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WARNER DOUGLAS A III

Disclosed activity across 1 company

Tapewire entity
12401
SEC CIK
0001181583

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GENERAL ELECTRIC COGE · Entity 2813DirectorApril 01, 2016April 04, 2016

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GENERAL ELECTRIC CO

Report date April 01, 2016 · Filed April 04, 2016

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Fee Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect134,311 Reported balance After 2016-04-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2016-04-01 · Grant · Acquired 1,464 · Balance 134,311

F1: Acquired at a price of $30.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3: Payable beginning one year after termination of service as a director.

Filing footnotes · ownership attribution and instrument terms

F1: Acquired at a price of $30.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3: Payable beginning one year after termination of service as a director.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2016 Filed Apr 4, 2016 20:34 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,464 $30.74 $45,003.36
Disclosure

SEC source: 0001231205-16-000128 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,311

Underlying: Common Stock · 1,464 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 22, 2016 Filed Jan 26, 2016 20:26 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantPreferred Stock, Series D 1,851 Not disclosed Not disclosed
Disclosure

SEC source: 0001231205-16-000109 · edgar.xml · nonDerivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,851

F1 · security: 5.00% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D

F2 · kind: 1,851 shares of General Electric Company 4.00% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, $1.00 par value per share, with a liquidation preference of $1,000 per share, beneficially owned by the Reporting Person were converted pursuant to a voluntary exchange offer into 1,851shares of the Issuer's 5.00% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D, $1.00 par value per share, with liquidation preference of $1,000 per share, newly issued by the Issuer.

F2 · price: 1,851 shares of General Electric Company 4.00% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, $1.00 par value per share, with a liquidation preference of $1,000 per share, beneficially owned by the Reporting Person were converted pursuant to a voluntary exchange offer into 1,851shares of the Issuer's 5.00% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D, $1.00 par value per share, with liquidation preference of $1,000 per share, newly issued by the Issuer.

Read SEC document
January 04, 2016 Filed Jan 4, 2016 22:51 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,471 $30.60 $45,012.60
Disclosure

SEC source: 0001231205-16-000105 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,778

Underlying: Common Stock · 1,471 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.60 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 03, 2015 Filed Dec 4, 2015 21:13 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantPreferred Stock, Series A 1,851 Not disclosed Not disclosed
Disclosure

SEC source: 0001231205-15-000089 · edgar.xml · nonDerivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,851

F1 · security: 4.00% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A

F2 · kind: 15 shares of General Electric Capital Corporation 7.125% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, $0.01 par value per share, with a liquidation preference of $100,000 per share, beneficially owned by the Reporting Person were converted pursuant to a series of mergers into 1,851.75 shares of the Issuer's 4.00% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, $1.00 par value per share, with liquidation preference of $1,000 per share, newly issued by the Issuer. Fractional shares were not issued in the conversion.

F2 · price: 15 shares of General Electric Capital Corporation 7.125% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, $0.01 par value per share, with a liquidation preference of $100,000 per share, beneficially owned by the Reporting Person were converted pursuant to a series of mergers into 1,851.75 shares of the Issuer's 4.00% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, $1.00 par value per share, with liquidation preference of $1,000 per share, newly issued by the Issuer. Fractional shares were not issued in the conversion.

Read SEC document
October 01, 2015 Filed Oct 2, 2015 18:42 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,809 $24.88 $45,007.92
Disclosure

SEC source: 0001231205-15-000076 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,315

Underlying: Common Stock · 1,809 shares

Expires not disclosed

F1 · security: Acquired at a price of $24.88 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2015 Filed Apr 4, 2015 01:22 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,783 $25.24 $45,002.92
Disclosure

SEC source: 0001206774-15-001168 · warner_form4.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,706

Underlying: Common Stock · 1,783 shares

Expires not disclosed

F1 · security: Acquired at a price of $25.24 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2015 Filed Jul 1, 2015 20:39 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,783 $25.24 $45,002.92
Disclosure

SEC source: 0001231205-15-000048 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,706

Underlying: Common Stock · 1,783 shares

Expires not disclosed

F1 · security: Acquired at a price of $25.24 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2015 Filed Jan 5, 2015 22:11 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,766 $25.48 $44,997.68
Disclosure

SEC source: 0001231205-15-000017 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,810

Underlying: Common Stock · 1,766 shares

Expires not disclosed

F1 · security: Acquired at a price of $25.48 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 24, 2014 Filed Feb 12, 2016 21:02 UTC GENERAL ELECTRIC CO GE · Entity 2813 GiftCommon Stock 9,690 $0.00 $0.00
Disclosure

SEC source: 0001231205-16-000114 · edgar.xml · nonDerivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,488

F1 · date: Due to an administrative error, the gift was omitted from the Form 5 filed on February 13, 2015.

F1 · shares: Due to an administrative error, the gift was omitted from the Form 5 filed on February 13, 2015.

