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person · Reporting owner

Dee Michael E

Disclosed activity across 2 companies

Tapewire entity
124622
SEC CIK
0001756027

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Velodyne Lidar, Inc.VLDR · Entity 116976DirectorAugust 10, 2022August 12, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Velodyne Lidar, Inc.

Report date August 10, 2022 · Filed August 12, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect219,777 Reported balance After 2022-08-10 transaction · row 1
1 source row

Row 1 · 2022-08-10 · Exercise / conversion · Acquired 14,463 · Balance 219,777

F1: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on August 10, 2022.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect14,463 Reported balance After 2022-08-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-08-10 · Exercise / conversion · Disposed 14,463 · Balance 14,463

F2: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of the issuer's common stock. The RSUs were granted in connection with the Reporting Person's service as a member of the Board of Directors. Subject to the Reporting Person's continuous service, the RSUs will vest in full on the earlier of the one-year anniversary of the date of grant or on the date of the regular meeting of the Issuer's stockholders following the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on August 10, 2022.

F2: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of the issuer's common stock. The RSUs were granted in connection with the Reporting Person's service as a member of the Board of Directors. Subject to the Reporting Person's continuous service, the RSUs will vest in full on the earlier of the one-year anniversary of the date of grant or on the date of the regular meeting of the Issuer's stockholders following the date of grant.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

PureCycle Technologies, Inc.

Report date December 30, 2021 · Filed January 04, 2022

Section 16 reporting ended · disclosed 2022-01-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect881,611.995 Reported balance After 2021-12-30 transaction · row 1
1 source row

Row 1 · 2021-12-30 · Gift · Disposed 13,000 · Balance 881,611.995

F1: The reporting person gifted 1,000 shares of the Company's common stock to Veeranun Rungamornchai.

F2: The reporting person transferred 3,000 shares of the Company's common stock into each of four separate trusts of which the reporting person's spouse is the sole trustee. Members of the reporting person's immediate family are the sole beneficiaries of each of the respective trusts. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectMatthew Edward Dee 2015 Trust3,000 Reported balance After 2021-12-30 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-12-30 · Gift · Acquired 3,000 · Balance 3,000

F2: The reporting person transferred 3,000 shares of the Company's common stock into each of four separate trusts of which the reporting person's spouse is the sole trustee. Members of the reporting person's immediate family are the sole beneficiaries of each of the respective trusts. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectChristopher Michael Dee 2015 Trust3,000 Reported balance After 2021-12-30 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2021-12-30 · Gift · Acquired 3,000 · Balance 3,000

F2: The reporting person transferred 3,000 shares of the Company's common stock into each of four separate trusts of which the reporting person's spouse is the sole trustee. Members of the reporting person's immediate family are the sole beneficiaries of each of the respective trusts. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectDavid Roney Dee 2016 Trust3,000 Reported balance After 2021-12-30 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2021-12-30 · Gift · Acquired 3,000 · Balance 3,000

F2: The reporting person transferred 3,000 shares of the Company's common stock into each of four separate trusts of which the reporting person's spouse is the sole trustee. Members of the reporting person's immediate family are the sole beneficiaries of each of the respective trusts. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectDiana Bao Wen Dee 2020 Trust3,000 Reported balance After 2021-12-30 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2021-12-30 · Gift · Acquired 3,000 · Balance 3,000

F2: The reporting person transferred 3,000 shares of the Company's common stock into each of four separate trusts of which the reporting person's spouse is the sole trustee. Members of the reporting person's immediate family are the sole beneficiaries of each of the respective trusts. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person gifted 1,000 shares of the Company's common stock to Veeranun Rungamornchai.

F2: The reporting person transferred 3,000 shares of the Company's common stock into each of four separate trusts of which the reporting person's spouse is the sole trustee. Members of the reporting person's immediate family are the sole beneficiaries of each of the respective trusts. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 10, 2022 Filed Aug 12, 2022 16:54 UTC Velodyne Lidar, Inc. VLDR · Entity 116976 Exercise / conversionRestricted Stock Unit · Derivative 14,463 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-022714 · wf-form4_166033764973674.xml · derivative · entry 2

Dee Michael E · CIK 0001756027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,463

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of the issuer's common stock. The RSUs were granted in connection with the Reporting Person's service as a member of the Board of Directors. Subject to the Reporting Person's continuous service, the RSUs will vest in full on the earlier of the one-year anniversary of the date of grant or on the date of the regular meeting of the Issuer's stockholders following the date of grant.

F2 · derivative.exercise_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of the issuer's common stock. The RSUs were granted in connection with the Reporting Person's service as a member of the Board of Directors. Subject to the Reporting Person's continuous service, the RSUs will vest in full on the earlier of the one-year anniversary of the date of grant or on the date of the regular meeting of the Issuer's stockholders following the date of grant.

F2 · derivative.expiration_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of the issuer's common stock. The RSUs were granted in connection with the Reporting Person's service as a member of the Board of Directors. Subject to the Reporting Person's continuous service, the RSUs will vest in full on the earlier of the one-year anniversary of the date of grant or on the date of the regular meeting of the Issuer's stockholders following the date of grant.

Read SEC document
August 10, 2022 Filed Aug 12, 2022 16:54 UTC Velodyne Lidar, Inc. VLDR · Entity 116976 Exercise / conversionCommon Stock 14,463 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-22-022714 · wf-form4_166033764973674.xml · nonDerivative · entry 1

Dee Michael E · CIK 0001756027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on August 10, 2022.

F1 · price: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on August 10, 2022.

