GENERAL ELECTRIC CAPITAL CORP

SEC source: 0001140361-14-036228 · doc1.xml · nonDerivative · entry 1

GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,968,986

F1 · shares: The number of securities reported represents an aggregate number of shares sold by GE Capital Equity Investments, Inc. ("GECEI") in multiple market transactions over a range of sales prices. The price reported represents the weighted average price per share. The Reporting Persons undertake to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by GECEI at each separate price within the range.

F1 · price: The number of securities reported represents an aggregate number of shares sold by GE Capital Equity Investments, Inc. ("GECEI") in multiple market transactions over a range of sales prices. The price reported represents the weighted average price per share. The Reporting Persons undertake to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by GECEI at each separate price within the range.

F2 · price: Sale prices range from $5.44 to $5.55 per share, inclusive.

F3 · ownership.direct: Directly owned by GECEI. Indirectly owned by General Electric Capital Corporation ("GE Capital") because, among other things, GECEI is a wholly-owned subsidiary of GE Capital. See Exhibit 99.1, incorporated by reference herein.

SEC source: 0001140361-14-029790 · doc1.xml · derivative · entry 3

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GE Capital Equity Holdings, Inc. · CIK 0001614090 · 10% owner

GE Business Financial Services Inc. · CIK 0001614091 · 10% owner

GEI, Inc. · CIK 0001290757 · 10% owner

Antares Capital Corp · CIK 0001614137 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · see note

Disclosed balance after: 3,258,139

Underlying: Class A Common Stock · 3,258,139 shares

Expires not disclosed

F1 · security: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · derivative.exercise_price: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · kind: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · shares: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F2 · shares: 10,078,144.597 PUnits and 10,078,144.597 CUnits in the LLC directly owned by GE Capital Equity Holdings, Inc. ("GECEH") were together converted into 2,996,283 shares of Class C Common Stock in the Corporation. 485,308.016 PUnits and 485,308.016 CUnits in the LLC directly owned by GE Business Financial Services Inc. ("GEBFS") (GEBFS is a wholly-owned subsidiary of GEI, Inc. ("GEI")) were together converted into 144,284 shares of Class C Common Stock in the Corporation. 395,459.899 PUnits and 395,459.899 CUnits in the LLC directly owned by Antares Capital Corporation ("Antares") were together converted into 144,284 shares of Class C Common Stock in the Corporation.

F1 · price: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · derivative.exercise_date: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · derivative.expiration_date: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · derivative.underlying_shares: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F2 · derivative.underlying_shares: 10,078,144.597 PUnits and 10,078,144.597 CUnits in the LLC directly owned by GE Capital Equity Holdings, Inc. ("GECEH") were together converted into 2,996,283 shares of Class C Common Stock in the Corporation. 485,308.016 PUnits and 485,308.016 CUnits in the LLC directly owned by GE Business Financial Services Inc. ("GEBFS") (GEBFS is a wholly-owned subsidiary of GEI, Inc. ("GEI")) were together converted into 144,284 shares of Class C Common Stock in the Corporation. 395,459.899 PUnits and 395,459.899 CUnits in the LLC directly owned by Antares Capital Corporation ("Antares") were together converted into 144,284 shares of Class C Common Stock in the Corporation.

F3 · ownership.direct: Indirectly owned by General Electric Capital Corporation ("GE Capital"). GECEH, GEI and Antares are wholly-owned subsidiaries GE Capital, and GE Capital is a wholly-owned subsidiary of General Electric Company ("GE"). GE disclaims beneficial ownership. See Exhibit 99.1, incorporated by reference herein.

F3 · ownership.nature: Indirectly owned by General Electric Capital Corporation ("GE Capital"). GECEH, GEI and Antares are wholly-owned subsidiaries GE Capital, and GE Capital is a wholly-owned subsidiary of General Electric Company ("GE"). GE disclaims beneficial ownership. See Exhibit 99.1, incorporated by reference herein.

SEC source: 0001140361-14-029790 · doc1.xml · derivative · entry 2

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GE Capital Equity Holdings, Inc. · CIK 0001614090 · 10% owner

GE Business Financial Services Inc. · CIK 0001614091 · 10% owner

GEI, Inc. · CIK 0001290757 · 10% owner

Antares Capital Corp · CIK 0001614137 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · see note

Disclosed balance after: 0

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · security: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · derivative.exercise_price: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · kind: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · shares: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F2 · shares: 10,078,144.597 PUnits and 10,078,144.597 CUnits in the LLC directly owned by GE Capital Equity Holdings, Inc. ("GECEH") were together converted into 2,996,283 shares of Class C Common Stock in the Corporation. 485,308.016 PUnits and 485,308.016 CUnits in the LLC directly owned by GE Business Financial Services Inc. ("GEBFS") (GEBFS is a wholly-owned subsidiary of GEI, Inc. ("GEI")) were together converted into 144,284 shares of Class C Common Stock in the Corporation. 395,459.899 PUnits and 395,459.899 CUnits in the LLC directly owned by Antares Capital Corporation ("Antares") were together converted into 144,284 shares of Class C Common Stock in the Corporation.

F1 · price: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · derivative.exercise_date: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · derivative.expiration_date: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · derivative.underlying_shares: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F2 · derivative.underlying_shares: 10,078,144.597 PUnits and 10,078,144.597 CUnits in the LLC directly owned by GE Capital Equity Holdings, Inc. ("GECEH") were together converted into 2,996,283 shares of Class C Common Stock in the Corporation. 485,308.016 PUnits and 485,308.016 CUnits in the LLC directly owned by GE Business Financial Services Inc. ("GEBFS") (GEBFS is a wholly-owned subsidiary of GEI, Inc. ("GEI")) were together converted into 144,284 shares of Class C Common Stock in the Corporation. 395,459.899 PUnits and 395,459.899 CUnits in the LLC directly owned by Antares Capital Corporation ("Antares") were together converted into 144,284 shares of Class C Common Stock in the Corporation.

F3 · ownership.direct: Indirectly owned by General Electric Capital Corporation ("GE Capital"). GECEH, GEI and Antares are wholly-owned subsidiaries GE Capital, and GE Capital is a wholly-owned subsidiary of General Electric Company ("GE"). GE disclaims beneficial ownership. See Exhibit 99.1, incorporated by reference herein.

F3 · ownership.nature: Indirectly owned by General Electric Capital Corporation ("GE Capital"). GECEH, GEI and Antares are wholly-owned subsidiaries GE Capital, and GE Capital is a wholly-owned subsidiary of General Electric Company ("GE"). GE disclaims beneficial ownership. See Exhibit 99.1, incorporated by reference herein.

SEC source: 0001140361-14-029790 · doc1.xml · derivative · entry 1

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GE Capital Equity Holdings, Inc. · CIK 0001614090 · 10% owner

GE Business Financial Services Inc. · CIK 0001614091 · 10% owner

GEI, Inc. · CIK 0001290757 · 10% owner

Antares Capital Corp · CIK 0001614137 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · see note

Disclosed balance after: 0

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · security: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · derivative.exercise_price: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · kind: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · shares: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F2 · shares: 10,078,144.597 PUnits and 10,078,144.597 CUnits in the LLC directly owned by GE Capital Equity Holdings, Inc. ("GECEH") were together converted into 2,996,283 shares of Class C Common Stock in the Corporation. 485,308.016 PUnits and 485,308.016 CUnits in the LLC directly owned by GE Business Financial Services Inc. ("GEBFS") (GEBFS is a wholly-owned subsidiary of GEI, Inc. ("GEI")) were together converted into 144,284 shares of Class C Common Stock in the Corporation. 395,459.899 PUnits and 395,459.899 CUnits in the LLC directly owned by Antares Capital Corporation ("Antares") were together converted into 144,284 shares of Class C Common Stock in the Corporation.

