Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QUANTUM CORP /DE/QMCO · Entity 4987 | Director | September 01, 2022 | September 06, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QUANTUM CORP /DE/
Report date September 01, 2022 · Filed September 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 297,625 |
Reported balance
After 2022-09-01 transaction · row 1
1 source rowRow 1 · 2022-09-01 · Grant · Acquired 79,618 · Balance 297,625 F1: (1) Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO (the "Company"). The RSUs vest in full on the earlier of September 1, 2023 or the date of the Company's next annual stockholder meeting, subject to continued service on the Company's Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: (1) Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO (the "Company"). The RSUs vest in full on the earlier of September 1, 2023 or the date of the Company's next annual stockholder meeting, subject to continued service on the Company's Board of Directors.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
VERIFONE SYSTEMS, INC.
Report date August 20, 2018 · Filed August 22, 2018
Section 16 reporting ended · disclosed 2018-08-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 1
1 source rowRow 1 · 2018-08-20 · Disposition to issuer · Disposed 170,352 · Balance 0 F1: At the effective time of the merger contemplated by the Agreement and Plan of Merger, dated as of April 9, 2018, by and among VeriFone Systems, Inc. (the "Company"), Vertex Holdco LLC, and Vertex Merger Sub LLC (the "Effective Time"), (a) each issued and outstanding share of common stock of the Company (each, a "Share") (other than 108,507 issued and outstanding Shares that were rolled over into common units of Vertex Holdco LLC ("Rollover Stock Awards")) held by Mr. Rothman was converted into the right to receive $23.04 in cash, without interest; and (b) each Rollover Stock Award was cancelled and converted into 108,507 shares of common units of Vertex Holdco LLC. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.68 · Expires 2025-01-02 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-08-20 · Disposition to issuer · Disposed 50,000 · Balance 0 F2: At the Effective Time, (a) each outstanding vested option (or vested portion thereof) to purchase Shares (each, a "Vested Company Option") was cancelled and converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Vested Company Option immediately prior to the Effective Time by (ii) the excess, if any, of $23.04 over the exercise price per Share of such Vested Company Option, less withholding taxes; F3: (Continued from Footnote 2) and (b) each outstanding unvested option (or unvested portion thereof) to purchase Shares (each, an "Unvested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (i) the total number of Shares subject to such Unvested Company Option immediately prior to the Effective Time by (ii) the excess, if any, of (A) $23.04 over (B) the exercise price per Share of such Unvested Company Option less withholding taxes, which remains subject to the same vesting schedule that applied to such Unvested Company Option immediately prior to the Effective Time. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-08-20 · Disposition to issuer · Disposed 39,542 · Balance 0 F4: Represents restricted stock units subject only to service-based vesting conditions (a "Company RSU") under the Company's stock plans. F5: At the Effective Time, each outstanding Company RSU under the Company's stock plans was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company RSU immediately prior to the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-08-20 · Disposition to issuer · Disposed 25,363 · Balance 0 F4: Represents restricted stock units subject only to service-based vesting conditions (a "Company RSU") under the Company's stock plans. F5: At the Effective Time, each outstanding Company RSU under the Company's stock plans was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company RSU immediately prior to the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-08-20 · Disposition to issuer · Disposed 10,650 · Balance 0 F4: Represents restricted stock units subject only to service-based vesting conditions (a "Company RSU") under the Company's stock plans. F5: At the Effective Time, each outstanding Company RSU under the Company's stock plans was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company RSU immediately prior to the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-08-20 · Disposition to issuer · Disposed 3,006 · Balance 0 F4: Represents restricted stock units subject only to service-based vesting conditions (a "Company RSU") under the Company's stock plans. F5: At the Effective Time, each outstanding Company RSU under the Company's stock plans was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company RSU immediately prior to the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-08-20 · Disposition to issuer · Disposed 41,274 · Balance 0 F6: Represents restricted stock units subject to performance-based vesting conditions (a "Company P-RSU") under the Company's stock plans. F7: At the Effective Time, each outstanding Company P-RSU was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company P-RSU immediately prior to the Effective Time based on the actual performance through the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-08-20 · Disposition to issuer · Disposed 35,479 · Balance 0 F6: Represents restricted stock units subject to performance-based vesting conditions (a "Company P-RSU") under the Company's stock plans. F7: At the Effective Time, each outstanding Company P-RSU was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company P-RSU immediately prior to the Effective Time based on the actual performance through the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2018-08-20 · Disposition to issuer · Disposed 28,850 · Balance 0 F6: Represents restricted stock units subject to performance-based vesting conditions (a "Company P-RSU") under the Company's stock plans. F7: At the Effective Time, each outstanding Company P-RSU was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company P-RSU immediately prior to the Effective Time based on the actual performance through the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: At the effective time of the merger contemplated by the Agreement and Plan of Merger, dated as of April 9, 2018, by and among VeriFone Systems, Inc. (the "Company"), Vertex Holdco LLC, and Vertex Merger Sub LLC (the "Effective Time"), (a) each issued and outstanding share of common stock of the Company (each, a "Share") (other than 108,507 issued and outstanding Shares that were rolled over into common units of Vertex Holdco LLC ("Rollover Stock Awards")) held by Mr. Rothman was converted into the right to receive $23.04 in cash, without interest; and (b) each Rollover Stock Award was cancelled and converted into 108,507 shares of common units of Vertex Holdco LLC.
