person · Reporting owner

Rothman Marc E

Disclosed activity across 2 companies

Tapewire entity: 124022
SEC CIK: 0001402025

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
QUANTUM CORP /DE/QMCO · Entity 4987	Director	September 01, 2022	September 06, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

QUANTUM CORP /DE/

Report date September 01, 2022 · Filed September 06, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	297,625	Reported balance After 2022-09-01 transaction · row 1 1 source row Row 1 · 2022-09-01 · Grant · Acquired 79,618 · Balance 297,625 F1: (1) Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO (the "Company"). The RSUs vest in full on the earlier of September 1, 2023 or the date of the Company's next annual stockholder meeting, subject to continued service on the Company's Board of Directors.

Filing footnotes · ownership attribution and instrument terms

F1: (1) Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO (the "Company"). The RSUs vest in full on the earlier of September 1, 2023 or the date of the Company's next annual stockholder meeting, subject to continued service on the Company's Board of Directors.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

VERIFONE SYSTEMS, INC.

Report date August 20, 2018 · Filed August 22, 2018

Section 16 reporting ended · disclosed 2018-08-22. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	Direct	Reported balance After 2018-08-20 transaction · row 1 1 source row Row 1 · 2018-08-20 · Disposition to issuer · Disposed 170,352 · Balance 0 F1: At the effective time of the merger contemplated by the Agreement and Plan of Merger, dated as of April 9, 2018, by and among VeriFone Systems, Inc. (the "Company"), Vertex Holdco LLC, and Vertex Merger Sub LLC (the "Effective Time"), (a) each issued and outstanding share of common stock of the Company (each, a "Share") (other than 108,507 issued and outstanding Shares that were rolled over into common units of Vertex Holdco LLC ("Rollover Stock Awards")) held by Mr. Rothman was converted into the right to receive $23.04 in cash, without interest; and (b) each Rollover Stock Award was cancelled and converted into 108,507 shares of common units of Vertex Holdco LLC.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.68 · Expires 2025-01-02	Direct	Reported balance After 2018-08-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2018-08-20 · Disposition to issuer · Disposed 50,000 · Balance 0 F2: At the Effective Time, (a) each outstanding vested option (or vested portion thereof) to purchase Shares (each, a "Vested Company Option") was cancelled and converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Vested Company Option immediately prior to the Effective Time by (ii) the excess, if any, of $23.04 over the exercise price per Share of such Vested Company Option, less withholding taxes; F3: (Continued from Footnote 2) and (b) each outstanding unvested option (or unvested portion thereof) to purchase Shares (each, an "Unvested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (i) the total number of Shares subject to such Unvested Company Option immediately prior to the Effective Time by (ii) the excess, if any, of (A) $23.04 over (B) the exercise price per Share of such Unvested Company Option less withholding taxes, which remains subject to the same vesting schedule that applied to such Unvested Company Option immediately prior to the Effective Time.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2018-08-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2018-08-20 · Disposition to issuer · Disposed 39,542 · Balance 0 F4: Represents restricted stock units subject only to service-based vesting conditions (a "Company RSU") under the Company's stock plans. F5: At the Effective Time, each outstanding Company RSU under the Company's stock plans was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company RSU immediately prior to the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2018-08-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2018-08-20 · Disposition to issuer · Disposed 25,363 · Balance 0 F4: Represents restricted stock units subject only to service-based vesting conditions (a "Company RSU") under the Company's stock plans. F5: At the Effective Time, each outstanding Company RSU under the Company's stock plans was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company RSU immediately prior to the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2018-08-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2018-08-20 · Disposition to issuer · Disposed 10,650 · Balance 0 F4: Represents restricted stock units subject only to service-based vesting conditions (a "Company RSU") under the Company's stock plans. F5: At the Effective Time, each outstanding Company RSU under the Company's stock plans was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company RSU immediately prior to the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2018-08-20 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2018-08-20 · Disposition to issuer · Disposed 3,006 · Balance 0 F4: Represents restricted stock units subject only to service-based vesting conditions (a "Company RSU") under the Company's stock plans. F5: At the Effective Time, each outstanding Company RSU under the Company's stock plans was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company RSU immediately prior to the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2018-08-20 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2018-08-20 · Disposition to issuer · Disposed 41,274 · Balance 0 F6: Represents restricted stock units subject to performance-based vesting conditions (a "Company P-RSU") under the Company's stock plans. F7: At the Effective Time, each outstanding Company P-RSU was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company P-RSU immediately prior to the Effective Time based on the actual performance through the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2018-08-20 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2018-08-20 · Disposition to issuer · Disposed 35,479 · Balance 0 F6: Represents restricted stock units subject to performance-based vesting conditions (a "Company P-RSU") under the Company's stock plans. F7: At the Effective Time, each outstanding Company P-RSU was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company P-RSU immediately prior to the Effective Time based on the actual performance through the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2018-08-20 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2018-08-20 · Disposition to issuer · Disposed 28,850 · Balance 0 F6: Represents restricted stock units subject to performance-based vesting conditions (a "Company P-RSU") under the Company's stock plans. F7: At the Effective Time, each outstanding Company P-RSU was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company P-RSU immediately prior to the Effective Time based on the actual performance through the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time.