Read SEC document
July 13, 2022 Filed Jul 15, 2022 16:58 UTC Velodyne Lidar, Inc. VLDR · Entity 116976 Exercise / conversionRestricted Stock Unit · Derivative 14,463 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-018989 · wf-form4_165791871386153.xml · derivative · entry 2

Dee Michael E · CIK 0001756027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,463 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of the issuer's common stock. The RSUs were granted in connection with the Reporting Person's service as a member of the Board of Directors. Subject to the Reporting Person's continuous service, the RSUs will vest in full on the earlier of the one-year anniversary of the date of grant or on the date of the regular meeting of the Issuer's stockholders following the date of grant.

F2 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of the issuer's common stock. The RSUs were granted in connection with the Reporting Person's service as a member of the Board of Directors. Subject to the Reporting Person's continuous service, the RSUs will vest in full on the earlier of the one-year anniversary of the date of grant or on the date of the regular meeting of the Issuer's stockholders following the date of grant.

F2 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of the issuer's common stock. The RSUs were granted in connection with the Reporting Person's service as a member of the Board of Directors. Subject to the Reporting Person's continuous service, the RSUs will vest in full on the earlier of the one-year anniversary of the date of grant or on the date of the regular meeting of the Issuer's stockholders following the date of grant.

Read SEC document
July 13, 2022 Filed Jul 15, 2022 16:58 UTC Velodyne Lidar, Inc. VLDR · Entity 116976 Exercise / conversionCommon Stock 14,463 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-22-018989 · wf-form4_165791871386153.xml · nonDerivative · entry 1

Dee Michael E · CIK 0001756027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on July 13, 2022.

F1 · price: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one (1) share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on July 13, 2022.

Read SEC document
June 16, 2022 Filed Jun 21, 2022 16:45 UTC Velodyne Lidar, Inc. VLDR · Entity 116976 GrantCommon Stock 111,028 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-22-017667 · wf-form4_165584429864917.xml · nonDerivative · entry 1

Dee Michael E · CIK 0001756027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,851

F1 · kind: The Reporting Person was granted a restricted stock award with one hundred percent (100%) of the shares vesting and becoming non-forfeitable on the one (1) year anniversary of the date of grant, June 16, 2023, subject to the Report Person remaining in continuous service with the Issuer. The restricted stock award was granted in connection with the Reporting Person's service as a member of the Board of Directors.

F1 · price: The Reporting Person was granted a restricted stock award with one hundred percent (100%) of the shares vesting and becoming non-forfeitable on the one (1) year anniversary of the date of grant, June 16, 2023, subject to the Report Person remaining in continuous service with the Issuer. The restricted stock award was granted in connection with the Reporting Person's service as a member of the Board of Directors.

Read SEC document
March 11, 2022 Filed Mar 14, 2022 17:44 UTC Velodyne Lidar, Inc. VLDR · Entity 116976 PurchasePublic Warrants (right to buy) · Derivative 8,000 $1.00 Strike: $11.50 $8,000.00
Disclosure

SEC source: 0001628280-22-006117 · wf-form4_164729417733606.xml · derivative · entry 5

Dee Michael E · CIK 0001756027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,684

Underlying: Common Stock · 8,000 shares

Expires 2026-10-05

Read SEC document
March 11, 2022 Filed Mar 14, 2022 17:44 UTC Velodyne Lidar, Inc. VLDR · Entity 116976 PurchasePublic Warrants (right to buy) · Derivative 7,000 $0.90 Strike: $11.50 $6,300.00
Disclosure

SEC source: 0001628280-22-006117 · wf-form4_164729417733606.xml · derivative · entry 4

Dee Michael E · CIK 0001756027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,684

Underlying: Common Stock · 7,000 shares

Expires 2026-10-05

Read SEC document
March 11, 2022 Filed Mar 14, 2022 17:44 UTC Velodyne Lidar, Inc. VLDR · Entity 116976 PurchaseCommon Stock 15,000 $1.99 $29,850.00
Disclosure

SEC source: 0001628280-22-006117 · wf-form4_164729417733606.xml · nonDerivative · entry 1

Dee Michael E · CIK 0001756027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,823

Read SEC document
March 09, 2022 Filed Mar 11, 2022 17:46 UTC Velodyne Lidar, Inc. VLDR · Entity 116976 PurchasePublic Warrants (right to buy) · Derivative 10,200 $0.98 Strike: $11.50 $9,996.00
Disclosure

SEC source: 0001628280-22-005960 · wf-form4_164703876393335.xml · derivative · entry 4

Dee Michael E · CIK 0001756027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,684

Underlying: Common Stock · 10,200 shares

Expires 2026-10-05

F4 · derivative.exercise_price: Each public warrant is exercisable to purchase one-half of one share, or three-quarters of one share, of the Issuer's common stock at $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Issuer's Registration Statement on Form S-1 (File No. 333-227396) (the "Registration Statement").

Read SEC document
March 09, 2022 Filed Mar 11, 2022 17:46 UTC Velodyne Lidar, Inc. VLDR · Entity 116976 PurchaseCommon Stock 4,700 $2.12 $9,964.00
Disclosure

SEC source: 0001628280-22-005960 · wf-form4_164703876393335.xml · nonDerivative · entry 1

Dee Michael E · CIK 0001756027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,823

Read SEC document
December 30, 2021 Filed Jan 4, 2022 08:13 UTC PureCycle Technologies, Inc. PCT · Entity 4813 GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000140 · wf-form4_164130198648365.xml · nonDerivative · entry 5

Dee Michael E · CIK 0001756027 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Diana Bao Wen Dee 2020 Trust

Disclosed balance after: 3,000

F2 · shares: The reporting person transferred 3,000 shares of the Company's common stock into each of four separate trusts of which the reporting person's spouse is the sole trustee. Members of the reporting person's immediate family are the sole beneficiaries of each of the respective trusts. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 08:13 UTC PureCycle Technologies, Inc. PCT · Entity 4813 GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000140 · wf-form4_164130198648365.xml · nonDerivative · entry 4