F1 · price: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · derivative.exercise_date: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · derivative.expiration_date: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F1 · derivative.underlying_shares: In connection with the Issuer's initial public offering, on July 25, 2014, Townsquare Media, LLC (the "LLC") was converted (the "Conversion") into a corporation named Townsquare Media, Inc. (the "Corporation"). As part of the Conversion, the Class A Preferred Units ("PUnits") and the Class A Common Units ("CUnits") of the LLC owned by any Reporting Person were together converted into shares of Class C Common Stock in the Corporation. Each share of the Class C Common Stock has no expiration date and is convertible at the election of the holder into a share of Class A Common Stock, and automatically converts under certain circumstances, subject to certain limitations set forth in the certificate of incorporation of the Issuer.

F2 · derivative.underlying_shares: 10,078,144.597 PUnits and 10,078,144.597 CUnits in the LLC directly owned by GE Capital Equity Holdings, Inc. ("GECEH") were together converted into 2,996,283 shares of Class C Common Stock in the Corporation. 485,308.016 PUnits and 485,308.016 CUnits in the LLC directly owned by GE Business Financial Services Inc. ("GEBFS") (GEBFS is a wholly-owned subsidiary of GEI, Inc. ("GEI")) were together converted into 144,284 shares of Class C Common Stock in the Corporation. 395,459.899 PUnits and 395,459.899 CUnits in the LLC directly owned by Antares Capital Corporation ("Antares") were together converted into 144,284 shares of Class C Common Stock in the Corporation.

F3 · ownership.direct: Indirectly owned by General Electric Capital Corporation ("GE Capital"). GECEH, GEI and Antares are wholly-owned subsidiaries GE Capital, and GE Capital is a wholly-owned subsidiary of General Electric Company ("GE"). GE disclaims beneficial ownership. See Exhibit 99.1, incorporated by reference herein.

F3 · ownership.nature: Indirectly owned by General Electric Capital Corporation ("GE Capital"). GECEH, GEI and Antares are wholly-owned subsidiaries GE Capital, and GE Capital is a wholly-owned subsidiary of General Electric Company ("GE"). GE disclaims beneficial ownership. See Exhibit 99.1, incorporated by reference herein.

SEC source: 0001140361-14-026806 · doc1.xml · derivative · entry 3

GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000,000 shares

Expires 2019-02-25

F1 · kind: GE Capital Equity Investments, Inc. ("GECEI") paid the exercise price on a cashless basis, resulting in the Issuer withholding 941,259 of the warrant shares to pay the exercise price and issuing to GECEI the remaining 5,058,741 shares. The Issuer also paid $2.40 to GECEI in lieu of a fractional share.

F1 · price: GE Capital Equity Investments, Inc. ("GECEI") paid the exercise price on a cashless basis, resulting in the Issuer withholding 941,259 of the warrant shares to pay the exercise price and issuing to GECEI the remaining 5,058,741 shares. The Issuer also paid $2.40 to GECEI in lieu of a fractional share.

F2 · ownership.direct: Directly owned by GECEI. Indirectly owned by General Electric Capital Corporation ("GE Capital") because, among other things, GECEI is a wholly-owned subsidiary of GE Capital. See Exhibit 99.1, incorporated by reference herein.

SEC source: 0001140361-14-026806 · doc1.xml · nonDerivative · entry 2

GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,058,741

F1 · kind: GE Capital Equity Investments, Inc. ("GECEI") paid the exercise price on a cashless basis, resulting in the Issuer withholding 941,259 of the warrant shares to pay the exercise price and issuing to GECEI the remaining 5,058,741 shares. The Issuer also paid $2.40 to GECEI in lieu of a fractional share.

F2 · ownership.direct: Directly owned by GECEI. Indirectly owned by General Electric Capital Corporation ("GE Capital") because, among other things, GECEI is a wholly-owned subsidiary of GE Capital. See Exhibit 99.1, incorporated by reference herein.

SEC source: 0001140361-14-026806 · doc1.xml · nonDerivative · entry 1

GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000,000

F1 · kind: GE Capital Equity Investments, Inc. ("GECEI") paid the exercise price on a cashless basis, resulting in the Issuer withholding 941,259 of the warrant shares to pay the exercise price and issuing to GECEI the remaining 5,058,741 shares. The Issuer also paid $2.40 to GECEI in lieu of a fractional share.

F1 · price: GE Capital Equity Investments, Inc. ("GECEI") paid the exercise price on a cashless basis, resulting in the Issuer withholding 941,259 of the warrant shares to pay the exercise price and issuing to GECEI the remaining 5,058,741 shares. The Issuer also paid $2.40 to GECEI in lieu of a fractional share.

F2 · ownership.direct: Directly owned by GECEI. Indirectly owned by General Electric Capital Corporation ("GE Capital") because, among other things, GECEI is a wholly-owned subsidiary of GE Capital. See Exhibit 99.1, incorporated by reference herein.

SEC source: 0001140361-12-009333 · doc1.xml · nonDerivative · entry 1

GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The Issuer redeemed all of its Series B Redeemable Preferred Stock at a redemption price equal to $8.288 per share plus accrued and unpaid cash dividends thereon.

F1 · price: The Issuer redeemed all of its Series B Redeemable Preferred Stock at a redemption price equal to $8.288 per share plus accrued and unpaid cash dividends thereon.

F2 · ownership.direct: Directly owned by GE Capital Equity Investments, Inc. ("GECEI"). Indirectly owned by General Electric Capital Corporation ("GE Capital") because, among other things, GECEI is a wholly-owned subsidiary of GE Capital. See Exhibit 99.1, incorporated by reference herein.

SEC source: 0001209191-10-059351 · c09415_4x1.xml · nonDerivative · entry 1

Aircraft Services CORP · CIK 0001405079 · 10% owner

EFS Regency GP Holdco II, LLC · CIK 0001405077 · 10% owner

Regency LP Acquirer, L.P. · CIK 0001405078 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 15,277,106

F1 · price: The Reporting Persons are the beneficial owners of 15,277,106 Common Units following the closing on December 2, 2010 of the sale by LP Holdings to ZLP Fund, L.P. ("ZLP Fund"), ZLP Master Opportunity Fund, Ltd. ("ZLP Master Opportunity Fund"), ZLP Master Utility Fund, Ltd. ("ZLP Master Utility Fund," and together with ZLP Fund and ZLP Master Opportunity Fund, the "Zimmer Purchasers"), pursuant to the exercise by the Zimmer Purchasers of their right of first offer under the Common Unit Purchase Agreement (the "Common Unit Purchase Agreement"), dated as of October 22, 2010, by and among LP Holdings, the Zimmer Purchasers and Credit Suisse Management LLC, of 5,160,561 Common Units for $125,002,204.90.

F2 · ownership.direct: These securities are owned by LP Holdings, which is a member of a "group" for purposes of Section 13(d) of the Exchange Act including LP Holdings, EFS Regency GP Holdco II, LLC, Aircraft Services Corporation, General Electric Capital Corporation and General Electric Company. The joint filers are jointly filing this Form 4 and information regarding the joint filers other than Aircraft Services Corporation is set forth on Exhibit 99 to this Form 4.

F2 · ownership.nature: These securities are owned by LP Holdings, which is a member of a "group" for purposes of Section 13(d) of the Exchange Act including LP Holdings, EFS Regency GP Holdco II, LLC, Aircraft Services Corporation, General Electric Capital Corporation and General Electric Company. The joint filers are jointly filing this Form 4 and information regarding the joint filers other than Aircraft Services Corporation is set forth on Exhibit 99 to this Form 4.