Filing footnotes · ownership attribution and instrument terms

F1: At the effective time of the merger contemplated by the Agreement and Plan of Merger, dated as of April 9, 2018, by and among VeriFone Systems, Inc. (the "Company"), Vertex Holdco LLC, and Vertex Merger Sub LLC (the "Effective Time"), (a) each issued and outstanding share of common stock of the Company (each, a "Share") (other than 108,507 issued and outstanding Shares that were rolled over into common units of Vertex Holdco LLC ("Rollover Stock Awards")) held by Mr. Rothman was converted into the right to receive $23.04 in cash, without interest; and (b) each Rollover Stock Award was cancelled and converted into 108,507 shares of common units of Vertex Holdco LLC.

F2: At the Effective Time, (a) each outstanding vested option (or vested portion thereof) to purchase Shares (each, a "Vested Company Option") was cancelled and converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Vested Company Option immediately prior to the Effective Time by (ii) the excess, if any, of $23.04 over the exercise price per Share of such Vested Company Option, less withholding taxes;

F3: (Continued from Footnote 2) and (b) each outstanding unvested option (or unvested portion thereof) to purchase Shares (each, an "Unvested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (i) the total number of Shares subject to such Unvested Company Option immediately prior to the Effective Time by (ii) the excess, if any, of (A) $23.04 over (B) the exercise price per Share of such Unvested Company Option less withholding taxes, which remains subject to the same vesting schedule that applied to such Unvested Company Option immediately prior to the Effective Time.

F4: Represents restricted stock units subject only to service-based vesting conditions (a "Company RSU") under the Company's stock plans.

F5: At the Effective Time, each outstanding Company RSU under the Company's stock plans was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company RSU immediately prior to the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time.

F6: Represents restricted stock units subject to performance-based vesting conditions (a "Company P-RSU") under the Company's stock plans.

