Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RTX CorpUTX · Entity 2823 | Vice President, Treasurer | March 16, 2015 | March 18, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RTX Corp
Report date March 16, 2015 · Filed March 18, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,561.1585 |
Reported balance
After 2015-03-16 transaction · row 1
1 source rowRow 1 · 2015-03-16 · Sale · Disposed 5,909 · Balance 44,561.1585 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.351 to $119.542, per share. |
| Common Stock (Career Restricted)SEC Table I · non-derivative | Direct | 4,960 |
Reported balance
Holding disclosure · report date 2015-03-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,960 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 46 |
Reported balance
Holding disclosure · report date 2015-03-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 46 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.351 to $119.542, per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 30, 2008 Filed Nov 3, 2008 21:51 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 500 | $54.10 | $27,047.80 |
DisclosureSEC source: 0001225208-08-017176 · doc4.xml · nonDerivative · entry 7 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,852 Read SEC document |
| October 30, 2008 Filed Nov 3, 2008 21:51 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 500 | $54.55 | $27,275.00 |
DisclosureSEC source: 0001225208-08-017176 · doc4.xml · nonDerivative · entry 6 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,352 Read SEC document |
| October 30, 2008 Filed Nov 3, 2008 21:51 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 500 | $53.63 | $26,816.00 |
DisclosureSEC source: 0001225208-08-017176 · doc4.xml · nonDerivative · entry 5 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,852 Read SEC document |
| October 30, 2008 Filed Nov 3, 2008 21:51 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 500 | $54.04 | $27,019.90 |
DisclosureSEC source: 0001225208-08-017176 · doc4.xml · nonDerivative · entry 4 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,352 Read SEC document |
| October 30, 2008 Filed Nov 3, 2008 21:51 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 300 | $54.59 | $16,378.20 |
DisclosureSEC source: 0001225208-08-017176 · doc4.xml · nonDerivative · entry 3 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,852 Read SEC document |
| October 30, 2008 Filed Nov 3, 2008 21:51 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 200 | $54.57 | $10,914.00 |
DisclosureSEC source: 0001225208-08-017176 · doc4.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,152 Read SEC document |
| October 30, 2008 Filed Nov 3, 2008 21:51 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 32,000 | $27.00 | $864,000.00 |
DisclosureSEC source: 0001225208-08-017176 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2008 Filed Nov 3, 2008 21:51 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,000 | $53.45 | $53,453.50 |
DisclosureSEC source: 0001225208-08-017177 · doc4.xml · nonDerivative · entry 10 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,352 Read SEC document |
| October 30, 2008 Filed Nov 3, 2008 21:51 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,000 | $53.50 | $53,502.50 |
DisclosureSEC source: 0001225208-08-017177 · doc4.xml · nonDerivative · entry 9 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,352 Read SEC document |
| October 30, 2008 Filed Nov 3, 2008 21:51 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,000 | $53.50 | $53,501.00 |
DisclosureSEC source: 0001225208-08-017177 · doc4.xml · nonDerivative · entry 8 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,352 Read SEC document |
| October 30, 2008 Filed Nov 3, 2008 21:51 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,000 | $53.43 | $53,430.90 |
DisclosureSEC source: 0001225208-08-017177 · doc4.xml · nonDerivative · entry 7 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,352 Read SEC document |
| October 30, 2008 Filed Nov 3, 2008 21:51 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,000 | $53.55 | $53,551.70 |
DisclosureSEC source: 0001225208-08-017177 · doc4.xml · nonDerivative · entry 6 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,352 Read SEC document |
| October 30, 2008 Filed Nov 3, 2008 21:51 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,000 | $53.31 | $53,307.90 |
DisclosureSEC source: 0001225208-08-017177 · doc4.xml · nonDerivative · entry 5 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,352 Read SEC document |
| October 30, 2008 Filed Nov 3, 2008 21:51 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,000 | $53.46 | $53,455.40 |
DisclosureSEC source: 0001225208-08-017177 · doc4.xml · nonDerivative · entry 4 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,352 Read SEC document |
| October 30, 2008 Filed Nov 3, 2008 21:51 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,000 | $53.43 | $53,425.60 |
DisclosureSEC source: 0001225208-08-017177 · doc4.xml · nonDerivative · entry 3 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,352 Read SEC document |
| October 30, 2008 Filed Nov 3, 2008 21:51 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,000 | $53.37 | $53,369.80 |
DisclosureSEC source: 0001225208-08-017177 · doc4.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,352 Read SEC document |
| October 30, 2008 Filed Nov 3, 2008 21:51 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,000 | $53.31 | $53,310.90 |
DisclosureSEC source: 0001225208-08-017177 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,352 Read SEC document |
