Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROWN FORMAN CORPBFA, BFB · Entity 3449 | SVP/President, USA & Canada | July 28, 2022 | August 01, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROWN FORMAN CORP
Report date July 28, 2022 · Filed August 01, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $73.61 · Expires 2032-04-30 | Direct | 7,297 |
Reported balance
After 2022-07-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-07-28 · Grant · Acquired 7,297 · Balance 7,297 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 28, 2022 Filed Aug 1, 2022 21:51 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 7,297 | $0.00 Strike: $73.61 | $0.00 |
DisclosureSEC source: 0000014693-22-000107 · wf-form4_165939067874389.xml · derivative · entry 1 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,297 Underlying: Class B Common · 7,297 shares Expires 2032-04-30 Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 23:34 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 764 | $62.42 | $47,688.88 |
DisclosureSEC source: 0000014693-22-000052 · wf-form4_165429925225782.xml · nonDerivative · entry 2 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 876 F3 · shares: To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 764 shares of Class A common stock. F4 · price: The closing price of BF-A on April 29, 2022, was used to calculate the withholding obligation. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 23:34 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 1,640 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-22-000052 · wf-form4_165429925225782.xml · nonDerivative · entry 1 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,640 F1 · shares: These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022. F2 · balance_after: Total updated to reflect the transfer of 981 shares to a revocable trust. Read SEC document |
| April 29, 2022 Filed May 3, 2022 00:51 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 22,116 | $0.00 Strike: $22.72 | $0.00 |
DisclosureSEC source: 0000014693-22-000031 · wf-form4_165153905646808.xml · derivative · entry 6 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 22,116 shares Expires 2022-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 21,806 shares at an exercise price of $23.047, but were adjusted to reflect the December 2021 special dividend. F3 · balance_after: These stock appreciation rights were previously reported as covering 21,806 shares at an exercise price of $23.047, but were adjusted to reflect the December 2021 special dividend. Read SEC document |
| April 29, 2022 Filed May 3, 2022 00:51 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 12,108 | $68.70 | $831,819.60 |
DisclosureSEC source: 0000014693-22-000031 · wf-form4_165153905646808.xml · nonDerivative · entry 2 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,816 F1 · price: The closing price of BF-B on April 28, 2022, was used to calculate the withholding obligation. Read SEC document |
| April 29, 2022 Filed May 3, 2022 00:51 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 22,116 | $22.74 | $502,962.07 |
DisclosureSEC source: 0000014693-22-000031 · wf-form4_165153905646808.xml · nonDerivative · entry 1 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2021 Filed Jun 3, 2022 23:34 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 1,065 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-22-000052 · wf-form4_165429925225782.xml · nonDerivative · entry 3 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Indirect · Revocable Trust Disclosed balance after: 63,877.1844 F5 · balance_after: Total updated to reflect the transfer of 17,816 shares from direct holdings. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 21:22 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 8,681 | $0.00 Strike: $71.24 | $0.00 |
DisclosureSEC source: 0000014693-21-000139 · wf-form4_162733453670007.xml · derivative · entry 1 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,681 Underlying: Class B Common · 8,681 shares Expires 2031-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 22:58 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 453 | $71.35 | $32,321.55 |
DisclosureSEC source: 0000014693-21-000079 · wf-form4_162276105198038.xml · nonDerivative · entry 2 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 981 F2 · shares: To satisfy withholding obligations associated with the July 26, 2018 award of performance-based restricted stock units that were issued as shares on June 1, 2021, the reporting person surrendered 453 shares of Class A common stock. F3 · price: The closing price of BF-A on April 30, 2021 was used to calculate the withholding obligation. F4 · balance_after: Updated to reflect transfer from direct holdings to revocable trust. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 22:58 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 1,434 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-21-000079 · wf-form4_162276105198038.xml · nonDerivative · entry 1 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,434 F1 · shares: These shares were issued on June 1, 2021, in connection with a July 26, 2018 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2021. Read SEC document |
| April 27, 2021 Filed Apr 28, 2021 20:38 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 14,456 | $0.00 Strike: $18.22 | $0.00 |
DisclosureSEC source: 0000014693-21-000040 · wf-form4_161964230326261.xml · derivative · entry 6 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 14,456 shares Expires 2021-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2021 Filed Apr 28, 2021 20:38 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 6,928 | $75.96 | $526,250.88 |
