Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Norwegian Cruise Line Holdings Ltd.NCLH · Entity 3699 | Pres. & CEO Oceania Cruises | August 18, 2022 | August 19, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Norwegian Cruise Line Holdings Ltd.
Report date August 18, 2022 · Filed August 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 140,609 |
Reported balance
After 2022-08-18 transaction · row 1
1 source rowRow 1 · 2022-08-18 · Sale · Disposed 86,225 · Balance 140,609 F1: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $13.60 to $13.67, inclusive. The reporting person undertakes to provide to Norwegian Cruise Line Holdings Ltd. ("NCLH"), any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1). |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $13.60 to $13.67, inclusive. The reporting person undertakes to provide to Norwegian Cruise Line Holdings Ltd. ("NCLH"), any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 18, 2022 Filed Aug 19, 2022 21:16 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | SaleCommon Stock | 86,225 | $13.63 | $1,175,272.62 |
DisclosureSEC source: 0001104659-22-093012 · tm2224131-1_4seq1.xml · nonDerivative · entry 1 SHERMAN HOWARD J · CIK 0001897688 · Pres. & CEO Oceania Cruises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,609 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $13.60 to $13.67, inclusive. The reporting person undertakes to provide to Norwegian Cruise Line Holdings Ltd. ("NCLH"), any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1). Read SEC document |
| July 27, 2022 Filed Jul 29, 2022 20:33 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Tax withholdingCommon Stock | 18,117 | $11.50 | $208,345.50 |
DisclosureSEC source: 0001104659-22-084285 · tm2222109-7_4seq1.xml · nonDerivative · entry 2 SHERMAN HOWARD J · CIK 0001897688 · Pres. & CEO Oceania Cruises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,834 F2 · security: Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 46,040 performance-based restricted share units granted to the reporting person on July 27, 2020. Read SEC document |
| July 27, 2022 Filed Jul 29, 2022 20:33 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Tax withholdingCommon Stock | 36,234 | $11.50 | $416,691.00 |
DisclosureSEC source: 0001104659-22-084285 · tm2222109-7_4seq1.xml · nonDerivative · entry 1 SHERMAN HOWARD J · CIK 0001897688 · Pres. & CEO Oceania Cruises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,951 F1 · security: Represents shares withheld by Norwegian Cruise Line Holdings Ltd. ("NCLH") to satisfy tax withholding obligations in connection with the vesting of 92,081 restricted share units granted to the reporting person on July 27, 2020. Read SEC document |
| July 11, 2022 Filed Jul 13, 2022 20:31 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | GrantCommon Stock | 46,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-079542 · tm2220871-3_4seq1.xml · nonDerivative · entry 1 SHERMAN HOWARD J · CIK 0001897688 · Pres. & CEO Oceania Cruises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,185 F1 · security: Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting. F2 · shares: Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan on July 27, 2020. The restricted share units were originally subject to performance hurdles. The Compensation Committee determined the performance condition achievement level on July 11, 2022, and the restricted share units will vest on July 27, 2022. F3 · balance_after: Includes 468 shares acquired under NCLH's Employee Share Purchase Plan during 2022. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 22:03 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Tax withholdingCommon Stock | 4,145 | $18.48 | $76,599.60 |
DisclosureSEC source: 0001104659-22-030089 · tm228303-7_4seq1.xml · nonDerivative · entry 5 SHERMAN HOWARD J · CIK 0001897688 · Pres. & CEO Oceania Cruises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,677 F6 · security: Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 1/3rd of 44,652 restricted share units granted to the reporting person on June 15, 2021. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 22:03 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Tax withholdingCommon Stock | 4,849 | $18.48 | $89,609.52 |
DisclosureSEC source: 0001104659-22-030089 · tm228303-7_4seq1.xml · nonDerivative · entry 4 SHERMAN HOWARD J · CIK 0001897688 · Pres. & CEO Oceania Cruises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,822 F5 · security: Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 1/3rd of 36,965 restricted share units granted to the reporting person on March 2, 2020. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 22:03 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Tax withholdingCommon Stock | 3,545 | $18.48 | $65,511.60 |
DisclosureSEC source: 0001104659-22-030089 · tm228303-7_4seq1.xml · nonDerivative · entry 3 SHERMAN HOWARD J · CIK 0001897688 · Pres. & CEO Oceania Cruises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,671 F4 · security: Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 10,841 restricted share units granted to the reporting person on March 1, 2019. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 22:03 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Tax withholdingCommon Stock | 3,161 | $18.48 | $58,415.28 |
DisclosureSEC source: 0001104659-22-030089 · tm228303-7_4seq1.xml · nonDerivative · entry 2 SHERMAN HOWARD J · CIK 0001897688 · Pres. & CEO Oceania Cruises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,216 F3 · security: Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 1/3rd of 24,093 restricted share units granted to the reporting person on March 1, 2019. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 22:03 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | GrantCommon Stock | 51,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-030089 · tm228303-7_4seq1.xml · nonDerivative · entry 1 SHERMAN HOWARD J · CIK 0001897688 · Pres. & CEO Oceania Cruises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,377 F1 · security: Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting. F2 · shares: Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan. The restricted share units will vest in one installment on March 1, 2024. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 21:31 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | GrantCommon Stock | 18,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-024287 · tm226877-5_4seq1.xml · nonDerivative · entry 1 SHERMAN HOWARD J · CIK 0001897688 · Pres. & CEO Oceania Cruises 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,095 F1 · security: Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting. F2 · shares: Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan on March 2, 2020. The restricted share units were originally subject to performance hurdles. The Compensation Committee determined the performance condition achievement level on February 14, 2022, and the restricted share units will vest on March 1, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.