Dee Michael E · CIK 0001756027 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · David Roney Dee 2016 Trust

Disclosed balance after: 3,000

F2 · shares: The reporting person transferred 3,000 shares of the Company's common stock into each of four separate trusts of which the reporting person's spouse is the sole trustee. Members of the reporting person's immediate family are the sole beneficiaries of each of the respective trusts. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 08:13 UTC PureCycle Technologies, Inc. PCT · Entity 4813 GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000140 · wf-form4_164130198648365.xml · nonDerivative · entry 3

Dee Michael E · CIK 0001756027 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Christopher Michael Dee 2015 Trust

Disclosed balance after: 3,000

F2 · shares: The reporting person transferred 3,000 shares of the Company's common stock into each of four separate trusts of which the reporting person's spouse is the sole trustee. Members of the reporting person's immediate family are the sole beneficiaries of each of the respective trusts. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 08:13 UTC PureCycle Technologies, Inc. PCT · Entity 4813 GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000140 · wf-form4_164130198648365.xml · nonDerivative · entry 2

Dee Michael E · CIK 0001756027 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Matthew Edward Dee 2015 Trust

Disclosed balance after: 3,000

F2 · shares: The reporting person transferred 3,000 shares of the Company's common stock into each of four separate trusts of which the reporting person's spouse is the sole trustee. Members of the reporting person's immediate family are the sole beneficiaries of each of the respective trusts. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 08:13 UTC PureCycle Technologies, Inc. PCT · Entity 4813 GiftCommon Stock 13,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-000140 · wf-form4_164130198648365.xml · nonDerivative · entry 1

Dee Michael E · CIK 0001756027 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 881,611.995

F1 · shares: The reporting person gifted 1,000 shares of the Company's common stock to Veeranun Rungamornchai.

F2 · shares: The reporting person transferred 3,000 shares of the Company's common stock into each of four separate trusts of which the reporting person's spouse is the sole trustee. Members of the reporting person's immediate family are the sole beneficiaries of each of the respective trusts. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 17, 2021 Filed Nov 17, 2021 17:46 UTC PureCycle Technologies, Inc. PCT · Entity 4813 PurchaseCommon Stock Purchase Warrants · Derivative 4,000 $5.05 Strike: $11.50 $20,200.00
Disclosure

SEC source: 0001628280-21-023730 · wf-form4_163718918712436.xml · derivative · entry 4

Dee Michael E · CIK 0001756027 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse in jointly held account

Disclosed balance after: 4,400

Underlying: Common Stock · 4,000 shares

Expires 2026-03-17

Read SEC document
November 15, 2021 Filed Nov 17, 2021 17:46 UTC PureCycle Technologies, Inc. PCT · Entity 4813 PurchaseCommon Stock Purchase Warrants · Derivative 400 $3.67 Strike: $11.50 $1,468.00
Disclosure

SEC source: 0001628280-21-023730 · wf-form4_163718918712436.xml · derivative · entry 3

Dee Michael E · CIK 0001756027 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse in jointly held account

Disclosed balance after: 400

Underlying: Common Stock · 400 shares

Expires 2026-03-17

Read SEC document
November 15, 2021 Filed Nov 17, 2021 17:46 UTC PureCycle Technologies, Inc. PCT · Entity 4813 PurchaseCommon Stock 7,160 $10.47 $74,965.20
Disclosure

SEC source: 0001628280-21-023730 · wf-form4_163718918712436.xml · nonDerivative · entry 1

Dee Michael E · CIK 0001756027 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse in jointly held account

Disclosed balance after: 14,540

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.45 to $10.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 17, 2021 Filed Sep 21, 2021 08:20 UTC PureCycle Technologies, Inc. PCT · Entity 4813 Tax withholdingCommon Stock 131,166 $12.92 $1,694,664.72
Disclosure

SEC source: 0001628280-21-018905 · wf-form4_163222679284310.xml · nonDerivative · entry 1

Dee Michael E · CIK 0001756027 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 894,611.995

F1 · balance_after: The reported transaction involved the withholding of 131,661 shares of stock to pay taxes associated with the September 17, 2021 vesting of one-third of the 1,000,000 restricted shares granted to the Reporting Person in conjunction with the Reporting Person's offer of employment.

Read SEC document
August 24, 2021 Filed Aug 30, 2021 16:55 UTC PureCycle Technologies, Inc. PCT · Entity 4813 PurchaseCommon Stock 3,190 $12.31 $39,268.90
Disclosure

SEC source: 0001628280-21-017792 · wf-form4_163035689793090.xml · nonDerivative · entry 3

Dee Michael E · CIK 0001756027 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse in jointly held account

Disclosed balance after: 7,380

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.25 to $12.37 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 20, 2021 Filed Aug 30, 2021 16:55 UTC PureCycle Technologies, Inc. PCT · Entity 4813 PurchaseCommon Stock 4,190 $11.93 $49,986.70
Disclosure

SEC source: 0001628280-21-017792 · wf-form4_163035689793090.xml · nonDerivative · entry 2

Dee Michael E · CIK 0001756027 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse in jointly held account

Disclosed balance after: 4,190

Read SEC document
July 14, 2021 Filed Jul 19, 2021 06:12 UTC Velodyne Lidar, Inc. VLDR · Entity 116976 Disposition to issuerRestricted Stock Unit · Derivative 10,105 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-028785 · doc4.xml · derivative · entry 4

Dee Michael E · CIK 0001756027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,105 shares

Expires not disclosed

F4 · derivative.exercise_price: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of the issuer's common stock. The RSUs were granted in connection with the Reporting Person's service as a member of the Board of Directors. The RSUs were fully vested as of the date of grant, subject to settlement on a future date.