DisclosureSEC source: 0000014693-21-000040 · wf-form4_161964230326261.xml · nonDerivative · entry 2 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,808 F1 · price: The closing price of BF-B on April 26, 2021 was used to calculate the withholding obligation. F2 · balance_after: Updated to reflect transfer from direct holdings to revocable trust. Read SEC document |
| April 27, 2021 Filed Apr 28, 2021 20:38 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 14,456 | $18.22 | $263,344.95 |
DisclosureSEC source: 0000014693-21-000040 · wf-form4_161964230326261.xml · nonDerivative · entry 1 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:44 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 14,456 | $0.00 Strike: $18.22 | $0.00 |
DisclosureSEC source: 0000014693-20-000164 · wf-form4_160867346654112.xml · derivative · entry 6 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,456 Underlying: Class B Common · 14,456 shares Expires 2021-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:44 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 8,514 | $78.91 | $671,839.74 |
DisclosureSEC source: 0000014693-20-000164 · wf-form4_160867346654112.xml · nonDerivative · entry 2 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,222 F1 · price: The closing price of BF-B on December 17, 2020 was used to calculate the withholding obligation. F2 · balance_after: Updated to reflect transfer from direct holdings to revocable trust. Read SEC document |
| December 18, 2020 Filed Dec 22, 2020 21:44 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 14,456 | $18.22 | $263,344.95 |
DisclosureSEC source: 0000014693-20-000164 · wf-form4_160867346654112.xml · nonDerivative · entry 1 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2020 Filed Dec 22, 2020 21:44 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 955 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-20-000164 · wf-form4_160867346654112.xml · nonDerivative · entry 3 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Indirect · Revocable Trust Disclosed balance after: 41,000.9591 F3 · balance_after: Updated to reflect dividend reinvestment and transfer from direct holdings to revocable trust. Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 21:18 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 14,374 | $0.00 Strike: $69.21 | $0.00 |
DisclosureSEC source: 0000014693-20-000112 · wf-form4_159648946379522.xml · derivative · entry 5 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,374 Underlying: Class B Common · 14,374 shares Expires 2030-04-30 F4 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 22:28 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 245 | $62.20 | $15,239.00 |
DisclosureSEC source: 0000014693-20-000058 · wf-form4_159122328825182.xml · nonDerivative · entry 4 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,381 F4 · shares: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 245 shares of Class B common stock. F5 · price: The closing price of BF-B on April 30, 2020 was used to calculate the withholding obligation. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 22:28 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 525 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-20-000058 · wf-form4_159122328825182.xml · nonDerivative · entry 3 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,626 F1 · shares: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 22:28 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 977 | $56.72 | $55,415.44 |
DisclosureSEC source: 0000014693-20-000058 · wf-form4_159122328825182.xml · nonDerivative · entry 2 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,451 F2 · shares: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 977 shares of Class A common stock. F3 · price: The closing price of BF-A on April 30, 2020 was used to calculate the withholding obligation. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 22:28 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 2,098 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-20-000058 · wf-form4_159122328825182.xml · nonDerivative · entry 1 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,428 F1 · shares: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020. Read SEC document |
| April 29, 2020 Filed Apr 29, 2020 21:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 20,788 | $0.00 Strike: $15.09 | $0.00 |
DisclosureSEC source: 0000014693-20-000023 · wf-form4_158819529368931.xml · derivative · entry 7 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 20,788 shares Expires 2020-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2020 Filed Apr 29, 2020 21:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 10,918 | $64.35 | $702,573.30 |
DisclosureSEC source: 0000014693-20-000023 · wf-form4_158819529368931.xml · nonDerivative · entry 2 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,101 F1 · price: The closing price of BF-B on April 28, 2020 was used to calculate the withholding obligation. Read SEC document |
| April 29, 2020 Filed Apr 29, 2020 21:21 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 20,788 | $15.09 | $313,649.34 |
DisclosureSEC source: 0000014693-20-000023 · wf-form4_158819529368931.xml · nonDerivative · entry 1 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2020 Filed Jan 10, 2020 23:35 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 7,000 | $0.00 Strike: $15.09 | $0.00 |
