Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RTX CorpUTX · Entity 2823 | Vice President, Treasurer | March 16, 2015 | March 18, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RTX Corp
Report date March 16, 2015 · Filed March 18, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,561.1585 |
Reported balance
After 2015-03-16 transaction · row 1
1 source rowRow 1 · 2015-03-16 · Sale · Disposed 5,909 · Balance 44,561.1585 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.351 to $119.542, per share. |
| Common Stock (Career Restricted)SEC Table I · non-derivative | Direct | 4,960 |
Reported balance
Holding disclosure · report date 2015-03-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,960 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 46 |
Reported balance
Holding disclosure · report date 2015-03-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 46 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.351 to $119.542, per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 17, 2004 Filed Dec 20, 2004 22:07 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 14,000 | $0.00 Strike: $25.00 | $0.00 |
DisclosureSEC source: 0000101829-04-000285 · rog355.xml · derivative · entry 5 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,000 shares Expires 2006-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2004 Filed Dec 20, 2004 22:07 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 3,344 | $103.90 | $347,441.60 |
DisclosureSEC source: 0000101829-04-000285 · rog355.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,691 Read SEC document |
| December 17, 2004 Filed Dec 20, 2004 22:07 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 14,000 | $25.00 | $350,000.00 |
DisclosureSEC source: 0000101829-04-000285 · rog355.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2004 Filed Dec 3, 2004 21:46 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,200 | $99.10 | $515,320.00 |
DisclosureSEC source: 0000101829-04-000272 · rog347.xml · nonDerivative · entry 3 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35 F1 · balance_after: The reporting person also directly owns 2,480 shares of United Technologies Career Restricted Common Stock and 5,000 shares of Restricted Common Stock. Read SEC document |
| December 01, 2004 Filed Dec 3, 2004 21:46 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $16.28 | $0.00 |
DisclosureSEC source: 0000101829-04-000272 · rog347.xml · derivative · entry 5 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2005-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2004 Filed Dec 3, 2004 21:46 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 790 | $100.15 | $79,118.50 |
DisclosureSEC source: 0000101829-04-000272 · rog347.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,235 Read SEC document |
| December 01, 2004 Filed Dec 3, 2004 21:46 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 3,000 | $16.28 | $48,843.90 |
DisclosureSEC source: 0000101829-04-000272 · rog347.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,025 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2004 Filed Nov 9, 2004 21:51 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,600 | $97.05 | $349,380.00 |
DisclosureSEC source: 0000101829-04-000249 · rog336.xml · nonDerivative · entry 4 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,025 Read SEC document |
| November 08, 2004 Filed Nov 9, 2004 21:51 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $97.18 | $9,718.00 |
DisclosureSEC source: 0000101829-04-000249 · rog336.xml · nonDerivative · entry 3 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,625 Read SEC document |
| November 05, 2004 Filed Nov 9, 2004 21:51 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $16.28 | $0.00 |
DisclosureSEC source: 0000101829-04-000249 · rog336.xml · derivative · entry 6 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 5,000 shares Expires 2005-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2004 Filed Nov 9, 2004 21:51 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 1,309 | $97.25 | $127,300.25 |
DisclosureSEC source: 0000101829-04-000249 · rog336.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,725 Read SEC document |
| November 05, 2004 Filed Nov 9, 2004 21:51 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 5,000 | $16.28 | $81,406.50 |
DisclosureSEC source: 0000101829-04-000249 · rog336.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2004 Filed Sep 3, 2004 21:31 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $16.28 | $0.00 |
DisclosureSEC source: 0000101829-04-000217 · rog320.xml · derivative · entry 5 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 6,000 shares Expires 2005-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2004 Filed Sep 3, 2004 21:31 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,400 | $95.44 | $133,616.00 |
DisclosureSEC source: 0000101829-04-000217 · rog320.xml · nonDerivative · entry 3 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,034 Read SEC document |
| September 02, 2004 Filed Sep 3, 2004 21:31 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 1,566 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-04-000217 · rog320.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,434 Read SEC document |
| September 02, 2004 Filed Sep 3, 2004 21:31 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 6,000 | $16.28 | $97,687.80 |
DisclosureSEC source: 0000101829-04-000217 · rog320.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 20:28 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock (Restricted) | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-04-000130 · rog263.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · balance_after: The reporting person also directly owns 2,480 shares of United Technologies Career Restricted Common Stock and 4,575.664 shares of United Technologies Common Stock indirectly through the United Technologies Employee Savings Plan. Read SEC document |
| January 09, 2004 Filed Jan 13, 2004 22:31 UTC | RTX Corp UTX · Entity 2823 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 11,300 | $0.00 Strike: $93.52 | $0.00 |
DisclosureSEC source: 0000101829-04-000072 · rog233.xml · derivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,300 Underlying: Common Stock · 11,300 shares Expires 2014-01-08 Read SEC document |
| November 06, 2003 Filed Nov 7, 2003 21:51 UTC | RTX Corp UTX · Entity 2823 | ConversionESOP Series A Convertible Preferred Stock · Derivative | 1,115.712 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000356 · rog175.xml · derivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Trustee Disclosed balance after: 0 Underlying: Common Stock · 4,462.848 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. F2 · kind: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. F2 · derivative.expiration_date: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. Read SEC document |
| November 06, 2003 Filed Nov 7, 2003 21:51 UTC | RTX Corp UTX · Entity 2823 | ConversionCommon Stock | 4,462.848 | $87.33 | $389,740.52 |
DisclosureSEC source: 0000101829-03-000356 · rog175.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Trustee Disclosed balance after: 4,462.848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reporting person also directly owns 2,480 shares of United Technologies Career Restricted Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.