Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL PROPERTIES INC /RI/CPTP · Entity 9568 | See Remarks | February 15, 2022 | August 22, 2022 |
| PROVIDENCE & WORCESTER RAILROAD CO/RI/PWX · Entity 181379 | 10% owner | November 01, 2016 | November 02, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL PROPERTIES INC /RI/
Report date February 15, 2022 · Filed August 22, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 3,453,420 |
Reported balance
After 2022-02-15 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-02-15 · Other · Acquired 1,726,710 · Balance 3,453,420 F1: Reflects the transfer of shares of the issuer's class A common stock by the reporting person's spouse to a Community Property Trust of which the reporting person and her spouse are co-trustees and beneficiaries. The form also reflects a 1-for-1 stock dividend originally issued in December 2008 (Class B Common Stock convertible into Class A Common Stock at holder's option, which were automatically converted into Class A Common Stock on April 23, 2013), all of which was exempt from Form 4 reporting requirements. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2022-02-24 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-02-24 · Other · Disposed 3,453,420 · Balance 0 F1: Reflects the transfer of shares of the issuer's class A common stock by the reporting person's spouse to a Community Property Trust of which the reporting person and her spouse are co-trustees and beneficiaries. The form also reflects a 1-for-1 stock dividend originally issued in December 2008 (Class B Common Stock convertible into Class A Common Stock at holder's option, which were automatically converted into Class A Common Stock on April 23, 2013), all of which was exempt from Form 4 reporting requirements. F2: The reporting person died on February 24, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the transfer of shares of the issuer's class A common stock by the reporting person's spouse to a Community Property Trust of which the reporting person and her spouse are co-trustees and beneficiaries. The form also reflects a 1-for-1 stock dividend originally issued in December 2008 (Class B Common Stock convertible into Class A Common Stock at holder's option, which were automatically converted into Class A Common Stock on April 23, 2013), all of which was exempt from Form 4 reporting requirements.
F2: The reporting person died on February 24, 2022.
PROVIDENCE & WORCESTER RAILROAD CO/RI/
Report date November 01, 2016 · Filed November 02, 2016
Jointly reported with Eder Robert H
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Self as Co-Trustee of the Robert H. Eder Trust | 892,742 |
Reported balance
After 2016-11-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2016-11-01 · Conversion · Acquired 50,000 · Balance 892,742 F1: These securities are owned by the Robert H. Eder Trust, of which Robert H. Eder and Linda Eder are each co-trustees. Each of Robert H. Eder and Linda Eder has a beneficial interest in such shares and for purposes of Section 13(d) of the Exchange Act, Robert H. Eder is a member of a "group" with Linda Eder. F2: The preferred stock was convertible into common stock on a 100-for-1 basis and had no expiration date. F3: Pursuant to the terms of the Merger Agreement, dated August 12, 2016 (the "Merger Agreement"), among Providence and Worcester Railroad Company (the "Company"), Genesee & Wyoming Inc. ("G&W"), and Pullman Acquisition Sub Inc. ("Pullman"), whereby Pullman merged with and into the Company, whereupon the separate corporate existence of Pullman ceased and the Company became a wholly-owned subsidiary of G&W (the "Merger"), each outstanding share of preferred stock of the Company, par value $50 per share, was deemed to be automatically converted, along with the aggregate accrued or accumulated and unpaid dividends thereon, into 100 shares of the common stock of the Company, par value $0.50 per share, and each share of common stock of the Company issued and outstanding at the effective time of the Merger (including common stock into which the preferred stock has been deemed converted) shall be converted into and exchanged for the right to receive cash in the amount of $25. F4: Includes 74,580 shares of common stock held by the Linda Eder Trust, of which Robert H. Eder and Linda Eder are each co-trustees, and 818,162 shares of common stock held by the Robert H. Eder Trust (which includes 50,000 shares of common stock deemed to have been converted from 500 shares of preferred stock held by the Robert H. Eder Trust). Each of Robert H. Eder and Linda Eder has a beneficial interest in shares held by the Linda Eder Trust. |
| Common StockSEC Table I · non-derivative | IndirectBy Self as Co-Trustee of each of the Robert H. Eder Trust and the Linda Eder Trust | 0 |
Reported balance
After 2016-11-01 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2016-11-01 · Disposition to issuer · Disposed 892,742 · Balance 0 F5: Disposed of pursuant to the Merger Agreement in exchange for $25.00 per share in cash. |
| Preferred StockSEC Table II · derivative / convertible security | IndirectBy Self as Co-Trustee of the Robert H. Eder Trust | 0 |
Reported balance
After 2016-11-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-11-01 · Conversion · Disposed 500 · Balance 0 F7: 100-1 F2: The preferred stock was convertible into common stock on a 100-for-1 basis and had no expiration date. F3: Pursuant to the terms of the Merger Agreement, dated August 12, 2016 (the "Merger Agreement"), among Providence and Worcester Railroad Company (the "Company"), Genesee & Wyoming Inc. ("G&W"), and Pullman Acquisition Sub Inc. ("Pullman"), whereby Pullman merged with and into the Company, whereupon the separate corporate existence of Pullman ceased and the Company became a wholly-owned subsidiary of G&W (the "Merger"), each outstanding share of preferred stock of the Company, par value $50 per share, was deemed to be automatically converted, along with the aggregate accrued or accumulated and unpaid dividends thereon, into 100 shares of the common stock of the Company, par value $0.50 per share, and each share of common stock of the Company issued and outstanding at the effective time of the Merger (including common stock into which the preferred stock has been deemed converted) shall be converted into and exchanged for the right to receive cash in the amount of $25. F6: Immediately. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are owned by the Robert H. Eder Trust, of which Robert H. Eder and Linda Eder are each co-trustees. Each of Robert H. Eder and Linda Eder has a beneficial interest in such shares and for purposes of Section 13(d) of the Exchange Act, Robert H. Eder is a member of a "group" with Linda Eder.