DisclosureSEC source: 0000014693-20-000006 · wf-form4_157869933421587.xml · derivative · entry 8 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,788 Underlying: Class B Common · 7,000 shares Expires 2020-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2020 Filed Jan 10, 2020 23:35 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass B Common | 3,628 | $67.32 | $244,230.07 |
DisclosureSEC source: 0000014693-20-000006 · wf-form4_157869933421587.xml · nonDerivative · entry 3 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,231 Read SEC document |
| January 09, 2020 Filed Jan 10, 2020 23:35 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 3,372 | $67.14 | $226,396.08 |
DisclosureSEC source: 0000014693-20-000006 · wf-form4_157869933421587.xml · nonDerivative · entry 2 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,859 F1 · price: The closing price of BF-B on January 8, 2020 was used to calculate the withholding obligation. Read SEC document |
| January 09, 2020 Filed Jan 10, 2020 23:35 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 7,000 | $15.09 | $105,616.00 |
DisclosureSEC source: 0000014693-20-000006 · wf-form4_157869933421587.xml · nonDerivative · entry 1 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,231 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 21:45 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 9,434 | $0.00 Strike: $54.64 | $0.00 |
DisclosureSEC source: 0000014693-19-000132 · wf-form4_156443673477440.xml · derivative · entry 1 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,434 Underlying: Class B Common · 9,434 shares Expires 2029-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 20:38 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | SaleClass B Common | 1,770 | $56.51 | $100,027.30 |
DisclosureSEC source: 0000014693-19-000106 · wf-form4_156218632098879.xml · nonDerivative · entry 2 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Indirect · Revocable Trust Disclosed balance after: 15,559 Read SEC document |
| June 11, 2019 Filed Jul 3, 2019 20:38 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 850 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000106 · wf-form4_156218632098879.xml · nonDerivative · entry 1 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,231 F1 · shares: Reflects the contribution of 850 BF-B to John and Jeannine Hayes Donor Advised Charitable Fund. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 22:39 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 248 | $53.29 | $13,215.92 |
DisclosureSEC source: 0000014693-19-000090 · wf-form4_155977432520270.xml · nonDerivative · entry 4 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,081 F4 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 248 shares of Class B common stock. F5 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 22:39 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 532 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000090 · wf-form4_155977432520270.xml · nonDerivative · entry 3 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,329 F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 22:39 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 992 | $52.30 | $51,881.60 |
DisclosureSEC source: 0000014693-19-000090 · wf-form4_155977432520270.xml · nonDerivative · entry 2 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,330 F2 · shares: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 992 shares of Class A common stock. F3 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 22:39 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 2,128 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000090 · wf-form4_155977432520270.xml · nonDerivative · entry 1 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,322 F1 · shares: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:25 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 33,109 | $0.00 Strike: $10.62 | $0.00 |
DisclosureSEC source: 0000014693-19-000040 · wf-form4_155683593495187.xml · derivative · entry 10 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 33,109 shares Expires 2019-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:25 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 317 | $53.29 | $16,892.93 |
DisclosureSEC source: 0000014693-19-000040 · wf-form4_155683593495187.xml · nonDerivative · entry 5 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,797 F5 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class B common stock that vested on April 30, 2019, the reporting person surrendered 317 shares of Class B common stock. F6 · price: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:25 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 16,122 | $52.98 | $854,143.56 |
DisclosureSEC source: 0000014693-19-000040 · wf-form4_155683593495187.xml · nonDerivative · entry 4 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,114 F4 · price: The closing price of BF-B on April 29, 2019 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:25 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 33,109 | $10.62 | $351,617.58 |
DisclosureSEC source: 0000014693-19-000040 · wf-form4_155683593495187.xml · nonDerivative · entry 3 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2019 Filed May 2, 2019 22:25 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 1,265 | $52.30 | $66,159.50 |
