Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Baldwin Insurance Group, Inc.BRP · Entity 4244 | Member of 10% Owner Group | April 01, 2021 | August 09, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Baldwin Insurance Group, Inc.
Report date April 01, 2021 · Filed August 09, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 869 |
Ending reported balance
After 2022-04-01 transaction · row 4
3 source rows · reconciled sequenceRow 1 · 2021-04-01 · Other · Acquired 923 · Balance 35,923 F1: The 923 shares of BRP Group, Inc.'s (the "Company") Class A common stock, par value $0.01 per share (the "Class A Common Stock") vest in four equal annual installments. Due to an administrative error, the reporting person inadvertently failed to file the required report pursuant to Section 16 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), with respect to the acquisition of Class A Common Stock. Row 2 · 2021-12-06 · Gift · Disposed 35,000 · Balance 923 F2: On December 6, 2021, the reporting person gifted 35,000 shares of the Company's Class A Common Stock to the Joseph D. Finney Revocable Trust u/a/d 10/12/21 (the "Trust"), of which his wife and children are beneficiaries. Due to an administrative error, the reporting person inadvertently failed to file the required report pursuant to Section 16 under the Exchange Act, with respect to the gift. The reporting person disclaims beneficial ownership of the securities in the Trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Row 4 · 2022-04-01 · Tax withholding · Disposed 54 · Balance 869 F3: Represents shares of the Company's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 231 shares of Class A Common Stock. Due to an administrative error, the reporting person inadvertently failed to file the required report pursuant to Section 16 under the Exchange Act with respect to the withholding of Class A Common Stock. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust | 35,000 |
Reported balance
After 2021-12-06 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2021-12-06 · Gift · Acquired 35,000 · Balance 35,000 F2: On December 6, 2021, the reporting person gifted 35,000 shares of the Company's Class A Common Stock to the Joseph D. Finney Revocable Trust u/a/d 10/12/21 (the "Trust"), of which his wife and children are beneficiaries. Due to an administrative error, the reporting person inadvertently failed to file the required report pursuant to Section 16 under the Exchange Act, with respect to the gift. The reporting person disclaims beneficial ownership of the securities in the Trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. |
| Class B Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-08-05 transaction · row 5
1 source rowRow 5 · 2022-08-05 · Gift · Disposed 337,852 · Balance 0 |
| Class B Common StockSEC Table I · non-derivative | IndirectBy Trust | 337,852 |
Reported balance
After 2022-08-05 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2022-08-05 · Gift · Acquired 337,852 · Balance 337,852 F4: On August 5, 2022, the reporting person gifted 337,852 shares of the Company's Class B common stock, par value $0.0001 per share, to the Trust. The reporting person disclaims beneficial ownership of the securities in the Trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 under the Exchange Act or any other purpose. |
| LLC Units in Baldwin Risk Partners, LLCSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-08-05 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-08-05 · Gift · Disposed 337,852 · Balance 0 F5: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. |
| LLC Units in Baldwin Risk Partners, LLCSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Trust | 337,852 |
Reported balance
After 2022-08-05 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-08-05 · Gift · Acquired 337,852 · Balance 337,852 F5: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. F4: On August 5, 2022, the reporting person gifted 337,852 shares of the Company's Class B common stock, par value $0.0001 per share, to the Trust. The reporting person disclaims beneficial ownership of the securities in the Trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 under the Exchange Act or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The 923 shares of BRP Group, Inc.'s (the "Company") Class A common stock, par value $0.01 per share (the "Class A Common Stock") vest in four equal annual installments. Due to an administrative error, the reporting person inadvertently failed to file the required report pursuant to Section 16 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), with respect to the acquisition of Class A Common Stock.
F2: On December 6, 2021, the reporting person gifted 35,000 shares of the Company's Class A Common Stock to the Joseph D. Finney Revocable Trust u/a/d 10/12/21 (the "Trust"), of which his wife and children are beneficiaries. Due to an administrative error, the reporting person inadvertently failed to file the required report pursuant to Section 16 under the Exchange Act, with respect to the gift. The reporting person disclaims beneficial ownership of the securities in the Trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose.
F3: Represents shares of the Company's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 231 shares of Class A Common Stock. Due to an administrative error, the reporting person inadvertently failed to file the required report pursuant to Section 16 under the Exchange Act with respect to the withholding of Class A Common Stock.
F4: On August 5, 2022, the reporting person gifted 337,852 shares of the Company's Class B common stock, par value $0.0001 per share, to the Trust. The reporting person disclaims beneficial ownership of the securities in the Trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 under the Exchange Act or any other purpose.
