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person · Reporting owner

Sams Arthur D.

Disclosed activity across 1 company

Tapewire entity
124289
SEC CIK
0001691541

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Polar Power, Inc.POLA · Entity 8205Director · President, CEO, Secretary · 10% ownerAugust 22, 2022August 24, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Polar Power, Inc.

Report date August 22, 2022 · Filed August 24, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,593,600 Reported balance After 2022-08-22 transaction · row 1
1 source row

Row 1 · 2022-08-22 · Grant · Acquired 16,924 · Balance 5,593,600

F1: Represents unrestricted shares of common stock granted under the Issuer's 2016 Omnibus Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Represents unrestricted shares of common stock granted under the Issuer's 2016 Omnibus Incentive Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 22, 2022 Filed Aug 24, 2022 21:34 UTC Polar Power, Inc. POLA · Entity 8205 GrantCommon Stock 16,924 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-024005 · ownership.xml · nonDerivative · entry 1

Sams Arthur D. · CIK 0001691541 · Director · President, CEO, Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,593,600

F1 · shares: Represents unrestricted shares of common stock granted under the Issuer's 2016 Omnibus Incentive Plan.

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October 01, 2019 Filed May 13, 2020 16:26 UTC Polar Power, Inc. POLA · Entity 8205 Disposition to issuerStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $5.47 $0.00
Disclosure

SEC source: 0001213900-20-012001 · ownership.xml · derivative · entry 1

Sams Arthur D. · CIK 0001691541 · Director · President, CEO, Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 100,000 shares

Expires 2028-04-02

F1 · derivative.exercise_date: On October 1, 2019, the reporting person canceled the unvested portion of his stock option to purchase up to 150,000 shares of the Issuer's common stock, which amount is equal to 100,000 shares of common stock. One-third of the shares subject to the option vested and became exercisable on April 2, 2019, and one-third of the shares subject to the option would have vested and become exercisable on each of April 2, 2020 and April 2, 2021.

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November 09, 2018 Filed Mar 29, 2019 19:01 UTC Polar Power, Inc. POLA · Entity 8205 SaleCommon Stock 1,500 $6.00 $9,000.00
Disclosure

SEC source: 0001691541-19-000001 · primary_doc.xml · nonDerivative · entry 1

Sams Arthur D. · CIK 0001691541 · Director · President, CEO and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,576,676

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April 02, 2018 Filed Apr 4, 2018 15:54 UTC Polar Power, Inc. POLA · Entity 8205 GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $5.47 $0.00
Disclosure

SEC source: 0001691541-18-000001 · primary_doc.xml · derivative · entry 1

Sams Arthur D. · CIK 0001691541 · Director · President, CEO, Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2028-04-02

F1 · derivative.exercise_date: Subject to the award recipient continuing to be employed by the Issuer or an Affiliate (as defined in the Issuer's 2016 Omnibus Incentive Plan) through each applicable vesting date, the option will vest as follows: one-third of the shares subject to the option shall vest and become exercisable on each of April 2, 2019, April 2, 2020 and April 2, 2021.

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April 02, 2018 Filed Aug 14, 2018 19:05 UTC Amendment Polar Power, Inc. POLA · Entity 8205 GrantStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $5.60 $0.00
Disclosure

SEC source: 0001691541-18-000002 · primary_doc.xml · derivative · entry 1

Sams Arthur D. · CIK 0001691541 · Director · President, CEO, and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2028-04-02

F1 · derivative.exercise_price: The original Form 4, filed on April 4, 2018, is being amended by this Form 4 amendment solely to correct a scrivener's error which misreported the exercise price of the option as $5.47 when, in fact, the exercise price of the option is $5.60 per share.

F2 · derivative.exercise_date: Subject to the award recipient continuing to be employed by the Issuer or an Affiliate (as defined in the Issuer's 2016 Omnibus Incentive Plan) through each applicable vesting date, the option will vest as follows: one-third of the shares subject to the option shall vest and become exercisable on each of April 2, 2019, April 2, 2020 and April 2, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.