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COFFMAN VANCE D

Disclosed activity across 5 companies

Tapewire entity
12385
SEC CIK
0001193998

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
3M COMMM · Entity 1275DirectorMay 08, 2018May 10, 2018
AMGEN INCAMGN · Entity 2832DirectorMay 03, 2016May 05, 2016
BRISTOL MYERS SQUIBB CO(BMY) · Entity 1662DirectorMarch 30, 2007April 03, 2007
DEERE & CODE · Entity 106DirectorMarch 06, 2019March 07, 2019
LOCKHEED MARTIN CORPLMT · Entity 2882DirectorFebruary 23, 2005February 25, 2005

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

3M CO

Report date May 08, 2018 · Filed May 10, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Corporation41,954 Reported balance After 2018-05-08 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2018-05-08 · Grant · Acquired 338 · Balance 41,954

F1: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

Common StockSEC Table I · non-derivativeIndirectBy Corporation41,616 Reported balance After 2018-05-08 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2018-05-08 · Grant · Acquired 5 · Balance 41,616

F2: This reported transaction reflects an increase in the Annual Cash Retainer portion of the non-employee director compensation, effective January 1, 2018, that was approved by the Board of Directors on May 8, 2018.

F3: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Common StockSEC Table I · non-derivativeDirect6,628 Reported balance Holding disclosure · report date 2018-05-08 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 6,628

F4: Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.

Filing footnotes · ownership attribution and instrument terms

F1: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2: This reported transaction reflects an increase in the Annual Cash Retainer portion of the non-employee director compensation, effective January 1, 2018, that was approved by the Board of Directors on May 8, 2018.

F3: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

F4: Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.

AMGEN INC

Report date May 03, 2016 · Filed May 05, 2016

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect43,041 Reported balance After 2016-05-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2016-05-03 · Grant · Acquired 1,279 · Balance 43,041

F1: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan (the Director Program) and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule.

F2: These shares include 695 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.

Filing footnotes · ownership attribution and instrument terms

F1: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan (the Director Program) and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule.

F2: These shares include 695 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.

BRISTOL MYERS SQUIBB CO

Report date March 30, 2007 · Filed April 03, 2007

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct52,496.31 Reported balance After 2007-03-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2007-03-30 · Grant · Acquired 1,422.91 · Balance 52,496.31

F1: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director.

F2: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director.

F2: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

DEERE & CO

Report date March 06, 2019 · Filed March 07, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
$1 Par Common StockSEC Table I · non-derivativeDirect24,486 Reported balance After 2019-03-06 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2019-03-06 · Grant · Acquired 1,002 · Balance 24,486

F1: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2: Includes 6,532 restricted stock shares and 17,954 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.

F2: Includes 6,532 restricted stock shares and 17,954 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

LOCKHEED MARTIN CORP

Report date February 23, 2005 · Filed February 25, 2005

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2005-02-24 transaction · row 8
8 source rows · reconciled sequence

Row 1 · 2005-02-23 · Exercise / conversion · Acquired 90,000 · Balance 90,000

Row 2 · 2005-02-23 · Sale · Disposed 90,000 · Balance 0

F4: The sales were made in a series of transactions in which sales prices ranged from a low of $58.60 to a high of $59.06.

Row 3 · 2005-02-23 · Exercise / conversion · Acquired 135,600 · Balance 135,600

Row 4 · 2005-02-23 · Sale · Disposed 135,600 · Balance 0

F4: The sales were made in a series of transactions in which sales prices ranged from a low of $58.60 to a high of $59.06.

Row 5 · 2005-02-24 · Exercise / conversion · Acquired 64,400 · Balance 64,400

Row 6 · 2005-02-24 · Sale · Disposed 64,400 · Balance 0

F5: The sales were made in a series of transactions in which sales prices ranged from a low of $58.78 to a high of $59.33.