DisclosureSEC source: 0000014693-19-000040 · wf-form4_155683593495187.xml · nonDerivative · entry 1 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,194 F1 · shares: To satisfy withholding obligations associated with the July 23, 2015, award of Class A common stock that vested on April 30, 2019, the reporting person surrendered 1,265 shares of Class A common stock. F2 · price: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation. Read SEC document |
| October 10, 2018 Filed May 2, 2019 22:25 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 501 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000040 · wf-form4_155683593495187.xml · nonDerivative · entry 2 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,127 F3 · shares: Reflects the contribution of 501 BF-B to John and Jeannine Hayes Donor Advised Charitable Fund. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 21:50 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 7,912 | $0.00 Strike: $54.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000116 · wf-form4_153298742982852.xml · derivative · entry 1 Hayes John V. · CIK 0001719143 · SVP/President, USA & Canada 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,912 Underlying: Class B Common · 7,912 shares Expires 2028-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 23:27 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass B Common | 679 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000077 · wf-form4_152824125322471.xml · nonDerivative · entry 2 Hayes John V. · CIK 0001719143 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,957 F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 23:27 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 2,717 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000077 · wf-form4_152824125322471.xml · nonDerivative · entry 1 Hayes John V. · CIK 0001719143 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,459 F1 · shares: These shares were issued on June 1, 2018, in connection with a July 23, 2015 award of performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2018. The number of Class A and Class B shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $111.30, which was the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting for subsequent stock splits and dividends during the performance period. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:20 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass B Common | 106 | $56.04 | $5,940.24 |
DisclosureSEC source: 0000014693-18-000045 · wf-form4_152530678148590.xml · nonDerivative · entry 2 Hayes John V. · CIK 0001719143 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,278 F3 · shares: To satisfy withholding obligations associated with the shares of Class B performance-based restricted stock that were issued in the February 2018 stock split and vested on April 30, 2018, the reporting person surrendered 106 shares of Class B common stock. F4 · price: The closing price of BF-B on April 30, 2018 was used to calculate the withholding obligation. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:20 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 422 | $53.37 | $22,522.14 |
DisclosureSEC source: 0000014693-18-000045 · wf-form4_152530678148590.xml · nonDerivative · entry 1 Hayes John V. · CIK 0001719143 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,742 F1 · shares: To satisfy withholding obligations associated with the July 24, 2014 award of Class A common stock that vested on April 30, 2018, the reporting person surrendered 422 shares of Class A common stock. F2 · price: The closing price of BF-A on April 30, 2018 was used to calculate the withholding obligation. Read SEC document |
| April 06, 2018 Filed Jun 13, 2018 22:03 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 8,332 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000086 · wf-form4_152892736746879.xml · nonDerivative · entry 2 Hayes John V. · CIK 0001719143 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Revocable Trust Disclosed balance after: 17,329 F1 · balance_after: Total has been adjusted to reflect that shares originally reported as directly held are instead held by a revocable trust. Read SEC document |
| April 06, 2018 Filed Jun 13, 2018 22:03 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GiftClass B Common | 8,332 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000086 · wf-form4_152892736746879.xml · nonDerivative · entry 1 Hayes John V. · CIK 0001719143 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,628 F1 · balance_after: Total has been adjusted to reflect that shares originally reported as directly held are instead held by a revocable trust. Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 23:27 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionStock Appreciation Right · Derivative | 16,783 | $0.00 Strike: $14.20 | $0.00 |
DisclosureSEC source: 0000014693-18-000025 · wf-form4_152245243811061.xml · derivative · entry 6 Hayes John V. · CIK 0001719143 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common · 16,783 shares Expires 2018-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These stock appreciation rights were previously reported as covering 13,426 shares at an exercise price of $17.755, but were adjusted to reflect the February 2018 stock split. F5 · shares: These stock appreciation rights were previously reported as covering 13,426 shares at an exercise price of $17.755, but were adjusted to reflect the February 2018 stock split. F5 · derivative.underlying_shares: These stock appreciation rights were previously reported as covering 13,426 shares at an exercise price of $17.755, but were adjusted to reflect the February 2018 stock split. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.