Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SM Energy CoSM · Entity 3577 | SVP - Operations | September 01, 2022 | September 02, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SM Energy Co
Report date September 01, 2022 · Filed September 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $.01 Par ValueSEC Table I · non-derivative | Direct | 158,551 |
Ending reported balance
After 2022-09-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-09-01 · Exercise / conversion · Acquired 37,704 · Balance 173,383 F1: On September 1, 2022, the Compensation Committee of the Board of Directors of the Issuer determined that 37,704 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2019, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2022. Row 2 · 2022-09-01 · Tax withholding · Disposed 14,832 · Balance 158,551 |
Filing footnotes · ownership attribution and instrument terms
F1: On September 1, 2022, the Compensation Committee of the Board of Directors of the Issuer determined that 37,704 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2019, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 28, 2019 Filed Jul 2, 2019 20:34 UTC | SM Energy Co SM · Entity 3577 | OtherCommon Stock; $.01 Par Value | 1,614 | $10.64 | $17,176.19 |
DisclosureSEC source: 0000893538-19-000075 · wf-form4_156209968097983.xml · nonDerivative · entry 1 Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,550 F1 · kind: The reporting person purchased 1,164 shares of the issuer's common stock on June 28, 2019, through the issuer's Employee Stock Purchase Plan. Read SEC document |
| July 30, 2018 Filed Jul 30, 2018 22:47 UTC | SM Energy Co SM · Entity 3577 | GrantRestricted Stock Units · Derivative | 5,109 | $0.00 | $0.00 |
DisclosureSEC source: 0000893538-18-000091 · wf-form4_153299084621669.xml · derivative · entry 1 Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,109 Underlying: Common Stock · 5,109 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 16:44 UTC | SM Energy Co SM · Entity 3577 | Exercise / conversionRestricted Stock Units · Derivative | 2,646 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000893538-18-000062 · wf-form4_153080904136187.xml · derivative · entry 10 Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,294 Underlying: Common Stock · 2,646 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 16:44 UTC | SM Energy Co SM · Entity 3577 | Exercise / conversionRestricted Stock Units · Derivative | 1,009 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000893538-18-000062 · wf-form4_153080904136187.xml · derivative · entry 9 Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,009 Underlying: Common Stock · 1,009 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 16:44 UTC | SM Energy Co SM · Entity 3577 | Exercise / conversionRestricted Stock Units · Derivative | 744 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000893538-18-000062 · wf-form4_153080904136187.xml · derivative · entry 8 Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 744 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed. F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 16:44 UTC | SM Energy Co SM · Entity 3577 | Tax withholdingCommon Stock; $.01 Par Value | 645 | $25.69 | $16,570.05 |
DisclosureSEC source: 0000893538-18-000062 · wf-form4_153080904136187.xml · nonDerivative · entry 7 Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,936 Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 16:44 UTC | SM Energy Co SM · Entity 3577 | Exercise / conversionCommon Stock; $.01 Par Value | 2,646 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000893538-18-000062 · wf-form4_153080904136187.xml · nonDerivative · entry 6 Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 16:44 UTC | SM Energy Co SM · Entity 3577 | Tax withholdingCommon Stock; $.01 Par Value | 246 | $25.69 | $6,319.74 |
DisclosureSEC source: 0000893538-18-000062 · wf-form4_153080904136187.xml · nonDerivative · entry 5 Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,935 Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 16:44 UTC | SM Energy Co SM · Entity 3577 | Exercise / conversionCommon Stock; $.01 Par Value | 1,009 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000893538-18-000062 · wf-form4_153080904136187.xml · nonDerivative · entry 4 Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 16:44 UTC | SM Energy Co SM · Entity 3577 | Tax withholdingCommon Stock; $.01 Par Value | 182 | $25.69 | $4,675.58 |