| April 01, 2008 Filed Apr 2, 2008 21:28 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 1,575 | $71.24 | $112,203.00 |
DisclosureSEC source: 0001225208-08-006046 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,352 F1 · shares: Shares surrendered to Company for taxes on vesting of 5,000 shares of restricted stock previously granted on April 1, 2004. F2 · balance_after: The reporting person also directly owns 4,960 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| January 02, 2008 Filed Jan 4, 2008 21:41 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 22,000 | $0.00 Strike: $75.21 | $0.00 |
DisclosureSEC source: 0001225208-08-000659 · doc4.xml · derivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Underlying: Common Stock · 22,000 shares Expires 2018-01-01 F1 · balance_after: The reporting person was also awarded 5,300 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| September 19, 2007 Filed Sep 20, 2007 21:00 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 28,000 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0000101829-07-000104 · rog626.xml · derivative · entry 16 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,000 shares Expires 2008-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2007 Filed Sep 20, 2007 21:00 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,600 | $78.37 | $203,762.00 |
DisclosureSEC source: 0000101829-07-000104 · rog626.xml · nonDerivative · entry 14 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,927 F1 · balance_after: The reporting person also directly owns 4,960 shares of United Technologies Career Restricted Common Stock and 5,000 shares of Restricted Common Stock. Read SEC document |
| September 19, 2007 Filed Sep 20, 2007 21:00 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $78.35 | $7,835.00 |
DisclosureSEC source: 0000101829-07-000104 · rog626.xml · nonDerivative · entry 13 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,527 Read SEC document |
| September 19, 2007 Filed Sep 20, 2007 21:00 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,219 | $78.34 | $252,176.46 |
DisclosureSEC source: 0000101829-07-000104 · rog626.xml · nonDerivative · entry 12 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,627 Read SEC document |
| September 19, 2007 Filed Sep 20, 2007 21:00 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 67 | $78.34 | $5,248.45 |
DisclosureSEC source: 0000101829-07-000104 · rog626.xml · nonDerivative · entry 11 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,846 Read SEC document |
| September 19, 2007 Filed Sep 20, 2007 21:00 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,500 | $78.33 | $195,825.00 |
DisclosureSEC source: 0000101829-07-000104 · rog626.xml · nonDerivative · entry 10 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,913 Read SEC document |
| September 19, 2007 Filed Sep 20, 2007 21:00 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,200 | $78.32 | $250,624.00 |
DisclosureSEC source: 0000101829-07-000104 · rog626.xml · nonDerivative · entry 9 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,413 Read SEC document |
| September 19, 2007 Filed Sep 20, 2007 21:00 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,333 | $78.31 | $261,007.23 |
DisclosureSEC source: 0000101829-07-000104 · rog626.xml · nonDerivative · entry 8 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,613 Read SEC document |
| September 19, 2007 Filed Sep 20, 2007 21:00 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 600 | $78.30 | $46,980.00 |
DisclosureSEC source: 0000101829-07-000104 · rog626.xml · nonDerivative · entry 7 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,946 Read SEC document |
| September 19, 2007 Filed Sep 20, 2007 21:00 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 800 | $78.29 | $62,632.00 |
DisclosureSEC source: 0000101829-07-000104 · rog626.xml · nonDerivative · entry 6 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,546 Read SEC document |
| September 19, 2007 Filed Sep 20, 2007 21:00 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 281 | $78.28 | $21,996.68 |
DisclosureSEC source: 0000101829-07-000104 · rog626.xml · nonDerivative · entry 5 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,346 Read SEC document |
| September 19, 2007 Filed Sep 20, 2007 21:00 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 400 | $78.27 | $31,308.00 |
DisclosureSEC source: 0000101829-07-000104 · rog626.xml · nonDerivative · entry 4 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,627 Read SEC document |
| September 19, 2007 Filed Sep 20, 2007 21:00 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 600 | $78.26 | $46,956.00 |
DisclosureSEC source: 0000101829-07-000104 · rog626.xml · nonDerivative · entry 3 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,027 Read SEC document |
| September 19, 2007 Filed Sep 20, 2007 21:00 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 8,300 | $78.25 | $649,475.00 |
DisclosureSEC source: 0000101829-07-000104 · rog626.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,627 Read SEC document |
| September 19, 2007 Filed Sep 20, 2007 21:00 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 28,000 | $18.28 | $511,873.60 |
DisclosureSEC source: 0000101829-07-000104 · rog626.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2007 Filed Jan 5, 2007 22:02 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 22,000 | $0.00 Strike: $62.81 | $0.00 |
