Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RTX CorpUTX · Entity 2823 | Vice President, Treasurer | March 16, 2015 | March 18, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RTX Corp
Report date March 16, 2015 · Filed March 18, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,561.1585 |
Reported balance
After 2015-03-16 transaction · row 1
1 source rowRow 1 · 2015-03-16 · Sale · Disposed 5,909 · Balance 44,561.1585 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.351 to $119.542, per share. |
| Common Stock (Career Restricted)SEC Table I · non-derivative | Direct | 4,960 |
Reported balance
Holding disclosure · report date 2015-03-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,960 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 46 |
Reported balance
Holding disclosure · report date 2015-03-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 46 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.351 to $119.542, per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2011 Filed Feb 4, 2011 22:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 300 | $82.01 | $24,603.00 |
DisclosureSEC source: 0001225208-11-004834 · doc4.xml · nonDerivative · entry 6 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,841 Read SEC document |
| February 03, 2011 Filed Feb 4, 2011 22:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $81.99 | $8,199.00 |
DisclosureSEC source: 0001225208-11-004834 · doc4.xml · nonDerivative · entry 5 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,141 Read SEC document |
| February 02, 2011 Filed Feb 4, 2011 22:34 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 38,000 | $0.00 Strike: $38.50 | $0.00 |
DisclosureSEC source: 0001225208-11-004834 · doc4.xml · derivative · entry 15 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,000 shares Expires 2011-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2011 Filed Feb 4, 2011 22:34 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $38.50 | $0.00 |
DisclosureSEC source: 0001225208-11-004834 · doc4.xml · derivative · entry 14 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,000 Underlying: Common Stock · 12,000 shares Expires 2011-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2011 Filed Feb 4, 2011 22:34 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 23,431 | $82.16 | $1,925,090.96 |
DisclosureSEC source: 0001225208-11-004834 · doc4.xml · nonDerivative · entry 4 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,241 Read SEC document |
| February 02, 2011 Filed Feb 4, 2011 22:34 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 10,238 | $82.16 | $841,154.08 |
DisclosureSEC source: 0001225208-11-004834 · doc4.xml · nonDerivative · entry 3 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,672 Read SEC document |
| February 02, 2011 Filed Feb 4, 2011 22:34 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 12,000 | $38.50 | $462,000.00 |
DisclosureSEC source: 0001225208-11-004834 · doc4.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2011 Filed Feb 4, 2011 22:34 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 38,000 | $38.50 | $1,463,000.00 |
DisclosureSEC source: 0001225208-11-004834 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:24 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 21,500 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-11-001120 · doc4.xml · derivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,500 Underlying: Common Stock · 21,500 shares Expires 2021-01-02 F1 · balance_after: The reporting person was also awarded 5,500 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| December 02, 2010 Filed Dec 2, 2010 23:13 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $79.19 | $395,950.00 |
DisclosureSEC source: 0001225208-10-026209 · doc4.xml · nonDerivative · entry 14 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,910 Read SEC document |
| December 02, 2010 Filed Dec 2, 2010 23:13 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,474 | $79.10 | $353,893.40 |
DisclosureSEC source: 0001225208-10-026209 · doc4.xml · nonDerivative · entry 13 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,910 Read SEC document |
| December 02, 2010 Filed Dec 2, 2010 23:13 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,600 | $79.17 | $205,844.60 |
DisclosureSEC source: 0001225208-10-026209 · doc4.xml · nonDerivative · entry 12 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,384 Read SEC document |
| December 02, 2010 Filed Dec 2, 2010 23:13 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,594 | $79.16 | $126,182.63 |
DisclosureSEC source: 0001225208-10-026209 · doc4.xml · nonDerivative · entry 11 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,984 Read SEC document |
| December 02, 2010 Filed Dec 2, 2010 23:13 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 506 | $79.17 | $40,060.02 |