Row 7 · 2005-02-24 · Exercise / conversion · Acquired 230,000 · Balance 230,000

Row 8 · 2005-02-24 · Sale · Disposed 230,000 · Balance 0

F5: The sales were made in a series of transactions in which sales prices ranged from a low of $58.78 to a high of $59.33.

Employe Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.06 · Expires 2006-01-24Direct0 Reported balance After 2005-02-23 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2005-02-23 · Exercise / conversion · Disposed 90,000 · Balance 0

F1: The options vested over two years, one-half on each anniversary of the grant date, beginning on January 25, 1997.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.56 · Expires 2007-01-22Direct64,400 Reported balance After 2005-02-23 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2005-02-23 · Exercise / conversion · Disposed 135,600 · Balance 64,400

F2: The options vested over two years, one-half on each anniversary of the grant date, beginning on January 23, 1998.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.56 · Expires 2007-01-22Direct0 Reported balance After 2005-02-24 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2005-02-24 · Exercise / conversion · Disposed 64,400 · Balance 0

F2: The options vested over two years, one-half on each anniversary of the grant date, beginning on January 23, 1998.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.00 · Expires 2009-01-31Direct0 Reported balance After 2005-02-24 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2005-02-24 · Exercise / conversion · Disposed 230,000 · Balance 0

F3: The options vested over two years, one-half on each anniversary of the grant date, beginning on February 1, 2000.

Filing footnotes · ownership attribution and instrument terms

F1: The options vested over two years, one-half on each anniversary of the grant date, beginning on January 25, 1997.

F2: The options vested over two years, one-half on each anniversary of the grant date, beginning on January 23, 1998.

F3: The options vested over two years, one-half on each anniversary of the grant date, beginning on February 1, 2000.

F4: The sales were made in a series of transactions in which sales prices ranged from a low of $58.60 to a high of $59.06.

F5: The sales were made in a series of transactions in which sales prices ranged from a low of $58.78 to a high of $59.33.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 04, 2004 Filed May 5, 2004 20:36 UTC BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 GrantOption (right to buy) · Derivative 2,500 $0.00 Strike: $25.70 $0.00
Disclosure

SEC source: 0000014272-04-000126 · cof262.xml · derivative · entry 1

COFFMAN VANCE D · CIK 0001193998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock, $0.10 par value · 2,500 shares

Expires 2014-05-03

F1 · derivative.exercise_date: Exercisable as to 25% of the shares annually, on a cumulative basis, commencing one year after the date of grant.

Read SEC document
March 31, 2004 Filed Apr 1, 2004 21:06 UTC BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 GrantDeferred Share Units · Derivative 1,316.61 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000014272-04-000100 · cof249.xml · derivative · entry 1

COFFMAN VANCE D · CIK 0001193998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,656

Underlying: Common Stock, $0.10 par value · 1,316.61 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director.

F1 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director.

Read SEC document
February 01, 2004 Filed Feb 3, 2004 23:33 UTC BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 GrantDeferred Share Units · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000014272-04-000033 · cof202.xml · derivative · entry 1

COFFMAN VANCE D · CIK 0001193998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,340.8

Underlying: Common Stock, $0.10 par value · 2,000 shares

Expires 1988-08-08

F1 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director.

F1 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director.

Read SEC document
January 29, 2004 Filed Feb 2, 2004 20:14 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantNon-Qualified Stock Option (Right to buy) · Derivative 375,000 $0.00 Strike: $49.27 $0.00
Disclosure

SEC source: 0001227213-04-000038 · edgar.xml · derivative · entry 1

COFFMAN VANCE D · CIK 0001193998 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · 375,000 shares

Expires 2014-01-28

F1 · derivative.exercise_date: The options vest over three years, one-third on each of the first, second and third anniversaries of the grant date, beginning on January 29, 2005.

