organization · Reporting owner
GE CAPITAL EQUITY INVESTMENTS INC
Disclosed activity across 5 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| THERMOVIEW INDUSTRIES INCTHV · Entity 14170 | 10% owner | June 30, 2003 | July 01, 2003 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
THERMOVIEW INDUSTRIES INC
Report date June 30, 2003 · Filed July 01, 2003 · Amendment
Jointly reported with GENERAL ELECTRIC CAPITAL CORP, GENERAL ELECTRIC CAPITAL SERVICES INC/CT, GENERAL ELECTRIC CO
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2007-07-08 | Direct | 1,788,147 |
Reported balance
After 1999-07-08 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 1999-07-08 · Grant · Acquired 561,343 · Balance 1,788,147 |
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.28 · Expires 2011-03-22 | Direct | 1,788,147 |
Reported balance
After 2001-03-28 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2001-03-28 · Grant · Acquired 546,804 · Balance 1,788,147 |
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.28 · Expires 2013-06-30 | Direct | 1,788,147 |
Reported balance
After 2003-06-30 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2003-06-30 · Grant · Acquired 680,000 · Balance 1,788,147 |
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
A123 SYSTEMS, INC.
Report date September 29, 2009 · Filed October 01, 2009
Jointly reported with GENERAL ELECTRIC CAPITAL CORP, GENERAL ELECTRIC CAPITAL SERVICES INC/CT, GE CAPITAL CFE INC, GPSF Securities, Inc., GENERAL ELECTRIC CO
Section 16 reporting ended · disclosed 2009-10-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 800,945 |
Reported balance
After 2009-09-29 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2009-09-29 · Conversion · Acquired 800,945 · Balance 800,945 F4: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock. F1: Directly owned by GE Capital CFE, Inc. ("GECFE"). F5: Indirectly owned by General Electric Capital Corporation ("GE Capital") because, among other things, GPSF, GECFE, or GECEI, as the case may be, is a direct or indirect wholly-owned subsidiary of GE Capital. GPSF, GECFE, GECEI and GE Capital disclaim beneficial ownership except to the extent of their respective pecuniary interest. See Exhibit 99.1, incorporated by reference herein. Upon the closing of the of the Issuer's intial public offering, none of the Reporting Persons were 10% Owners. |
| Common StockSEC Table I · non-derivative | Direct | 2,382,925 |
Reported balance
After 2009-09-29 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2009-09-29 · Conversion · Acquired 2,382,925 · Balance 2,382,925 F4: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock. F2: Directly owned by GE Capital Equity Investments, Inc. ("GECEI"). F5: Indirectly owned by General Electric Capital Corporation ("GE Capital") because, among other things, GPSF, GECFE, or GECEI, as the case may be, is a direct or indirect wholly-owned subsidiary of GE Capital. GPSF, GECFE, GECEI and GE Capital disclaim beneficial ownership except to the extent of their respective pecuniary interest. See Exhibit 99.1, incorporated by reference herein. Upon the closing of the of the Issuer's intial public offering, none of the Reporting Persons were 10% Owners. |
| Common StockSEC Table I · non-derivative | Direct | 4,880,843 |
Reported balance
After 2009-09-29 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2009-09-29 · Conversion · Acquired 2,497,918 · Balance 4,880,843 F4: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock. F2: Directly owned by GE Capital Equity Investments, Inc. ("GECEI"). F5: Indirectly owned by General Electric Capital Corporation ("GE Capital") because, among other things, GPSF, GECFE, or GECEI, as the case may be, is a direct or indirect wholly-owned subsidiary of GE Capital. GPSF, GECFE, GECEI and GE Capital disclaim beneficial ownership except to the extent of their respective pecuniary interest. See Exhibit 99.1, incorporated by reference herein. Upon the closing of the of the Issuer's intial public offering, none of the Reporting Persons were 10% Owners. |
| Common StockSEC Table I · non-derivative | Direct | 6,512,034 |
Reported balance
