Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RTX CorpUTX · Entity 2823 | Vice President, Treasurer | March 16, 2015 | March 18, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RTX Corp
Report date March 16, 2015 · Filed March 18, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,561.1585 |
Reported balance
After 2015-03-16 transaction · row 1
1 source rowRow 1 · 2015-03-16 · Sale · Disposed 5,909 · Balance 44,561.1585 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.351 to $119.542, per share. |
| Common Stock (Career Restricted)SEC Table I · non-derivative | Direct | 4,960 |
Reported balance
Holding disclosure · report date 2015-03-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,960 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 46 |
Reported balance
Holding disclosure · report date 2015-03-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 46 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.351 to $119.542, per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2015 Filed Mar 18, 2015 21:07 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,909 | $119.46 | $705,884.41 |
DisclosureSEC source: 0001225208-15-008175 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,561.1585 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.351 to $119.542, per share. Read SEC document |
| February 09, 2015 Filed Feb 11, 2015 22:10 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 148.47 | $119.32 | $17,715.44 |
DisclosureSEC source: 0001225208-15-003586 · doc4.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,672.53 Read SEC document |
| February 09, 2015 Filed Feb 11, 2015 22:10 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 5,400 | $119.32 | $644,328.00 |
DisclosureSEC source: 0001225208-15-003586 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,821 F1 · shares: The reporting person acquired UTC deferred stock units upon the vesting of performance share units (PSUs) previously awarded on January 3, 2012 to the reporting person under United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. The reporting person previously elected to defer receipt of the actual shares of common stock that otherwise would be received upon the vesting of these PSUs and acquired instead of deferred stock units that settle exclusively in shares and are included in Table 1 as common stock equivalents. Each deferred stock unit has a value equal to one share of UTC common stock. Read SEC document |
| February 09, 2015 Filed Feb 12, 2015 22:02 UTC Amendment | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 148.47 | $119.32 | $17,715.44 |
DisclosureSEC source: 0001225208-15-003775 · doc4a.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,441.53 F1 · balance_after: This amendment adjusts the balance of shares held directly to include 12,769 shares previously incorrectly reported as indirectly held in a trust. Read SEC document |
| January 02, 2015 Filed Jan 6, 2015 22:14 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 17,000 | $115.04 Strike: $115.04 | $1,955,680.00 |
DisclosureSEC source: 0001225208-15-000861 · doc4.xml · derivative · entry 4 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Underlying: Common Stock · 17,000 shares Expires 2025-01-01 F1 · balance_after: The reporting person was also awarded 4,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTCs earnings per share and total shareholder return over a three year time period. Read SEC document |
| December 15, 2014 Filed Dec 16, 2014 22:12 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 21,300 | $0.00 Strike: $51.50 | $0.00 |
DisclosureSEC source: 0001225208-14-025252 · doc4.xml · derivative · entry 6 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,300 shares Expires 2015-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2014 Filed Dec 16, 2014 22:12 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 9,782 | $112.15 | $1,097,051.30 |
DisclosureSEC source: 0001225208-14-025252 · doc4.xml · nonDerivative · entry 3 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,421 Read SEC document |
| December 15, 2014 Filed Dec 16, 2014 22:12 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 5,609 | $112.15 | $629,049.35 |
DisclosureSEC source: 0001225208-14-025252 · doc4.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,203 Read SEC document |
| December 15, 2014 Filed Dec 16, 2014 22:12 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 21,300 | $51.50 | $1,096,950.00 |
DisclosureSEC source: 0001225208-14-025252 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 22:56 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 2,575 | $111.60 | $287,370.00 |
DisclosureSEC source: 0001225208-14-004378 · doc4.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,512 Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 22:56 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 7,480 | $111.60 | $834,768.00 |
DisclosureSEC source: 0001225208-14-004378 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,087 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2011 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| January 30, 2014 Filed Feb 3, 2014 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,499 | $115.16 | $633,240.09 |
DisclosureSEC source: 0001225208-14-003073 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,607 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold at prices ranging from 115.091 to 115.200. Upon request UTC will provide full information as to shares sold at each separate price. Read SEC document |
| January 02, 2014 Filed Jan 6, 2014 22:21 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 16,000 | $112.49 Strike: $112.49 | $1,799,840.00 |
