Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rockley Photonics Holdings LtdRKLY · Entity 122956 | Director | May 17, 2022 | August 30, 2022 |
| TriSalus Life Sciences, Inc.MTACU · Entity 5872 | Director | December 17, 2020 | December 17, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rockley Photonics Holdings Ltd
Report date May 17, 2022 · Filed August 30, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 65,322 |
Reported balance
After 2022-05-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-05-17 · Grant · Acquired 65,322 · Balance 65,322 F1: Subject to continued service as a director, the RSU will vest on the earlier of the one-year anniversary of the date of grant or the 2023 annual meeting of shareholders, subject to acceleration upon a change in control. |
Filing footnotes · ownership attribution and instrument terms
F1: Subject to continued service as a director, the RSU will vest on the earlier of the one-year anniversary of the date of grant or the 2023 annual meeting of shareholders, subject to acceleration upon a change in control.
TriSalus Life Sciences, Inc.
Report date December 17, 2020 · Filed December 17, 2020
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
iRhythm Holdings, Inc.
Report date August 01, 2019 · Filed April 27, 2020
Section 16 reporting ended · disclosed 2020-04-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,182 |
Reported balance
After 2019-08-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-08-01 · Tax withholding · Disposed 2,085 · Balance 49,182 F1: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported. F2: This share amount reflects the number of shares beneficially owned as of the filing date of this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported.
F2: This share amount reflects the number of shares beneficially owned as of the filing date of this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2022 Filed Aug 30, 2022 16:33 UTC | Rockley Photonics Holdings Ltd RKLY · Entity 122956 | GrantRestricted Stock Unit · Derivative | 65,322 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001852117-22-000310 · wf-form4_166189160580367.xml · derivative · entry 1 Karti Karim · CIK 0001745273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,322 Underlying: Ordinary Share · 65,322 shares Expires not disclosed F1 · derivative.exercise_date: Subject to continued service as a director, the RSU will vest on the earlier of the one-year anniversary of the date of grant or the 2023 annual meeting of shareholders, subject to acceleration upon a change in control. F1 · derivative.expiration_date: Subject to continued service as a director, the RSU will vest on the earlier of the one-year anniversary of the date of grant or the 2023 annual meeting of shareholders, subject to acceleration upon a change in control. Read SEC document |
| May 16, 2022 Filed Jun 8, 2022 18:35 UTC | Rockley Photonics Holdings Ltd RKLY · Entity 122956 | Exercise / conversionRestricted Stock Unit · Derivative | 7,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001852117-22-000210 · wf-form4_165472769346124.xml · derivative · entry 2 Karti Karim · CIK 0001745273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,667 Underlying: Ordinary Share · 7,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Each Restricted Stock Unit converted into one Ordinary Share effective 5/16/2022 F1 · derivative.expiration_date: Each Restricted Stock Unit converted into one Ordinary Share effective 5/16/2022 Read SEC document |
| May 16, 2022 Filed Jun 8, 2022 18:35 UTC | Rockley Photonics Holdings Ltd RKLY · Entity 122956 | Exercise / conversionOrdinary Share | 7,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001852117-22-000210 · wf-form4_165472769346124.xml · nonDerivative · entry 1 Karti Karim · CIK 0001745273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 21:57 UTC Amendment | Rockley Photonics Holdings Ltd RKLY · Entity 122956 | Exercise / conversionRestricted Stock Unit · Derivative | 24,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001852117-21-000051 · wf-form4a_163538622459508.xml · derivative · entry 3 Karti Karim · CIK 0001745273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Share · 24,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The RSU award vested ratably in six monthly installments, starting on February 16, 2021. All RSUs vested upon grant. F1 · derivative.expiration_date: The RSU award vested ratably in six monthly installments, starting on February 16, 2021. All RSUs vested upon grant. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 21:57 UTC Amendment | Rockley Photonics Holdings Ltd RKLY · Entity 122956 | GrantRestricted Stock Unit · Derivative | 24,000 | $7.07 Strike: $0.00 | $169,680.00 |
DisclosureSEC source: 0001852117-21-000051 · wf-form4a_163538622459508.xml · derivative · entry 2 Karti Karim · CIK 0001745273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Ordinary Share · 24,000 shares Expires not disclosed F1 · derivative.exercise_date: The RSU award vested ratably in six monthly installments, starting on February 16, 2021. All RSUs vested upon grant. F1 · derivative.expiration_date: The RSU award vested ratably in six monthly installments, starting on February 16, 2021. All RSUs vested upon grant. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 21:57 UTC Amendment | Rockley Photonics Holdings Ltd RKLY · Entity 122956 | Exercise / conversionOrdinary Share | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001852117-21-000051 · wf-form4a_163538622459508.xml · nonDerivative · entry 1 Karti Karim · CIK 0001745273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 15:57 UTC | Rockley Photonics Holdings Ltd RKLY · Entity 122956 | GrantRestricted Stock Unit · Derivative | 22,000 | $7.14 Strike: $0.00 | $157,080.00 |