F7: At the Effective Time, each outstanding Company P-RSU was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company P-RSU immediately prior to the Effective Time based on the actual performance through the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 01, 2022 Filed Sep 6, 2022 20:44 UTC	QUANTUM CORP /DE/ QMCO · Entity 4987	GrantCommon Stock	79,618	$0.00	$0.00	Disclosure SEC source: 0000709283-22-000035 · wf-form4_166249703075908.xml · nonDerivative · entry 1 Rothman Marc E · CIK 0001402025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,625 F1 · shares: (1) Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO (the "Company"). The RSUs vest in full on the earlier of September 1, 2023 or the date of the Company's next annual stockholder meeting, subject to continued service on the Company's Board of Directors. Read SEC document
April 22, 2022 Filed Apr 26, 2022 23:57 UTC	QUANTUM CORP /DE/ QMCO · Entity 4987	OtherSubscription Rights (Rights to buy) · Derivative	49,431	$0.00 Strike: $2.25	$0.00	Disclosure SEC source: 0000709283-22-000009 · wf-form4_165101743990436.xml · derivative · entry 2 Rothman Marc E · CIK 0001402025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 49,431 shares Expires 2022-04-22 F1 · kind: Exercise of irrevocable subscription rights to acquire shares of common stock at the closing of the Issuer's rights offering on April 22, 2022. Read SEC document
April 22, 2022 Filed Apr 26, 2022 23:57 UTC	QUANTUM CORP /DE/ QMCO · Entity 4987	OtherCommon Stock	49,431	$2.25	$111,219.75	Disclosure SEC source: 0000709283-22-000009 · wf-form4_165101743990436.xml · nonDerivative · entry 1 Rothman Marc E · CIK 0001402025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,556 F1 · kind: Exercise of irrevocable subscription rights to acquire shares of common stock at the closing of the Issuer's rights offering on April 22, 2022. Read SEC document
April 22, 2022 Filed May 17, 2022 22:17 UTC Amendment	QUANTUM CORP /DE/ QMCO · Entity 4987	OtherSubscription Rights (Rights to buy) · Derivative	57,882	$0.00 Strike: $2.25	$0.00	Disclosure SEC source: 0000709283-22-000015 · wf-form4a_165282580028581.xml · derivative · entry 2 Rothman Marc E · CIK 0001402025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,882 shares Expires 2022-04-22 F1 · kind: Exercise of irrevocable subscription rights to acquire shares of common stock at the closing of the Issuer's rights offering on April 22, 2022, as corrected share amount from filing 4/22/22. Read SEC document
April 22, 2022 Filed May 17, 2022 22:17 UTC Amendment	QUANTUM CORP /DE/ QMCO · Entity 4987	OtherCommon Stock	57,882	$2.25	$130,234.50	Disclosure SEC source: 0000709283-22-000015 · wf-form4a_165282580028581.xml · nonDerivative · entry 1 Rothman Marc E · CIK 0001402025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,007 F1 · kind: Exercise of irrevocable subscription rights to acquire shares of common stock at the closing of the Issuer's rights offering on April 22, 2022, as corrected share amount from filing 4/22/22. Read SEC document
October 01, 2021 Filed Oct 5, 2021 21:55 UTC	QUANTUM CORP /DE/ QMCO · Entity 4987	GrantCommon Stock	23,148	$0.00	$0.00	Disclosure SEC source: 0000709283-21-000070 · wf-form4_163347090898337.xml · nonDerivative · entry 1 Rothman Marc E · CIK 0001402025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,125 F1 · security: Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO (the "Company"). The RSUs vest in full on the earlier of October 1, 2022 or the date of the Company's next annual stockholder meeting, subject to continued service on the Company's Board of Directors. Read SEC document
August 12, 2021 Filed Aug 17, 2021 00:00 UTC	QUANTUM CORP /DE/ QMCO · Entity 4987	PurchaseCommon Stock	20,000	$5.70	$114,000.00	Disclosure SEC source: 0000709283-21-000045 · wf-form4_162915839692167.xml · nonDerivative · entry 1 Rothman Marc E · CIK 0001402025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,977 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.685 to $5.710, inclusive. The reporting person undertakes to provide to Quantum Corporation, any security holder of Quantum Corporation or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (I) to this Form 4. Read SEC document
September 01, 2020 Filed Sep 3, 2020 22:09 UTC	QUANTUM CORP /DE/ QMCO · Entity 4987	GrantCommon Stock	23,496	$0.00	$0.00	Disclosure SEC source: 0000709283-20-000029 · wf-form4_159917095347456.xml · nonDerivative · entry 1 Rothman Marc E · CIK 0001402025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,977 F1 · security: Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO (the "Company"). The RSUs vest in full on the earlier of September 1, 2021 or the date of the Company's next annual stockholder meeting, subject to continued service on the Company's Board of Directors. Read SEC document
September 05, 2019 Filed Sep 9, 2019 20:31 UTC	QUANTUM CORP /DE/ QMCO · Entity 4987	GrantCommon Stock	20,833	$0.00	$0.00	Disclosure SEC source: 0000899243-19-023121 · doc4.xml · nonDerivative · entry 2 Rothman Marc E · CIK 0001402025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,481 F2 · security: Grant of RSUs, each of which represents a contingent right to receive one share of common stock of Quantum. The RSUs vest upon the earlier of the Quantum's 2020 Annual Meeting or September 5, 2020. These RSUs were approved in connection with the reinstatement of Quantum's normal equity compensation program for non-employee directors. Read SEC document