F2: At the Effective Time, (a) each outstanding vested option (or vested portion thereof) to purchase Shares (each, a "Vested Company Option") was cancelled and converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Vested Company Option immediately prior to the Effective Time by (ii) the excess, if any, of $23.04 over the exercise price per Share of such Vested Company Option, less withholding taxes;
F3: (Continued from Footnote 2) and (b) each outstanding unvested option (or unvested portion thereof) to purchase Shares (each, an "Unvested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (i) the total number of Shares subject to such Unvested Company Option immediately prior to the Effective Time by (ii) the excess, if any, of (A) $23.04 over (B) the exercise price per Share of such Unvested Company Option less withholding taxes, which remains subject to the same vesting schedule that applied to such Unvested Company Option immediately prior to the Effective Time.
F4: Represents restricted stock units subject only to service-based vesting conditions (a "Company RSU") under the Company's stock plans.
F5: At the Effective Time, each outstanding Company RSU under the Company's stock plans was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company RSU immediately prior to the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time.
F6: Represents restricted stock units subject to performance-based vesting conditions (a "Company P-RSU") under the Company's stock plans.
F7: At the Effective Time, each outstanding Company P-RSU was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company P-RSU immediately prior to the Effective Time based on the actual performance through the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 04, 2017 Filed Oct 6, 2017 18:20 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Tax withholdingCommon Stock, par value $0.01 per share | 927 | $20.90 | $19,374.30 |
DisclosureSEC source: 0001209191-17-056336 · doc4.xml · nonDerivative · entry 2 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,493 Read SEC document |
| October 04, 2017 Filed Oct 6, 2017 18:20 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionCommon Stock, par value $0.01 per share | 1,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-056336 · doc4.xml · nonDerivative · entry 1 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On October 4, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 18:27 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionRestricted Stock Units · Derivative | 1,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055984 · doc4.xml · derivative · entry 3 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,515 Underlying: Common Stock, par value $0.01 per share · 1,503 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On October 2, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.exercise_date: On October 2, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.expiration_date: On October 2, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 18:27 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Tax withholdingCommon Stock, par value $0.01 per share | 785 | $20.59 | $16,163.15 |
DisclosureSEC source: 0001209191-17-055984 · doc4.xml · nonDerivative · entry 2 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,645 Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 18:27 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionCommon Stock, par value $0.01 per share | 1,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055984 · doc4.xml · nonDerivative · entry 1 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On October 2, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 20:54 UTC | QUANTUM CORP /DE/ QTM · Entity 4987 | GrantCommon Stock | 7,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-051377 · doc4.xml · nonDerivative · entry 1 Rothman Marc E · CIK 0001402025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,648 F1 · shares: Restricted Stock Units will fully vest on the earlier to occur of: i) the date of Quantum Corporation's next Annual Stockholder Meeting; and ii) September 1, 2018. Read SEC document |
| July 04, 2017 Filed Jul 6, 2017 16:28 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionRestricted Stock Units · Derivative | 1,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-044039 · doc4.xml · derivative · entry 3 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,750 Underlying: Common Stock, par value $0.01 per share · 1,775 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On July 4, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.exercise_date: On July 4, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.expiration_date: On July 4, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document |
| July 04, 2017 Filed Jul 6, 2017 16:28 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Tax withholdingCommon Stock, par value $0.01 per share | 927 | $17.64 | $16,352.28 |
DisclosureSEC source: 0001209191-17-044039 · doc4.xml · nonDerivative · entry 2 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,927 Read SEC document |