DisclosureSEC source: 0001225208-10-026209 · doc4.xml · nonDerivative · entry 10 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,578 Read SEC document |
| December 02, 2010 Filed Dec 2, 2010 23:13 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $79.17 | $7,917.08 |
DisclosureSEC source: 0001225208-10-026209 · doc4.xml · nonDerivative · entry 9 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,084 Read SEC document |
| December 02, 2010 Filed Dec 2, 2010 23:13 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $79.17 | $7,917.11 |
DisclosureSEC source: 0001225208-10-026209 · doc4.xml · nonDerivative · entry 8 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,184 Read SEC document |
| December 02, 2010 Filed Dec 2, 2010 23:13 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $79.17 | $7,917.25 |
DisclosureSEC source: 0001225208-10-026209 · doc4.xml · nonDerivative · entry 7 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,284 Read SEC document |
| December 01, 2010 Filed Dec 2, 2010 23:13 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 36,406 | $0.00 Strike: $38.50 | $0.00 |
DisclosureSEC source: 0001225208-10-026209 · doc4.xml · derivative · entry 18 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 36,406 shares Expires 2011-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2010 Filed Dec 2, 2010 23:13 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 13,594 | $0.00 Strike: $38.50 | $0.00 |
DisclosureSEC source: 0001225208-10-026209 · doc4.xml · derivative · entry 17 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,406 Underlying: Common Stock · 13,594 shares Expires 2011-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2010 Filed Dec 2, 2010 23:13 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 17,910 | $78.26 | $1,401,636.60 |
DisclosureSEC source: 0001225208-10-026209 · doc4.xml · nonDerivative · entry 6 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,384 Read SEC document |
| December 01, 2010 Filed Dec 2, 2010 23:13 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 7,957 | $78.26 | $622,714.82 |
DisclosureSEC source: 0001225208-10-026209 · doc4.xml · nonDerivative · entry 5 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,294 Read SEC document |
| December 01, 2010 Filed Dec 2, 2010 23:13 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 6,688 | $78.26 | $523,402.88 |
DisclosureSEC source: 0001225208-10-026209 · doc4.xml · nonDerivative · entry 4 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,251 Read SEC document |
| December 01, 2010 Filed Dec 2, 2010 23:13 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 2,971 | $78.26 | $232,510.46 |
DisclosureSEC source: 0001225208-10-026209 · doc4.xml · nonDerivative · entry 3 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,939 Read SEC document |
| December 01, 2010 Filed Dec 2, 2010 23:13 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 13,594 | $38.50 | $523,369.00 |
DisclosureSEC source: 0001225208-10-026209 · doc4.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2010 Filed Dec 2, 2010 23:13 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 36,406 | $38.50 | $1,401,631.00 |
DisclosureSEC source: 0001225208-10-026209 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2010 Filed Jul 27, 2010 21:19 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 7,522 | $71.55 | $538,202.86 |
DisclosureSEC source: 0001225208-10-017651 · doc4.xml · nonDerivative · entry 4 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,910 Read SEC document |
| July 23, 2010 Filed Jul 27, 2010 21:19 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 26,400 | $0.00 Strike: $37.63 | $0.00 |
DisclosureSEC source: 0001225208-10-017651 · doc4.xml · derivative · entry 7 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,400 shares Expires 2011-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 23, 2010 Filed Jul 27, 2010 21:19 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 14,010 | $70.90 | $993,309.00 |
DisclosureSEC source: 0001225208-10-017651 · doc4.xml · nonDerivative · entry 3 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,432 Read SEC document |
| July 23, 2010 Filed Jul 27, 2010 21:19 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 4,868 | $70.90 | $345,141.20 |
DisclosureSEC source: 0001225208-10-017651 · doc4.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,442 Read SEC document |
| July 23, 2010 Filed Jul 27, 2010 21:19 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 26,400 | $37.63 | $993,300.00 |
DisclosureSEC source: 0001225208-10-017651 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 22:24 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 1,980 | $65.40 | $129,492.00 |
DisclosureSEC source: 0001225208-10-003922 · doc4.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,910 Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 22:24 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 5,900 | $65.40 | $385,860.00 |
