Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | Director | May 08, 2018 | May 10, 2018 |
| AMGEN INCAMGN · Entity 2832 | Director | May 03, 2016 | May 05, 2016 |
| BRISTOL MYERS SQUIBB CO(BMY) · Entity 1662 | Director | March 30, 2007 | April 03, 2007 |
| DEERE & CODE · Entity 106 | Director | March 06, 2019 | March 07, 2019 |
| LOCKHEED MARTIN CORPLMT · Entity 2882 | Director | February 23, 2005 | February 25, 2005 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date May 08, 2018 · Filed May 10, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Corporation | 41,954 |
Reported balance
After 2018-05-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-05-08 · Grant · Acquired 338 · Balance 41,954 F1: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account. |
| Common StockSEC Table I · non-derivative | IndirectBy Corporation | 41,616 |
Reported balance
After 2018-05-08 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-05-08 · Grant · Acquired 5 · Balance 41,616 F2: This reported transaction reflects an increase in the Annual Cash Retainer portion of the non-employee director compensation, effective January 1, 2018, that was approved by the Board of Directors on May 8, 2018. F3: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors. |
| Common StockSEC Table I · non-derivative | Direct | 6,628 |
Reported balance
Holding disclosure · report date 2018-05-08 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,628 F4: Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.
F2: This reported transaction reflects an increase in the Annual Cash Retainer portion of the non-employee director compensation, effective January 1, 2018, that was approved by the Board of Directors on May 8, 2018.
F3: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.
F4: Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.
AMGEN INC
Report date May 03, 2016 · Filed May 05, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 43,041 |
Reported balance
After 2016-05-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2016-05-03 · Grant · Acquired 1,279 · Balance 43,041 F1: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan (the Director Program) and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule. F2: These shares include 695 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. |
Filing footnotes · ownership attribution and instrument terms
F1: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan (the Director Program) and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule.
F2: These shares include 695 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.
BRISTOL MYERS SQUIBB CO
Report date March 30, 2007 · Filed April 03, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 52,496.31 |
Reported balance
After 2007-03-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2007-03-30 · Grant · Acquired 1,422.91 · Balance 52,496.31 F1: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F2: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director.
F2: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors.
DEERE & CO
Report date March 06, 2019 · Filed March 07, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| $1 Par Common StockSEC Table I · non-derivative | Direct | 24,486 |
Reported balance
After 2019-03-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-03-06 · Grant · Acquired 1,002 · Balance 24,486 F1: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares. F2: Includes 6,532 restricted stock shares and 17,954 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units under the Nonemployee Director Stock Ownership Plan of the Issuer. Units will be settled exclusively in shares.
F2: Includes 6,532 restricted stock shares and 17,954 restricted stock units acquired under the Nonemployee Director Stock Ownership Plan of the Issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.
LOCKHEED MARTIN CORP
Report date February 23, 2005 · Filed February 25, 2005
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2005-02-24 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2005-02-23 · Exercise / conversion · Acquired 90,000 · Balance 90,000 Row 2 · 2005-02-23 · Sale · Disposed 90,000 · Balance 0 F4: The sales were made in a series of transactions in which sales prices ranged from a low of $58.60 to a high of $59.06. Row 3 · 2005-02-23 · Exercise / conversion · Acquired 135,600 · Balance 135,600 Row 4 · 2005-02-23 · Sale · Disposed 135,600 · Balance 0 F4: The sales were made in a series of transactions in which sales prices ranged from a low of $58.60 to a high of $59.06. Row 5 · 2005-02-24 · Exercise / conversion · Acquired 64,400 · Balance 64,400 Row 6 · 2005-02-24 · Sale · Disposed 64,400 · Balance 0 F5: The sales were made in a series of transactions in which sales prices ranged from a low of $58.78 to a high of $59.33. Row 7 · 2005-02-24 · Exercise / conversion · Acquired 230,000 · Balance 230,000 Row 8 · 2005-02-24 · Sale · Disposed 230,000 · Balance 0 F5: The sales were made in a series of transactions in which sales prices ranged from a low of $58.78 to a high of $59.33. |
| Employe Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.06 · Expires 2006-01-24 | Direct | 0 |
Reported balance
After 2005-02-23 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2005-02-23 · Exercise / conversion · Disposed 90,000 · Balance 0 F1: The options vested over two years, one-half on each anniversary of the grant date, beginning on January 25, 1997. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.56 · Expires 2007-01-22 | Direct | 64,400 |
Reported balance
After 2005-02-23 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2005-02-23 · Exercise / conversion · Disposed 135,600 · Balance 64,400 F2: The options vested over two years, one-half on each anniversary of the grant date, beginning on January 23, 1998. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.56 · Expires 2007-01-22 | Direct | 0 |
Reported balance
After 2005-02-24 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2005-02-24 · Exercise / conversion · Disposed 64,400 · Balance 0 F2: The options vested over two years, one-half on each anniversary of the grant date, beginning on January 23, 1998. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.00 · Expires 2009-01-31 | Direct | 0 |
Reported balance
After 2005-02-24 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2005-02-24 · Exercise / conversion · Disposed 230,000 · Balance 0 F3: The options vested over two years, one-half on each anniversary of the grant date, beginning on February 1, 2000. |
Filing footnotes · ownership attribution and instrument terms
F1: The options vested over two years, one-half on each anniversary of the grant date, beginning on January 25, 1997.
F2: The options vested over two years, one-half on each anniversary of the grant date, beginning on January 23, 1998.
F3: The options vested over two years, one-half on each anniversary of the grant date, beginning on February 1, 2000.