After 2009-09-29 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2009-09-29 · Conversion · Acquired 1,631,191 · Balance 6,512,034 F4: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock. F2: Directly owned by GE Capital Equity Investments, Inc. ("GECEI"). F5: Indirectly owned by General Electric Capital Corporation ("GE Capital") because, among other things, GPSF, GECFE, or GECEI, as the case may be, is a direct or indirect wholly-owned subsidiary of GE Capital. GPSF, GECFE, GECEI and GE Capital disclaim beneficial ownership except to the extent of their respective pecuniary interest. See Exhibit 99.1, incorporated by reference herein. Upon the closing of the of the Issuer's intial public offering, none of the Reporting Persons were 10% Owners. |
| Common StockSEC Table I · non-derivative | Direct | 900,277 |
Reported balance
Holding disclosure · report date 2009-09-29 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 900,277 F3: Directly owned by GPSF Securities, Inc. ("GPSF"). F5: Indirectly owned by General Electric Capital Corporation ("GE Capital") because, among other things, GPSF, GECFE, or GECEI, as the case may be, is a direct or indirect wholly-owned subsidiary of GE Capital. GPSF, GECFE, GECEI and GE Capital disclaim beneficial ownership except to the extent of their respective pecuniary interest. See Exhibit 99.1, incorporated by reference herein. Upon the closing of the of the Issuer's intial public offering, none of the Reporting Persons were 10% Owners. |
| Series C Convertible Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2009-09-29 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2009-09-29 · Conversion · Disposed 800,945 · Balance 0 F4: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock. F1: Directly owned by GE Capital CFE, Inc. ("GECFE"). F5: Indirectly owned by General Electric Capital Corporation ("GE Capital") because, among other things, GPSF, GECFE, or GECEI, as the case may be, is a direct or indirect wholly-owned subsidiary of GE Capital. GPSF, GECFE, GECEI and GE Capital disclaim beneficial ownership except to the extent of their respective pecuniary interest. See Exhibit 99.1, incorporated by reference herein. Upon the closing of the of the Issuer's intial public offering, none of the Reporting Persons were 10% Owners. |
| Series D Convertible Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2009-09-29 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2009-09-29 · Conversion · Disposed 2,382,925 · Balance 0 F4: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock. F2: Directly owned by GE Capital Equity Investments, Inc. ("GECEI"). F5: Indirectly owned by General Electric Capital Corporation ("GE Capital") because, among other things, GPSF, GECFE, or GECEI, as the case may be, is a direct or indirect wholly-owned subsidiary of GE Capital. GPSF, GECFE, GECEI and GE Capital disclaim beneficial ownership except to the extent of their respective pecuniary interest. See Exhibit 99.1, incorporated by reference herein. Upon the closing of the of the Issuer's intial public offering, none of the Reporting Persons were 10% Owners. |
| Series E Convertible Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2009-09-29 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2009-09-29 · Conversion · Disposed 1,808,068 · Balance 0 F4: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock. F2: Directly owned by GE Capital Equity Investments, Inc. ("GECEI"). F5: Indirectly owned by General Electric Capital Corporation ("GE Capital") because, among other things, GPSF, GECFE, or GECEI, as the case may be, is a direct or indirect wholly-owned subsidiary of GE Capital. GPSF, GECFE, GECEI and GE Capital disclaim beneficial ownership except to the extent of their respective pecuniary interest. See Exhibit 99.1, incorporated by reference herein. Upon the closing of the of the Issuer's intial public offering, none of the Reporting Persons were 10% Owners. |
| Series F Convertible Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2009-09-29 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2009-09-29 · Conversion · Disposed 1,631,191 · Balance 0 F4: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock. F2: Directly owned by GE Capital Equity Investments, Inc. ("GECEI"). F5: Indirectly owned by General Electric Capital Corporation ("GE Capital") because, among other things, GPSF, GECFE, or GECEI, as the case may be, is a direct or indirect wholly-owned subsidiary of GE Capital. GPSF, GECFE, GECEI and GE Capital disclaim beneficial ownership except to the extent of their respective pecuniary interest. See Exhibit 99.1, incorporated by reference herein. Upon the closing of the of the Issuer's intial public offering, none of the Reporting Persons were 10% Owners. |
Filing footnotes · ownership attribution and instrument terms
F1: Directly owned by GE Capital CFE, Inc. ("GECFE").