September 05, 2019 Filed Sep 9, 2019 20:31 UTC	QUANTUM CORP /DE/ QMCO · Entity 4987	GrantCommon Stock	50,000	$0.00	$0.00	Disclosure SEC source: 0000899243-19-023121 · doc4.xml · nonDerivative · entry 1 Rothman Marc E · CIK 0001402025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,648 F1 · security: Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of Quantum. The RSUs were fully vested upon the grant date September 5, 2020. Quantum's Board of Directors determined to suspend cash and equity compensation for all non-employee directors as of August 1, 2018 as a result of Quantum not being current with its SEC filings at that time, the financing needs of Quantum at that time and other factors. These RSUs were approved as fully vested in recognition of the Reporting Person's past services as a director. Read SEC document
August 20, 2018 Filed Aug 22, 2018 14:45 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Disposition to issuerRestricted Stock Units · Derivative	28,850	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0000899243-18-023006 · doc4.xml · derivative · entry 9 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 28,850 shares Expires not disclosed F6 · security: Represents restricted stock units subject to performance-based vesting conditions (a "Company P-RSU") under the Company's stock plans. F7 · price: At the Effective Time, each outstanding Company P-RSU was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company P-RSU immediately prior to the Effective Time based on the actual performance through the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time. F7 · derivative.exercise_date: At the Effective Time, each outstanding Company P-RSU was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company P-RSU immediately prior to the Effective Time based on the actual performance through the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time. F7 · derivative.expiration_date: At the Effective Time, each outstanding Company P-RSU was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company P-RSU immediately prior to the Effective Time based on the actual performance through the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time. Read SEC document
August 20, 2018 Filed Aug 22, 2018 14:45 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Disposition to issuerRestricted Stock Units · Derivative	35,479	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0000899243-18-023006 · doc4.xml · derivative · entry 8 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 35,479 shares Expires not disclosed F6 · security: Represents restricted stock units subject to performance-based vesting conditions (a "Company P-RSU") under the Company's stock plans. F7 · price: At the Effective Time, each outstanding Company P-RSU was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company P-RSU immediately prior to the Effective Time based on the actual performance through the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time. F7 · derivative.exercise_date: At the Effective Time, each outstanding Company P-RSU was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company P-RSU immediately prior to the Effective Time based on the actual performance through the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time. F7 · derivative.expiration_date: At the Effective Time, each outstanding Company P-RSU was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company P-RSU immediately prior to the Effective Time based on the actual performance through the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time. Read SEC document
August 20, 2018 Filed Aug 22, 2018 14:45 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Disposition to issuerRestricted Stock Units · Derivative	41,274	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0000899243-18-023006 · doc4.xml · derivative · entry 7 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 41,274 shares Expires not disclosed F6 · security: Represents restricted stock units subject to performance-based vesting conditions (a "Company P-RSU") under the Company's stock plans. F7 · price: At the Effective Time, each outstanding Company P-RSU was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company P-RSU immediately prior to the Effective Time based on the actual performance through the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time. F7 · derivative.exercise_date: At the Effective Time, each outstanding Company P-RSU was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company P-RSU immediately prior to the Effective Time based on the actual performance through the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time. F7 · derivative.expiration_date: At the Effective Time, each outstanding Company P-RSU was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company P-RSU immediately prior to the Effective Time based on the actual performance through the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time. Read SEC document
August 20, 2018 Filed Aug 22, 2018 14:45 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Disposition to issuerRestricted Stock Units · Derivative	3,006	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0000899243-18-023006 · doc4.xml · derivative · entry 6 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 3,006 shares Expires not disclosed F4 · security: Represents restricted stock units subject only to service-based vesting conditions (a "Company RSU") under the Company's stock plans. F5 · price: At the Effective Time, each outstanding Company RSU under the Company's stock plans was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company RSU immediately prior to the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time. F5 · derivative.exercise_date: At the Effective Time, each outstanding Company RSU under the Company's stock plans was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company RSU immediately prior to the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time. F5 · derivative.expiration_date: At the Effective Time, each outstanding Company RSU under the Company's stock plans was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company RSU immediately prior to the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time. Read SEC document