SEC source: 0001209191-10-051940 · c07364_4x1.xml · nonDerivative · entry 1

Aircraft Services CORP · CIK 0001405079 · 10% owner

EFS Regency GP Holdco II, LLC · CIK 0001405077 · 10% owner

Regency LP Acquirer, L.P. · CIK 0001405078 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 20,437,667

F1 · price: The Reporting Persons are the beneficial owners of 20,437,667 Common Units following the closing of the Common Unit Purchase Agreement, dated October 22, 2010, by and among Regency LP Acquirer, L.P. ("LP Holdings"), ZLP Fund, L.P. ("ZLP Fund"), ZLP Master Opportunity Fund, Ltd. ("ZLP Master Opportunity Fund"), ZLP Master Utility Fund, Ltd. ("ZLP Master Utility Fund") and Credit Suisse Management LLC (together with ZLP Fund, ZLP Master Opportunity Fund and ZLP Master Utility Fund, the "Purchasers"), pursuant to which LP Holdings sold 4,241,890 Common Units to the Purchasers for $100,000,001.62.

F2 · ownership.direct: These securities are owned by LP Holdings, which is a member of a "group" for purposes of Section 13(d) of the Exchange Act including LP Holdings, EFS Regency GP Holdco II, LLC, Aircraft Services Corporation, General Electric Capital Corporation and General Electric Company. The joint filers are jointly filing this Form 4 and information regarding the joint filers other than Aircraft Services Corporation is set forth on Exhibit 99 to this Form 4.

F2 · ownership.nature: These securities are owned by LP Holdings, which is a member of a "group" for purposes of Section 13(d) of the Exchange Act including LP Holdings, EFS Regency GP Holdco II, LLC, Aircraft Services Corporation, General Electric Capital Corporation and General Electric Company. The joint filers are jointly filing this Form 4 and information regarding the joint filers other than Aircraft Services Corporation is set forth on Exhibit 99 to this Form 4.

SEC source: 0000909518-10-000208 · genpact_form4ex.xml · derivative · entry 3

GE Capital (Mauritius) Holdings Ltd · CIK 0001407940 · 10% owner

GE Capital International (Mauritius) · CIK 0001408110 · 10% owner

GE Indian Services Holding Private LTD · CIK 0001408472 · 10% owner

GE India Ventures LLC · CIK 0001408505 · 10% owner

General Electric Capital Services Indian Investments LLC · CIK 0001408506 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

Underlying: Common Shares · Not disclosed shares

Expires not disclosed

F5 · derivative.exercise_price: Holdings entered into an internal cash-settled swap arrangement with an indirect wholly-owned subsidiary of GECC as the counterparty relating to 19,947,364 notional Common Shares (the "referenced assets") having a reference price of $15.53 per notional share. Following the swap's maturity (March 24, 2015) or the date of earlier acceleration thereof, Holdings will be obligated to pay the counterparty in cash an amount determined by reference to price appreciation above the reference price, and the counterparty will be obligated to pay Holdings in cash an amount determined by reference to price depreciation below the reference price. GECC, GECS and GE disclaim beneficial ownership, except to the extent of their pecuniary interest therein.

F6 · derivative.exercise_price: (Continuation of Footnote 5) In addition, Holdings is obligated to pay the counterparty an amount equal to any distributions received on the referenced assets during the term of the swap. The counterparty neither has nor shares voting or investment power over Common Shares.

F5 · kind: Holdings entered into an internal cash-settled swap arrangement with an indirect wholly-owned subsidiary of GECC as the counterparty relating to 19,947,364 notional Common Shares (the "referenced assets") having a reference price of $15.53 per notional share. Following the swap's maturity (March 24, 2015) or the date of earlier acceleration thereof, Holdings will be obligated to pay the counterparty in cash an amount determined by reference to price appreciation above the reference price, and the counterparty will be obligated to pay Holdings in cash an amount determined by reference to price depreciation below the reference price. GECC, GECS and GE disclaim beneficial ownership, except to the extent of their pecuniary interest therein.

F6 · kind: (Continuation of Footnote 5) In addition, Holdings is obligated to pay the counterparty an amount equal to any distributions received on the referenced assets during the term of the swap. The counterparty neither has nor shares voting or investment power over Common Shares.

F5 · price: Holdings entered into an internal cash-settled swap arrangement with an indirect wholly-owned subsidiary of GECC as the counterparty relating to 19,947,364 notional Common Shares (the "referenced assets") having a reference price of $15.53 per notional share. Following the swap's maturity (March 24, 2015) or the date of earlier acceleration thereof, Holdings will be obligated to pay the counterparty in cash an amount determined by reference to price appreciation above the reference price, and the counterparty will be obligated to pay Holdings in cash an amount determined by reference to price depreciation below the reference price. GECC, GECS and GE disclaim beneficial ownership, except to the extent of their pecuniary interest therein.

F6 · price: (Continuation of Footnote 5) In addition, Holdings is obligated to pay the counterparty an amount equal to any distributions received on the referenced assets during the term of the swap. The counterparty neither has nor shares voting or investment power over Common Shares.

F5 · derivative.exercise_date: Holdings entered into an internal cash-settled swap arrangement with an indirect wholly-owned subsidiary of GECC as the counterparty relating to 19,947,364 notional Common Shares (the "referenced assets") having a reference price of $15.53 per notional share. Following the swap's maturity (March 24, 2015) or the date of earlier acceleration thereof, Holdings will be obligated to pay the counterparty in cash an amount determined by reference to price appreciation above the reference price, and the counterparty will be obligated to pay Holdings in cash an amount determined by reference to price depreciation below the reference price. GECC, GECS and GE disclaim beneficial ownership, except to the extent of their pecuniary interest therein.

F6 · derivative.exercise_date: (Continuation of Footnote 5) In addition, Holdings is obligated to pay the counterparty an amount equal to any distributions received on the referenced assets during the term of the swap. The counterparty neither has nor shares voting or investment power over Common Shares.

F5 · derivative.expiration_date: Holdings entered into an internal cash-settled swap arrangement with an indirect wholly-owned subsidiary of GECC as the counterparty relating to 19,947,364 notional Common Shares (the "referenced assets") having a reference price of $15.53 per notional share. Following the swap's maturity (March 24, 2015) or the date of earlier acceleration thereof, Holdings will be obligated to pay the counterparty in cash an amount determined by reference to price appreciation above the reference price, and the counterparty will be obligated to pay Holdings in cash an amount determined by reference to price depreciation below the reference price. GECC, GECS and GE disclaim beneficial ownership, except to the extent of their pecuniary interest therein.

F6 · derivative.expiration_date: (Continuation of Footnote 5) In addition, Holdings is obligated to pay the counterparty an amount equal to any distributions received on the referenced assets during the term of the swap. The counterparty neither has nor shares voting or investment power over Common Shares.

F5 · derivative.underlying_shares: Holdings entered into an internal cash-settled swap arrangement with an indirect wholly-owned subsidiary of GECC as the counterparty relating to 19,947,364 notional Common Shares (the "referenced assets") having a reference price of $15.53 per notional share. Following the swap's maturity (March 24, 2015) or the date of earlier acceleration thereof, Holdings will be obligated to pay the counterparty in cash an amount determined by reference to price appreciation above the reference price, and the counterparty will be obligated to pay Holdings in cash an amount determined by reference to price depreciation below the reference price. GECC, GECS and GE disclaim beneficial ownership, except to the extent of their pecuniary interest therein.

F6 · derivative.underlying_shares: (Continuation of Footnote 5) In addition, Holdings is obligated to pay the counterparty an amount equal to any distributions received on the referenced assets during the term of the swap. The counterparty neither has nor shares voting or investment power over Common Shares.