F2: Directly owned by GE Capital Equity Investments, Inc. ("GECEI").
F3: Directly owned by GPSF Securities, Inc. ("GPSF").
F4: The Issuer's preferred stock reported herein is convertible at any time by the holder and has no expiration date, but is subject to mandatory conversion or redemption upon certain events. On September 30, 2009, upon the closing of the Issuer's initial public offering, each share of preferred stock reported herein converted automatically into one share of common stock, except that each share of Series E Convertible Preferred Stock converted automatically into 1.38154 shares of common stock.
F5: Indirectly owned by General Electric Capital Corporation ("GE Capital") because, among other things, GPSF, GECFE, or GECEI, as the case may be, is a direct or indirect wholly-owned subsidiary of GE Capital. GPSF, GECFE, GECEI and GE Capital disclaim beneficial ownership except to the extent of their respective pecuniary interest. See Exhibit 99.1, incorporated by reference herein. Upon the closing of the of the Issuer's intial public offering, none of the Reporting Persons were 10% Owners.
BEACON POWER CORP
Report date August 20, 2003 · Filed August 22, 2003
Jointly reported with GENERAL ELECTRIC CAPITAL CORP, GENERAL ELECTRIC CAPITAL SERVICES INC/CT, GENERAL ELECTRIC CO
Section 16 reporting ended · disclosed 2003-08-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2003-08-20 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2003-08-20 · Sale · Disposed 3,000 · Balance 0 F1: The Reporting Person continues to hold a warrant to purchase 240,000 shares of common stock of the issuer, a warrant to purchase 1,333,333 shares of common stock of the issuer and stock options that are convertible into 10,000 shares of common stock of the issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person continues to hold a warrant to purchase 240,000 shares of common stock of the issuer, a warrant to purchase 1,333,333 shares of common stock of the issuer and stock options that are convertible into 10,000 shares of common stock of the issuer.
NEWPOWER HOLDINGS INC
Report date September 05, 2003 · Filed September 09, 2003
Jointly reported with GENERAL ELECTRIC CO, GENERAL ELECTRIC CAPITAL SERVICES INC/CT, GENERAL ELECTRIC CAPITAL CORP
Section 16 reporting ended · disclosed 2003-09-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2003-09-05 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2003-09-05 · Sale · Disposed 3,696,288 · Balance 0 |
| Class A WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.05 · Expires 2005-12-31 | Direct | 0 |
Reported balance
After 2003-09-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2003-09-05 · Sale · Disposed 5,250,000 · Balance 0 |
iMedia Brands, Inc.
Report date April 29, 2016 · Filed May 03, 2016
Jointly reported with GENERAL ELECTRIC CO
Section 16 reporting ended · disclosed 2016-05-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-04-29 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2016-04-29 · Sale · Disposed 3,545,049 · Balance 0 F1: Closing of the sale of shares of Common Stock by GE Capital Equity Investments, Inc. ("GECEI") to ASF Radio, L.P. ("ASF"). ASF is an affiliate of Ardian, an independent private equity investment company. F2: Directly owned by GECEI. See Exhibit 99.1, incorporated by reference herein. |
Filing footnotes · ownership attribution and instrument terms
F1: Closing of the sale of shares of Common Stock by GE Capital Equity Investments, Inc. ("GECEI") to ASF Radio, L.P. ("ASF"). ASF is an affiliate of Ardian, an independent private equity investment company.