August 20, 2018 Filed Aug 22, 2018 14:45 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Disposition to issuerRestricted Stock Units · Derivative	10,650	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0000899243-18-023006 · doc4.xml · derivative · entry 5 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 10,650 shares Expires not disclosed F4 · security: Represents restricted stock units subject only to service-based vesting conditions (a "Company RSU") under the Company's stock plans. F5 · price: At the Effective Time, each outstanding Company RSU under the Company's stock plans was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company RSU immediately prior to the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time. F5 · derivative.exercise_date: At the Effective Time, each outstanding Company RSU under the Company's stock plans was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company RSU immediately prior to the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time. F5 · derivative.expiration_date: At the Effective Time, each outstanding Company RSU under the Company's stock plans was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company RSU immediately prior to the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time. Read SEC document
August 20, 2018 Filed Aug 22, 2018 14:45 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Disposition to issuerRestricted Stock Units · Derivative	25,363	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0000899243-18-023006 · doc4.xml · derivative · entry 4 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 25,363 shares Expires not disclosed F4 · security: Represents restricted stock units subject only to service-based vesting conditions (a "Company RSU") under the Company's stock plans. F5 · price: At the Effective Time, each outstanding Company RSU under the Company's stock plans was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company RSU immediately prior to the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time. F5 · derivative.exercise_date: At the Effective Time, each outstanding Company RSU under the Company's stock plans was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company RSU immediately prior to the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time. F5 · derivative.expiration_date: At the Effective Time, each outstanding Company RSU under the Company's stock plans was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company RSU immediately prior to the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time. Read SEC document
August 20, 2018 Filed Aug 22, 2018 14:45 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Disposition to issuerRestricted Stock Units · Derivative	39,542	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0000899243-18-023006 · doc4.xml · derivative · entry 3 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 39,542 shares Expires not disclosed F4 · security: Represents restricted stock units subject only to service-based vesting conditions (a "Company RSU") under the Company's stock plans. F5 · price: At the Effective Time, each outstanding Company RSU under the Company's stock plans was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company RSU immediately prior to the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time. F5 · derivative.exercise_date: At the Effective Time, each outstanding Company RSU under the Company's stock plans was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company RSU immediately prior to the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time. F5 · derivative.expiration_date: At the Effective Time, each outstanding Company RSU under the Company's stock plans was converted into the right to receive an amount in cash (without interest) equal to the product obtained by multiplying (i) the total number of Shares subject to such Company RSU immediately prior to the Effective Time by (ii) $23.04, less withholding taxes, and otherwise remains subject to the same vesting schedule that applied immediately prior to the Effective Time. Read SEC document
August 20, 2018 Filed Aug 22, 2018 14:45 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Disposition to issuerStock Option (right to buy) · Derivative	50,000	Not disclosed Strike: $17.68	Not disclosed	Disclosure SEC source: 0000899243-18-023006 · doc4.xml · derivative · entry 2 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 50,000 shares Expires 2025-01-02 F2 · price: At the Effective Time, (a) each outstanding vested option (or vested portion thereof) to purchase Shares (each, a "Vested Company Option") was cancelled and converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Vested Company Option immediately prior to the Effective Time by (ii) the excess, if any, of $23.04 over the exercise price per Share of such Vested Company Option, less withholding taxes; F3 · price: (Continued from Footnote 2) and (b) each outstanding unvested option (or unvested portion thereof) to purchase Shares (each, an "Unvested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (i) the total number of Shares subject to such Unvested Company Option immediately prior to the Effective Time by (ii) the excess, if any, of (A) $23.04 over (B) the exercise price per Share of such Unvested Company Option less withholding taxes, which remains subject to the same vesting schedule that applied to such Unvested Company Option immediately prior to the Effective Time. F2 · derivative.exercise_date: At the Effective Time, (a) each outstanding vested option (or vested portion thereof) to purchase Shares (each, a "Vested Company Option") was cancelled and converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Vested Company Option immediately prior to the Effective Time by (ii) the excess, if any, of $23.04 over the exercise price per Share of such Vested Company Option, less withholding taxes; F3 · derivative.exercise_date: (Continued from Footnote 2) and (b) each outstanding unvested option (or unvested portion thereof) to purchase Shares (each, an "Unvested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (i) the total number of Shares subject to such Unvested Company Option immediately prior to the Effective Time by (ii) the excess, if any, of (A) $23.04 over (B) the exercise price per Share of such Unvested Company Option less withholding taxes, which remains subject to the same vesting schedule that applied to such Unvested Company Option immediately prior to the Effective Time. Read SEC document