F2: The preferred stock was convertible into common stock on a 100-for-1 basis and had no expiration date.
F3: Pursuant to the terms of the Merger Agreement, dated August 12, 2016 (the "Merger Agreement"), among Providence and Worcester Railroad Company (the "Company"), Genesee & Wyoming Inc. ("G&W"), and Pullman Acquisition Sub Inc. ("Pullman"), whereby Pullman merged with and into the Company, whereupon the separate corporate existence of Pullman ceased and the Company became a wholly-owned subsidiary of G&W (the "Merger"), each outstanding share of preferred stock of the Company, par value $50 per share, was deemed to be automatically converted, along with the aggregate accrued or accumulated and unpaid dividends thereon, into 100 shares of the common stock of the Company, par value $0.50 per share, and each share of common stock of the Company issued and outstanding at the effective time of the Merger (including common stock into which the preferred stock has been deemed converted) shall be converted into and exchanged for the right to receive cash in the amount of $25.
F4: Includes 74,580 shares of common stock held by the Linda Eder Trust, of which Robert H. Eder and Linda Eder are each co-trustees, and 818,162 shares of common stock held by the Robert H. Eder Trust (which includes 50,000 shares of common stock deemed to have been converted from 500 shares of preferred stock held by the Robert H. Eder Trust). Each of Robert H. Eder and Linda Eder has a beneficial interest in shares held by the Linda Eder Trust.
F5: Disposed of pursuant to the Merger Agreement in exchange for $25.00 per share in cash.
F6: Immediately.
F7: 100-1
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2022 Filed Aug 22, 2022 17:04 UTC | CAPITAL PROPERTIES INC /RI/ CPTP · Entity 9568 | OtherClass A Common Stock | 3,453,420 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-029425 · doc4.xml · nonDerivative · entry 2 Eder Linda · CIK 0001323783 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: Reflects the transfer of shares of the issuer's class A common stock by the reporting person's spouse to a Community Property Trust of which the reporting person and her spouse are co-trustees and beneficiaries. The form also reflects a 1-for-1 stock dividend originally issued in December 2008 (Class B Common Stock convertible into Class A Common Stock at holder's option, which were automatically converted into Class A Common Stock on April 23, 2013), all of which was exempt from Form 4 reporting requirements. F2 · ownership.nature: The reporting person died on February 24, 2022. Read SEC document |
| February 15, 2022 Filed Aug 22, 2022 17:04 UTC | CAPITAL PROPERTIES INC /RI/ CPTP · Entity 9568 | OtherClass A Common Stock | 1,726,710 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-029425 · doc4.xml · nonDerivative · entry 1 Eder Linda · CIK 0001323783 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,453,420 F1 · kind: Reflects the transfer of shares of the issuer's class A common stock by the reporting person's spouse to a Community Property Trust of which the reporting person and her spouse are co-trustees and beneficiaries. The form also reflects a 1-for-1 stock dividend originally issued in December 2008 (Class B Common Stock convertible into Class A Common Stock at holder's option, which were automatically converted into Class A Common Stock on April 23, 2013), all of which was exempt from Form 4 reporting requirements. F1 · ownership.nature: Reflects the transfer of shares of the issuer's class A common stock by the reporting person's spouse to a Community Property Trust of which the reporting person and her spouse are co-trustees and beneficiaries. The form also reflects a 1-for-1 stock dividend originally issued in December 2008 (Class B Common Stock convertible into Class A Common Stock at holder's option, which were automatically converted into Class A Common Stock on April 23, 2013), all of which was exempt from Form 4 reporting requirements. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 14:20 UTC | PROVIDENCE & WORCESTER RAILROAD CO/RI/ PWX · Entity 181379 | ConversionPreferred Stock · Derivative | 500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-16-084518 · doc1.xml · derivative · entry 3 Eder Robert H · CIK 0001323679 · Director · Chief Executive Officer · 10% owner Eder Linda · CIK 0001323783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Self as Co-Trustee of the Robert H. Eder Trust Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: 100-1 F2 · price: The preferred stock was convertible into common stock on a 100-for-1 basis and had no expiration date. F3 · price: Pursuant to the terms of the Merger Agreement, dated August 12, 2016 (the "Merger Agreement"), among Providence and Worcester Railroad Company (the "Company"), Genesee & Wyoming Inc. ("G&W"), and Pullman Acquisition Sub Inc. ("Pullman"), whereby Pullman merged with and into the Company, whereupon the separate corporate existence of Pullman ceased and the Company became a wholly-owned subsidiary of G&W (the "Merger"), each outstanding share of preferred stock of the Company, par value $50 per share, was deemed to be automatically converted, along with the aggregate accrued or accumulated and unpaid dividends thereon, into 100 shares of the common stock of the Company, par value $0.50 per share, and each share of common stock of the Company issued and outstanding at the effective time of the Merger (including common stock into which the preferred stock has been deemed converted) shall be converted into and exchanged for the right to receive cash in the amount of $25. F6 · derivative.exercise_date: Immediately. F2 · derivative.expiration_date: The preferred stock was convertible into common stock on a 100-for-1 basis and had no expiration date. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 14:20 UTC | PROVIDENCE & WORCESTER RAILROAD CO/RI/ PWX · Entity 181379 | Disposition to issuerCommon Stock | 892,742 | $25.00 | $22,318,550.00 |
DisclosureSEC source: 0001140361-16-084518 · doc1.xml · nonDerivative · entry 2 Eder Robert H · CIK 0001323679 · Director · Chief Executive Officer · 10% owner Eder Linda · CIK 0001323783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Self as Co-Trustee of each of the Robert H. Eder Trust and the Linda Eder Trust Disclosed balance after: 0 F5 · price: Disposed of pursuant to the Merger Agreement in exchange for $25.00 per share in cash. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 14:20 UTC | PROVIDENCE & WORCESTER RAILROAD CO/RI/ PWX · Entity 181379 | ConversionCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-16-084518 · doc1.xml · nonDerivative · entry 1 Eder Robert H · CIK 0001323679 · Director · Chief Executive Officer · 10% owner Eder Linda · CIK 0001323783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Self as Co-Trustee of the Robert H. Eder Trust Disclosed balance after: 892,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These securities are owned by the Robert H. Eder Trust, of which Robert H. Eder and Linda Eder are each co-trustees. Each of Robert H. Eder and Linda Eder has a beneficial interest in such shares and for purposes of Section 13(d) of the Exchange Act, Robert H. Eder is a member of a "group" with Linda Eder. F2 · price: The preferred stock was convertible into common stock on a 100-for-1 basis and had no expiration date. F3 · price: Pursuant to the terms of the Merger Agreement, dated August 12, 2016 (the "Merger Agreement"), among Providence and Worcester Railroad Company (the "Company"), Genesee & Wyoming Inc. ("G&W"), and Pullman Acquisition Sub Inc. ("Pullman"), whereby Pullman merged with and into the Company, whereupon the separate corporate existence of Pullman ceased and the Company became a wholly-owned subsidiary of G&W (the "Merger"), each outstanding share of preferred stock of the Company, par value $50 per share, was deemed to be automatically converted, along with the aggregate accrued or accumulated and unpaid dividends thereon, into 100 shares of the common stock of the Company, par value $0.50 per share, and each share of common stock of the Company issued and outstanding at the effective time of the Merger (including common stock into which the preferred stock has been deemed converted) shall be converted into and exchanged for the right to receive cash in the amount of $25. F4 · balance_after: Includes 74,580 shares of common stock held by the Linda Eder Trust, of which Robert H. Eder and Linda Eder are each co-trustees, and 818,162 shares of common stock held by the Robert H. Eder Trust (which includes 50,000 shares of common stock deemed to have been converted from 500 shares of preferred stock held by the Robert H. Eder Trust). Each of Robert H. Eder and Linda Eder has a beneficial interest in shares held by the Linda Eder Trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.