Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Solid Power, Inc.SLDP · Entity 5427 | Director · Chief Executive Officer | August 29, 2022 | August 31, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Solid Power, Inc.
Report date August 29, 2022 · Filed August 31, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,700,214 |
Ending reported balance
After 2022-08-31 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-08-29 · Sale · Disposed 200,000 · Balance 10,070,214 F1: The proceeds of these sales will be used primarily to cover the reporting person's tax liability arising from option exercises. F2: This transaction was executed in multiple trades at prices ranging from $6.635 to $6.955. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 2 · 2022-08-30 · Sale · Disposed 200,000 · Balance 9,870,214 F1: The proceeds of these sales will be used primarily to cover the reporting person's tax liability arising from option exercises. F3: This transaction was executed in multiple trades at prices ranging from $6.55 to $6.865. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 3 · 2022-08-31 · Sale · Disposed 170,000 · Balance 9,700,214 F1: The proceeds of these sales will be used primarily to cover the reporting person's tax liability arising from option exercises. F4: This transaction was executed in multiple trades at prices ranging from $6.405 to $6.69. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: The proceeds of these sales will be used primarily to cover the reporting person's tax liability arising from option exercises.
F2: This transaction was executed in multiple trades at prices ranging from $6.635 to $6.955. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $6.55 to $6.865. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $6.405 to $6.69. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2022 Filed Aug 31, 2022 18:13 UTC | Solid Power, Inc. SLDP · Entity 5427 | SaleCommon Stock | 170,000 | $6.41 | $1,089,700.00 |
DisclosureSEC source: 0001879903-22-000004 · primary_doc.xml · nonDerivative · entry 3 Campbell Douglas M · CIK 0001879903 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,700,214 F1 · kind: The proceeds of these sales will be used primarily to cover the reporting person's tax liability arising from option exercises. F4 · price: This transaction was executed in multiple trades at prices ranging from $6.405 to $6.69. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 30, 2022 Filed Aug 31, 2022 18:13 UTC | Solid Power, Inc. SLDP · Entity 5427 | SaleCommon Stock | 200,000 | $6.67 | $1,334,000.00 |
DisclosureSEC source: 0001879903-22-000004 · primary_doc.xml · nonDerivative · entry 2 Campbell Douglas M · CIK 0001879903 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,870,214 F1 · kind: The proceeds of these sales will be used primarily to cover the reporting person's tax liability arising from option exercises. F3 · price: This transaction was executed in multiple trades at prices ranging from $6.55 to $6.865. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 29, 2022 Filed Aug 31, 2022 18:13 UTC | Solid Power, Inc. SLDP · Entity 5427 | SaleCommon Stock | 200,000 | $6.79 | $1,358,000.00 |
DisclosureSEC source: 0001879903-22-000004 · primary_doc.xml · nonDerivative · entry 1 Campbell Douglas M · CIK 0001879903 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,070,214 F1 · kind: The proceeds of these sales will be used primarily to cover the reporting person's tax liability arising from option exercises. F2 · price: This transaction was executed in multiple trades at prices ranging from $6.635 to $6.955. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 26, 2022 Filed Aug 26, 2022 17:33 UTC | Solid Power, Inc. SLDP · Entity 5427 | SaleCommon Stock | 260,000 | $6.82 | $1,773,200.00 |
DisclosureSEC source: 0001879903-22-000003 · primary_doc.xml · nonDerivative · entry 2 Campbell Douglas M · CIK 0001879903 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,270,214 F1 · kind: The proceeds of these sales will be used primarily to cover the reporting person's tax liability arising from option exercises. F3 · price: This transaction was executed in multiple trades at prices ranging from $6.75 to $7.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 17:33 UTC | Solid Power, Inc. SLDP · Entity 5427 | SaleCommon Stock | 250,000 | $6.94 | $1,735,000.00 |
DisclosureSEC source: 0001879903-22-000003 · primary_doc.xml · nonDerivative · entry 1 Campbell Douglas M · CIK 0001879903 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,530,214 F1 · kind: The proceeds of these sales will be used primarily to cover the reporting person's tax liability arising from option exercises. F2 · price: This transaction was executed in multiple trades at prices ranging from $6.935 to $7.29. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 24, 2022 Filed Aug 24, 2022 18:07 UTC | Solid Power, Inc. SLDP · Entity 5427 | SaleCommon Stock | 270,000 | $7.08 | $1,911,600.00 |