DisclosureSEC source: 0000101829-07-000027 · rog586.xml · derivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Underlying: Common Stock · 22,000 shares Expires 2017-01-02 F1 · balance_after: The reporting person was also awarded 5,900 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| October 31, 2006 Filed Nov 2, 2006 22:00 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 13,000 | $0.00 Strike: $17.25 | $0.00 |
DisclosureSEC source: 0000101829-06-000140 · rog571.xml · derivative · entry 6 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,000 shares Expires 2007-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2006 Filed Nov 2, 2006 22:00 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $65.80 | $329,024.00 |
DisclosureSEC source: 0000101829-06-000140 · rog571.xml · nonDerivative · entry 4 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,927 F1 · balance_after: The reporting person also directly owns 4,960 shares of United Technologies Career Restricted Common Stock and 5,000 shares of Restricted Common Stock. Read SEC document |
| October 31, 2006 Filed Nov 2, 2006 22:00 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $65.88 | $329,412.50 |
DisclosureSEC source: 0000101829-06-000140 · rog571.xml · nonDerivative · entry 3 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,927 Read SEC document |
| October 31, 2006 Filed Nov 2, 2006 22:00 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,000 | $66.00 | $198,000.00 |
DisclosureSEC source: 0000101829-06-000140 · rog571.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,927 Read SEC document |
| October 31, 2006 Filed Nov 2, 2006 22:00 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 13,000 | $17.25 | $224,250.00 |
DisclosureSEC source: 0000101829-06-000140 · rog571.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2006 Filed Apr 25, 2006 20:28 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 800 | $64.01 | $51,208.00 |
DisclosureSEC source: 0000101829-06-000106 · rog550.xml · nonDerivative · entry 4 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,927 F1 · balance_after: The reporting person also directly owns 4,960 shares of United Technologies Career Restricted Common Stock and 5,000 shares of Restricted Common Stock. Read SEC document |
| April 24, 2006 Filed Apr 25, 2006 20:28 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 6,130 | $64.00 | $392,320.00 |
DisclosureSEC source: 0000101829-06-000106 · rog550.xml · nonDerivative · entry 3 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,727 Read SEC document |
| April 21, 2006 Filed Apr 25, 2006 20:28 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 9,000 | $0.00 Strike: $17.25 | $0.00 |
DisclosureSEC source: 0000101829-06-000106 · rog550.xml · derivative · entry 6 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 9,000 shares Expires 2007-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2006 Filed Apr 25, 2006 20:28 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 9,000 | $17.25 | $155,250.00 |
DisclosureSEC source: 0000101829-06-000106 · rog550.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2006 Filed Apr 25, 2006 20:28 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 2,070 | $64.22 | $132,935.40 |
DisclosureSEC source: 0000101829-06-000106 · rog550.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 857 Read SEC document |
| April 01, 2006 Filed Apr 4, 2006 20:55 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 2,073 | $58.18 | $120,607.14 |
DisclosureSEC source: 0000101829-06-000072 · rog534.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,927 F1 · balance_after: The reporting person also directly owns 4,960 shares of United Technologies Career Restricted Common Stock and 5,000 shares of Restricted Common Stock. Read SEC document |
| March 31, 2006 Filed Apr 4, 2006 20:55 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units · Derivative | 9,677 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-06-000072 · rog534.xml · derivative · entry 3 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,677 Underlying: Common Stock · 9,677 shares Expires not disclosed F2 · derivative.exercise_price: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. F2 · derivative.exercise_date: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. F2 · derivative.expiration_date: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. Read SEC document |
| January 03, 2006 Filed Jan 5, 2006 21:19 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 13,800 | $0.00 Strike: $56.53 | $0.00 |
DisclosureSEC source: 0000101829-06-000028 · rog512.xml · derivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,800 Underlying: Common Stock · 13,800 shares Expires 2016-01-02 F1 · balance_after: The reporting person was also awarded 4,230 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 03, 2005 Filed Jan 5, 2005 21:57 UTC | RTX Corp UTX · Entity 2823 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 10,650 | $0.00 Strike: $103.00 | $0.00 |
DisclosureSEC source: 0000101829-05-000060 · rog394.xml · derivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,650 Underlying: Common Stock · 10,650 shares Expires 2015-01-02 Read SEC document |
| December 20, 2004 Filed Dec 20, 2004 22:07 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 10,691 | $104.35 | $1,115,605.85 |
DisclosureSEC source: 0000101829-04-000285 · rog355.xml · nonDerivative · entry 3 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: The reporting person also directly owns 2,480 shares of United Technologies Career Restricted Common Stock and 5,000 shares of Restricted Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.