F5 · ownership.direct: Holdings entered into an internal cash-settled swap arrangement with an indirect wholly-owned subsidiary of GECC as the counterparty relating to 19,947,364 notional Common Shares (the "referenced assets") having a reference price of $15.53 per notional share. Following the swap's maturity (March 24, 2015) or the date of earlier acceleration thereof, Holdings will be obligated to pay the counterparty in cash an amount determined by reference to price appreciation above the reference price, and the counterparty will be obligated to pay Holdings in cash an amount determined by reference to price depreciation below the reference price. GECC, GECS and GE disclaim beneficial ownership, except to the extent of their pecuniary interest therein.

F6 · ownership.direct: (Continuation of Footnote 5) In addition, Holdings is obligated to pay the counterparty an amount equal to any distributions received on the referenced assets during the term of the swap. The counterparty neither has nor shares voting or investment power over Common Shares.

SEC source: 0000909518-10-000208 · genpact_form4ex.xml · nonDerivative · entry 2

GE Capital (Mauritius) Holdings Ltd · CIK 0001407940 · 10% owner

GE Capital International (Mauritius) · CIK 0001408110 · 10% owner

GE Indian Services Holding Private LTD · CIK 0001408472 · 10% owner

GE India Ventures LLC · CIK 0001408505 · 10% owner

General Electric Capital Services Indian Investments LLC · CIK 0001408506 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,947,364

F3 · kind: Sale by GE Capital (Mauritius) Holdings Ltd. ("Holdings").

F4 · ownership.direct: Directly owned by Holdings. Indirectly owned by International, Indian Holding, India Ventures, Indian Investments, GECC, GECS and GE. Holdings is owned by GECC, India Ventures and International. International, Indian Holding, India Ventures, Indian Investments, GECC, GECS and GE disclaim beneficial ownership of all shares owned by Holdings, except to the extent of their pecuniary interest therein. See Exhibit 99.1, incorporated by reference herein.

SEC source: 0000909518-10-000208 · genpact_form4ex.xml · nonDerivative · entry 1

GE Capital (Mauritius) Holdings Ltd · CIK 0001407940 · 10% owner

GE Capital International (Mauritius) · CIK 0001408110 · 10% owner

GE Indian Services Holding Private LTD · CIK 0001408472 · 10% owner

GE India Ventures LLC · CIK 0001408505 · 10% owner

General Electric Capital Services Indian Investments LLC · CIK 0001408506 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Sale by GE Capital International (Mauritius) ("International").

F2 · ownership.direct: Directly owned by International. Indirectly owned by GE Indian Services Holding Private Limited ("Indian Holding"), GE India Ventures LLC ("India Ventures"), General Electric Capital Services Indian Investments LLC ("Indian Investments"), General Electric Capital Corporation ("GECC"), General Electric Capital Services, Inc. ("GECS") and General Electric Company ("GE"). International is owned by India Ventures and Indian Holding, which is a subsidiary of India Ventures, which is a subsidiary of Indian Investments, which is a subsidiary of GECC, which is a subsidiary of GECS, which is a subsidiary of GE. Indian Holding, India Ventures, Indian Investments, GECC, GECS and GE disclaim beneficial ownership of all shares owned by International, except to the extent of their pecuniary interest therein. See Exhibit 99.1, incorporated by reference herein.

SEC source: 0000909518-09-000635 · gecc_a123form4ex.xml · derivative · entry 9

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · See Exhibit 99.1

GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · See Exhibit 99.1

GE CAPITAL CFE INC · CIK 0001224822 · See Exhibit 99.1

GPSF Securities, Inc. · CIK 0001472683 · See Exhibit 99.1

GENERAL ELECTRIC CO · CIK 0000040545 · See Exhibit 99.1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,631,191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock.

F4 · kind: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock.

F4 · price: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock.

F4 · derivative.exercise_date: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock.

F4 · derivative.expiration_date: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock.

F2 · ownership.direct: Directly owned by GE Capital Equity Investments, Inc. ("GECEI").

F5 · ownership.direct: Indirectly owned by General Electric Capital Corporation ("GE Capital") because, among other things, GPSF, GECFE, or GECEI, as the case may be, is a direct or indirect wholly-owned subsidiary of GE Capital. GPSF, GECFE, GECEI and GE Capital disclaim beneficial ownership except to the extent of their respective pecuniary interest. See Exhibit 99.1, incorporated by reference herein. Upon the closing of the of the Issuer's intial public offering, none of the Reporting Persons were 10% Owners.

SEC source: 0000909518-09-000635 · gecc_a123form4ex.xml · derivative · entry 8

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · See Exhibit 99.1

GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · See Exhibit 99.1

GE CAPITAL CFE INC · CIK 0001224822 · See Exhibit 99.1

GPSF Securities, Inc. · CIK 0001472683 · See Exhibit 99.1

GENERAL ELECTRIC CO · CIK 0000040545 · See Exhibit 99.1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,497,918 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock.

F4 · kind: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock.

F4 · price: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock.

F4 · derivative.exercise_date: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock.

F4 · derivative.expiration_date: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock.

F2 · ownership.direct: Directly owned by GE Capital Equity Investments, Inc. ("GECEI").

F5 · ownership.direct: Indirectly owned by General Electric Capital Corporation ("GE Capital") because, among other things, GPSF, GECFE, or GECEI, as the case may be, is a direct or indirect wholly-owned subsidiary of GE Capital. GPSF, GECFE, GECEI and GE Capital disclaim beneficial ownership except to the extent of their respective pecuniary interest. See Exhibit 99.1, incorporated by reference herein. Upon the closing of the of the Issuer's intial public offering, none of the Reporting Persons were 10% Owners.

SEC source: 0000909518-09-000635 · gecc_a123form4ex.xml · derivative · entry 7

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · See Exhibit 99.1

GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · See Exhibit 99.1

GE CAPITAL CFE INC · CIK 0001224822 · See Exhibit 99.1

GPSF Securities, Inc. · CIK 0001472683 · See Exhibit 99.1

GENERAL ELECTRIC CO · CIK 0000040545 · See Exhibit 99.1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,382,925 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock.

F4 · kind: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock.

F4 · price: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock.

F4 · derivative.exercise_date: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock.

F4 · derivative.expiration_date: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock.

F2 · ownership.direct: Directly owned by GE Capital Equity Investments, Inc. ("GECEI").

F5 · ownership.direct: Indirectly owned by General Electric Capital Corporation ("GE Capital") because, among other things, GPSF, GECFE, or GECEI, as the case may be, is a direct or indirect wholly-owned subsidiary of GE Capital. GPSF, GECFE, GECEI and GE Capital disclaim beneficial ownership except to the extent of their respective pecuniary interest. See Exhibit 99.1, incorporated by reference herein. Upon the closing of the of the Issuer's intial public offering, none of the Reporting Persons were 10% Owners.

SEC source: 0000909518-09-000635 · gecc_a123form4ex.xml · derivative · entry 6

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · See Exhibit 99.1

GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · See Exhibit 99.1

GE CAPITAL CFE INC · CIK 0001224822 · See Exhibit 99.1

GPSF Securities, Inc. · CIK 0001472683 · See Exhibit 99.1

GENERAL ELECTRIC CO · CIK 0000040545 · See Exhibit 99.1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 800,945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock.

F4 · kind: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock.

F4 · price: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock.

F4 · derivative.exercise_date: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock.

F4 · derivative.expiration_date: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock.

F1 · ownership.direct: Directly owned by GE Capital CFE, Inc. ("GECFE").

F5 · ownership.direct: Indirectly owned by General Electric Capital Corporation ("GE Capital") because, among other things, GPSF, GECFE, or GECEI, as the case may be, is a direct or indirect wholly-owned subsidiary of GE Capital. GPSF, GECFE, GECEI and GE Capital disclaim beneficial ownership except to the extent of their respective pecuniary interest. See Exhibit 99.1, incorporated by reference herein. Upon the closing of the of the Issuer's intial public offering, none of the Reporting Persons were 10% Owners.

