Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENERAL ELECTRIC COGE · Entity 2813 | Director | April 01, 2016 | April 04, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENERAL ELECTRIC CO
Report date April 01, 2016 · Filed April 04, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Fee Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 134,311 |
Reported balance
After 2016-04-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2016-04-01 · Grant · Acquired 1,464 · Balance 134,311 F1: Acquired at a price of $30.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2: Each unit of phantom stock is the economic equivalent of one share of common stock. F3: Payable beginning one year after termination of service as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired at a price of $30.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.
F2: Each unit of phantom stock is the economic equivalent of one share of common stock.
F3: Payable beginning one year after termination of service as a director.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 03, 2006 Filed Apr 5, 2006 21:04 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,325 | $33.97 | $45,010.25 |
DisclosureSEC source: 0001231205-06-000077 · edgar.xml · derivative · entry 1 WARNER DOUGLAS A III · CIK 0001181583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,174 Underlying: Common Stock · 1,325 shares Expires not disclosed F1 · security: Acquired at a price of $33.97 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director. F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis F3 · derivative.exercise_date: Payable beginning one year after termination of service as director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as director. Read SEC document |
| March 03, 2006 Filed Mar 6, 2006 16:39 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | PurchaseCommon Stock | 17,400 | $32.98 | $573,852.00 |
DisclosureSEC source: 0001231205-06-000062 · edgar.xml · nonDerivative · entry 2 WARNER DOUGLAS A III · CIK 0001181583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,829 Read SEC document |
| March 03, 2006 Filed Mar 6, 2006 16:39 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | PurchaseCommon Stock | 2,600 | $32.96 | $85,696.00 |
DisclosureSEC source: 0001231205-06-000062 · edgar.xml · nonDerivative · entry 1 WARNER DOUGLAS A III · CIK 0001181583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,429 Read SEC document |
| January 26, 2006 Filed Jan 27, 2006 21:48 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 18,000 | $12.79 | $230,220.00 |
DisclosureSEC source: 0001231205-06-000019 · edgar.xml · nonDerivative · entry 1 WARNER DOUGLAS A III · CIK 0001181583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,383 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2006 Filed Jan 10, 2006 19:47 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,267 | $35.51 | $44,991.17 |
DisclosureSEC source: 0001231205-06-000013 · edgar.xml · derivative · entry 1 WARNER DOUGLAS A III · CIK 0001181583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,671 Underlying: Common Stock · 1,267 shares Expires not disclosed F1 · security: Acquired at a price of $35.51 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director. F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis F3 · derivative.exercise_date: Payable beginning one year after termination of service as director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as director. Read SEC document |
| September 30, 2005 Filed Oct 4, 2005 21:09 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,330 | $33.83 | $44,993.90 |
DisclosureSEC source: 0001231205-05-000214 · edgar.xml · derivative · entry 1 WARNER DOUGLAS A III · CIK 0001181583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,262 Underlying: Common Stock · 1,330 shares Expires not disclosed F1 · security: Acquired at a price of $33.83 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director. F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis F3 · derivative.exercise_date: Payable beginning one year after termination of service as director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as director. Read SEC document |
| July 01, 2005 Filed Jul 6, 2005 19:55 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-05-000132 · edgar.xml · derivative · entry 1 WARNER DOUGLAS A III · CIK 0001181583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,802 Underlying: Common Stock · 1,251 shares Expires not disclosed F1 · security: Acquired at a price of $35.96 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director. F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis F3 · derivative.exercise_date: Payable beginning one year after termination of service as director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as director. Read SEC document |
| March 31, 2005 Filed Apr 4, 2005 16:29 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-05-000060 · edgar.xml · derivative · entry 1 WARNER DOUGLAS A III · CIK 0001181583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,434 Underlying: Common Stock · 1,255 shares Expires not disclosed F1 · security: Acquired at a price of $35.86 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director. F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis F3 · derivative.exercise_date: Payable beginning one year after termination of service as director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as director. Read SEC document |
| January 26, 2005 Filed Jan 27, 2006 21:48 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 18,000 | $0.00 Strike: $12.79 | $0.00 |
DisclosureSEC source: 0001231205-06-000019 · edgar.xml · derivative · entry 3 WARNER DOUGLAS A III · CIK 0001181583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,000 shares Expires 2006-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2005 Filed Jan 26, 2005 20:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 18,000 | $0.00 Strike: $8.59 | $0.00 |