F5: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 05, 2022 Filed Aug 9, 2022 20:45 UTC | Baldwin Insurance Group, Inc. BRP · Entity 4244 | GiftLLC Units in Baldwin Risk Partners, LLC · Derivative | 337,852 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-009792 · marketforms-56833.xml · derivative · entry 8 Finney Joseph D. · CIK 0001791751 · Member of 10% Owner Group 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 337,852 Underlying: Class A Common Stock · 337,852 shares Expires not disclosed F5 · derivative.exercise_date: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. F5 · derivative.expiration_date: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. F4 · ownership.nature: On August 5, 2022, the reporting person gifted 337,852 shares of the Company's Class B common stock, par value $0.0001 per share, to the Trust. The reporting person disclaims beneficial ownership of the securities in the Trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 under the Exchange Act or any other purpose. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 20:45 UTC | Baldwin Insurance Group, Inc. BRP · Entity 4244 | GiftLLC Units in Baldwin Risk Partners, LLC · Derivative | 337,852 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-009792 · marketforms-56833.xml · derivative · entry 7 Finney Joseph D. · CIK 0001791751 · Member of 10% Owner Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 337,852 shares Expires not disclosed F5 · derivative.exercise_date: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. F5 · derivative.expiration_date: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 20:45 UTC | Baldwin Insurance Group, Inc. BRP · Entity 4244 | GiftClass B Common Stock | 337,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-009792 · marketforms-56833.xml · nonDerivative · entry 6 Finney Joseph D. · CIK 0001791751 · Member of 10% Owner Group 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 337,852 F4 · shares: On August 5, 2022, the reporting person gifted 337,852 shares of the Company's Class B common stock, par value $0.0001 per share, to the Trust. The reporting person disclaims beneficial ownership of the securities in the Trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 under the Exchange Act or any other purpose. F4 · ownership.nature: On August 5, 2022, the reporting person gifted 337,852 shares of the Company's Class B common stock, par value $0.0001 per share, to the Trust. The reporting person disclaims beneficial ownership of the securities in the Trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 under the Exchange Act or any other purpose. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 20:45 UTC | Baldwin Insurance Group, Inc. BRP · Entity 4244 | GiftClass B Common Stock | 337,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-009792 · marketforms-56833.xml · nonDerivative · entry 5 Finney Joseph D. · CIK 0001791751 · Member of 10% Owner Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| April 01, 2022 Filed Aug 9, 2022 20:45 UTC | Baldwin Insurance Group, Inc. BRP · Entity 4244 | Tax withholdingClass A Common Stock | 54 | $27.77 | $1,499.58 |
DisclosureSEC source: 0001214659-22-009792 · marketforms-56833.xml · nonDerivative · entry 4 Finney Joseph D. · CIK 0001791751 · Member of 10% Owner Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869 F3 · shares: Represents shares of the Company's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 231 shares of Class A Common Stock. Due to an administrative error, the reporting person inadvertently failed to file the required report pursuant to Section 16 under the Exchange Act with respect to the withholding of Class A Common Stock. Read SEC document |
| December 06, 2021 Filed Aug 9, 2022 20:45 UTC | Baldwin Insurance Group, Inc. BRP · Entity 4244 | GiftClass A Common Stock | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-009792 · marketforms-56833.xml · nonDerivative · entry 3 Finney Joseph D. · CIK 0001791751 · Member of 10% Owner Group 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 35,000 F2 · shares: On December 6, 2021, the reporting person gifted 35,000 shares of the Company's Class A Common Stock to the Joseph D. Finney Revocable Trust u/a/d 10/12/21 (the "Trust"), of which his wife and children are beneficiaries. Due to an administrative error, the reporting person inadvertently failed to file the required report pursuant to Section 16 under the Exchange Act, with respect to the gift. The reporting person disclaims beneficial ownership of the securities in the Trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. F2 · ownership.nature: On December 6, 2021, the reporting person gifted 35,000 shares of the Company's Class A Common Stock to the Joseph D. Finney Revocable Trust u/a/d 10/12/21 (the "Trust"), of which his wife and children are beneficiaries. Due to an administrative error, the reporting person inadvertently failed to file the required report pursuant to Section 16 under the Exchange Act, with respect to the gift. The reporting person disclaims beneficial ownership of the securities in the Trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| December 06, 2021 Filed Aug 9, 2022 20:45 UTC | Baldwin Insurance Group, Inc. BRP · Entity 4244 | GiftClass A Common Stock | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-009792 · marketforms-56833.xml · nonDerivative · entry 2 Finney Joseph D. · CIK 0001791751 · Member of 10% Owner Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 923 F2 · shares: On December 6, 2021, the reporting person gifted 35,000 shares of the Company's Class A Common Stock to the Joseph D. Finney Revocable Trust u/a/d 10/12/21 (the "Trust"), of which his wife and children are beneficiaries. Due to an administrative error, the reporting person inadvertently failed to file the required report pursuant to Section 16 under the Exchange Act, with respect to the gift. The reporting person disclaims beneficial ownership of the securities in the Trust, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| April 01, 2021 Filed Aug 9, 2022 20:45 UTC | Baldwin Insurance Group, Inc. BRP · Entity 4244 | OtherClass A Common Stock | 923 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-009792 · marketforms-56833.xml · nonDerivative · entry 1 Finney Joseph D. · CIK 0001791751 · Member of 10% Owner Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,923 F1 · shares: The 923 shares of BRP Group, Inc.'s (the "Company") Class A common stock, par value $0.01 per share (the "Class A Common Stock") vest in four equal annual installments. Due to an administrative error, the reporting person inadvertently failed to file the required report pursuant to Section 16 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), with respect to the acquisition of Class A Common Stock. Read SEC document |
| October 28, 2019 Filed Oct 29, 2019 01:40 UTC | Baldwin Insurance Group, Inc. BRP · Entity 4244 | PurchaseClass A Common Stock | 35,000 | $14.00 | $490,000.00 |
DisclosureSEC source: 0000950103-19-014316 · dp114763_4-finney.xml · nonDerivative · entry 1 Finney Joseph D. · CIK 0001791751 · Member of 10% owner group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 F1 · shares: These securities were purchased through the issuer's directed share program in connection with its initial public offering. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.