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Newton Lehman E III

Disclosed activity across 1 company

Tapewire entity
124064
SEC CIK
0001403099

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SM Energy CoSM · Entity 3577SVP - OperationsSeptember 01, 2022September 02, 2022

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SM Energy Co

Report date September 01, 2022 · Filed September 02, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $.01 Par ValueSEC Table I · non-derivativeDirect158,551 Ending reported balance After 2022-09-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-09-01 · Exercise / conversion · Acquired 37,704 · Balance 173,383

F1: On September 1, 2022, the Compensation Committee of the Board of Directors of the Issuer determined that 37,704 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2019, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2022.

Row 2 · 2022-09-01 · Tax withholding · Disposed 14,832 · Balance 158,551

Filing footnotes · ownership attribution and instrument terms

F1: On September 1, 2022, the Compensation Committee of the Board of Directors of the Issuer determined that 37,704 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2019, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2022.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2022 Filed Sep 2, 2022 22:21 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 14,832 $44.07 $653,646.24
Disclosure

SEC source: 0000893538-22-000129 · wf-form4_166215725493800.xml · nonDerivative · entry 2

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,551

Read SEC document
September 01, 2022 Filed Sep 2, 2022 22:21 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 37,704 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000129 · wf-form4_166215725493800.xml · nonDerivative · entry 1

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On September 1, 2022, the Compensation Committee of the Board of Directors of the Issuer determined that 37,704 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2019, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2022.

Read SEC document
August 02, 2022 Filed Aug 2, 2022 20:47 UTC SM Energy Co SM · Entity 3577 GrantRestricted Stock Units · Derivative 9,536 $0.00 $0.00
Disclosure

SEC source: 0000893538-22-000106 · wf-form4_165947322302345.xml · derivative · entry 2

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,536

Underlying: Common Stock, $.01 Par Value · 9,536 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2023. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2023. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2023. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:23 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 3,756 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000090 · wf-form4_165714260738224.xml · derivative · entry 10

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,514

Underlying: Common Stock, $.01 Par Value · 3,756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2022. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2022. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2022. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2022. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:23 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 8,012 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000090 · wf-form4_165714260738224.xml · derivative · entry 9

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,014

Underlying: Common Stock, $.01 Par Value · 8,012 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in six equal installments on July 1, 2021, December 14, 2021, January 1, 2022, July 1, 2022, January 1, 2023 and July 1, 2023. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in six equal installments on July 1, 2021, December 14, 2021, January 1, 2022, July 1, 2022, January 1, 2023 and July 1, 2023. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in six equal installments on July 1, 2021, December 14, 2021, January 1, 2022, July 1, 2022, January 1, 2023 and July 1, 2023. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in six equal installments on July 1, 2021, December 14, 2021, January 1, 2022, July 1, 2022, January 1, 2023 and July 1, 2023. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:23 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 4,190 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000090 · wf-form4_165714260738224.xml · derivative · entry 8

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 4,190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:23 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 916 $34.19 $31,318.04
Disclosure

SEC source: 0000893538-22-000090 · wf-form4_165714260738224.xml · nonDerivative · entry 7

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,299

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:23 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 3,756 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000090 · wf-form4_165714260738224.xml · nonDerivative · entry 6

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2022. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:23 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 1,952 $34.19 $66,738.88
Disclosure

SEC source: 0000893538-22-000090 · wf-form4_165714260738224.xml · nonDerivative · entry 5

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,459

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:23 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 8,012 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000090 · wf-form4_165714260738224.xml · nonDerivative · entry 4

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in six equal installments on July 1, 2021, December 14, 2021, January 1, 2022, July 1, 2022, January 1, 2023 and July 1, 2023. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:23 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 1,022 $34.19 $34,942.18
Disclosure

SEC source: 0000893538-22-000090 · wf-form4_165714260738224.xml · nonDerivative · entry 3

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,399

Read SEC document
July 01, 2022 Filed Jul 6, 2022 21:23 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 4,190 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-22-000090 · wf-form4_165714260738224.xml · nonDerivative · entry 2

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
June 30, 2022 Filed Jul 6, 2022 21:23 UTC SM Energy Co SM · Entity 3577 OtherCommon Stock, $.01 Par Value 848 $25.06 $21,250.88
Disclosure