SEC source: 0000909518-09-000635 · gecc_a123form4ex.xml · nonDerivative · entry 4

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · See Exhibit 99.1

GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · See Exhibit 99.1

GE CAPITAL CFE INC · CIK 0001224822 · See Exhibit 99.1

GPSF Securities, Inc. · CIK 0001472683 · See Exhibit 99.1

GENERAL ELECTRIC CO · CIK 0000040545 · See Exhibit 99.1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,512,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock.

F4 · price: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock.

F2 · ownership.direct: Directly owned by GE Capital Equity Investments, Inc. ("GECEI").

F5 · ownership.direct: Indirectly owned by General Electric Capital Corporation ("GE Capital") because, among other things, GPSF, GECFE, or GECEI, as the case may be, is a direct or indirect wholly-owned subsidiary of GE Capital. GPSF, GECFE, GECEI and GE Capital disclaim beneficial ownership except to the extent of their respective pecuniary interest. See Exhibit 99.1, incorporated by reference herein. Upon the closing of the of the Issuer's intial public offering, none of the Reporting Persons were 10% Owners.

SEC source: 0000909518-09-000635 · gecc_a123form4ex.xml · nonDerivative · entry 3

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · See Exhibit 99.1

GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · See Exhibit 99.1

GE CAPITAL CFE INC · CIK 0001224822 · See Exhibit 99.1

GPSF Securities, Inc. · CIK 0001472683 · See Exhibit 99.1

GENERAL ELECTRIC CO · CIK 0000040545 · See Exhibit 99.1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,880,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock.

F4 · price: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock.

F2 · ownership.direct: Directly owned by GE Capital Equity Investments, Inc. ("GECEI").

F5 · ownership.direct: Indirectly owned by General Electric Capital Corporation ("GE Capital") because, among other things, GPSF, GECFE, or GECEI, as the case may be, is a direct or indirect wholly-owned subsidiary of GE Capital. GPSF, GECFE, GECEI and GE Capital disclaim beneficial ownership except to the extent of their respective pecuniary interest. See Exhibit 99.1, incorporated by reference herein. Upon the closing of the of the Issuer's intial public offering, none of the Reporting Persons were 10% Owners.

SEC source: 0000909518-09-000635 · gecc_a123form4ex.xml · nonDerivative · entry 2

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · See Exhibit 99.1

GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · See Exhibit 99.1

GE CAPITAL CFE INC · CIK 0001224822 · See Exhibit 99.1

GPSF Securities, Inc. · CIK 0001472683 · See Exhibit 99.1

GENERAL ELECTRIC CO · CIK 0000040545 · See Exhibit 99.1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,382,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock.

F4 · price: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock.

F2 · ownership.direct: Directly owned by GE Capital Equity Investments, Inc. ("GECEI").

F5 · ownership.direct: Indirectly owned by General Electric Capital Corporation ("GE Capital") because, among other things, GPSF, GECFE, or GECEI, as the case may be, is a direct or indirect wholly-owned subsidiary of GE Capital. GPSF, GECFE, GECEI and GE Capital disclaim beneficial ownership except to the extent of their respective pecuniary interest. See Exhibit 99.1, incorporated by reference herein. Upon the closing of the of the Issuer's intial public offering, none of the Reporting Persons were 10% Owners.

SEC source: 0000909518-09-000635 · gecc_a123form4ex.xml · nonDerivative · entry 1

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · See Exhibit 99.1

GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · See Exhibit 99.1

GE CAPITAL CFE INC · CIK 0001224822 · See Exhibit 99.1

GPSF Securities, Inc. · CIK 0001472683 · See Exhibit 99.1

GENERAL ELECTRIC CO · CIK 0000040545 · See Exhibit 99.1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock.

F4 · price: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock.

F1 · ownership.direct: Directly owned by GE Capital CFE, Inc. ("GECFE").

F5 · ownership.direct: Indirectly owned by General Electric Capital Corporation ("GE Capital") because, among other things, GPSF, GECFE, or GECEI, as the case may be, is a direct or indirect wholly-owned subsidiary of GE Capital. GPSF, GECFE, GECEI and GE Capital disclaim beneficial ownership except to the extent of their respective pecuniary interest. See Exhibit 99.1, incorporated by reference herein. Upon the closing of the of the Issuer's intial public offering, none of the Reporting Persons were 10% Owners.

SEC source: 0000909518-09-000174 · vvmedia_form4ex.xml · derivative · entry 3

GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000,000

Underlying: Common Stock · 6,000,000 shares

Expires 2019-02-25

F1 · kind: ValueVision Media, Inc. (the "Issuer") and GE Capital Equity Investments, Inc. ("GECEI") exchanged 5,339,500 shares of Series A Redeemable Convertible Preferred Stock held by GECEI for (i) 4,929,266 shares of a new series of Series B Redeemable Preferred Stock of the Issuer, (ii) warrants to purchase up to 6,000,000 shares of the Issuer's common stock and (iii) a cash payment of $3,400,000.

F1 · price: ValueVision Media, Inc. (the "Issuer") and GE Capital Equity Investments, Inc. ("GECEI") exchanged 5,339,500 shares of Series A Redeemable Convertible Preferred Stock held by GECEI for (i) 4,929,266 shares of a new series of Series B Redeemable Preferred Stock of the Issuer, (ii) warrants to purchase up to 6,000,000 shares of the Issuer's common stock and (iii) a cash payment of $3,400,000.

F2 · ownership.direct: Directly owned by GECEI. Indirectly owned by General Electric Capital Corporation ("GE Capital") because, among other things, GECEI is a wholly-owned subsidiary of GE Capital. See Exhibit 99.1, incorporated by reference herein.

SEC source: 0000909518-09-000174 · vvmedia_form4ex.xml · derivative · entry 2

GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,339,500 shares

Expires not disclosed

F3 · derivative.exercise_price: The Series A Redeemable Convertible Preferred Stock was convertible into an equal number of shares of the Issuer's Common Stock and was subject to mandatory redemption by the Issuer on the 10th anniversary of its issuance or upon a "change of control" at $8.29 per share plus declared and unpaid dividends.

F1 · kind: ValueVision Media, Inc. (the "Issuer") and GE Capital Equity Investments, Inc. ("GECEI") exchanged 5,339,500 shares of Series A Redeemable Convertible Preferred Stock held by GECEI for (i) 4,929,266 shares of a new series of Series B Redeemable Preferred Stock of the Issuer, (ii) warrants to purchase up to 6,000,000 shares of the Issuer's common stock and (iii) a cash payment of $3,400,000.

F1 · price: ValueVision Media, Inc. (the "Issuer") and GE Capital Equity Investments, Inc. ("GECEI") exchanged 5,339,500 shares of Series A Redeemable Convertible Preferred Stock held by GECEI for (i) 4,929,266 shares of a new series of Series B Redeemable Preferred Stock of the Issuer, (ii) warrants to purchase up to 6,000,000 shares of the Issuer's common stock and (iii) a cash payment of $3,400,000.

F3 · derivative.exercise_date: The Series A Redeemable Convertible Preferred Stock was convertible into an equal number of shares of the Issuer's Common Stock and was subject to mandatory redemption by the Issuer on the 10th anniversary of its issuance or upon a "change of control" at $8.29 per share plus declared and unpaid dividends.

F3 · derivative.expiration_date: The Series A Redeemable Convertible Preferred Stock was convertible into an equal number of shares of the Issuer's Common Stock and was subject to mandatory redemption by the Issuer on the 10th anniversary of its issuance or upon a "change of control" at $8.29 per share plus declared and unpaid dividends.

F2 · ownership.direct: Directly owned by GECEI. Indirectly owned by General Electric Capital Corporation ("GE Capital") because, among other things, GECEI is a wholly-owned subsidiary of GE Capital. See Exhibit 99.1, incorporated by reference herein.

