Units granted as part of 2009 year-end compensation and convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 21, 2010 Filed Jan 25, 2010 10:01 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 67,530 | $29.40 | $1,985,044.35 |
DisclosureSEC source: 0001209191-10-004548 · doc4.xml · nonDerivative · entry 1 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,675 F1 · kind: The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on December 12, 2006 and December 20, 2007 to the Reporting Person as part of his 2006 and 2007 annual compensation. Shares received upon conversion of RSUs are subject to the 75% stock ownership commitment that applies to senior executives. Read SEC document |
| January 28, 2009 Filed Jan 30, 2009 17:25 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 200 | $23.08 | $4,616.00 |
DisclosureSEC source: 0001209191-09-005620 · doc4.xml · nonDerivative · entry 8 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,317 Read SEC document |
| January 28, 2009 Filed Jan 30, 2009 17:25 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 400 | $23.07 | $9,228.00 |
DisclosureSEC source: 0001209191-09-005620 · doc4.xml · nonDerivative · entry 7 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,517 Read SEC document |
| January 28, 2009 Filed Jan 30, 2009 17:25 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 1,000 | $23.06 | $23,060.00 |
DisclosureSEC source: 0001209191-09-005620 · doc4.xml · nonDerivative · entry 6 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,917 Read SEC document |
| January 28, 2009 Filed Jan 30, 2009 17:25 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 9,200 | $23.05 | $212,060.00 |
DisclosureSEC source: 0001209191-09-005620 · doc4.xml · nonDerivative · entry 5 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,917 Read SEC document |
| January 28, 2009 Filed Jan 30, 2009 17:25 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 300 | $23.05 | $6,913.50 |
DisclosureSEC source: 0001209191-09-005620 · doc4.xml · nonDerivative · entry 4 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,117 Read SEC document |
| January 28, 2009 Filed Jan 30, 2009 17:25 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 7,300 | $23.04 | $168,192.00 |
DisclosureSEC source: 0001209191-09-005620 · doc4.xml · nonDerivative · entry 3 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,417 Read SEC document |
| January 28, 2009 Filed Jan 30, 2009 17:25 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 1,200 | $23.03 | $27,636.00 |
DisclosureSEC source: 0001209191-09-005620 · doc4.xml · nonDerivative · entry 2 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,717 Read SEC document |
| January 28, 2009 Filed Jan 30, 2009 17:25 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 400 | $23.02 | $9,208.00 |
DisclosureSEC source: 0001209191-09-005620 · doc4.xml · nonDerivative · entry 1 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 489,917 Read SEC document |
| January 20, 2009 Filed Jan 21, 2009 17:54 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 21,362 | $14.07 | $300,563.34 |
DisclosureSEC source: 0001209191-09-004242 · doc4.xml · nonDerivative · entry 1 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,317 Read SEC document |
| December 18, 2008 Filed Dec 19, 2008 15:29 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 31,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-08-066706 · doc4.xml · nonDerivative · entry 1 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511,679 F1 · kind: Restricted Stock Units that are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 16:41 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 21,362 | $46.35 | $990,128.70 |
DisclosureSEC source: 0001209191-08-005367 · doc4.xml · nonDerivative · entry 1 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,131 Read SEC document |
| December 20, 2007 Filed Dec 21, 2007 16:42 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 103,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-07-071488 · doc4.xml · nonDerivative · entry 1 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501,493 F1 · kind: Restricted Stock Units that are convertible into shares of Common Stock at a ratio of 1 to 1. F2 · balance_after: Reflects the application of a mandatory anti-dilution adjustment to the Reporting Person's Restricted Stock Units as a result of the issuer's spin-off of Discover Financial Services on June 30, 2007. Read SEC document |
| April 03, 2007 Filed Apr 5, 2007 16:52 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 6,400 | $80.26 | $513,664.00 |
DisclosureSEC source: 0001209191-07-022747 · doc4.xml · nonDerivative · entry 7 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,306 Read SEC document |
| April 03, 2007 Filed Apr 5, 2007 16:52 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 2,500 | $80.20 | $200,500.00 |
DisclosureSEC source: 0001209191-07-022747 · doc4.xml · nonDerivative · entry 6 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,706 Read SEC document |
| April 03, 2007 Filed Apr 5, 2007 16:52 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 12,300 | $80.15 | $985,845.00 |
DisclosureSEC source: 0001209191-07-022747 · doc4.xml · nonDerivative · entry 5 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,206 Read SEC document |
| April 03, 2007 Filed Apr 5, 2007 16:52 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 1,100 | $80.05 | $88,055.00 |
DisclosureSEC source: 0001209191-07-022747 · doc4.xml · nonDerivative · entry 4 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,506 Read SEC document |
| April 03, 2007 Filed Apr 5, 2007 16:52 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 1,600 | $80.04 | $128,064.00 |
DisclosureSEC source: 0001209191-07-022747 · doc4.xml · nonDerivative · entry 3 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,606 Read SEC document |
| April 03, 2007 Filed Apr 5, 2007 16:52 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 1,000 | $80.01 | $80,010.00 |
DisclosureSEC source: 0001209191-07-022747 · doc4.xml · nonDerivative · entry 2 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,206 Read SEC document |
| April 03, 2007 Filed Apr 5, 2007 16:52 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 100 | $80.00 | $8,000.00 |
DisclosureSEC source: 0001209191-07-022747 · doc4.xml · nonDerivative · entry 1 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,206 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.