| July 04, 2017 Filed Jul 6, 2017 16:28 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionCommon Stock, par value $0.01 per share | 1,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-044039 · doc4.xml · nonDerivative · entry 1 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,854 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On July 4, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document |
| July 02, 2017 Filed Jul 5, 2017 18:32 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionRestricted Stock Units · Derivative | 1,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043682 · doc4.xml · derivative · entry 6 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,018 Underlying: Common Stock, par value $0.01 per share · 1,503 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On July 2, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F2 · derivative.exercise_date: On July 2, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F2 · derivative.expiration_date: On July 2, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document |
| July 02, 2017 Filed Jul 5, 2017 18:32 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Tax withholdingCommon Stock, par value $0.01 per share | 785 | $17.92 | $14,067.20 |
DisclosureSEC source: 0001209191-17-043682 · doc4.xml · nonDerivative · entry 4 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,079 Read SEC document |
| July 02, 2017 Filed Jul 5, 2017 18:32 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionCommon Stock, par value $0.01 per share | 1,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043682 · doc4.xml · nonDerivative · entry 3 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On July 2, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:32 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionRestricted Stock Units · Derivative | 6,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043682 · doc4.xml · derivative · entry 5 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 6,194 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On July 1, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.exercise_date: On July 1, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.expiration_date: On July 1, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:32 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Tax withholdingCommon Stock, par value $0.01 per share | 3,233 | $17.92 | $57,935.36 |
DisclosureSEC source: 0001209191-17-043682 · doc4.xml · nonDerivative · entry 2 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,361 Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:32 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionCommon Stock, par value $0.01 per share | 6,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043682 · doc4.xml · nonDerivative · entry 1 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On July 1, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 16:54 UTC | QUANTUM CORP /DE/ QTM · Entity 4987 | GrantCommon Stock | 11,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036671 · doc4.xml · nonDerivative · entry 1 Rothman Marc E · CIK 0001402025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,244 F1 · shares: Restricted Stock Units will vest over two years as follows: 3,557 shares will vest on 5/1/18 and the remaining 7,622 shares will vest quarterly in equal installments on 8/1/18, 11/1/18, 2/1/19 and 5/1/19. Read SEC document |
| May 04, 2017 Filed May 5, 2017 17:17 UTC | QUANTUM CORP /DE/ QTM · Entity 4987 | GrantCommon Stock | 4,065 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030234 · doc4.xml · nonDerivative · entry 1 Rothman Marc E · CIK 0001402025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,065 F1 · shares: Restricted Stock Units will fully vest on the date of Quantum Corporation's 2017 Annual Stockholder Meeting. Read SEC document |
| April 04, 2017 Filed Apr 4, 2017 19:25 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionRestricted Stock Units · Derivative | 1,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025340 · doc4.xml · derivative · entry 10 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,525 Underlying: Common Stock, par value $0.01 per share · 1,775 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On April 4, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F3 · derivative.exercise_date: On April 4, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F3 · derivative.expiration_date: On April 4, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document |
| April 04, 2017 Filed Apr 4, 2017 19:25 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Tax withholdingCommon Stock, par value $0.01 per share | 927 | $18.19 | $16,862.13 |
DisclosureSEC source: 0001209191-17-025340 · doc4.xml · nonDerivative · entry 6 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,400 Read SEC document |
| April 04, 2017 Filed Apr 4, 2017 19:25 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionCommon Stock, par value $0.01 per share | 1,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025340 · doc4.xml · nonDerivative · entry 5 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: On April 4, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document |
| April 02, 2017 Filed Apr 4, 2017 19:25 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionRestricted Stock Units · Derivative | 1,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025340 · doc4.xml · derivative · entry 9 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,521 Underlying: Common Stock, par value $0.01 per share · 1,503 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On April 2, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F2 · derivative.exercise_date: On April 2, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F2 · derivative.expiration_date: On April 2, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document |
| April 02, 2017 Filed Apr 4, 2017 19:25 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Tax withholdingCommon Stock, par value $0.01 per share | 785 | $18.53 | $14,546.05 |