F2: Directly owned by GECEI. See Exhibit 99.1, incorporated by reference herein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 20, 2003 Filed Aug 22, 2003 14:49 UTC | BEACON POWER CORP BCON · Entity 14163 | SaleCommon Stock | 5,700 | $0.74 | $4,189.50 |
DisclosureSEC source: 0000895345-03-000578 · ds43-beacon_gecapitalex.xml · nonDerivative · entry 18 GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,300 Read SEC document |
| August 20, 2003 Filed Aug 22, 2003 14:49 UTC | BEACON POWER CORP BCON · Entity 14163 | SaleCommon Stock | 18,300 | $0.73 | $13,413.90 |
DisclosureSEC source: 0000895345-03-000578 · ds43-beacon_gecapitalex.xml · nonDerivative · entry 17 GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,000 Read SEC document |
| August 20, 2003 Filed Aug 22, 2003 14:49 UTC | BEACON POWER CORP BCON · Entity 14163 | SaleCommon Stock | 14,000 | $0.73 | $10,234.00 |
DisclosureSEC source: 0000895345-03-000578 · ds43-beacon_gecapitalex.xml · nonDerivative · entry 16 GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,300 Read SEC document |
| August 20, 2003 Filed Aug 22, 2003 14:49 UTC | BEACON POWER CORP BCON · Entity 14163 | SaleCommon Stock | 2,000 | $0.73 | $1,460.00 |
DisclosureSEC source: 0000895345-03-000578 · ds43-beacon_gecapitalex.xml · nonDerivative · entry 15 GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,300 Read SEC document |
| August 20, 2003 Filed Aug 22, 2003 14:49 UTC | BEACON POWER CORP BCON · Entity 14163 | SaleCommon Stock | 8,300 | $0.72 | $5,992.60 |
DisclosureSEC source: 0000895345-03-000578 · ds43-beacon_gecapitalex.xml · nonDerivative · entry 14 GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,300 Read SEC document |
| August 20, 2003 Filed Aug 22, 2003 14:49 UTC | BEACON POWER CORP BCON · Entity 14163 | SaleCommon Stock | 4,800 | $0.72 | $3,460.80 |
DisclosureSEC source: 0000895345-03-000578 · ds43-beacon_gecapitalex.xml · nonDerivative · entry 13 GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,600 Read SEC document |
| August 20, 2003 Filed Aug 22, 2003 14:49 UTC | BEACON POWER CORP BCON · Entity 14163 | SaleCommon Stock | 65,100 | $0.72 | $46,872.00 |
DisclosureSEC source: 0000895345-03-000578 · ds43-beacon_gecapitalex.xml · nonDerivative · entry 12 GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,400 Read SEC document |
| August 20, 2003 Filed Aug 22, 2003 14:49 UTC | BEACON POWER CORP BCON · Entity 14163 | SaleCommon Stock | 4,400 | $0.71 | $3,141.60 |
DisclosureSEC source: 0000895345-03-000578 · ds43-beacon_gecapitalex.xml · nonDerivative · entry 11 GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,500 Read SEC document |
| August 20, 2003 Filed Aug 22, 2003 14:49 UTC | BEACON POWER CORP BCON · Entity 14163 | SaleCommon Stock | 1,600 | $0.71 | $1,140.80 |
DisclosureSEC source: 0000895345-03-000578 · ds43-beacon_gecapitalex.xml · nonDerivative · entry 10 GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,900 Read SEC document |
| August 20, 2003 Filed Aug 22, 2003 14:49 UTC | BEACON POWER CORP BCON · Entity 14163 | SaleCommon Stock | 8,400 | $0.71 | $5,980.80 |
DisclosureSEC source: 0000895345-03-000578 · ds43-beacon_gecapitalex.xml · nonDerivative · entry 9 GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,500 Read SEC document |
| August 20, 2003 Filed Aug 22, 2003 14:49 UTC | BEACON POWER CORP BCON · Entity 14163 | SaleCommon Stock | 17,500 | $0.71 | $12,442.50 |
DisclosureSEC source: 0000895345-03-000578 · ds43-beacon_gecapitalex.xml · nonDerivative · entry 8 GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,900 Read SEC document |
| August 20, 2003 Filed Aug 22, 2003 14:49 UTC | BEACON POWER CORP BCON · Entity 14163 | SaleCommon Stock | 195,411 | $0.71 | $138,741.81 |
DisclosureSEC source: 0000895345-03-000578 · ds43-beacon_gecapitalex.xml · nonDerivative · entry 7 GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,400 Read SEC document |