F4 · derivative.exercise_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of the issuer's common stock. The RSUs were granted in connection with the Reporting Person's service as a member of the Board of Directors. The RSUs were fully vested as of the date of grant, subject to settlement on a future date.

F4 · derivative.expiration_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of the issuer's common stock. The RSUs were granted in connection with the Reporting Person's service as a member of the Board of Directors. The RSUs were fully vested as of the date of grant, subject to settlement on a future date.

Read SEC document
July 14, 2021 Filed Jul 19, 2021 06:12 UTC Velodyne Lidar, Inc. VLDR · Entity 116976 Exercise / conversionCommon Stock 10,105 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-028785 · doc4.xml · nonDerivative · entry 1

Dee Michael E · CIK 0001756027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on July 14, 2021.

F1 · price: The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The shares were issued pursuant to vested RSUs released on July 14, 2021.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 20:45 UTC PureCycle Technologies, Inc. PCT · Entity 4813 GrantPerformance Restricted Stock Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-013762 · wf-form4_162613712373667.xml · derivative · entry 4

Dee Michael E · CIK 0001756027 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance restricted stock unit represents a right to receive one share of the Company's common stock. The performance restricted stock units are subject to shall vest in full if the Market Value per Share is greater than $18.00 for any period of 20 trading days out of any 30 consecutive trading days within the period from September 17, 2021 through March 17, 2024.

F4 · derivative.exercise_date: Each performance restricted stock unit represents a right to receive one share of the Company's common stock. The performance restricted stock units are subject to shall vest in full if the Market Value per Share is greater than $18.00 for any period of 20 trading days out of any 30 consecutive trading days within the period from September 17, 2021 through March 17, 2024.

F4 · derivative.expiration_date: Each performance restricted stock unit represents a right to receive one share of the Company's common stock. The performance restricted stock units are subject to shall vest in full if the Market Value per Share is greater than $18.00 for any period of 20 trading days out of any 30 consecutive trading days within the period from September 17, 2021 through March 17, 2024.

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July 08, 2021 Filed Jul 12, 2021 20:45 UTC PureCycle Technologies, Inc. PCT · Entity 4813 GrantCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-013762 · wf-form4_162613712373667.xml · nonDerivative · entry 3

Dee Michael E · CIK 0001756027 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,025,777.995

F3 · shares: The shares of common stock were issued as a one-time award to each employee in recognition of the Company's being listed on the NASDAQ Exchange. The shares vest immediately upon grant.

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July 08, 2021 Filed Jul 12, 2021 20:45 UTC PureCycle Technologies, Inc. PCT · Entity 4813 GrantCommon Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-013762 · wf-form4_162613712373667.xml · nonDerivative · entry 2

Dee Michael E · CIK 0001756027 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,025,677.995

F2 · shares: The restricted shares were granted in conjunction with the Reporting Person's offer of employment and are subject to the following vesting schedule: one-third of the restricted shares shall vest on September 17, 2021, one-third of the restricted shares shall vest on March 17, 2022, and one-third of the restricted shares shall vest on the date on which the Company's Ironton, Ohio plant becomes operational, as certified by Leidos in accordance with the Limited Offering Memorandum, dated September 23, 2020 (in connection with the bond offering by Southern Ohio Port Authority to PureCycle: Ohio LLC). Each vesting will be rounded down to the nearest whole share of stock at each of the three vesting periods.

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July 08, 2021 Filed Jul 12, 2021 20:45 UTC PureCycle Technologies, Inc. PCT · Entity 4813 GrantCommon Stock 18,107 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-013762 · wf-form4_162613712373667.xml · nonDerivative · entry 1

Dee Michael E · CIK 0001756027 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,677.995

F1 · shares: The restricted stock units were granted as part of the Company's 2021 long-term incentive plan grant cycle and are subject to vesting over four years with one quarter, rounded down to the nearest whole share of stock, vesting in each of the four periods.

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June 17, 2021 Filed Jun 21, 2021 16:41 UTC Velodyne Lidar, Inc. VLDR · Entity 116976 OtherCommon Stock 98,954 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-025013 · doc4.xml · nonDerivative · entry 1

Dee Michael E · CIK 0001756027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spar City Capital LLC

Disclosed balance after: 218,954

F1 · kind: Represents the receipt of shares of the issuer's common stock by Spar City Capital LLC pursuant to a pro rata distribution of shares by Graf Acquisition LLC to its members, for no consideration.

F1 · price: Represents the receipt of shares of the issuer's common stock by Spar City Capital LLC pursuant to a pro rata distribution of shares by Graf Acquisition LLC to its members, for no consideration.

F2 · ownership.nature: Voting and investment power over the shares held by Spar City Capital LLC resides with Mr. Dee as its President and Chief Financial Officer. Mr. Dee disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

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June 10, 2021 Filed Jun 14, 2021 19:20 UTC Velodyne Lidar, Inc. VLDR · Entity 116976 GrantRestricted Stock Unit · Derivative 14,463 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-080944 · tm2119703-4_4seq1.xml · derivative · entry 2

Dee Michael E · CIK 0001756027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,463

Underlying: Common Stock · 14,463 shares

Expires not disclosed

F2 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of the issuer's common stock. The RSUs were granted in connection with the Reporting Person's service as a member of the Board of Directors. Subject to the Reporting Person's continuous service, the RSUs will vest in full on the earlier of the one-year anniversary of the date of grant or on the date of the regular meeting of the Issuer's stockholders following the date of grant.