DisclosureSEC source: 0001225208-14-001034 · doc4.xml · derivative · entry 4 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 16,000 shares Expires 2024-01-01 F1 · balance_after: The reporting person was also awarded 4,100 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| July 31, 2013 Filed Aug 1, 2013 21:04 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 22,600 | $0.00 Strike: $46.76 | $0.00 |
DisclosureSEC source: 0001225208-13-017071 · doc4.xml · derivative · entry 8 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,600 shares Expires 2014-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2013 Filed Aug 1, 2013 21:04 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 16,144 | $105.57 | $1,704,322.08 |
DisclosureSEC source: 0001225208-13-017071 · doc4.xml · nonDerivative · entry 5 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,106 Read SEC document |
| July 31, 2013 Filed Aug 1, 2013 21:04 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,456 | $106.16 | $260,726.50 |
DisclosureSEC source: 0001225208-13-017071 · doc4.xml · nonDerivative · entry 4 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,250 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $106.151 to $106.168. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| July 31, 2013 Filed Aug 1, 2013 21:04 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,000 | $106.16 | $212,317.60 |
DisclosureSEC source: 0001225208-13-017071 · doc4.xml · nonDerivative · entry 3 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,706 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.151 to $106.184. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| July 31, 2013 Filed Aug 1, 2013 21:04 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,000 | $106.17 | $212,344.20 |
DisclosureSEC source: 0001225208-13-017071 · doc4.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,706 F1 · price: This price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $106.171 to $106.178. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| July 31, 2013 Filed Aug 1, 2013 21:04 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 22,600 | $46.76 | $1,056,776.00 |
DisclosureSEC source: 0001225208-13-017071 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2013 Filed May 22, 2013 21:03 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,010 | $97.90 | $392,579.00 |
DisclosureSEC source: 0001225208-13-012991 · doc4.xml · nonDerivative · entry 3 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,106 Read SEC document |
| May 21, 2013 Filed May 22, 2013 21:03 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,000 | $97.68 | $97,680.00 |
DisclosureSEC source: 0001225208-13-012991 · doc4.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,116 Read SEC document |
| May 21, 2013 Filed May 22, 2013 21:03 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 898 | $97.68 | $87,717.54 |
DisclosureSEC source: 0001225208-13-012991 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,116 Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:11 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 1,929 | $89.61 | $172,857.69 |
DisclosureSEC source: 0001225208-13-003983 · doc4.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,014 Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:11 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 5,626 | $89.61 | $504,145.86 |
DisclosureSEC source: 0001225208-13-003983 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,943 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 4, 2010 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested soley upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 22:07 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 23,000 | $0.00 Strike: $84.00 | $0.00 |
DisclosureSEC source: 0001225208-13-000879 · doc4.xml · derivative · entry 4 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000 Underlying: Common Stock · 23,000 shares Expires 2023-01-01 F1 · balance_after: The reporting person was also awarded 5,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| November 06, 2012 Filed Nov 6, 2012 22:18 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,679 | $79.40 | $450,912.60 |
DisclosureSEC source: 0001225208-12-022539 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,317 Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 22:25 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 16,700 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0001225208-12-022398 · doc4.xml · derivative · entry 6 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,700 shares Expires 2013-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 22:25 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 6,698 | $79.06 | $529,543.88 |
DisclosureSEC source: 0001225208-12-022398 · doc4.xml · nonDerivative · entry 3 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,996 Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 22:25 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 4,323 | $79.06 | $341,776.38 |
DisclosureSEC source: 0001225208-12-022398 · doc4.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,694 Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 22:25 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 16,700 | $31.71 | $529,473.50 |