DisclosureSEC source: 0001852117-21-000044 · wf-form4_163475985757321.xml · derivative · entry 1 Karti Karim · CIK 0001745273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Underlying: Ordinary Share · 22,000 shares Expires not disclosed F1 · derivative.exercise_date: One third of the RSUs shall vest on the earlier of August 11, 2022 or the next annual shareholders' meeting, and in each of the next two calendar years following the year of the initial vesting date, an additional one third shall vest on the earlier of the 12-month anniversary of the prior annual shareholders' meeting or the current year annual shareholder' meeting, subject to acceleration upon a change in control. F1 · derivative.expiration_date: One third of the RSUs shall vest on the earlier of August 11, 2022 or the next annual shareholders' meeting, and in each of the next two calendar years following the year of the initial vesting date, an additional one third shall vest on the earlier of the 12-month anniversary of the prior annual shareholders' meeting or the current year annual shareholder' meeting, subject to acceleration upon a change in control. Read SEC document |
| February 16, 2021 Filed Oct 27, 2021 16:54 UTC | Rockley Photonics Holdings Ltd RKLY · Entity 122956 | GrantRestricted Stock Unit · Derivative | 24,000 | $7.07 Strike: $0.00 | $169,680.00 |
DisclosureSEC source: 0001852117-21-000050 · wf-form4_163536804765512.xml · derivative · entry 1 Karti Karim · CIK 0001745273 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Ordinary Share · 24,000 shares Expires not disclosed F1 · derivative.exercise_date: The RSU award vested ratably in six monthly installments, starting on February 16, 2021. F1 · derivative.expiration_date: The RSU award vested ratably in six monthly installments, starting on February 16, 2021. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 16:34 UTC | iRhythm Holdings, Inc. IRTC · Entity 1499 | Tax withholdingCommon Stock | 525 | $86.97 | $45,659.25 |
DisclosureSEC source: 0001388658-20-000043 · wf-form4_158327123197538.xml · nonDerivative · entry 1 Karti Karim · CIK 0001745273 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,267 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported. Read SEC document |
| August 01, 2019 Filed Apr 27, 2020 17:07 UTC | iRhythm Holdings, Inc. IRTC · Entity 1499 | Tax withholdingCommon Stock | 2,085 | $81.27 | $169,447.95 |
DisclosureSEC source: 0001388658-20-000065 · wf-form4_158802163759956.xml · nonDerivative · entry 1 Karti Karim · CIK 0001745273 · Former Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,182 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported. F2 · balance_after: This share amount reflects the number of shares beneficially owned as of the filing date of this Form 4. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 18:02 UTC | iRhythm Holdings, Inc. IRTC · Entity 1499 | GrantCommon Stock | 21,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021467 · doc4.xml · nonDerivative · entry 1 Karti Karim · CIK 0001745273 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,792 F1 · shares: The reported securities are represented by restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of IRTC common stock. 50% of the RSUs shall vest on March 1, 2021 and 50% of the RSUs shall vest on March 1, 2023. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 21:34 UTC | iRhythm Holdings, Inc. IRTC · Entity 1499 | GrantCommon Stock | 5,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015287 · doc4.xml · nonDerivative · entry 1 Karti Karim · CIK 0001745273 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,864 F1 · shares: The reported securities are represented by restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of IRTC common stock. 100% of the RSUs vest on March 1, 2021. Read SEC document |
| February 27, 2019 Filed Mar 18, 2019 17:56 UTC Amendment | iRhythm Holdings, Inc. IRTC · Entity 1499 | GrantCommon Stock | 5,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020072 · doc4a.xml · nonDerivative · entry 1 Karti Karim · CIK 0001745273 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,864 F1 · shares: The reported securities are represented by restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of IRTC common stock. This amendment is filed to set forth the correct vesting schedule of the RSUs, which is 25% of the shares on March 1, 2020 and each one-year anniversary thereafter. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 14:34 UTC | iRhythm Holdings, Inc. IRTC · Entity 1499 | GrantEmployee Stock Option (right to buy) · Derivative | 7,518 | $0.00 Strike: $85.04 | $0.00 |
DisclosureSEC source: 0000899243-18-021467 · doc4.xml · derivative · entry 3 Karti Karim · CIK 0001745273 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,518 Underlying: Common Stock · 7,518 shares Expires 2028-08-02 F2 · derivative.exercise_date: The option vests and the shares become exercisable according to the following schedule: 1/4 on August 1, 2019, and 1/36 of the remaining shares on each full calendar month thereafter. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 14:34 UTC | iRhythm Holdings, Inc. IRTC · Entity 1499 | GrantEmployee Stock Option (right to buy) · Derivative | 4,700 | $0.00 Strike: $85.04 | $0.00 |
DisclosureSEC source: 0000899243-18-021467 · doc4.xml · derivative · entry 2 Karti Karim · CIK 0001745273 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,700 Underlying: Common Stock · 4,700 shares Expires 2028-08-02 F2 · derivative.exercise_date: The option vests and the shares become exercisable according to the following schedule: 1/4 on August 1, 2019, and 1/36 of the remaining shares on each full calendar month thereafter. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 14:34 UTC | iRhythm Holdings, Inc. IRTC · Entity 1499 | GrantCommon Stock | 24,113 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-021467 · doc4.xml · nonDerivative · entry 1 Karti Karim · CIK 0001745273 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,113 F1 · shares: The reported securities are represented by restricted stock units ("RSUs"), which represents a contingent right to receive one share of IRTC common stock. The RSUs vest in four equal annual installments beginning on August 1, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.