SEC source: 0000893538-22-000090 · wf-form4_165714260738224.xml · nonDerivative · entry 1

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,231

F1 · kind: The Reporting Person purchased 848 shares of the Issuer's common stock on June 30, 2022, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 31, 2021 Filed Aug 2, 2022 20:47 UTC SM Energy Co SM · Entity 3577 OtherCommon Stock, $.01 Par Value 380 $21.68 $8,238.40
Disclosure

SEC source: 0000893538-22-000106 · wf-form4_165947322302345.xml · nonDerivative · entry 1

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,679

F1 · kind: The Reporting Person purchased 380 shares of the Issuer's common stock on December 31, 2021, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 22:07 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 8,012 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-21-000142 · wf-form4_163969240608587.xml · derivative · entry 3

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,026

Underlying: Common Stock, $.01 Par Value · 8,012 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal installments beginning July 1, 2021. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal installments beginning July 1, 2021. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal installments beginning July 1, 2021. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal installments beginning July 1, 2021. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 22:07 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 1,952 $30.18 $58,911.36
Disclosure

SEC source: 0000893538-21-000142 · wf-form4_163969240608587.xml · nonDerivative · entry 2

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,383

Read SEC document
December 14, 2021 Filed Dec 16, 2021 22:07 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 8,012 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-21-000142 · wf-form4_163969240608587.xml · nonDerivative · entry 1

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal installments beginning July 1, 2021. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 22:13 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 3,922 $19.10 $74,910.20
Disclosure

SEC source: 0000893538-21-000107 · wf-form4_163070721806092.xml · nonDerivative · entry 2

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,323

Read SEC document
September 01, 2021 Filed Sep 3, 2021 22:13 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 16,104 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-21-000107 · wf-form4_163070721806092.xml · nonDerivative · entry 1

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On September 1, 2021, the Compensation Committee of the Board of Directors of the Issuer determined that 16,104 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2018, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2021.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 20:54 UTC SM Energy Co SM · Entity 3577 GrantRestricted Stock Units · Derivative 11,270 $0.00 $0.00
Disclosure

SEC source: 0000893538-21-000095 · wf-form4_162802401153709.xml · derivative · entry 1

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,270

Underlying: Common Stock, $.01 Par Value · 11,270 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on July 1, 2022, July 1, 2023, and July 1, 2024. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on July 1, 2022, July 1, 2023, and July 1, 2024. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on July 1, 2022, July 1, 2023, and July 1, 2024. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:06 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 4,189 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-21-000054 · wf-form4_162560917358913.xml · derivative · entry 7

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,190

Underlying: Common Stock, $.01 Par Value · 4,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:06 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 1,703 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-21-000054 · wf-form4_162560917358913.xml · derivative · entry 6

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 1,703 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2019. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2019. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2019. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2019. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:06 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 1,021 $24.63 $25,147.23
Disclosure

SEC source: 0000893538-21-000054 · wf-form4_162560917358913.xml · nonDerivative · entry 5

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,141

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:06 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 4,189 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-21-000054 · wf-form4_162560917358913.xml · nonDerivative · entry 4

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:06 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 416 $24.63 $10,246.08
Disclosure

SEC source: 0000893538-21-000054 · wf-form4_162560917358913.xml · nonDerivative · entry 3

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,973

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:06 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 1,703 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-21-000054 · wf-form4_162560917358913.xml · nonDerivative · entry 2

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2019. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
June 30, 2021 Filed Jul 6, 2021 22:06 UTC SM Energy Co SM · Entity 3577 OtherCommon Stock, $.01 Par Value 2,500 $5.20 $13,000.00
Disclosure

SEC source: 0000893538-21-000054 · wf-form4_162560917358913.xml · nonDerivative · entry 1

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,686

F1 · kind: The Reporting Person purchased 2,500 shares of the Issuer's common stock on June 30, 2021, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 22:02 UTC SM Energy Co SM · Entity 3577 GrantRestricted Stock Units · Derivative 24,038 $0.00 $0.00
Disclosure

SEC source: 0000893538-20-000155 · wf-form4_160867454067506.xml · derivative · entry 1

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,038

Underlying: Common Stock, $.01 Par Value · 24,038 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:17 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 4,189 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000110 · wf-form4_159407745289873.xml · derivative · entry 12