DisclosureSEC source: 0001225208-12-022398 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2012 Filed May 8, 2012 21:13 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 16,700 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0001225208-12-011525 · doc4.xml · derivative · entry 6 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,700 Underlying: Common Stock · 16,700 shares Expires 2013-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2012 Filed May 8, 2012 21:13 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 6,544 | $80.91 | $529,475.04 |
DisclosureSEC source: 0001225208-12-011525 · doc4.xml · nonDerivative · entry 3 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,317 Read SEC document |
| May 04, 2012 Filed May 8, 2012 21:13 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 4,248 | $80.91 | $343,705.68 |
DisclosureSEC source: 0001225208-12-011525 · doc4.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,861 Read SEC document |
| May 04, 2012 Filed May 8, 2012 21:13 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 16,700 | $31.71 | $529,473.50 |
DisclosureSEC source: 0001225208-12-011525 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,109 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:19 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 1,484 | $80.57 | $119,565.88 |
DisclosureSEC source: 0001225208-12-003375 · doc4.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,409 Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:19 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 4,386 | $80.57 | $353,380.02 |
DisclosureSEC source: 0001225208-12-003375 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,893 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2009 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 22:30 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 23,000 | $0.00 Strike: $74.66 | $0.00 |
DisclosureSEC source: 0001225208-12-000904 · doc4.xml · derivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000 Underlying: Common Stock · 23,000 shares Expires 2022-01-02 F1 · balance_after: The reporting person was also awarded 6,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year period. Read SEC document |
| October 28, 2011 Filed Oct 28, 2011 21:17 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 35,000 | $0.00 Strike: $32.17 | $0.00 |
DisclosureSEC source: 0001225208-11-023867 · doc4.xml · derivative · entry 8 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2012-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2011 Filed Oct 28, 2011 21:17 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 14,199 | $79.30 | $1,125,980.70 |
DisclosureSEC source: 0001225208-11-023867 · doc4.xml · nonDerivative · entry 5 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,507 Read SEC document |
| October 28, 2011 Filed Oct 28, 2011 21:17 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 8,989 | $79.30 | $712,827.70 |
DisclosureSEC source: 0001225208-11-023867 · doc4.xml · nonDerivative · entry 4 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,706 Read SEC document |
| October 28, 2011 Filed Oct 28, 2011 21:17 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 8,000 | $79.30 | $634,400.00 |
DisclosureSEC source: 0001225208-11-023867 · doc4.xml · nonDerivative · entry 3 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,695 Read SEC document |
| October 28, 2011 Filed Oct 28, 2011 21:17 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,812 | $79.50 | $303,054.00 |
DisclosureSEC source: 0001225208-11-023867 · doc4.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,695 Read SEC document |
| October 28, 2011 Filed Oct 28, 2011 21:17 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 35,000 | $32.17 | $1,125,950.00 |
DisclosureSEC source: 0001225208-11-023867 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2011 Filed Feb 9, 2011 22:56 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 1,961 | $83.66 | $164,057.26 |
DisclosureSEC source: 0001225208-11-005214 · doc4.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,507 Read SEC document |
| February 08, 2011 Filed Feb 9, 2011 22:56 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 4,558 | $83.66 | $381,322.28 |
DisclosureSEC source: 0001225208-11-005214 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,468 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2008 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| February 03, 2011 Filed Feb 4, 2011 22:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 8,000 | $82.00 | $656,000.00 |
DisclosureSEC source: 0001225208-11-004834 · doc4.xml · nonDerivative · entry 11 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,910 Read SEC document |
| February 03, 2011 Filed Feb 4, 2011 22:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,331 | $81.90 | $354,708.90 |
DisclosureSEC source: 0001225208-11-004834 · doc4.xml · nonDerivative · entry 10 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,910 Read SEC document |
| February 03, 2011 Filed Feb 4, 2011 22:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,500 | $81.98 | $122,970.00 |
DisclosureSEC source: 0001225208-11-004834 · doc4.xml · nonDerivative · entry 9 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,241 Read SEC document |
| February 03, 2011 Filed Feb 4, 2011 22:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,300 | $81.97 | $106,562.30 |
DisclosureSEC source: 0001225208-11-004834 · doc4.xml · nonDerivative · entry 8 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,741 Read SEC document |
| February 03, 2011 Filed Feb 4, 2011 22:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 800 | $81.97 | $65,576.00 |
DisclosureSEC source: 0001225208-11-004834 · doc4.xml · nonDerivative · entry 7 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,041 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.