SEC source: 0000909518-09-000174 · vvmedia_form4ex.xml · nonDerivative · entry 1

GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,929,266

F1 · kind: ValueVision Media, Inc. (the "Issuer") and GE Capital Equity Investments, Inc. ("GECEI") exchanged 5,339,500 shares of Series A Redeemable Convertible Preferred Stock held by GECEI for (i) 4,929,266 shares of a new series of Series B Redeemable Preferred Stock of the Issuer, (ii) warrants to purchase up to 6,000,000 shares of the Issuer's common stock and (iii) a cash payment of $3,400,000.

F1 · price: ValueVision Media, Inc. (the "Issuer") and GE Capital Equity Investments, Inc. ("GECEI") exchanged 5,339,500 shares of Series A Redeemable Convertible Preferred Stock held by GECEI for (i) 4,929,266 shares of a new series of Series B Redeemable Preferred Stock of the Issuer, (ii) warrants to purchase up to 6,000,000 shares of the Issuer's common stock and (iii) a cash payment of $3,400,000.

F2 · ownership.direct: Directly owned by GECEI. Indirectly owned by General Electric Capital Corporation ("GE Capital") because, among other things, GECEI is a wholly-owned subsidiary of GE Capital. See Exhibit 99.1, incorporated by reference herein.

SEC source: 0001209191-09-018333 · c82968_4x1.xml · derivative · entry 2

Aircraft Services CORP · CIK 0001405079 · 10% owner · Owner of General Partner

EFS Regency GP Holdco II, LLC · CIK 0001405077 · 10% owner · Owner of General Partner

Regency LP Acquirer, L.P. · CIK 0001405078 · 10% owner · Owner of General Partner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner · Owner of General Partner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner · Owner of General Partner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Units representing limited partner interest · 17,763,809 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: One-for-one.

F1 · kind: The transaction described herein is also exempt under Rule 16(b)-6(b) as the conversion of a derivative security, thus Transaction Code C is also applicable.

F7 · price: Not applicable.

F6 · derivative.exercise_date: Immediately.

F5 · derivative.expiration_date: None.

F7 · ownership.direct: Not applicable.

F7 · ownership.nature: Not applicable.

SEC source: 0001209191-09-018333 · c82968_4x1.xml · nonDerivative · entry 1

Aircraft Services CORP · CIK 0001405079 · 10% owner · Owner of General Partner

EFS Regency GP Holdco II, LLC · CIK 0001405077 · 10% owner · Owner of General Partner

Regency LP Acquirer, L.P. · CIK 0001405078 · 10% owner · Owner of General Partner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner · Owner of General Partner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner · Owner of General Partner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 24,679,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction described herein is also exempt under Rule 16(b)-6(b) as the conversion of a derivative security, thus Transaction Code C is also applicable.

F2 · price: 17,763,809 subordinated units converted into an equal number of common units on February 17, 2009, pursuant to the terms of the Issuer's Amended and Restated Agreement of Limited Partnership, dated as of February 3, 2006, as amended.

F3 · ownership.direct: These securities are owned by Regency LP Acquirer, L.P., which is a member of a "group" for purposes of Section 13(d) of the Exchange Act including Regency LP Acquirer, L.P., EFS Regency GP Holdco II, LLC, Aircraft Services Corporation, General Electric Capital Corporation and General Electric Company. The joint filers are jointly filing this Form 4 and information regarding the joint filers other than Aircraft Services Corporation is set forth on Exhibit 99 to this Form 4.

F3 · ownership.nature: These securities are owned by Regency LP Acquirer, L.P., which is a member of a "group" for purposes of Section 13(d) of the Exchange Act including Regency LP Acquirer, L.P., EFS Regency GP Holdco II, LLC, Aircraft Services Corporation, General Electric Capital Corporation and General Electric Company. The joint filers are jointly filing this Form 4 and information regarding the joint filers other than Aircraft Services Corporation is set forth on Exhibit 99 to this Form 4.

SEC source: 0000909518-07-001071 · mauritius_form4ex.xml · nonDerivative · entry 2

GE Capital (Mauritius) Holdings Ltd · CIK 0001407940 · 10% owner

GE Capital International (Mauritius) · CIK 0001408110 · 10% owner

GE Indian Services Holding Private LTD · CIK 0001408472 · 10% owner

GE India Ventures LLC · CIK 0001408505 · 10% owner

General Electric Capital Services Indian Investments LLC · CIK 0001408506 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,928,342

F2 · kind: Sale by GE Capital (Mauritius) Holdings Ltd. ("Holdings"), to an affiliate of a limited partner in another shareholder of the issuer, for settlement December 18, 2007. The transferee will hold the shares subject to the lock-up that Holdings previously agreed with the underwriters in connection with the initial public offering of the issuer's shares.

F3 · ownership.direct: Directly owned by Holdings. Indirectly owned by International, Indian Holding, India Ventures, Indian Investments, GECC, GECS and GE. Holdings is owned by GECC and International. International, Indian Holding, India Ventures, Indian Investments, GECC, GECS and GE disclaim beneficial ownership of all shares owned by Holdings, except to the extent of their pecuniary interest therein. See Exhibit 99.1, incorporated by reference herein.

SEC source: 0000909518-07-000725 · mauritius_form4ex.xml · nonDerivative · entry 2

GE Capital (Mauritius) Holdings Ltd · CIK 0001407940 · 10% owner

GE Capital International (Mauritius) · CIK 0001408110 · 10% owner

GE Indian Services Holding Private LTD · CIK 0001408472 · 10% owner

GE India Ventures LLC · CIK 0001408505 · 10% owner

General Electric Capital Services Indian Investments LLC · CIK 0001408506 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,928,342

F2 · kind: Sale by GE Capital (Mauritius) Holdings Ltd. ("Holdings").

F3 · ownership.direct: Directly owned by Holdings. Indirectly owned by International, Indian Holding, India Ventures, Indian Investments, GECC, GECS and GE. Holdings is owned by GECC and International. International, Indian Holding, India Ventures, Indian Investments, GECC, GECS and GE disclaim beneficial ownership of all shares owned by Holdings, except to the extent of their pecuniary interest therein. See Exhibit 99.1, incorporated by reference herein.

SEC source: 0000909518-06-000657 · nbc6-2806_form4ex.xml · derivative · entry 2

NBC Universal, Inc. · CIK 0000902739 · 10% owner

National Broadcasting CO Holding, Inc. · CIK 0001295844 · See (1) to Joint Filer Info

GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · See (1) to Joint Filer Info

GENERAL ELECTRIC CO · CIK 0000040545 · See (1) to Joint Filer Info

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,339,500

Underlying: Common Stock · 1,206,258 shares

Expires not disclosed

F1 · derivative.exercise_price: The Series A Redeemable Convertible Preferred Stock is convertible into an equal number of shares of the Issuer's Common Stock and is subject to mandatory redemption by the Issuer on the 10th anniversary of its issuance or upon a "change of control" at $8.29 per share plus declared and unpaid dividends.

F2 · kind: A wholly-owned subsidiary of NBC Universal, Inc. ("NBC") sold the shares to an affiliate, GE Capital Equity Investments, Inc. ("GECEI").

F3 · price: $12.75684 per share.

F1 · derivative.exercise_date: The Series A Redeemable Convertible Preferred Stock is convertible into an equal number of shares of the Issuer's Common Stock and is subject to mandatory redemption by the Issuer on the 10th anniversary of its issuance or upon a "change of control" at $8.29 per share plus declared and unpaid dividends.

F1 · derivative.expiration_date: The Series A Redeemable Convertible Preferred Stock is convertible into an equal number of shares of the Issuer's Common Stock and is subject to mandatory redemption by the Issuer on the 10th anniversary of its issuance or upon a "change of control" at $8.29 per share plus declared and unpaid dividends.