DisclosureSEC source: 0001231205-05-000019 · edgar.xml · derivative · entry 3 WARNER DOUGLAS A III · CIK 0001181583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,000 shares Expires 2005-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2005 Filed Jan 26, 2005 20:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 18,000 | $8.59 | $154,620.00 |
DisclosureSEC source: 0001231205-05-000019 · edgar.xml · nonDerivative · entry 1 WARNER DOUGLAS A III · CIK 0001181583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2005 Filed Jan 4, 2005 17:42 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-05-000011 · edgar.xml · derivative · entry 1 WARNER DOUGLAS A III · CIK 0001181583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,069 Underlying: Common Stock · 1,229 shares Expires not disclosed F1 · security: Acquired at a price of $36.61 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director. F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis F3 · derivative.exercise_date: Payable beginning one year after termination of service as director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as director. Read SEC document |
| October 01, 2004 Filed Oct 1, 2004 18:37 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000182 · edgar.xml · derivative · entry 1 WARNER DOUGLAS A III · CIK 0001181583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,740 Underlying: Common Stock · 1,338 shares Expires not disclosed F1 · security: Acquired at a price of $33.62 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director. F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis F3 · derivative.exercise_date: Payable beginning one year after termination of service as director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as director. Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 15:03 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000106 · edgar.xml · derivative · entry 1 WARNER DOUGLAS A III · CIK 0001181583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,310 Underlying: Common Stock · 1,404 shares Expires not disclosed F1 · security: Acquired at a price of $30.05 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director. F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis F3 · derivative.exercise_date: Payable beginning one year after termination of service as director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as director. Read SEC document |
| April 01, 2004 Filed Apr 2, 2004 17:46 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,468 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000074 · edgar.xml · derivative · entry 1 WARNER DOUGLAS A III · CIK 0001181583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,819 Underlying: Common Stock · 1,468 shares Expires not disclosed F1 · security: Acquired at a price of $30.64 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director. F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis F3 · derivative.exercise_date: Payable beginning one year after termination of service as director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as director. Read SEC document |
| January 23, 2004 Filed Jan 27, 2004 22:16 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionDirector Stock Options (right to buy) · Derivative | 18,000 | $0.00 Strike: $8.98 | $0.00 |
DisclosureSEC source: 0001231205-04-000022 · edgar.xml · derivative · entry 3 WARNER DOUGLAS A III · CIK 0001181583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,000 shares Expires 2004-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2004 Filed Jan 27, 2004 22:16 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 18,000 | $8.98 | $161,640.00 |
DisclosureSEC source: 0001231205-04-000022 · edgar.xml · nonDerivative · entry 1 WARNER DOUGLAS A III · CIK 0001181583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2004 Filed Jan 6, 2004 20:11 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000016 · edgar.xml · derivative · entry 1 WARNER DOUGLAS A III · CIK 0001181583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,272 Underlying: Common Stock · 1,484 shares Expires not disclosed F1 · security: Acquired at a price of $30.33 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director. F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis F3 · derivative.exercise_date: Payable beginning one year after termination of service as director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as director. Read SEC document |
| October 01, 2003 Filed Oct 2, 2003 23:03 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000124 · edgar.xml · derivative · entry 1 WARNER DOUGLAS A III · CIK 0001181583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,710 Underlying: Common Stock · 1,444 shares Expires not disclosed F1 · security: Acquired at a price of $31.17 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director. F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis F3 · derivative.exercise_date: Payable beginning one year after termination of service as director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as director. Read SEC document |
| July 01, 2003 Filed Jul 2, 2003 13:36 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 1,499 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000018 · edgar.xml · derivative · entry 1 WARNER DOUGLAS A III · CIK 0001181583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,198 Underlying: Common Stock · 1,499 shares Expires 1988-08-08 F1 · security: Acquired at a price of $30.03 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director. F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis F3 · derivative.exercise_date: Payable beginning one year after termination of service as director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as director. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.