DisclosureSEC source: 0001209191-17-025340 · doc4.xml · nonDerivative · entry 4 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,552 Read SEC document |
| April 02, 2017 Filed Apr 4, 2017 19:25 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionCommon Stock, par value $0.01 per share | 1,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025340 · doc4.xml · nonDerivative · entry 3 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On April 2, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 19:25 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionRestricted Stock Units · Derivative | 6,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025340 · doc4.xml · derivative · entry 8 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,194 Underlying: Common Stock, par value $0.01 per share · 6,194 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On April 1, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.exercise_date: On April 1, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.expiration_date: On April 1, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 19:25 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionRestricted Stock Units · Derivative | 2,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025340 · doc4.xml · derivative · entry 7 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 2,507 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On April 1, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.exercise_date: On April 1, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.expiration_date: On April 1, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 19:25 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Tax withholdingCommon Stock, par value $0.01 per share | 4,542 | $18.53 | $84,163.26 |
DisclosureSEC source: 0001209191-17-025340 · doc4.xml · nonDerivative · entry 2 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,834 Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 19:25 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionCommon Stock, par value $0.01 per share | 8,701 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025340 · doc4.xml · nonDerivative · entry 1 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On April 1, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 19:55 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionRestricted Stock Units · Derivative | 7,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-002786 · doc4.xml · derivative · entry 3 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,300 Underlying: Common Stock, par value $0.01 per share · 7,101 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 4, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.exercise_date: On January 4, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.expiration_date: On January 4, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 19:55 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Tax withholdingCommon Stock, par value $0.01 per share | 3,698 | $18.60 | $68,782.80 |
DisclosureSEC source: 0001209191-17-002786 · doc4.xml · nonDerivative · entry 2 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,675 Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 19:55 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionCommon Stock, par value $0.01 per share | 7,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-002786 · doc4.xml · nonDerivative · entry 1 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 4, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 20:31 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | GrantRestricted Stock Units · Derivative | 35,479 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-002443 · doc4.xml · derivative · entry 2 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,479 Underlying: Common Stock, par value $0.01 per share · 35,479 shares Expires not disclosed F2 · derivative.exercise_date: The grant is subject to achievement of certain performance criteria prior to January 3, 2020 and will vest based on achievement of such criteria. The number of restricted stock units reported is the targeted amount to be achieved. Depending on the actual level of achievement, the reporting person may receive between 0% and 150% of such targeted amount. F2 · derivative.expiration_date: The grant is subject to achievement of certain performance criteria prior to January 3, 2020 and will vest based on achievement of such criteria. The number of restricted stock units reported is the targeted amount to be achieved. Depending on the actual level of achievement, the reporting person may receive between 0% and 150% of such targeted amount. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 20:31 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | GrantRestricted Stock Units · Derivative | 40,580 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-002443 · doc4.xml · derivative · entry 1 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,580 Underlying: Common Stock, par value $0.01 per share · 40,580 shares Expires not disclosed F1 · derivative.exercise_date: 25% of these restricted stock units will vest on the first anniversary of the grant date. Thereafter, 6.25% of these restricted stock units will vest at the end of each subsequent three month period until these restricted stock units have fully vested. F1 · derivative.expiration_date: 25% of these restricted stock units will vest on the first anniversary of the grant date. Thereafter, 6.25% of these restricted stock units will vest at the end of each subsequent three month period until these restricted stock units have fully vested. Read SEC document |
| January 02, 2017 Filed Jan 4, 2017 20:13 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionRestricted Stock Units · Derivative | 1,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-001592 · doc4.xml · derivative · entry 7 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,024 Underlying: Common Stock, par value $0.01 per share · 1,504 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On January 2, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F2 · derivative.exercise_date: On January 2, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F2 · derivative.expiration_date: On January 2, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document |