F2 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of the issuer's common stock. The RSUs were granted in connection with the Reporting Person's service as a member of the Board of Directors. Subject to the Reporting Person's continuous service, the RSUs will vest in full on the earlier of the one-year anniversary of the date of grant or on the date of the regular meeting of the Issuer's stockholders following the date of grant.

F2 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of the issuer's common stock. The RSUs were granted in connection with the Reporting Person's service as a member of the Board of Directors. Subject to the Reporting Person's continuous service, the RSUs will vest in full on the earlier of the one-year anniversary of the date of grant or on the date of the regular meeting of the Issuer's stockholders following the date of grant.

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June 10, 2021 Filed Jun 14, 2021 19:20 UTC Velodyne Lidar, Inc. VLDR · Entity 116976 GrantRestricted Stock Unit · Derivative 10,105 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-080944 · tm2119703-4_4seq1.xml · derivative · entry 1

Dee Michael E · CIK 0001756027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,105

Underlying: Common Stock · 10,105 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of the issuer's common stock. The RSUs were granted in connection with the Reporting Person's service as a member of the Board of Directors. The RSUs are fully vested as of the date of grant, subject to settlement on a future date.

F1 · derivative.exercise_date: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of the issuer's common stock. The RSUs were granted in connection with the Reporting Person's service as a member of the Board of Directors. The RSUs are fully vested as of the date of grant, subject to settlement on a future date.

F1 · derivative.expiration_date: The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of the issuer's common stock. The RSUs were granted in connection with the Reporting Person's service as a member of the Board of Directors. The RSUs are fully vested as of the date of grant, subject to settlement on a future date.

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May 28, 2021 Filed Jun 1, 2021 18:07 UTC PureCycle Technologies, Inc. PCT · Entity 4813 PurchaseCommon Stock Purchase Warrants · Derivative 2,475 $7.26 Strike: $11.50 $17,968.50
Disclosure

SEC source: 0001628280-21-011456 · wf-form4_162258525520818.xml · derivative · entry 4

Dee Michael E · CIK 0001756027 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,777.589

Underlying: Common Stock · 2,475 shares

Expires 2026-03-17

F3 · price: The reported price in Column 4 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $7.20 to $7.39 per warrant. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants purchased at each separate price within the range set forth in this footnote.

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May 28, 2021 Filed Jun 1, 2021 18:07 UTC PureCycle Technologies, Inc. PCT · Entity 4813 PurchaseCommon Stock 4,635 $17.27 $80,046.45
Disclosure

SEC source: 0001628280-21-011456 · wf-form4_162258525520818.xml · nonDerivative · entry 2

Dee Michael E · CIK 0001756027 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,570.995

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.09 to $17.45 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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May 27, 2021 Filed Jun 1, 2021 18:07 UTC PureCycle Technologies, Inc. PCT · Entity 4813 PurchaseCommon Stock Purchase Warrants · Derivative 6,302.589 $7.24 Strike: $11.50 $45,630.74
Disclosure

SEC source: 0001628280-21-011456 · wf-form4_162258525520818.xml · derivative · entry 3

Dee Michael E · CIK 0001756027 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,302.589

Underlying: Common Stock · 6,302.589 shares

Expires 2026-03-17

F2 · price: The reported price in Column 4 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $7.20 to $7.51 per warrant. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants purchased at each separate price within the range set forth in this footnote.

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May 27, 2021 Filed Jun 1, 2021 18:07 UTC PureCycle Technologies, Inc. PCT · Entity 4813 PurchaseCommon Stock 2,935.995 $17.03 $49,999.99
Disclosure

SEC source: 0001628280-21-011456 · wf-form4_162258525520818.xml · nonDerivative · entry 1

Dee Michael E · CIK 0001756027 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,935.995

Read SEC document
March 17, 2021 Filed Mar 19, 2021 19:55 UTC PureCycle Technologies, Inc. PCT · Entity 4813 GrantEmployee Stock Option (Right to Buy) · Derivative 429,185 $0.00 Strike: $28.90 $0.00
Disclosure

SEC source: 0001104659-21-039285 · tm2110366-1_4.xml · derivative · entry 1

Dee Michael E · CIK 0001756027 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,185

Underlying: Common Stock · 429,185 shares

Expires 2028-03-17

F1 · derivative.exercise_date: The option will vest in three equal annual installments beginning on March 17, 2022, generally subject to the continuous employment of the Reporting Person through each such vesting date (with the exercisability thereof subject to certain securities-based requirements).

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March 17, 2021 Filed May 14, 2021 17:36 UTC Amendment PureCycle Technologies, Inc. PCT · Entity 4813 GrantEmployee Stock Option (Right to Buy) · Derivative 613,497 $0.00 Strike: $28.90 $0.00
Disclosure

SEC source: 0001628280-21-010393 · wf-form4a_162102816138186.xml · derivative · entry 1

Dee Michael E · CIK 0001756027 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613,497

Underlying: Common Stock · 613,497 shares

Expires 2028-03-17

F1 · shares: The original Form 4, filed on March 19, 2021, is being amended by this Form 4 amendment solely to reflect a correction in the computation of the Black-Scholes value, resulting in a 184,312 increase in the number of shares subject to the option. The terms of the option will otherwise remain the same as previously reported.

F2 · derivative.exercise_date: The option will vest in three equal annual installments beginning on March 17, 2022, generally subject to the continuous employment of the Reporting Person through each such vesting date (with the exercisability thereof subject to certain securities-based requirements).

F1 · derivative.underlying_shares: The original Form 4, filed on March 19, 2021, is being amended by this Form 4 amendment solely to reflect a correction in the computation of the Black-Scholes value, resulting in a 184,312 increase in the number of shares subject to the option. The terms of the option will otherwise remain the same as previously reported.

