Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROWN FORMAN CORPBFA, BFB · Entity 3449 | SVP/President, USA & Canada | July 28, 2022 | August 01, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROWN FORMAN CORP
Report date July 28, 2022 · Filed August 01, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $73.61 · Expires 2032-04-30 | Direct | 7,297 |
Reported balance
After 2022-07-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-07-28 · Grant · Acquired 7,297 · Balance 7,297 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 28, 2018 Filed Mar 30, 2018 23:27 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 8,451 | $53.82 | $454,832.82 |
DisclosureSEC source: 0000014693-18-000025 · wf-form4_152245243811061.xml · nonDerivative · entry 2 Hayes John V. · CIK 0001719143 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,384 F2 · price: The closing price of BF-B on March 28, 2018 was used to calculate the withholding obligation. Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 23:27 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 16,783 | $14.20 | $238,318.60 |
DisclosureSEC source: 0000014693-18-000025 · wf-form4_152245243811061.xml · nonDerivative · entry 1 Hayes John V. · CIK 0001719143 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On February 28, 2018, Brown-Forman Corporation completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. This total has been adjusted to reflect 2,443 Class B shares received in the stock split. Read SEC document |
| January 02, 2018 Filed Jan 5, 2018 02:52 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 3,500 | $0.00 Strike: $17.76 | $0.00 |
DisclosureSEC source: 0000014693-18-000006 · wf-form4_151512076127063.xml · derivative · entry 7 Hayes John V. · CIK 0001719143 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,426 Underlying: Class B Common · 3,500 shares Expires 2018-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 5, 2018 02:52 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass B Common | 1,579 | $67.71 | $106,914.09 |
DisclosureSEC source: 0000014693-18-000006 · wf-form4_151512076127063.xml · nonDerivative · entry 3 Hayes John V. · CIK 0001719143 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,609 Read SEC document |
| January 02, 2018 Filed Jan 5, 2018 02:52 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 1,921 | $68.67 | $131,915.07 |
DisclosureSEC source: 0000014693-18-000006 · wf-form4_151512076127063.xml · nonDerivative · entry 2 Hayes John V. · CIK 0001719143 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,188 F1 · price: The closing price of BF-B on December 29, 2017 was used to calculate the withholding obligation. Read SEC document |
| January 02, 2018 Filed Jan 5, 2018 02:52 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 3,500 | $17.76 | $62,142.50 |
DisclosureSEC source: 0000014693-18-000006 · wf-form4_151512076127063.xml · nonDerivative · entry 1 Hayes John V. · CIK 0001719143 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,109 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 23, 2017 Filed Oct 25, 2017 20:55 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass B Common | 9,742 | $56.08 | $546,331.36 |
DisclosureSEC source: 0000014693-17-000189 · wf-form4_150896494373997.xml · nonDerivative · entry 1 Hayes John V. · CIK 0001719143 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Hayes Investments LLC Disclosed balance after: 10,572 F1 · kind: The reporting person sold these shares pursuant to an irrevocable commitment. The BF-B stock was valued at $56.08 per share. F1 · price: The reporting person sold these shares pursuant to an irrevocable commitment. The BF-B stock was valued at $56.08 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.