F4: The sales were made in a series of transactions in which sales prices ranged from a low of $58.60 to a high of $59.06.
F5: The sales were made in a series of transactions in which sales prices ranged from a low of $58.78 to a high of $59.33.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2004 Filed May 5, 2004 20:36 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantOption (right to buy) · Derivative | 2,500 | $0.00 Strike: $25.70 | $0.00 |
DisclosureSEC source: 0000014272-04-000126 · cof262.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock, $0.10 par value · 2,500 shares Expires 2014-05-03 F1 · derivative.exercise_date: Exercisable as to 25% of the shares annually, on a cumulative basis, commencing one year after the date of grant. Read SEC document |
| March 31, 2004 Filed Apr 1, 2004 21:06 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantDeferred Share Units · Derivative | 1,316.61 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000014272-04-000100 · cof249.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,656 Underlying: Common Stock, $0.10 par value · 1,316.61 shares Expires not disclosed F1 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. Read SEC document |
| February 01, 2004 Filed Feb 3, 2004 23:33 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantDeferred Share Units · Derivative | 2,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000014272-04-000033 · cof202.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,340.8 Underlying: Common Stock, $0.10 par value · 2,000 shares Expires 1988-08-08 F1 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F1 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 20:14 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantNon-Qualified Stock Option (Right to buy) · Derivative | 375,000 | $0.00 Strike: $49.27 | $0.00 |
DisclosureSEC source: 0001227213-04-000038 · edgar.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,000 Underlying: Common Stock · 375,000 shares Expires 2014-01-28 F1 · derivative.exercise_date: The options vest over three years, one-third on each of the first, second and third anniversaries of the grant date, beginning on January 29, 2005. Read SEC document |
| January 29, 2004 Filed Jun 25, 2004 20:04 UTC Amendment | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantNon-Qualified Stock Option (Right to buy) · Derivative | 375,000 | $0.00 Strike: $49.27 | $0.00 |
DisclosureSEC source: 0001227213-04-000062 · edgar.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,000 Underlying: Common Stock · 375,000 shares Expires 2014-01-28 F1 · derivative.exercise_date: Effective June 23, 2004, the original award agreement for the reporting person was amended to allow for continued vesting during retirement. The amendment did not modify the exercise price or the expiration date. The options continue to vest over three years, one-third on each of the first, second and third anniversaries of the grant date, beginning on January 29, 2005. Read SEC document |
| January 22, 2004 Filed Jan 26, 2004 19:25 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 105,644.0661 | $51.40 | $5,430,105.00 |
DisclosureSEC source: 0001227213-04-000027 · edgar.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · LM LTIP Disclosed balance after: 242,765.2155 Underlying: Common Stock · 105,644.0661 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The information pertains to the phantom stock units acquired under the LM LTIP exempt under Section 16(b) and will be settled upon the reporting person's retirement or termination of service. F2 · derivative.expiration_date: The information pertains to the phantom stock units acquired under the LM LTIP exempt under Section 16(b) and will be settled upon the reporting person's retirement or termination of service. Read SEC document |
| January 15, 2004 Filed Jan 20, 2004 23:57 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | OtherPhantom Stock Units · Derivative | 5,287.8082 | $51.40 | $271,793.34 |
DisclosureSEC source: 0001227213-04-000019 · edgar.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · LM LTIP Disclosed balance after: 137,121.1494 Underlying: Common Stock · 5,287.8082 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units convert into common stock on a one-for-one basis. F2 · kind: Settlement in cash of phantom stock units acquired pursuant to the LM LTIP exempt under Section 16(b). F2 · derivative.exercise_date: Settlement in cash of phantom stock units acquired pursuant to the LM LTIP exempt under Section 16(b). F2 · derivative.expiration_date: Settlement in cash of phantom stock units acquired pursuant to the LM LTIP exempt under Section 16(b). Read SEC document |
| December 31, 2003 Filed Jan 5, 2004 21:04 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantDeferred Share Units · Derivative | 1,110.14 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000014272-04-000010 · cof181.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,130.69 Underlying: Common Stock, $0.10 par value · 1,110.14 shares Expires 1988-08-08 F1 · shares: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F2 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. Read SEC document |
| September 30, 2003 Filed Oct 1, 2003 20:45 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantDeferred Share Units · Derivative | 1,160.97 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000014272-03-000043 · cof166.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,800.76 Underlying: Common Stock, $0.10 par value · 1,160.97 shares Expires 1988-08-08 F1 · shares: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F2 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. Read SEC document |
| June 30, 2003 Filed Jul 2, 2003 20:55 UTC | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantDeferred Share Units · Derivative | 1,083.59 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000014272-03-000010 · cof140.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,441.83 Underlying: Common Stock, $0.10 par value · 1,083.59 shares Expires 1988-08-08 F1 · shares: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F2 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. Read SEC document |
| June 30, 2003 Filed Jul 2, 2003 22:07 UTC Amendment | BRISTOL MYERS SQUIBB CO (BMY) · Entity 1662 | GrantDeferred Share Units · Derivative | 1,083.59 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000014272-03-000015 · cof145.xml · derivative · entry 1 COFFMAN VANCE D · CIK 0001193998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,441.83 Underlying: Common Stock, $0.10 par value · 1,083.59 shares Expires 1988-08-08 F1 · security: This Form 4 is being amended solely to attach the Power of Attorney as an exhibit to this filing. F2 · shares: Includes deferred compensation and dividends reinvested under the 1987 Deferred Compensation Plan for Non-Employee Directors. F3 · derivative.exercise_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. F3 · derivative.expiration_date: Deferred share units are settled in cash either on a specified date in the future or following the cessation of the reporting person's service as a director. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.