F1 · balance_after: The original Form 4, filed on March 19, 2021, is being amended by this Form 4 amendment solely to reflect a correction in the computation of the Black-Scholes value, resulting in a 184,312 increase in the number of shares subject to the option. The terms of the option will otherwise remain the same as previously reported.

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September 29, 2020 Filed Oct 1, 2020 21:08 UTC Velodyne Lidar, Inc. VLDR · Entity 116976 GrantCommon Stock 120,000 $10.00 $1,200,000.00
Disclosure

SEC source: 0001104659-20-111274 · tm2032248d1_4.xml · nonDerivative · entry 1

Dee Michael E · CIK 0001756027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spar City Capital LLC

Disclosed balance after: 120,000

F1 · shares: Represents shares of common stock purchased pursuant to a Subscription Agreement, dated as of July 2, 2020, executed in connection with the Business Combination between Graf Industrial Corp. and Velodyne Lidar, Inc. as described in Graf Industrial Corp.'s definitive proxy statement on Schedule 14A filed by Graf Industrial Corp. with the SEC on September 14, 2020.

F2 · ownership.nature: Voting and investment power over the shares held by Spar City Capital LLC resides with Mr. Dee as its President and Chief Financial Officer. Mr. Dee disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

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February 12, 2019 Filed Feb 13, 2019 21:11 UTC Velodyne Lidar, Inc. GRAF · Entity 116976 PurchasePublic Warrants (right to buy) · Derivative 30,000 $0.30 Strike: $11.50 $9,000.00
Disclosure

SEC source: 0001144204-19-007458 · tv513622_4.xml · derivative · entry 1

Dee Michael E · CIK 0001756027 · Director · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,484

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each whole public warrant is exercisable to purchase one-half of one share, or three-quarters of one share, of Graf Industrial Corp.'s (the "Company") common stock at $11.50 per whole share, subject to adjustment, as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Company's Registration Statement on Form S-1 (File No. 333-227396) (the "Registration Statement").

F2 · derivative.exercise_date: The public warrants will become exercisable beginning on the later of October 18, 2019 or 30 days after the completion of the Company's initial business combination as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Registration Statement.

F3 · derivative.expiration_date: The public warrants will expire five years after the completion of the Company's initial business combination or earlier upon redemption or liquidation as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Registration Statement.

F1 · derivative.underlying_shares: Each whole public warrant is exercisable to purchase one-half of one share, or three-quarters of one share, of Graf Industrial Corp.'s (the "Company") common stock at $11.50 per whole share, subject to adjustment, as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Company's Registration Statement on Form S-1 (File No. 333-227396) (the "Registration Statement").

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January 11, 2019 Filed Jan 14, 2019 21:45 UTC Velodyne Lidar, Inc. GRAF · Entity 116976 PurchasePublic Warrants (right to buy) · Derivative 25,484 $0.39 Strike: $11.50 $9,816.44
Disclosure

SEC source: 0001144204-19-001656 · tv510993_form4.xml · derivative · entry 2

Dee Michael E · CIK 0001756027 · Director · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,484

Underlying: Common Stock · 12,742 shares

Expires not disclosed

F1 · derivative.exercise_price: Each whole public warrant is exercisable to purchase one-half of one share of Graf Industrial Corp.'s (the "Company") common stock at $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Company's Registration Statement on Form S-1 (File No. 333-227396).

F2 · derivative.exercise_date: The public warrants will become exercisable beginning on the later of October 18, 2019 or 30 days after the completion of the Company's initial business combination as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Company's Registration Statement on Form S-1 (File No. 333-227396).

F3 · derivative.expiration_date: The public warrants will expire five years after the completion of the Company's initial business combination or earlier upon redemption or liquidation as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Company's Registration Statement on Form S-1 (File No. 333-227396).

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January 10, 2019 Filed Jan 14, 2019 21:45 UTC Velodyne Lidar, Inc. GRAF · Entity 116976 PurchasePublic Warrants (right to buy) · Derivative 10,000 $0.35 Strike: $11.50 $3,500.00
Disclosure

SEC source: 0001144204-19-001656 · tv510993_form4.xml · derivative · entry 1

Dee Michael E · CIK 0001756027 · Director · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each whole public warrant is exercisable to purchase one-half of one share of Graf Industrial Corp.'s (the "Company") common stock at $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Company's Registration Statement on Form S-1 (File No. 333-227396).

F2 · derivative.exercise_date: The public warrants will become exercisable beginning on the later of October 18, 2019 or 30 days after the completion of the Company's initial business combination as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Company's Registration Statement on Form S-1 (File No. 333-227396).

F3 · derivative.expiration_date: The public warrants will expire five years after the completion of the Company's initial business combination or earlier upon redemption or liquidation as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Company's Registration Statement on Form S-1 (File No. 333-227396).

Read SEC document
October 30, 2018 Filed Feb 15, 2019 19:22 UTC Amendment Velodyne Lidar, Inc. GRAF · Entity 116976 OtherPublic Warrants (right to buy) · Derivative 50,000 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001144204-19-008731 · tv513964_form4a.xml · derivative · entry 5

Dee Michael E · CIK 0001756027 · Director · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,484

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each public warrant is exercisable to purchase one-half of one share, or three-quarters of one share, of the Issuer's common stock at $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Registration Statement.

F1 · kind: These securities were initially reported on the Reporting Person's Form 4, filed with the Securities and Exchange Commission (the "SEC") on October 31, 2018, as being included within the Issuer's units purchased by the Reporting Person for $10 per unit. Each unit consisted of one share of common stock and one public warrant, each of which is exercisable to purchase one-half of one share, or three-quarters of one share, of the Issuer's common stock at $11.50 per whole share, subject to adjustment, as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Issuer's Registration Statement on Form S-1 (File No. 333-227396) (the "Registration Statement"). On October 30, 2018, the units separated into their component parts.