August 20, 2018 Filed Aug 22, 2018 14:45 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Disposition to issuerCommon Stock, par value $0.01 per share	170,352	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-18-023006 · doc4.xml · nonDerivative · entry 1 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: At the effective time of the merger contemplated by the Agreement and Plan of Merger, dated as of April 9, 2018, by and among VeriFone Systems, Inc. (the "Company"), Vertex Holdco LLC, and Vertex Merger Sub LLC (the "Effective Time"), (a) each issued and outstanding share of common stock of the Company (each, a "Share") (other than 108,507 issued and outstanding Shares that were rolled over into common units of Vertex Holdco LLC ("Rollover Stock Awards")) held by Mr. Rothman was converted into the right to receive $23.04 in cash, without interest; and (b) each Rollover Stock Award was cancelled and converted into 108,507 shares of common units of Vertex Holdco LLC. Read SEC document
July 04, 2018 Filed Jul 6, 2018 16:25 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Exercise / conversionRestricted Stock Units · Derivative	1,775	$0.00	$0.00	Disclosure SEC source: 0001209191-18-041875 · doc4.xml · derivative · entry 3 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,650 Underlying: Common Stock, par value $0.01 per share · 1,775 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On July 4, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.exercise_date: On July 4, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.expiration_date: On July 4, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document
July 04, 2018 Filed Jul 6, 2018 16:25 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Tax withholdingCommon Stock, par value $0.01 per share	881	$22.84	$20,122.04	Disclosure SEC source: 0001209191-18-041875 · doc4.xml · nonDerivative · entry 2 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,352 Read SEC document
July 04, 2018 Filed Jul 6, 2018 16:25 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Exercise / conversionCommon Stock, par value $0.01 per share	1,775	$0.00	$0.00	Disclosure SEC source: 0001209191-18-041875 · doc4.xml · nonDerivative · entry 1 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On July 4, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document
July 03, 2018 Filed Jul 5, 2018 17:36 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Exercise / conversionRestricted Stock Units · Derivative	2,536	$0.00	$0.00	Disclosure SEC source: 0001209191-18-041756 · doc4.xml · derivative · entry 3 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,363 Underlying: Common Stock, par value $0.01 per share · 2,536 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On July 3, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.exercise_date: On July 3, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.expiration_date: On July 3, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document
July 03, 2018 Filed Jul 5, 2018 17:36 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Tax withholdingCommon Stock, par value $0.01 per share	1,258	$22.83	$28,720.14	Disclosure SEC source: 0001209191-18-041756 · doc4.xml · nonDerivative · entry 2 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,458 Read SEC document
July 03, 2018 Filed Jul 5, 2018 17:36 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Exercise / conversionCommon Stock, par value $0.01 per share	2,536	$0.00	$0.00	Disclosure SEC source: 0001209191-18-041756 · doc4.xml · nonDerivative · entry 1 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On July 3, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document
July 02, 2018 Filed Jul 3, 2018 18:19 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Exercise / conversionRestricted Stock Units · Derivative	1,503	$0.00	$0.00	Disclosure SEC source: 0001209191-18-041300 · doc4.xml · derivative · entry 3 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,006 Underlying: Common Stock, par value $0.01 per share · 1,503 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On July 2, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.exercise_date: On July 2, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.expiration_date: On July 2, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document
July 02, 2018 Filed Jul 3, 2018 18:19 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Tax withholdingCommon Stock, par value $0.01 per share	746	$22.84	$17,038.64	Disclosure SEC source: 0001209191-18-041300 · doc4.xml · nonDerivative · entry 2 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,180 Read SEC document
July 02, 2018 Filed Jul 3, 2018 18:19 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Exercise / conversionCommon Stock, par value $0.01 per share	1,503	$0.00	$0.00	Disclosure SEC source: 0001209191-18-041300 · doc4.xml · nonDerivative · entry 1 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,926 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On July 2, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document