DisclosureSEC source: 0001225208-10-003922 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,890 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2007 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 04, 2010 Filed Jan 6, 2010 22:14 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 20,500 | $0.00 Strike: $71.63 | $0.00 |
DisclosureSEC source: 0001225208-10-001014 · doc4.xml · derivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,500 Underlying: Common Stock · 20,500 shares Expires 2020-01-03 F1 · balance_after: The reporting person was also awarded 5,800 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $31.25 | $0.00 |
DisclosureSEC source: 0001225208-09-022404 · doc4.xml · derivative · entry 9 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2010-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,800 | $68.76 | $398,808.00 |
DisclosureSEC source: 0001225208-09-022404 · doc4.xml · nonDerivative · entry 6 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,990 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,800 | $68.79 | $123,823.80 |
DisclosureSEC source: 0001225208-09-022404 · doc4.xml · nonDerivative · entry 5 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,790 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,400 | $68.78 | $96,292.00 |
DisclosureSEC source: 0001225208-09-022404 · doc4.xml · nonDerivative · entry 4 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,590 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 500 | $68.77 | $34,385.00 |
DisclosureSEC source: 0001225208-09-022404 · doc4.xml · nonDerivative · entry 3 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,990 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 500 | $68.79 | $34,395.00 |
DisclosureSEC source: 0001225208-09-022404 · doc4.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,490 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 10,000 | $31.25 | $312,500.00 |
DisclosureSEC source: 0001225208-09-022404 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2009 Filed Aug 27, 2009 21:10 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $31.25 | $0.00 |
DisclosureSEC source: 0001225208-09-018050 · doc4.xml · derivative · entry 31 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 20,000 shares Expires 2010-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2009 Filed Aug 27, 2009 21:10 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,100 | $59.76 | $125,496.00 |
DisclosureSEC source: 0001225208-09-018050 · doc4.xml · nonDerivative · entry 30 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,190 Read SEC document |
| August 25, 2009 Filed Aug 27, 2009 21:10 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,700 | $59.77 | $101,610.70 |
DisclosureSEC source: 0001225208-09-018050 · doc4.xml · nonDerivative · entry 29 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,290 Read SEC document |
| August 25, 2009 Filed Aug 27, 2009 21:10 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,100 | $59.77 | $65,749.20 |
DisclosureSEC source: 0001225208-09-018050 · doc4.xml · nonDerivative · entry 28 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,990 Read SEC document |
| August 25, 2009 Filed Aug 27, 2009 21:10 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,100 | $59.84 | $65,824.00 |
DisclosureSEC source: 0001225208-09-018050 · doc4.xml · nonDerivative · entry 27 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,090 Read SEC document |
| August 25, 2009 Filed Aug 27, 2009 21:10 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,000 | $59.81 | $59,814.00 |
DisclosureSEC source: 0001225208-09-018050 · doc4.xml · nonDerivative · entry 26 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,190 Read SEC document |
| August 25, 2009 Filed Aug 27, 2009 21:10 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,000 | $59.85 | $59,850.00 |
DisclosureSEC source: 0001225208-09-018050 · doc4.xml · nonDerivative · entry 25 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,190 Read SEC document |
| August 25, 2009 Filed Aug 27, 2009 21:10 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 700 | $59.78 | $41,846.00 |
DisclosureSEC source: 0001225208-09-018050 · doc4.xml · nonDerivative · entry 24 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,190 Read SEC document |
| August 25, 2009 Filed Aug 27, 2009 21:10 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 700 | $59.81 | $41,868.40 |
DisclosureSEC source: 0001225208-09-018050 · doc4.xml · nonDerivative · entry 23 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,890 Read SEC document |
| August 25, 2009 Filed Aug 27, 2009 21:10 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 600 | $59.84 | $35,905.20 |
DisclosureSEC source: 0001225208-09-018050 · doc4.xml · nonDerivative · entry 22 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,590 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.