F1 · shares: These securities were initially reported on the Reporting Person's Form 4, filed with the Securities and Exchange Commission (the "SEC") on October 31, 2018, as being included within the Issuer's units purchased by the Reporting Person for $10 per unit. Each unit consisted of one share of common stock and one public warrant, each of which is exercisable to purchase one-half of one share, or three-quarters of one share, of the Issuer's common stock at $11.50 per whole share, subject to adjustment, as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Issuer's Registration Statement on Form S-1 (File No. 333-227396) (the "Registration Statement"). On October 30, 2018, the units separated into their component parts.

F3 · shares: These securities were omitted from the Reporting Person's Form 4, originally filed with the SEC on January 14, 2019, and the Reporting Person's subsequent Form 4s.

F1 · price: These securities were initially reported on the Reporting Person's Form 4, filed with the Securities and Exchange Commission (the "SEC") on October 31, 2018, as being included within the Issuer's units purchased by the Reporting Person for $10 per unit. Each unit consisted of one share of common stock and one public warrant, each of which is exercisable to purchase one-half of one share, or three-quarters of one share, of the Issuer's common stock at $11.50 per whole share, subject to adjustment, as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Issuer's Registration Statement on Form S-1 (File No. 333-227396) (the "Registration Statement"). On October 30, 2018, the units separated into their component parts.

F4 · derivative.exercise_date: The public warrants will become exercisable beginning on the later of October 18, 2019 or 30 days after the completion of the Issuer's initial business combination as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Registration Statement.

F5 · derivative.expiration_date: The public warrants will expire five years after the completion of the Company's initial business combination or earlier upon redemption or liquidation as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Registration Statement.

F2 · derivative.underlying_shares: Each public warrant is exercisable to purchase one-half of one share, or three-quarters of one share, of the Issuer's common stock at $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Registration Statement.

Read SEC document
October 30, 2018 Filed Feb 15, 2019 19:22 UTC Amendment Velodyne Lidar, Inc. GRAF · Entity 116976 PurchasePublic Warrants (right to buy) · Derivative 118,900 $0.50 Strike: $11.50 $59,450.00
Disclosure

SEC source: 0001144204-19-008731 · tv513964_form4a.xml · derivative · entry 4

Dee Michael E · CIK 0001756027 · Director · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,484

Underlying: Common Stock · 59,450 shares

Expires not disclosed

F2 · derivative.exercise_price: Each public warrant is exercisable to purchase one-half of one share, or three-quarters of one share, of the Issuer's common stock at $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Registration Statement.

F3 · shares: These securities were omitted from the Reporting Person's Form 4, originally filed with the SEC on January 14, 2019, and the Reporting Person's subsequent Form 4s.

F4 · derivative.exercise_date: The public warrants will become exercisable beginning on the later of October 18, 2019 or 30 days after the completion of the Issuer's initial business combination as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Registration Statement.

F5 · derivative.expiration_date: The public warrants will expire five years after the completion of the Company's initial business combination or earlier upon redemption or liquidation as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Registration Statement.

F2 · derivative.underlying_shares: Each public warrant is exercisable to purchase one-half of one share, or three-quarters of one share, of the Issuer's common stock at $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Registration Statement.

Read SEC document
October 30, 2018 Filed Feb 15, 2019 19:22 UTC Amendment Velodyne Lidar, Inc. GRAF · Entity 116976 OtherCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-008731 · tv513964_form4a.xml · nonDerivative · entry 1

Dee Michael E · CIK 0001756027 · Director · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,018

F1 · kind: These securities were initially reported on the Reporting Person's Form 4, filed with the Securities and Exchange Commission (the "SEC") on October 31, 2018, as being included within the Issuer's units purchased by the Reporting Person for $10 per unit. Each unit consisted of one share of common stock and one public warrant, each of which is exercisable to purchase one-half of one share, or three-quarters of one share, of the Issuer's common stock at $11.50 per whole share, subject to adjustment, as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Issuer's Registration Statement on Form S-1 (File No. 333-227396) (the "Registration Statement"). On October 30, 2018, the units separated into their component parts.

F1 · shares: These securities were initially reported on the Reporting Person's Form 4, filed with the Securities and Exchange Commission (the "SEC") on October 31, 2018, as being included within the Issuer's units purchased by the Reporting Person for $10 per unit. Each unit consisted of one share of common stock and one public warrant, each of which is exercisable to purchase one-half of one share, or three-quarters of one share, of the Issuer's common stock at $11.50 per whole share, subject to adjustment, as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Issuer's Registration Statement on Form S-1 (File No. 333-227396) (the "Registration Statement"). On October 30, 2018, the units separated into their component parts.

F3 · shares: These securities were omitted from the Reporting Person's Form 4, originally filed with the SEC on January 14, 2019, and the Reporting Person's subsequent Form 4s.

F1 · price: These securities were initially reported on the Reporting Person's Form 4, filed with the Securities and Exchange Commission (the "SEC") on October 31, 2018, as being included within the Issuer's units purchased by the Reporting Person for $10 per unit. Each unit consisted of one share of common stock and one public warrant, each of which is exercisable to purchase one-half of one share, or three-quarters of one share, of the Issuer's common stock at $11.50 per whole share, subject to adjustment, as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Issuer's Registration Statement on Form S-1 (File No. 333-227396) (the "Registration Statement"). On October 30, 2018, the units separated into their component parts.