Read SEC document
October 01, 2014 Filed Oct 1, 2014 20:07 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,734 $25.95 $44,997.30
Disclosure

SEC source: 0001231205-14-000097 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,041

Underlying: Common Stock · 1,734 shares

Expires not disclosed

F1 · security: Acquired at a price of $25.95 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2014 Filed Jul 2, 2014 19:10 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,678 $26.82 $45,003.96
Disclosure

SEC source: 0001231205-14-000069 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,337

Underlying: Common Stock · 1,678 shares

Expires not disclosed

F1 · security: Acquired at a price of $26.82 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
May 05, 2014 Filed Feb 13, 2015 19:49 UTC GENERAL ELECTRIC CO GE · Entity 2813 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-15-000018 · edgar.xml · nonDerivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,180

Read SEC document
April 01, 2014 Filed Apr 3, 2014 21:04 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,753 $25.67 $44,999.51
Disclosure

SEC source: 0001231205-14-000046 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,741

Underlying: Common Stock · 1,753 shares

Expires not disclosed

F1 · security: Acquired at a price of $25.67 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 20:49 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,656 $27.18 $45,010.08
Disclosure

SEC source: 0001231205-14-000017 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,037

Underlying: Common Stock · 1,656 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.18 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 03, 2013 Filed Feb 15, 2014 01:06 UTC GENERAL ELECTRIC CO GE · Entity 2813 GiftCommon Stock 18,500 $0.00 $0.00
Disclosure

SEC source: 0001231205-14-000028 · edgar.xml · nonDerivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,180

Read SEC document
October 01, 2013 Filed Oct 3, 2013 19:58 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,881 $23.92 $44,993.52
Disclosure

SEC source: 0001231205-13-000123 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,605

Underlying: Common Stock · 1,881 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.92 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2013 Filed Jul 3, 2013 20:44 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,913 $23.52 $44,993.76
Disclosure

SEC source: 0001231205-13-000058 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,932

Underlying: Common Stock · 1,913 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.52 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 02, 2013 Filed Apr 3, 2013 18:48 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,923 $23.40 $44,998.20
Disclosure

SEC source: 0001231205-13-000042 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,151

Underlying: Common Stock · 1,923 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.40 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 02, 2013 Filed Jan 4, 2013 22:06 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,123 $21.20 $45,007.60
Disclosure

SEC source: 0001231205-13-000017 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,399

Underlying: Common Stock · 2,123 shares

Expires not disclosed

F1 · security: Acquired at a price of $21.20 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 26, 2012 Filed Feb 14, 2013 16:11 UTC GENERAL ELECTRIC CO GE · Entity 2813 GiftCommon Stock 23,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000020 · edgar.xml · nonDerivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,680

Read SEC document
October 01, 2012 Filed Oct 1, 2012 21:24 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,056 $21.89 $45,005.84
Disclosure

SEC source: 0001231205-12-000112 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,521

Underlying: Common Stock · 2,056 shares

Expires not disclosed

F1 · security: Acquired at a price of $21.89 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 02, 2012 Filed Jul 3, 2012 19:45 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,303 $19.54 $45,000.62
Disclosure

SEC source: 0001231205-12-000064 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,688

Underlying: Common Stock · 2,303 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.54 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2012 Filed Apr 3, 2012 21:13 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,290 $19.65 $44,998.50
Disclosure

SEC source: 0001231205-12-000036 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,613

Underlying: Common Stock · 2,290 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.65 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 03, 2012 Filed Jan 4, 2012 22:19 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,630 $17.11 $44,999.30
Disclosure

SEC source: 0001231205-12-000015 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,569

Underlying: Common Stock · 2,630 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.11 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 03, 2011 Filed Oct 5, 2011 18:39 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,886 $15.59 $44,992.74
Disclosure

SEC source: 0001231205-11-000120 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,187

Underlying: Common Stock · 2,886 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.59 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2011 Filed Jul 1, 2011 19:22 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,434 $18.49 $45,004.66
Disclosure

SEC source: 0001231205-11-000076 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,682

Underlying: Common Stock · 2,434 shares

Expires not disclosed

F1 · security: Acquired at a price of $18.49 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2011 Filed Apr 5, 2011 00:32 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,265 $19.87 $45,005.55
Disclosure

SEC source: 0001231205-11-000039 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,717

Underlying: Common Stock · 2,265 shares

Expires not disclosed

F1 · security: Acquired at a price of $19.87 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 01, 2011 Filed Jan 4, 2011 23:12 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,545 $17.68 $44,995.60
Disclosure

SEC source: 0001231205-11-000016 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,945

Underlying: Common Stock · 2,545 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2010 Filed Oct 4, 2010 23:25 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,789 $16.13 $44,986.57
Disclosure

SEC source: 0001231205-10-000132 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,884

Underlying: Common Stock · 2,789 shares

Expires not disclosed

F1 · security: Acquired at a price of $16.13 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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July 01, 2010 Filed Jul 2, 2010 17:53 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,907 $15.48 $45,000.36
Disclosure

SEC source: 0001231205-10-000060 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,687

Underlying: Common Stock · 2,907 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.48 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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April 01, 2010 Filed Apr 5, 2010 19:24 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,562 $17.57 $45,014.34
Disclosure

SEC source: 0001231205-10-000035 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,455