F5 · ownership.direct: Directly owned by GECEI. Indirectly owned by General Electric Capital Corporation ("GE Capital") because, among other things, GECEI is a wholly-owned subsidiary of GE Capital. See Exhibit 99.1, incorporated by reference herein.

SEC source: 0000909518-06-000657 · nbc6-2806_form4ex.xml · derivative · entry 1

NBC Universal, Inc. · CIK 0000902739 · 10% owner

National Broadcasting CO Holding, Inc. · CIK 0001295844 · See (1) to Joint Filer Info

GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · See (1) to Joint Filer Info

GENERAL ELECTRIC CO · CIK 0000040545 · See (1) to Joint Filer Info

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,206,258 shares

Expires not disclosed

F1 · derivative.exercise_price: The Series A Redeemable Convertible Preferred Stock is convertible into an equal number of shares of the Issuer's Common Stock and is subject to mandatory redemption by the Issuer on the 10th anniversary of its issuance or upon a "change of control" at $8.29 per share plus declared and unpaid dividends.

F2 · kind: A wholly-owned subsidiary of NBC Universal, Inc. ("NBC") sold the shares to an affiliate, GE Capital Equity Investments, Inc. ("GECEI").

F3 · price: $12.75684 per share.

F1 · derivative.exercise_date: The Series A Redeemable Convertible Preferred Stock is convertible into an equal number of shares of the Issuer's Common Stock and is subject to mandatory redemption by the Issuer on the 10th anniversary of its issuance or upon a "change of control" at $8.29 per share plus declared and unpaid dividends.

F1 · derivative.expiration_date: The Series A Redeemable Convertible Preferred Stock is convertible into an equal number of shares of the Issuer's Common Stock and is subject to mandatory redemption by the Issuer on the 10th anniversary of its issuance or upon a "change of control" at $8.29 per share plus declared and unpaid dividends.

F4 · ownership.direct: Directly owned by NBC through a wholly-owned subsidiary. See Exhibit 99.1, incorporated by reference herein.

SEC source: 0000909518-06-000247 · gefahi3-6_form4ex.xml · nonDerivative · entry 1

GE FINANCIAL ASSURANCE HOLDINGS INC · CIK 0001049537 · 10% owner

GEI, Inc. · CIK 0001290757 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · ownership.direct: GE Financial Assurance Holdings, Inc. is a subsidiary of GEI, Inc., which is a subsidiary of General Electric Capital Corporation, which is a subsidiary of General Electric Capital Services, Inc., which is a subsidiary of General Electric Company. GEI, Inc., General Electric Capital Corporation, General Electric Capital Services, Inc. and General Electric Company disclaim beneficial ownership of all shares owned by GE Financial Assurance Holdings, Inc.

SEC source: 0000909518-05-000955 · gefahi12-5form4_2ex.xml · nonDerivative · entry 2

GE FINANCIAL ASSURANCE HOLDINGS INC · CIK 0001049537 · 10% owner

GEI, Inc. · CIK 0001290757 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,216,000

F1 · ownership.direct: GE Financial Assurance Holdings, Inc. is a subsidiary of GEI, Inc., which is a subsidiary of General Electric Capital Corporation, which is a subsidiary of General Electric Capital Services, Inc., which is a subsidiary of General Electric Company. GEI, Inc., General Electric Capital Corporation, General Electric Capital Services, Inc. and General Electric Company disclaim beneficial ownership of all shares owned by GE Financial Assurance Holdings, Inc.

SEC source: 0000909518-05-000955 · gefahi12-5form4_2ex.xml · nonDerivative · entry 1

GE FINANCIAL ASSURANCE HOLDINGS INC · CIK 0001049537 · 10% owner

GEI, Inc. · CIK 0001290757 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,066,559

F1 · ownership.direct: GE Financial Assurance Holdings, Inc. is a subsidiary of GEI, Inc., which is a subsidiary of General Electric Capital Corporation, which is a subsidiary of General Electric Capital Services, Inc., which is a subsidiary of General Electric Company. GEI, Inc., General Electric Capital Corporation, General Electric Capital Services, Inc. and General Electric Company disclaim beneficial ownership of all shares owned by GE Financial Assurance Holdings, Inc.

SEC source: 0000909518-05-000896 · nbc11-15_form4ex.xml · derivative · entry 4

NBC Universal, Inc. · CIK 0000902739 · 10% owner

National Broadcasting CO Holding, Inc. · CIK 0001295844 · See (1) to Joint Filer Info

GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · See (1) to Joint Filer Info

GENERAL ELECTRIC CO · CIK 0000040545 · See (1) to Joint Filer Info

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,125,000 shares

Expires 2005-11-16

F1 · kind: Exercise of Distributor Warrant in a cashless manner with the Issuer.

F4 · price: Not applicable.

F2 · ownership.direct: Directly owned by NBC Universal, Inc. ("NBC").

SEC source: 0000909518-05-000896 · nbc11-15_form4ex.xml · nonDerivative · entry 2

NBC Universal, Inc. · CIK 0000902739 · 10% owner

National Broadcasting CO Holding, Inc. · CIK 0001295844 · See (1) to Joint Filer Info

GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · See (1) to Joint Filer Info

GENERAL ELECTRIC CO · CIK 0000040545 · See (1) to Joint Filer Info

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,708

F1 · kind: Exercise of Distributor Warrant in a cashless manner with the Issuer.

F2 · ownership.direct: Directly owned by NBC Universal, Inc. ("NBC").

SEC source: 0000909518-05-000896 · nbc11-15_form4ex.xml · nonDerivative · entry 1

NBC Universal, Inc. · CIK 0000902739 · 10% owner

National Broadcasting CO Holding, Inc. · CIK 0001295844 · See (1) to Joint Filer Info

GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · See (1) to Joint Filer Info

GENERAL ELECTRIC CO · CIK 0000040545 · See (1) to Joint Filer Info

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,226,509

F1 · kind: Exercise of Distributor Warrant in a cashless manner with the Issuer.

F2 · ownership.direct: Directly owned by NBC Universal, Inc. ("NBC").

SEC source: 0000909518-05-000954 · gefahi12-5form4_1ex.xml · nonDerivative · entry 2

GE FINANCIAL ASSURANCE HOLDINGS INC · CIK 0001049537 · 10% owner

GEI, Inc. · CIK 0001290757 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,066,559

F1 · ownership.direct: GE Financial Assurance Holdings, Inc. is a subsidiary of GEI, Inc., which is a subsidiary of General Electric Capital Corporation, which is a subsidiary of General Electric Capital Services, Inc., which is a subsidiary of General Electric Company. GEI, Inc., General Electric Capital Corporation, General Electric Capital Services, Inc. and General Electric Company disclaim beneficial ownership of all shares owned by GE Financial Assurance Holdings, Inc.

SEC source: 0000909518-05-000954 · gefahi12-5form4_1ex.xml · nonDerivative · entry 1

GE FINANCIAL ASSURANCE HOLDINGS INC · CIK 0001049537 · 10% owner

GEI, Inc. · CIK 0001290757 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,216,559

F1 · ownership.direct: GE Financial Assurance Holdings, Inc. is a subsidiary of GEI, Inc., which is a subsidiary of General Electric Capital Corporation, which is a subsidiary of General Electric Capital Services, Inc., which is a subsidiary of General Electric Company. GEI, Inc., General Electric Capital Corporation, General Electric Capital Services, Inc. and General Electric Company disclaim beneficial ownership of all shares owned by GE Financial Assurance Holdings, Inc.