| January 02, 2017 Filed Jan 4, 2017 20:13 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Tax withholdingCommon Stock, par value $0.01 per share | 772 | $18.06 | $13,942.32 |
DisclosureSEC source: 0001209191-17-001592 · doc4.xml · nonDerivative · entry 4 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,272 Read SEC document |
| January 02, 2017 Filed Jan 4, 2017 20:13 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionCommon Stock, par value $0.01 per share | 1,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-001592 · doc4.xml · nonDerivative · entry 3 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On January 2, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 20:13 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionRestricted Stock Units · Derivative | 2,506 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-001592 · doc4.xml · derivative · entry 6 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,507 Underlying: Common Stock, par value $0.01 per share · 2,506 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 1, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.exercise_date: On January 1, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.expiration_date: On January 1, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 20:13 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionRestricted Stock Units · Derivative | 6,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-001592 · doc4.xml · derivative · entry 5 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,388 Underlying: Common Stock, par value $0.01 per share · 6,194 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 1, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.exercise_date: On January 1, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.expiration_date: On January 1, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 20:13 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Tax withholdingCommon Stock, par value $0.01 per share | 4,955 | $18.06 | $89,487.30 |
DisclosureSEC source: 0001209191-17-001592 · doc4.xml · nonDerivative · entry 2 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,540 Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 20:13 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionCommon Stock, par value $0.01 per share | 8,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-001592 · doc4.xml · nonDerivative · entry 1 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 1, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document |
| October 02, 2016 Filed Oct 4, 2016 19:33 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionRestricted Stock Units · Derivative | 1,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144712 · doc4.xml · derivative · entry 7 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,528 Underlying: Common Stock, par value $0.01 per share · 1,503 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On October 2, 2016, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F2 · derivative.exercise_date: On October 2, 2016, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F2 · derivative.expiration_date: On October 2, 2016, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document |
| October 02, 2016 Filed Oct 4, 2016 19:33 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Tax withholdingCommon Stock, par value $0.01 per share | 785 | $15.93 | $12,505.05 |
DisclosureSEC source: 0001209191-16-144712 · doc4.xml · nonDerivative · entry 4 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,795 Read SEC document |
| October 02, 2016 Filed Oct 4, 2016 19:33 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionCommon Stock, par value $0.01 per share | 1,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144712 · doc4.xml · nonDerivative · entry 3 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,580 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On October 2, 2016, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 19:33 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionRestricted Stock Units · Derivative | 6,193 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144712 · doc4.xml · derivative · entry 6 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,582 Underlying: Common Stock, par value $0.01 per share · 6,193 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On October 1, 2016, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.exercise_date: On October 1, 2016, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.expiration_date: On October 1, 2016, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 19:33 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionRestricted Stock Units · Derivative | 2,506 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144712 · doc4.xml · derivative · entry 5 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,013 Underlying: Common Stock, par value $0.01 per share · 2,506 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On October 1, 2016, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.exercise_date: On October 1, 2016, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.expiration_date: On October 1, 2016, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 19:33 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Tax withholdingCommon Stock, par value $0.01 per share | 4,540 | $15.93 | $72,322.20 |
DisclosureSEC source: 0001209191-16-144712 · doc4.xml · nonDerivative · entry 2 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,077 Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 19:33 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Exercise / conversionCommon Stock, par value $0.01 per share | 8,699 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144712 · doc4.xml · nonDerivative · entry 1 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On October 1, 2016, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.