April 04, 2018 Filed Apr 5, 2018 18:59 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Exercise / conversionRestricted Stock Units · Derivative	1,775	$0.00	$0.00	Disclosure SEC source: 0001209191-18-024141 · doc4.xml · derivative · entry 6 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,425 Underlying: Common Stock, par value $0.01 per share · 1,775 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On April 4, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F2 · derivative.exercise_date: On April 4, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F2 · derivative.expiration_date: On April 4, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document
April 04, 2018 Filed Apr 5, 2018 18:59 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Tax withholdingCommon Stock, par value $0.01 per share	881	$15.66	$13,796.46	Disclosure SEC source: 0001209191-18-024141 · doc4.xml · nonDerivative · entry 4 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,423 Read SEC document
April 04, 2018 Filed Apr 5, 2018 18:59 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Exercise / conversionCommon Stock, par value $0.01 per share	1,775	$0.00	$0.00	Disclosure SEC source: 0001209191-18-024141 · doc4.xml · nonDerivative · entry 3 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On April 4, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document
April 03, 2018 Filed Apr 5, 2018 18:59 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Exercise / conversionRestricted Stock Units · Derivative	2,536	$0.00	$0.00	Disclosure SEC source: 0001209191-18-024141 · doc4.xml · derivative · entry 5 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,899 Underlying: Common Stock, par value $0.01 per share · 2,536 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On April 3, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.exercise_date: On April 3, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.expiration_date: On April 3, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document
April 03, 2018 Filed Apr 5, 2018 18:59 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Tax withholdingCommon Stock, par value $0.01 per share	1,258	$15.80	$19,876.40	Disclosure SEC source: 0001209191-18-024141 · doc4.xml · nonDerivative · entry 2 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,529 Read SEC document
April 03, 2018 Filed Apr 5, 2018 18:59 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Exercise / conversionCommon Stock, par value $0.01 per share	2,536	$0.00	$0.00	Disclosure SEC source: 0001209191-18-024141 · doc4.xml · nonDerivative · entry 1 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On April 3, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document
April 02, 2018 Filed Apr 4, 2018 19:16 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Exercise / conversionRestricted Stock Units · Derivative	1,503	$0.00	$0.00	Disclosure SEC source: 0001209191-18-023928 · doc4.xml · derivative · entry 3 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,509 Underlying: Common Stock, par value $0.01 per share · 1,503 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On April 2, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.exercise_date: On April 2, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.expiration_date: On April 2, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document
April 02, 2018 Filed Apr 4, 2018 19:16 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Tax withholdingCommon Stock, par value $0.01 per share	746	$15.14	$11,294.44	Disclosure SEC source: 0001209191-18-023928 · doc4.xml · nonDerivative · entry 2 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,251 Read SEC document
April 02, 2018 Filed Apr 4, 2018 19:16 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Exercise / conversionCommon Stock, par value $0.01 per share	1,503	$0.00	$0.00	Disclosure SEC source: 0001209191-18-023928 · doc4.xml · nonDerivative · entry 1 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On April 2, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document
January 04, 2018 Filed Jan 5, 2018 19:25 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Exercise / conversionRestricted Stock Units · Derivative	1,775	$0.00	$0.00	Disclosure SEC source: 0001209191-18-002571 · doc4.xml · derivative · entry 6 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,200 Underlying: Common Stock, par value $0.01 per share · 1,775 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On January 4, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F2 · derivative.exercise_date: On January 4, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F2 · derivative.expiration_date: On January 4, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document
January 04, 2018 Filed Jan 5, 2018 19:25 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Tax withholdingCommon Stock, par value $0.01 per share	927	$17.62	$16,333.74	Disclosure SEC source: 0001209191-18-002571 · doc4.xml · nonDerivative · entry 4 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,494 Read SEC document
January 04, 2018 Filed Jan 5, 2018 19:25 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Exercise / conversionCommon Stock, par value $0.01 per share	1,775	$0.00	$0.00	Disclosure SEC source: 0001209191-18-002571 · doc4.xml · nonDerivative · entry 3 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,421 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On January 4, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document
January 03, 2018 Filed Jan 5, 2018 19:25 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Exercise / conversionRestricted Stock Units · Derivative	10,145	$0.00	$0.00	Disclosure SEC source: 0001209191-18-002571 · doc4.xml · derivative · entry 5 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,435 Underlying: Common Stock, par value $0.01 per share · 10,145 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 3, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.exercise_date: On January 3, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.expiration_date: On January 3, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document