SEC source: 0000909518-05-000753 · gefahi9-21_form4ex.xml · nonDerivative · entry 2

GE FINANCIAL ASSURANCE HOLDINGS INC · CIK 0001049537 · 10% owner

GEI, Inc. · CIK 0001290757 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,216,559

F1 · ownership.direct: GE Financial Assurance Holdings, Inc. is a subsidiary of GEI, Inc., which is a subsidiary of General Electric Capital Corporation, which is a subsidiary of General Electric Capital Services, Inc., which is a subsidiary of General Electric Company. GEI, Inc., General Electric Capital Corporation, General Electric Capital Services, Inc. and General Electric Company disclaim beneficial ownership of all shares owned by GE Financial Assurance Holdings, Inc.

SEC source: 0000909518-05-000753 · gefahi9-21_form4ex.xml · nonDerivative · entry 1

GE FINANCIAL ASSURANCE HOLDINGS INC · CIK 0001049537 · 10% owner

GEI, Inc. · CIK 0001290757 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,216,559

F1 · ownership.direct: GE Financial Assurance Holdings, Inc. is a subsidiary of GEI, Inc., which is a subsidiary of General Electric Capital Corporation, which is a subsidiary of General Electric Capital Services, Inc., which is a subsidiary of General Electric Company. GEI, Inc., General Electric Capital Corporation, General Electric Capital Services, Inc. and General Electric Company disclaim beneficial ownership of all shares owned by GE Financial Assurance Holdings, Inc.

SEC source: 0000921530-05-000484 · edgar.xml · nonDerivative · entry 1

GREENWATER HOLDINGS LTD · CIK 0001280748 · 10% owner

HELLER INTERNATIONAL GROUP INC · CIK 0001280749 · See notes (2) and (3)

HELLER FINANCIAL INC · CIK 0000046738 · See notes (2) and (3)

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · See notes (2) and (3)

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · See notes (2) and (3)

GENERAL ELECTRIC CO · CIK 0000040545 · See notes (2) and (3)

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,241,318

F1 · date: The parties reached agreement as to material terms on July 15, 2005. The transaction was executed on Nasdaq on July 19, 2005.

F2 · ownership.direct: These shares are owned directly by Greenwater Holding, Ltd. ("Greenwater"). Heller International Group, Inc. ("HIG") is the sole shareholder of Greenwater. Heller Financial, Inc. ("Heller Financial") is the sole shareholder of HIG. General Electric Capitol Corporation ("GECC") is the sole shareholder of Heller Financial. General Electric Capital Services, Inc. ("GECS") is the sole shareholder of GECC. General Electric Company ("GE") is the sole shareholder of GECS.

F3 · ownership.direct: Pursuant to Rule 16a-1(4) promulgated under the Securities and Exchange Act of 1934, as amended, each of GE, GECS, GECC, Heller Financial and HIG disclaims beneficial ownership of the Common Stock directly owned by Greenwater.

SEC source: 0000909518-05-000514 · ge7-12_form4ex.xml · nonDerivative · entry 1

GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner

National Broadcasting CO Holding, Inc. · CIK 0001295844 · See Exhibit 99.1

NBC Universal, Inc. · CIK 0000902739 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · See Exhibit 99.1

GENERAL ELECTRIC CO · CIK 0000040545 · See Exhibit 99.1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,069,486

F1 · date: Sale agreement entered into on July 8, 2005, but closing will not occur until a future date.

F2 · ownership.direct: Directly owned by GE Capital Equity Investments, Inc. ("GECEI"). Indirectly owned by General Electric Capital Corporation ("GE Capital") because, among other things, GECEI is a wholly-owned subsidiary of GE Capital. Also indirectly owned by NBC Universal, Inc. ("NBC") because of an agreement between GECEI and NBC regarding allocation of investment proceeds. GECEI, GE Capital and NBC disclaim beneficial ownership of such securities except to the extent of their respective pecuniary interest. See Exhibit 99.1, incorporated by reference herein.

SEC source: 0000909518-05-000200 · gefahi3-24_form4ex.xml · nonDerivative · entry 1

GE FINANCIAL ASSURANCE HOLDINGS INC · CIK 0001049537 · 10% owner

GEI, Inc. · CIK 0001290757 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,216,559

F1 · ownership.direct: GE Financial Assurance Holdings, Inc. is a subsidiary of GEI, Inc., which is a subsidiary of General Electric Capital Corporation, which is a subsidiary of General Electric Capital Services, Inc., which is a subsidiary of General Electric Company. GEI, Inc., General Electric Capital Corporation, General Electric Capital Services, Inc. and General Electric Company disclaim beneficial ownership of all shares owned by GE Financial Assurance Holdings, Inc.

SEC source: 0000909518-05-000094 · ge2-15_form4ex.xml · nonDerivative · entry 1

GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner

National Broadcasting CO Holding, Inc. · CIK 0001295844 · See Exhibit 99.1

NBC Universal, Inc. · CIK 0000902739 · 10% owner

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · See Exhibit 99.1

GENERAL ELECTRIC CO · CIK 0000040545 · See Exhibit 99.1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,674,418

F1 · ownership.direct: Directly owned by GE Capital Equity Investments, Inc. ("GECEI"). Indirectly owned by General Electric Capital Corporation ("GE Capital") because, among other things, GECEI is a wholly-owned subsidiary of GE Capital. Also indirectly owned by NBC Universal, Inc. ("NBC") because of an agreement between GECEI and NBC regarding allocation of investment proceeds. GECEI, GE Capital and NBC disclaim beneficial ownership of such securities except to the extent of their respective pecuniary interest. See Exhibit 99.1, incorporated by reference herein.

SEC source: 0000909518-04-000607 · msg7-9_form4ex.xml · nonDerivative · entry 2

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,910

F1 · ownership.direct: General Electric Capital Corporation is a subsidiary of General Electric Capital Services, Inc., which is a subsidiary of General Electric Company. General Electric Company and General Electric Capital Services, Inc. disclaim beneficial ownership of all shares owned by General Electric Capital Corporation.

SEC source: 0000909518-04-000607 · msg7-9_form4ex.xml · nonDerivative · entry 1

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,610

F1 · ownership.direct: General Electric Capital Corporation is a subsidiary of General Electric Capital Services, Inc., which is a subsidiary of General Electric Company. General Electric Company and General Electric Capital Services, Inc. disclaim beneficial ownership of all shares owned by General Electric Capital Corporation.

SEC source: 0000909518-04-000571 · msg6-23_form4ex.xml · nonDerivative · entry 2

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,410

F1 · ownership.direct: General Electric Capital Corporation is a subsidiary of General Electric Capital Services, Inc., which is a subsidiary of General Electric Company. General Electric Company and General Electric Capital Services, Inc. disclaim beneficial ownership of all shares owned by General Electric Capital Corporation.

SEC source: 0000909518-04-000571 · msg6-23_form4ex.xml · nonDerivative · entry 1

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,710

F1 · ownership.direct: General Electric Capital Corporation is a subsidiary of General Electric Capital Services, Inc., which is a subsidiary of General Electric Company. General Electric Company and General Electric Capital Services, Inc. disclaim beneficial ownership of all shares owned by General Electric Capital Corporation.

SEC source: 0000909518-04-000559 · gecc6-17_form4ex.xml · nonDerivative · entry 2

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,310

F1 · ownership.direct: General Electric Capital Corporation is a subsidiary of General Electric Capital Services, Inc., which is a subsidiary of General Electric Company. General Electric Company and General Electric Capital Services, Inc. disclaim beneficial ownership of all shares owned by General Electric Capital Corporation

SEC source: 0000909518-04-000559 · gecc6-17_form4ex.xml · nonDerivative · entry 1

GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner

GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner

GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,110

F1 · ownership.direct: General Electric Capital Corporation is a subsidiary of General Electric Capital Services, Inc., which is a subsidiary of General Electric Company. General Electric Company and General Electric Capital Services, Inc. disclaim beneficial ownership of all shares owned by General Electric Capital Corporation