organization · Reporting owner
Oaxaca Group L.L.C.
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| JANEL CORPJANL · Entity 7097 | 10% owner | August 15, 2022 | August 15, 2022 |
| Rubicon Technology, Inc.RBCN · Entity 116464 | 10% owner | August 19, 2022 | August 24, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
JANEL CORP
Report date August 15, 2022 · Filed August 15, 2022
Jointly reported with Schulte Dominique
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 485,302 |
Last balance in matching sequence
After 2022-08-15 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2022-08-15 · Purchase · Acquired 1,409 · Balance 485,202 F1: The shares reported on this report were acquired by the Reporting Person as custodian for the Reporting Person's minor children. The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Row 2 · 2022-08-15 · Purchase · Acquired 100 · Balance 485,302 F1: The shares reported on this report were acquired by the Reporting Person as custodian for the Reporting Person's minor children. The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares reported on this report were acquired by the Reporting Person as custodian for the Reporting Person's minor children. The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
Rubicon Technology, Inc.
Report date August 19, 2022 · Filed August 24, 2022
Jointly reported with JANEL CORP, Schulte Dominique
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 1,108,000 |
Reported balance
Holding disclosure · report date 2022-08-19 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,108,000 F1: All of the reported securities are owned by Janel Corporation. Each of Oaxaca Group L.L.C. and Dominique Schulte may be deemed presently to beneficially own, but only to the extent each has a pecuniary interest in, the reported securities held by Janel Corporation. Each of Oaxaca Group L.L.C. and Dominique Schulte disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: All of the reported securities are owned by Janel Corporation. Each of Oaxaca Group L.L.C. and Dominique Schulte may be deemed presently to beneficially own, but only to the extent each has a pecuniary interest in, the reported securities held by Janel Corporation. Each of Oaxaca Group L.L.C. and Dominique Schulte disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2022 Filed Aug 15, 2022 17:29 UTC | JANEL CORP JANL · Entity 7097 | PurchaseCommon Stock | 100 | $60.00 | $6,000.00 |
DisclosureSEC source: 0001116354-22-000024 · primary_doc.xml · nonDerivative · entry 2 Schulte Dominique · CIK 0001591503 · Director · 10% owner Oaxaca Group L.L.C. · CIK 0001590415 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,302 F1 · ownership.direct: The shares reported on this report were acquired by the Reporting Person as custodian for the Reporting Person's minor children. The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 15, 2022 Filed Aug 15, 2022 17:29 UTC | JANEL CORP JANL · Entity 7097 | PurchaseCommon Stock | 1,409 | $58.50 | $82,426.50 |
DisclosureSEC source: 0001116354-22-000024 · primary_doc.xml · nonDerivative · entry 1 Schulte Dominique · CIK 0001591503 · Director · 10% owner Oaxaca Group L.L.C. · CIK 0001590415 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,202 F1 · ownership.direct: The shares reported on this report were acquired by the Reporting Person as custodian for the Reporting Person's minor children. The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 17:35 UTC | JANEL CORP JANL · Entity 7097 | PurchaseCommon Stock | 6,033 | $45.00 | $271,485.00 |
DisclosureSEC source: 0001116354-22-000020 · primary_doc.xml · nonDerivative · entry 2 Oaxaca Group L.L.C. · CIK 0001590415 · 10% owner Schulte Dominique · CIK 0001591503 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,793 Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 17:35 UTC | JANEL CORP JANL · Entity 7097 | PurchaseCommon Stock | 30,113 | $45.00 | $1,355,085.00 |
DisclosureSEC source: 0001116354-22-000020 · primary_doc.xml · nonDerivative · entry 1 Oaxaca Group L.L.C. · CIK 0001590415 · 10% owner Schulte Dominique · CIK 0001591503 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,760 Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 15:56 UTC | JANEL CORP JANL · Entity 7097 | GrantSeries C Cumulative Preferred Stock | 1,200 | $500.00 | $600,000.00 |
DisclosureSEC source: 0001116354-21-000006 · primary_doc.xml · nonDerivative · entry 2 Oaxaca Group L.L.C. · CIK 0001590415 · 10% owner Schulte Dominique · CIK 0001591503 · Director · President and CEO · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,805.33 Read SEC document |
| September 29, 2020 Filed Oct 4, 2021 15:56 UTC | JANEL CORP JANL · Entity 7097 | GrantSeries C Cumulative Preferred Stock | 650 | $500.00 | $325,000.00 |
DisclosureSEC source: 0001116354-21-000006 · primary_doc.xml · nonDerivative · entry 1 Oaxaca Group L.L.C. · CIK 0001590415 · 10% owner Schulte Dominique · CIK 0001591503 · Director · President and CEO · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,605.33 Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 18:08 UTC | JANEL CORP JANL · Entity 7097 | ConversionWarrants to Purchase Common Stock · Derivative | 250,000 | $4.00 Strike: $4.00 | $1,000,000.00 |
DisclosureSEC source: 0001116354-18-000001 · primary_doc.xml · derivative · entry 2 Oaxaca Group L.L.C. · CIK 0001590415 · 10% owner Schulte Dominique · CIK 0001591503 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250,000 shares Expires 2018-10-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On 10/30/2013, the Reporting Persons acquired Warrants to purchase 12,500,000 shares of the Issuer's Common Stock for an exercise price of $0.08 per share. Following the Issuer's 04/15/2015 50:1 reverse stock split, the Warrants provided the right to acquire 250,000 shares of the Issuer's Common Stock for an exercise price of $4.00 per share. F1 · shares: On 10/30/2013, the Reporting Persons acquired Warrants to purchase 12,500,000 shares of the Issuer's Common Stock for an exercise price of $0.08 per share. Following the Issuer's 04/15/2015 50:1 reverse stock split, the Warrants provided the right to acquire 250,000 shares of the Issuer's Common Stock for an exercise price of $4.00 per share. F1 · price: On 10/30/2013, the Reporting Persons acquired Warrants to purchase 12,500,000 shares of the Issuer's Common Stock for an exercise price of $0.08 per share. Following the Issuer's 04/15/2015 50:1 reverse stock split, the Warrants provided the right to acquire 250,000 shares of the Issuer's Common Stock for an exercise price of $4.00 per share. F1 · derivative.underlying_shares: On 10/30/2013, the Reporting Persons acquired Warrants to purchase 12,500,000 shares of the Issuer's Common Stock for an exercise price of $0.08 per share. Following the Issuer's 04/15/2015 50:1 reverse stock split, the Warrants provided the right to acquire 250,000 shares of the Issuer's Common Stock for an exercise price of $4.00 per share. Read SEC document |
| September 28, 2018 Filed Sep 28, 2018 18:08 UTC | JANEL CORP JANL · Entity 7097 | ConversionCommon Stock | 250,000 | $4.00 | $1,000,000.00 |
DisclosureSEC source: 0001116354-18-000001 · primary_doc.xml · nonDerivative · entry 1 Oaxaca Group L.L.C. · CIK 0001590415 · 10% owner Schulte Dominique · CIK 0001591503 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 21:09 UTC | JANEL CORP JANL · Entity 7097 | PurchaseCommon Stock | 43,800 | $12.00 | $525,600.00 |
DisclosureSEC source: 0001116354-17-000005 · primary_doc.xml · nonDerivative · entry 1 Oaxaca Group L.L.C. · CIK 0001590415 · 10% owner Schulte Dominique · CIK 0001591503 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,646 F1 · balance_after: Includes 250,000 shares which the Reporting Person currently has the right to acquire. Numbers reflect a 50:1 reverse stock split effected on 04/15/2015. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.