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,379

Underlying: Common Stock, $.01 Par Value · 4,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:17 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 1,703 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000110 · wf-form4_159407745289873.xml · derivative · entry 11

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,703

Underlying: Common Stock, $.01 Par Value · 1,703 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2019. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2019. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2019. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2019. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:17 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 2,647 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000110 · wf-form4_159407745289873.xml · derivative · entry 10

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 2,647 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:17 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 5,442 $3.75 $20,407.50
Disclosure

SEC source: 0000893538-20-000110 · wf-form4_159407745289873.xml · nonDerivative · entry 9

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,186

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:17 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 22,345 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000110 · wf-form4_159407745289873.xml · nonDerivative · entry 8

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: On July 1, 2020, the Compensation Committee of the Board of Directors of the Issuer determined that 22,345 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2017, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2020.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:17 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 1,021 $3.75 $3,828.75
Disclosure

SEC source: 0000893538-20-000110 · wf-form4_159407745289873.xml · nonDerivative · entry 7

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,283

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:17 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 4,189 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000110 · wf-form4_159407745289873.xml · nonDerivative · entry 6

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:17 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 416 $3.75 $1,560.00
Disclosure

SEC source: 0000893538-20-000110 · wf-form4_159407745289873.xml · nonDerivative · entry 5

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,115

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:17 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 1,703 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000110 · wf-form4_159407745289873.xml · nonDerivative · entry 4

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2019. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:17 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock, $.01 Par Value 645 $3.75 $2,418.75
Disclosure

SEC source: 0000893538-20-000110 · wf-form4_159407745289873.xml · nonDerivative · entry 3

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,828

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:17 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock, $.01 Par Value 2,647 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-20-000110 · wf-form4_159407745289873.xml · nonDerivative · entry 2

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represented a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2018. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
June 30, 2020 Filed Jul 6, 2020 23:17 UTC SM Energy Co SM · Entity 3577 OtherCommon Stock, $.01 Par Value 2,224 $3.19 $7,094.56
Disclosure

SEC source: 0000893538-20-000110 · wf-form4_159407745289873.xml · nonDerivative · entry 1

Newton Lehman E III · CIK 0001403099 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,826

F1 · kind: The Reporting Person purchased 2,224 shares of the Issuer's common stock on June 30, 2020, through the Issuer's Employee Stock Purchase Plan.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 22:14 UTC SM Energy Co SM · Entity 3577 GrantRestricted Stock Units · Derivative 12,568 $0.00 $0.00
Disclosure

SEC source: 0000893538-19-000095 · wf-form4_156521602678536.xml · derivative · entry 1

Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,568

Underlying: Common Stock · 12,568 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2020. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 1,703 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000075 · wf-form4_156209968097983.xml · derivative · entry 10

Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,406

Underlying: Common Stock · 1,703 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2019. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2019. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2019. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2019. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 2,647 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000075 · wf-form4_156209968097983.xml · derivative · entry 9

Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,647

Underlying: Common Stock · 2,647 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC SM Energy Co SM · Entity 3577 Exercise / conversionRestricted Stock Units · Derivative 1,009 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000075 · wf-form4_156209968097983.xml · derivative · entry 8

Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,009 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock; $.01 Par Value 416 $12.52 $5,208.32
Disclosure

SEC source: 0000893538-19-000075 · wf-form4_156209968097983.xml · nonDerivative · entry 7

Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,602

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock; $.01 Par Value 1,703 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000075 · wf-form4_156209968097983.xml · nonDerivative · entry 6

Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2019. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock; $.01 Par Value 645 $12.52 $8,075.40
Disclosure

SEC source: 0000893538-19-000075 · wf-form4_156209968097983.xml · nonDerivative · entry 5

Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,315

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock; $.01 Par Value 2,647 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000075 · wf-form4_156209968097983.xml · nonDerivative · entry 4

Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC SM Energy Co SM · Entity 3577 Tax withholdingCommon Stock; $.01 Par Value 246 $12.52 $3,079.92
Disclosure

SEC source: 0000893538-19-000075 · wf-form4_156209968097983.xml · nonDerivative · entry 3

Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,313

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:34 UTC SM Energy Co SM · Entity 3577 Exercise / conversionCommon Stock; $.01 Par Value 1,009 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-19-000075 · wf-form4_156209968097983.xml · nonDerivative · entry 2

Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.