DisclosureSEC source: 0001879903-22-000002 · primary_doc.xml · nonDerivative · entry 2 Campbell Douglas M · CIK 0001879903 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,780,214 F1 · kind: The proceeds of these sales will be used primarily to cover the reporting person's tax liability arising from option exercises. F3 · price: This transaction was executed in multiple trades at prices ranging from $6.47 to $7.35. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 23, 2022 Filed Aug 24, 2022 18:07 UTC | Solid Power, Inc. SLDP · Entity 5427 | SaleCommon Stock | 250,000 | $6.50 | $1,625,000.00 |
DisclosureSEC source: 0001879903-22-000002 · primary_doc.xml · nonDerivative · entry 1 Campbell Douglas M · CIK 0001879903 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,050,214 F1 · kind: The proceeds of these sales will be used primarily to cover the reporting person's tax liability arising from option exercises. F2 · price: This transaction was executed in multiple trades at prices ranging from $6.335 to $6.865. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 22, 2022 Filed Aug 22, 2022 17:52 UTC | Solid Power, Inc. SLDP · Entity 5427 | SaleCommon Stock | 250,000 | $6.70 | $1,675,000.00 |
DisclosureSEC source: 0001879903-22-000001 · primary_doc.xml · nonDerivative · entry 2 Campbell Douglas M · CIK 0001879903 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,300,214 F1 · kind: The proceeds of these sales will be used primarily to cover the reporting person's tax liability arising from option exercises. F3 · price: This transaction was executed in multiple trades at prices ranging from $6.60 to $6.87. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 19, 2022 Filed Aug 22, 2022 17:52 UTC | Solid Power, Inc. SLDP · Entity 5427 | SaleCommon Stock | 250,000 | $6.88 | $1,720,000.00 |
DisclosureSEC source: 0001879903-22-000001 · primary_doc.xml · nonDerivative · entry 1 Campbell Douglas M · CIK 0001879903 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,550,214 F1 · kind: The proceeds of these sales will be used primarily to cover the reporting person's tax liability arising from option exercises. F2 · price: This transaction was executed in multiple trades at prices ranging from $6.80 to $6.975. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 27, 2022 Filed Jun 28, 2022 11:19 UTC | Solid Power, Inc. SLDP · Entity 5427 | GiftCommon Stock | 162,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-075095 · tm2219546-1_4seq1.xml · nonDerivative · entry 1 Campbell Douglas M · CIK 0001879903 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,800,214 F1 · shares: This was a bona fide gift to The University of New Mexico Foundation, Inc. Read SEC document |
| May 12, 2022 Filed May 13, 2022 17:12 UTC | Solid Power, Inc. SLDP · Entity 5427 | GrantStock Option (Right to Buy) · Derivative | 443,676 | $0.00 Strike: $7.26 | $0.00 |
DisclosureSEC source: 0001104659-22-060465 · tm2215575-2_4seq1.xml · derivative · entry 2 Campbell Douglas M · CIK 0001879903 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,676 Underlying: Common Stock · 443,676 shares Expires 2032-05-12 F2 · derivative.exercise_date: 25% of the shares issuable upon exercise of the option will vest in four equal annual installments commencing on May 12, 2023, subject to the reporting person continuing to be a service provider (as defined in the Company's 2021 Equity Incentive Plan) through the applicable vesting date. Read SEC document |
| May 12, 2022 Filed May 13, 2022 17:12 UTC | Solid Power, Inc. SLDP · Entity 5427 | GrantCommon Stock | 189,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-060465 · tm2215575-2_4seq1.xml · nonDerivative · entry 1 Campbell Douglas M · CIK 0001879903 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,962,552 F1 · shares: Represents restriced stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest in four equal annual installments commencing on May 12, 2023, subject to the reporting person continuing to be a service provider (as defined in the Company's 2021 Equity Incentive Plan) through the applicable vesting date. Read SEC document |
| January 12, 2022 Filed Jan 13, 2022 17:03 UTC | Solid Power, Inc. SLDP · Entity 5427 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,091,169 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001104659-22-004054 · tm222831-1_4seq1.xml · derivative · entry 2 Campbell Douglas M · CIK 0001879903 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,091,169 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 12, 2022 Filed Jan 13, 2022 17:03 UTC | Solid Power, Inc. SLDP · Entity 5427 | Exercise / conversionCommon Stock | 5,091,169 | $0.04 | $203,646.76 |