DisclosureSEC source: 0000893538-18-000062 · wf-form4_153080904136187.xml · nonDerivative · entry 3 Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,172 Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 16:44 UTC | SM Energy Co SM · Entity 3577 | Exercise / conversionCommon Stock; $.01 Par Value | 744 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000893538-18-000062 · wf-form4_153080904136187.xml · nonDerivative · entry 2 Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,354 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed. Read SEC document |
| June 29, 2018 Filed Jul 5, 2018 16:44 UTC | SM Energy Co SM · Entity 3577 | OtherCommon Stock; $.01 Par Value | 1,132 | $18.77 | $21,245.38 |
DisclosureSEC source: 0000893538-18-000062 · wf-form4_153080904136187.xml · nonDerivative · entry 1 Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,610 F1 · kind: The reporting person purchased 1,132 shares of the issuer's common stock on June 29, 2018, through the issuer's Employee Stock Purchase Plan. Read SEC document |
| September 01, 2017 Filed Sep 1, 2017 18:08 UTC | SM Energy Co SM · Entity 3577 | GrantRestricted Stock Units · Derivative | 7,940 | $0.00 | $0.00 |
DisclosureSEC source: 0000893538-17-000128 · wf-form4_150428930205001.xml · derivative · entry 1 Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,940 Underlying: Common Stock · 7,940 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 20:26 UTC | SM Energy Co SM · Entity 3577 | Exercise / conversionRestricted Stock Units · Derivative | 1,009 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000893538-17-000091 · wf-form4_149937274770350.xml · derivative · entry 10 Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,018 Underlying: Common Stock · 1,009 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 20:26 UTC | SM Energy Co SM · Entity 3577 | Exercise / conversionRestricted Stock Units · Derivative | 743 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000893538-17-000091 · wf-form4_149937274770350.xml · derivative · entry 9 Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 744 Underlying: Common Stock · 743 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 20:26 UTC | SM Energy Co SM · Entity 3577 | Exercise / conversionRestricted Stock Units · Derivative | 447 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000893538-17-000091 · wf-form4_149937274770350.xml · derivative · entry 8 Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 447 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed. F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 20:26 UTC | SM Energy Co SM · Entity 3577 | Tax withholdingCommon Stock; $.01 Par Value | 276 | $16.53 | $4,562.28 |
DisclosureSEC source: 0000893538-17-000091 · wf-form4_149937274770350.xml · nonDerivative · entry 7 Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,478 Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 20:26 UTC | SM Energy Co SM · Entity 3577 | Exercise / conversionCommon Stock; $.01 Par Value | 1,009 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000893538-17-000091 · wf-form4_149937274770350.xml · nonDerivative · entry 6 Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 20:26 UTC | SM Energy Co SM · Entity 3577 | Tax withholdingCommon Stock; $.01 Par Value | 204 | $16.53 | $3,372.12 |
DisclosureSEC source: 0000893538-17-000091 · wf-form4_149937274770350.xml · nonDerivative · entry 5 Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,745 Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 20:26 UTC | SM Energy Co SM · Entity 3577 | Exercise / conversionCommon Stock; $.01 Par Value | 743 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000893538-17-000091 · wf-form4_149937274770350.xml · nonDerivative · entry 4 Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 20:26 UTC | SM Energy Co SM · Entity 3577 | Tax withholdingCommon Stock; $.01 Par Value | 123 | $16.53 | $2,033.19 |
DisclosureSEC source: 0000893538-17-000091 · wf-form4_149937274770350.xml · nonDerivative · entry 3 Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,206 Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 20:26 UTC | SM Energy Co SM · Entity 3577 | Exercise / conversionCommon Stock; $.01 Par Value | 447 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000893538-17-000091 · wf-form4_149937274770350.xml · nonDerivative · entry 2 Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed. Read SEC document |
| June 30, 2017 Filed Jul 6, 2017 20:26 UTC | SM Energy Co SM · Entity 3577 | OtherCommon Stock; $.01 Par Value | 725 | $14.05 | $10,186.25 |
DisclosureSEC source: 0000893538-17-000091 · wf-form4_149937274770350.xml · nonDerivative · entry 1 Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,882 F1 · kind: The reporting person purchased 725 shares of the issuer's common stock on June 30, 2017, through the issuer's Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.