January 03, 2018 Filed Jan 5, 2018 19:25 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Tax withholdingCommon Stock, par value $0.01 per share	5,616	$17.49	$98,223.84	Disclosure SEC source: 0001209191-18-002571 · doc4.xml · nonDerivative · entry 2 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,646 Read SEC document
January 03, 2018 Filed Jan 5, 2018 19:25 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Exercise / conversionCommon Stock, par value $0.01 per share	10,145	$0.00	$0.00	Disclosure SEC source: 0001209191-18-002571 · doc4.xml · nonDerivative · entry 1 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,262 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 3, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document
January 02, 2018 Filed Jan 4, 2018 19:08 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	GrantRestricted Stock Units · Derivative	41,274	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-18-002249 · doc4.xml · derivative · entry 6 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,274 Underlying: Common Stock, par value $0.01 per share · 41,274 shares Expires not disclosed F4 · derivative.exercise_date: The grant is subject to achievement of certain performance criteria prior to January 2, 2021 and will vest based on achievement of such criteria. The number of restricted stock units reported is the targeted amount to be achieved. Depending on the actual level of achievement, the reporting person may receive between 0% and 150% of such targeted amount. F4 · derivative.expiration_date: The grant is subject to achievement of certain performance criteria prior to January 2, 2021 and will vest based on achievement of such criteria. The number of restricted stock units reported is the targeted amount to be achieved. Depending on the actual level of achievement, the reporting person may receive between 0% and 150% of such targeted amount. Read SEC document
January 02, 2018 Filed Jan 4, 2018 19:08 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	GrantRestricted Stock Units · Derivative	39,542	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-18-002249 · doc4.xml · derivative · entry 5 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,542 Underlying: Common Stock, par value $0.01 per share · 39,542 shares Expires not disclosed F3 · derivative.exercise_date: 25% of these restricted stock units will vest on the first anniversary of the grant date. Thereafter, 6.25% of these restricted stock units will vest at the end of each subsequent three month period until these restricted stock units have fully vested. F3 · derivative.expiration_date: 25% of these restricted stock units will vest on the first anniversary of the grant date. Thereafter, 6.25% of these restricted stock units will vest at the end of each subsequent three month period until these restricted stock units have fully vested. Read SEC document
January 02, 2018 Filed Jan 4, 2018 19:08 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	GrantStock Option (Right to Buy) · Derivative	50,000	$17.68 Strike: $17.68	$884,000.00	Disclosure SEC source: 0001209191-18-002249 · doc4.xml · derivative · entry 4 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock, par value $0.01 per share · 50,000 shares Expires 2025-01-02 F2 · derivative.exercise_date: 25% of these stock options will vest on the first anniversary of the grant date. Thereafter, 6.25% of these stock options will vest at the end of each subsequent three month period until these stock options have fully vested. Read SEC document
January 02, 2018 Filed Jan 4, 2018 19:08 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Exercise / conversionRestricted Stock Units · Derivative	1,503	$0.00	$0.00	Disclosure SEC source: 0001209191-18-002249 · doc4.xml · derivative · entry 3 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,012 Underlying: Common Stock, par value $0.01 per share · 1,503 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 2, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.exercise_date: On January 2, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.expiration_date: On January 2, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document
January 02, 2018 Filed Jan 4, 2018 19:08 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Tax withholdingCommon Stock, par value $0.01 per share	879	$17.68	$15,540.72	Disclosure SEC source: 0001209191-18-002249 · doc4.xml · nonDerivative · entry 2 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,117 Read SEC document
January 02, 2018 Filed Jan 4, 2018 19:08 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Exercise / conversionCommon Stock, par value $0.01 per share	1,503	$0.00	$0.00	Disclosure SEC source: 0001209191-18-002249 · doc4.xml · nonDerivative · entry 1 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,996 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
October 04, 2017 Filed Oct 6, 2017 18:20 UTC	VERIFONE SYSTEMS, INC. PAY · Entity 164071	Exercise / conversionRestricted Stock Units · Derivative	1,775	$0.00	$0.00	Disclosure SEC source: 0001209191-17-056336 · doc4.xml · derivative · entry 3 Rothman Marc E · CIK 0001402025 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,975 Underlying: Common Stock, par value $0.01 per share · 1,775 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On October 4, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.exercise_date: On October 4, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. F1 · derivative.expiration_date: On October 4, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.