DisclosureSEC source: 0001104659-22-004054 · tm222831-1_4seq1.xml · nonDerivative · entry 1 Campbell Douglas M · CIK 0001879903 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,773,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2021 Filed Dec 8, 2021 19:54 UTC | Solid Power, Inc. SLDP · Entity 5427 | GrantStock Option (Right to Buy) · Derivative | 477,296 | Not disclosed Strike: $5.02 | Not disclosed |
DisclosureSEC source: 0001104659-21-147772 · tm2134826d11_4seq1.xml · derivative · entry 3 Campbell Douglas M · CIK 0001879903 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,568,465 Underlying: Common Stock · 477,296 shares Expires 2031-08-03 F3 · price: At the Effective Time, each Solid Power option was converted into an option to purchase a number of shares of Common Stock of the Issuer, equal to the product (rounded down to the nearest whole number) of (x) the number of shares of Solid Power Common Stock subject to such Solid Power Option immediately prior to the Effective Time and (y) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of such Solid Power Option immediately prior to the Effective Time divided by (B) the Exchange Ratio. F4 · derivative.exercise_date: 25% of the shares issuable upon exercise of the option will vest on August 3, 2022, and 1/36 of the remaining shares issuable upon exercise of the option will vest monthly thereafter. F3 · derivative.underlying_shares: At the Effective Time, each Solid Power option was converted into an option to purchase a number of shares of Common Stock of the Issuer, equal to the product (rounded down to the nearest whole number) of (x) the number of shares of Solid Power Common Stock subject to such Solid Power Option immediately prior to the Effective Time and (y) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of such Solid Power Option immediately prior to the Effective Time divided by (B) the Exchange Ratio. Read SEC document |
| December 08, 2021 Filed Dec 8, 2021 19:54 UTC | Solid Power, Inc. SLDP · Entity 5427 | GrantStock Option (Right to Buy) · Derivative | 5,091,169 | Not disclosed Strike: $0.04 | Not disclosed |
DisclosureSEC source: 0001104659-21-147772 · tm2134826d11_4seq1.xml · derivative · entry 2 Campbell Douglas M · CIK 0001879903 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,091,169 Underlying: Common Stock · 5,091,169 shares Expires 2022-02-01 F3 · price: At the Effective Time, each Solid Power option was converted into an option to purchase a number of shares of Common Stock of the Issuer, equal to the product (rounded down to the nearest whole number) of (x) the number of shares of Solid Power Common Stock subject to such Solid Power Option immediately prior to the Effective Time and (y) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of such Solid Power Option immediately prior to the Effective Time divided by (B) the Exchange Ratio. F3 · derivative.underlying_shares: At the Effective Time, each Solid Power option was converted into an option to purchase a number of shares of Common Stock of the Issuer, equal to the product (rounded down to the nearest whole number) of (x) the number of shares of Solid Power Common Stock subject to such Solid Power Option immediately prior to the Effective Time and (y) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of such Solid Power Option immediately prior to the Effective Time divided by (B) the Exchange Ratio. Read SEC document |
| December 08, 2021 Filed Dec 8, 2021 19:54 UTC | Solid Power, Inc. SLDP · Entity 5427 | GrantCommon Stock | 6,682,160 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-147772 · tm2134826d11_4seq1.xml · nonDerivative · entry 1 Campbell Douglas M · CIK 0001879903 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,682,160 F1 · shares: Reflects shares of Common Stock, par value $0.0001, of the Issuer acquired upon the completion of the merger (the "Merger") pursuant to the as amended Business Combination Agreement and Plan of Reorganization, by and among the Issuer, a wholly owned subsidiary of the Issuer, and Solid Power, Inc. ("Solid Power"). At the effective time of the Merger (the "Effective Time"), each share of Solid Power common stock issued and outstanding immediately prior to the Effective Time was canceled and converted into the right to receive the number of shares of Common Stock of the Issuer equal to an exchange ratio calculated at closing (the "Exchange Ratio"). F2 · price: In connection with the Merger, at the Effective Time, each share of Solid Power common stock issued and outstanding immediately prior to the Effective Time was canceled and converted into the right to receive the number of shares of Common Stock of the Issuer equal to the Exchange Ratio. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.