Underlying: Common Stock · 2,562 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.57 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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January 04, 2010 Filed Jan 7, 2010 00:37 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,874 $15.66 $45,006.84
Disclosure

SEC source: 0001231205-10-000015 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,529

Underlying: Common Stock · 2,874 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.66 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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October 01, 2009 Filed Oct 5, 2009 21:01 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,862 $15.72 $44,990.64
Disclosure

SEC source: 0001231205-09-000152 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,279

Underlying: Common Stock · 2,862 shares

Expires not disclosed

F1 · security: Acquired at a price of $15.72 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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July 01, 2009 Filed Jul 2, 2009 20:35 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 3,565 $12.62 $44,990.30
Disclosure

SEC source: 0001231205-09-000096 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,991

Underlying: Common Stock · 3,565 shares

Expires not disclosed

F1 · security: Acquired at a price of $12.62 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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April 01, 2009 Filed Apr 2, 2009 19:44 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 4,812 $9.35 $44,992.20
Disclosure

SEC source: 0001231205-09-000062 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,236

Underlying: Common Stock · 4,812 shares

Expires not disclosed

F1 · security: Acquired at a price of $9.35 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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January 02, 2009 Filed Jan 5, 2009 21:35 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,652 $16.97 $45,004.44
Disclosure

SEC source: 0001231205-09-000015 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,358

Underlying: Common Stock · 2,652 shares

Expires not disclosed

F1 · security: Acquired at a price of $16.97 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2008 Filed Oct 2, 2008 20:41 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,717 $26.20 $44,985.40
Disclosure

SEC source: 0001231205-08-000155 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,001

Underlying: Common Stock · 1,717 shares

Expires not disclosed

F1 · security: Acquired at a price of $26.20 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2008 Filed Jul 3, 2008 16:21 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,567 $28.71 $44,988.57
Disclosure

SEC source: 0001231205-08-000087 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,870

Underlying: Common Stock · 1,567 shares

Expires not disclosed

F1 · security: Acquired at a price of $28.71 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2008 Filed Apr 3, 2008 18:01 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,288 $34.93 $44,989.84
Disclosure

SEC source: 0001231205-08-000044 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,962

Underlying: Common Stock · 1,288 shares

Expires not disclosed

F1 · security: Acquired at a price of $34.93 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 23, 2008 Filed Jan 25, 2008 21:32 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 18,000 $0.00 Strike: $25.83 $0.00
Disclosure

SEC source: 0001231205-08-000019 · edgar.xml · derivative · entry 3

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,000 shares

Expires 2008-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2008 Filed Jan 25, 2008 21:32 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 18,000 $25.83 $464,940.00
Disclosure

SEC source: 0001231205-08-000019 · edgar.xml · nonDerivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2008 Filed Jan 4, 2008 21:18 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,215 $37.04 $45,003.60
Disclosure

SEC source: 0001231205-08-000014 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,353

Underlying: Common Stock · 1,215 shares

Expires not disclosed

F1 · security: Acquired at a price of $37.04 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2007 Filed Oct 3, 2007 20:21 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,116 $40.32 $44,996.56
Disclosure

SEC source: 0001231205-07-000146 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,903

Underlying: Common Stock · 1,116 shares

Expires not disclosed

F1 · security: Acquired at a price of $40.3195 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 02, 2007 Filed Jul 5, 2007 17:45 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,186 $37.94 $44,996.84
Disclosure

SEC source: 0001231205-07-000083 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,562

Underlying: Common Stock · 1,186 shares

Expires not disclosed

F1 · security: Acquired at a price of $37.94 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 02, 2007 Filed Apr 4, 2007 21:21 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,288 $34.94 $45,002.72
Disclosure

SEC source: 0001231205-07-000047 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,132

Underlying: Common Stock · 1,288 shares

Expires not disclosed

F1 · security: Acquired at a price of $34.94 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

Read SEC document
January 30, 2007 Filed Jan 30, 2007 22:29 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 18,000 $0.00 Strike: $17.25 $0.00
Disclosure

SEC source: 0001231205-07-000020 · edgar.xml · derivative · entry 3

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,000 shares

Expires 2007-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2007 Filed Jan 30, 2007 22:29 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 18,000 $17.25 $310,500.00
Disclosure

SEC source: 0001231205-07-000020 · edgar.xml · nonDerivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2007 Filed Jan 5, 2007 19:39 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,231 $36.56 $45,005.36
Disclosure

SEC source: 0001231205-07-000001 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,618

Underlying: Common Stock · 1,231 shares

Expires not disclosed

F1 · security: Acquired at a price of $36.56 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

Read SEC document
October 02, 2006 Filed Oct 4, 2006 15:32 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,297 $34.68 $44,979.96
Disclosure

SEC source: 0001231205-06-000169 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,191

Underlying: Common Stock · 1,297 shares

Expires not disclosed

F1 · security: Acquired at a price of $34.68 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

Read SEC document
July 03, 2006 Filed Jul 6, 2006 18:01 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,335 $33.70 $44,989.50
Disclosure

SEC source: 0001231205-06-000102 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,692

Underlying: Common Stock · 1,335 shares

Expires not disclosed

F1 · security: Acquired at a price of $33.83 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.