| August 20, 2003 Filed Aug 22, 2003 14:49 UTC | BEACON POWER CORP BCON · Entity 14163 | SaleCommon Stock | 900 | $0.71 | $635.40 |
DisclosureSEC source: 0000895345-03-000578 · ds43-beacon_gecapitalex.xml · nonDerivative · entry 6 GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,811 Read SEC document |
| August 20, 2003 Filed Aug 22, 2003 14:49 UTC | BEACON POWER CORP BCON · Entity 14163 | SaleCommon Stock | 21,000 | $0.71 | $14,805.00 |
DisclosureSEC source: 0000895345-03-000578 · ds43-beacon_gecapitalex.xml · nonDerivative · entry 5 GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554,711 Read SEC document |
| August 20, 2003 Filed Aug 22, 2003 14:49 UTC | BEACON POWER CORP BCON · Entity 14163 | SaleCommon Stock | 1,561 | $0.70 | $1,098.94 |
DisclosureSEC source: 0000895345-03-000578 · ds43-beacon_gecapitalex.xml · nonDerivative · entry 4 GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575,711 Read SEC document |
| August 20, 2003 Filed Aug 22, 2003 14:49 UTC | BEACON POWER CORP BCON · Entity 14163 | SaleCommon Stock | 5,500 | $0.70 | $3,866.50 |
DisclosureSEC source: 0000895345-03-000578 · ds43-beacon_gecapitalex.xml · nonDerivative · entry 3 GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 577,272 Read SEC document |
| August 20, 2003 Filed Aug 22, 2003 14:49 UTC | BEACON POWER CORP BCON · Entity 14163 | SaleCommon Stock | 21,290 | $0.70 | $14,945.58 |
DisclosureSEC source: 0000895345-03-000578 · ds43-beacon_gecapitalex.xml · nonDerivative · entry 2 GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,772 Read SEC document |
| August 20, 2003 Filed Aug 22, 2003 14:49 UTC | BEACON POWER CORP BCON · Entity 14163 | SaleCommon Stock | 49,900 | $0.70 | $34,979.90 |
DisclosureSEC source: 0000895345-03-000578 · ds43-beacon_gecapitalex.xml · nonDerivative · entry 1 GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,062 Read SEC document |
| August 20, 2003 Filed Aug 22, 2003 14:53 UTC | BEACON POWER CORP BCON · Entity 14163 | SaleCommon Stock | 3,000 | $0.80 | $2,388.00 |
DisclosureSEC source: 0000895345-03-000580 · ds44-beacon_gecapitalex.xml · nonDerivative · entry 1 GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: The Reporting Person continues to hold a warrant to purchase 240,000 shares of common stock of the issuer, a warrant to purchase 1,333,333 shares of common stock of the issuer and stock options that are convertible into 10,000 shares of common stock of the issuer. Read SEC document |
| June 30, 2003 Filed Jul 1, 2003 18:27 UTC Amendment | THERMOVIEW INDUSTRIES INC THV · Entity 14170 | GrantWarrant (right to buy) · Derivative | 680,000 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0000909518-03-000425 · gecc7-1_form4aex.xml · derivative · entry 3 GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,788,147 Underlying: Common Stock par value $0.001 · 680,000 shares Expires 2013-06-30 Read SEC document |
| March 28, 2001 Filed Jul 1, 2003 18:27 UTC Amendment | THERMOVIEW INDUSTRIES INC THV · Entity 14170 | GrantWarrant (right to buy) · Derivative | 546,804 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0000909518-03-000425 · gecc7-1_form4aex.xml · derivative · entry 2 GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,788,147 Underlying: Common Stock par value $0.001 · 546,804 shares Expires 2011-03-22 Read SEC document |
| July 08, 1999 Filed Jul 1, 2003 18:27 UTC Amendment | THERMOVIEW INDUSTRIES INC THV · Entity 14170 | GrantWarrant (right to buy) · Derivative | 561,343 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0000909518-03-000425 · gecc7-1_form4aex.xml · derivative · entry 1 GE CAPITAL EQUITY INVESTMENTS INC · CIK 0001093083 · 10% owner GENERAL ELECTRIC CAPITAL CORP · CIK 0000040554 · 10% owner GENERAL ELECTRIC CAPITAL SERVICES INC/CT · CIK 0000797463 · 10% owner GENERAL ELECTRIC CO · CIK 0000040545 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,788,147 Underlying: Common Stock par value $0.001 · 561,343 shares Expires 2007-07-08 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.