Read SEC document
January 29, 2004 Filed Jun 25, 2004 20:04 UTC Amendment LOCKHEED MARTIN CORP LMT · Entity 2882 GrantNon-Qualified Stock Option (Right to buy) · Derivative 375,000 $0.00 Strike: $49.27 $0.00
Disclosure

SEC source: 0001227213-04-000062 · edgar.xml · derivative · entry 1

COFFMAN VANCE D · CIK 0001193998 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · 375,000 shares

Expires 2014-01-28

F1 · derivative.exercise_date: Effective June 23, 2004, the original award agreement for the reporting person was amended to allow for continued vesting during retirement. The amendment did not modify the exercise price or the expiration date. The options continue to vest over three years, one-third on each of the first, second and third anniversaries of the grant date, beginning on January 29, 2005.

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January 22, 2004 Filed Jan 26, 2004 19:25 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 105,644.0661 $51.40 $5,430,105.00
Disclosure

SEC source: 0001227213-04-000027 · edgar.xml · derivative · entry 1

COFFMAN VANCE D · CIK 0001193998 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · LM LTIP

Disclosed balance after: 242,765.2155

Underlying: Common Stock · 105,644.0661 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The information pertains to the phantom stock units acquired under the LM LTIP exempt under Section 16(b) and will be settled upon the reporting person's retirement or termination of service.

F2 · derivative.expiration_date: The information pertains to the phantom stock units acquired under the LM LTIP exempt under Section 16(b) and will be settled upon the reporting person's retirement or termination of service.

Read SEC document
January 15, 2004 Filed Jan 20, 2004 23:57 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 OtherPhantom Stock Units · Derivative 5,287.8082 $51.40 $271,793.34
Disclosure

SEC source: 0001227213-04-000019 · edgar.xml · derivative · entry 1

COFFMAN VANCE D · CIK 0001193998 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · LM LTIP

Disclosed balance after: 137,121.1494

Underlying: Common Stock · 5,287.8082 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units convert into common stock on a one-for-one basis.

F2 · kind: Settlement in cash of phantom stock units acquired pursuant to the LM LTIP exempt under Section 16(b).

F2 · derivative.exercise_date: Settlement in cash of phantom stock units acquired pursuant to the LM LTIP exempt under Section 16(b).

F2 · derivative.expiration_date: Settlement in cash of phantom stock units acquired pursuant to the LM LTIP exempt under Section 16(b).

Read SEC document
December 31, 2003 Filed Jan 5, 2004 21:04 UTC BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 GrantDeferred Share Units · Derivative 1,110.14 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000014272-04-000010 · cof181.xml · derivative · entry 1

COFFMAN VANCE D · CIK 0001193998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,130.69

Underlying: Common Stock, $0.10 par value · 1,110.14 shares

Expires 1988-08-08

F1 · shares: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director.

F2 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director.

Read SEC document
September 30, 2003 Filed Oct 1, 2003 20:45 UTC BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 GrantDeferred Share Units · Derivative 1,160.97 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000014272-03-000043 · cof166.xml · derivative · entry 1

COFFMAN VANCE D · CIK 0001193998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,800.76

Underlying: Common Stock, $0.10 par value · 1,160.97 shares

Expires 1988-08-08

F1 · shares: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director.

F2 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director.

Read SEC document
June 30, 2003 Filed Jul 2, 2003 20:55 UTC BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 GrantDeferred Share Units · Derivative 1,083.59 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000014272-03-000010 · cof140.xml · derivative · entry 1

COFFMAN VANCE D · CIK 0001193998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,441.83

Underlying: Common Stock, $0.10 par value · 1,083.59 shares

Expires 1988-08-08

F1 · shares: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director.

F2 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director.

Read SEC document
June 30, 2003 Filed Jul 2, 2003 22:07 UTC Amendment BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 GrantDeferred Share Units · Derivative 1,083.59 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000014272-03-000015 · cof145.xml · derivative · entry 1

COFFMAN VANCE D · CIK 0001193998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,441.83

Underlying: Common Stock, $0.10 par value · 1,083.59 shares

Expires 1988-08-08

F1 · security: This Form 4 is being amended solely to attach the Power of Attorney as an exhibit to this filing.

F2 · shares: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director.

F3 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.