Read SEC document
October 29, 2018 Filed Feb 15, 2019 19:22 UTC Amendment Velodyne Lidar, Inc. GRAF · Entity 116976 PurchasePublic Warrants (right to buy) · Derivative 10,600 $0.50 Strike: $11.50 $5,300.00
Disclosure

SEC source: 0001144204-19-008731 · tv513964_form4a.xml · derivative · entry 3

Dee Michael E · CIK 0001756027 · Director · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,584

Underlying: Common Stock · 5,300 shares

Expires not disclosed

F2 · derivative.exercise_price: Each public warrant is exercisable to purchase one-half of one share, or three-quarters of one share, of the Issuer's common stock at $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Registration Statement.

F3 · shares: These securities were omitted from the Reporting Person's Form 4, originally filed with the SEC on January 14, 2019, and the Reporting Person's subsequent Form 4s.

F4 · derivative.exercise_date: The public warrants will become exercisable beginning on the later of October 18, 2019 or 30 days after the completion of the Issuer's initial business combination as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Registration Statement.

F5 · derivative.expiration_date: The public warrants will expire five years after the completion of the Company's initial business combination or earlier upon redemption or liquidation as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Registration Statement.

F2 · derivative.underlying_shares: Each public warrant is exercisable to purchase one-half of one share, or three-quarters of one share, of the Issuer's common stock at $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Registration Statement.

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October 26, 2018 Filed Feb 15, 2019 19:22 UTC Amendment Velodyne Lidar, Inc. GRAF · Entity 116976 PurchasePublic Warrants (right to buy) · Derivative 270,500 $0.49 Strike: $11.50 $132,545.00
Disclosure

SEC source: 0001144204-19-008731 · tv513964_form4a.xml · derivative · entry 2

Dee Michael E · CIK 0001756027 · Director · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,984

Underlying: Common Stock · 135,250 shares

Expires not disclosed

F2 · derivative.exercise_price: Each public warrant is exercisable to purchase one-half of one share, or three-quarters of one share, of the Issuer's common stock at $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Registration Statement.

F3 · shares: These securities were omitted from the Reporting Person's Form 4, originally filed with the SEC on January 14, 2019, and the Reporting Person's subsequent Form 4s.

F4 · derivative.exercise_date: The public warrants will become exercisable beginning on the later of October 18, 2019 or 30 days after the completion of the Issuer's initial business combination as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Registration Statement.

F5 · derivative.expiration_date: The public warrants will expire five years after the completion of the Company's initial business combination or earlier upon redemption or liquidation as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Registration Statement.

F2 · derivative.underlying_shares: Each public warrant is exercisable to purchase one-half of one share, or three-quarters of one share, of the Issuer's common stock at $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Registration Statement.

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October 24, 2018 Filed Nov 7, 2018 18:20 UTC Velodyne Lidar, Inc. GRAF · Entity 116976 PurchaseCommon Stock 150 $10.00 $1,500.00
Disclosure

SEC source: 0001144204-18-058058 · tv506633_4.xml · nonDerivative · entry 4

Dee Michael E · CIK 0001756027 · Director · President and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 150

F4 · kind: The reported shares are included within 150 units purchased for $10.00 per unit by a trust of which one of the Reporting Person's children is the beneficiary and for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F4 · ownership.nature: The reported shares are included within 150 units purchased for $10.00 per unit by a trust of which one of the Reporting Person's children is the beneficiary and for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

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October 24, 2018 Filed Nov 7, 2018 18:20 UTC Velodyne Lidar, Inc. GRAF · Entity 116976 PurchaseCommon Stock 150 $10.00 $1,500.00
Disclosure

SEC source: 0001144204-18-058058 · tv506633_4.xml · nonDerivative · entry 3

Dee Michael E · CIK 0001756027 · Director · President and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 150

F3 · kind: The reported shares are included within 150 units purchased for $10.00 per unit by a trust of which one of the Reporting Person's children is the beneficiary and for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F3 · ownership.nature: The reported shares are included within 150 units purchased for $10.00 per unit by a trust of which one of the Reporting Person's children is the beneficiary and for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

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October 24, 2018 Filed Nov 7, 2018 18:20 UTC Velodyne Lidar, Inc. GRAF · Entity 116976 PurchaseCommon Stock 150 $10.00 $1,500.00
Disclosure

SEC source: 0001144204-18-058058 · tv506633_4.xml · nonDerivative · entry 2

Dee Michael E · CIK 0001756027 · Director · President and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 150

F2 · kind: The reported shares are included within 150 units purchased for $10.00 per unit by a trust of which one of the Reporting Person's children is the beneficiary and for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F2 · ownership.nature: The reported shares are included within 150 units purchased for $10.00 per unit by a trust of which one of the Reporting Person's children is the beneficiary and for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

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October 24, 2018 Filed Nov 7, 2018 18:20 UTC Velodyne Lidar, Inc. GRAF · Entity 116976 PurchaseCommon Stock 150 $10.00 $1,500.00
Disclosure

SEC source: 0001144204-18-058058 · tv506633_4.xml · nonDerivative · entry 1

Dee Michael E · CIK 0001756027 · Director · President and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 150

F1 · kind: The reported shares are included within 150 units purchased for $10.00 per unit by a trust of which one of the Reporting Person's children is the beneficiary and for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F1 · ownership.nature: The reported shares are included within 150 units purchased for $10.00 per unit by a trust of which one of the Reporting Person's children is the beneficiary and for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

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October 16, 2018 Filed Oct 31, 2018 21:54 UTC Velodyne Lidar, Inc. GRAF · Entity 116976 OtherCommon Stock 18 $10.00 $180.00
Disclosure

SEC source: 0001144204-18-056606 · tv506026_4.xml · nonDerivative · entry 2

Dee Michael E · CIK 0001756027 · Director · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,018

F2 · kind: The reported shares are included within 18 units purchased by Reporting Person for $10.00 per unit on the open market.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.