Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CarParts.com, Inc.PRTS · Entity 7113 | VP, General Counsel | September 12, 2022 | September 13, 2022 |
| Guidance Software, Inc.GUID · Entity 173081 | SVP, General Counsel | September 14, 2017 | September 15, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CarParts.com, Inc.
Report date September 12, 2022 · Filed September 13, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 534,097 |
Reported balance
After 2022-09-12 transaction · row 1
1 source rowRow 1 · 2022-09-12 · Sale · Disposed 2,167 · Balance 534,097 F1: Represents shares of common stock sold by the Reporting Person to satisfy certain tax withholding obligations associated with the quarterly vesting of restricted stock units. These restricted stock units were previously reported as shares acquired in the Form 4 filed on March 11, 2021 because the performance criteria was satisfied at that time. |
| Common StockSEC Table I · non-derivative | IndirectBy Son's IRA | 8,744 |
Reported balance
Holding disclosure · report date 2022-09-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 8,744 |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 66,611 |
Reported balance
Holding disclosure · report date 2022-09-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 66,611 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock sold by the Reporting Person to satisfy certain tax withholding obligations associated with the quarterly vesting of restricted stock units. These restricted stock units were previously reported as shares acquired in the Form 4 filed on March 11, 2021 because the performance criteria was satisfied at that time.
Guidance Software, Inc.
Report date September 14, 2017 · Filed September 15, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-09-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-09-14 · Disposition to issuer · Disposed 151,780 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 25, 2017, by and among Guidance Software, Inc. a Delaware corporation (the "Company"), Open Text Corporation a corporation incorporated under the federal laws of Canada (the "Parent"), and Galileo Acquisition Sub, Inc. a Delaware corporation and a wholly owned subsidiary of Parent (the "Purchaser") and the terms of the Tender and Voting Agreement, dated as of July 25, 2017, by and among each of those parties and each stockholder listed on Annex I of the Tender and Voting Agreement, the reporting person disposed of 27423 shares of the Company's Common stock in the merger and Offer (as defined in the Merger Agreement) in exchange for $7.10 per share (the "Offer Price") and 83687 shares of unvested time-based restricted stock and 40670 shares of unvested performance-based restricted stock (based on 100% of targeted performance), each of which was cancelled in exchange for the Offer Price. F2: Pursuant to the terms of the Merger Agreement, each award of vested restricted shares stock option of the Company that is outstanding and vested, whether exercised or unexercised, was cancelled in exchange for a payment in cash equal to the product of (i) the total number of Vested Restricted Shares immediately prior to such cancellation (which, in the case of awards of performance-vesting restricted shares, shall be calculated for "Target Level" performance, as defined in the award agreements) and (ii) the Offer Price. |
| STOCK OPTION (RIGHT TO BUY)SEC Table II · derivative / convertible security · Conversion / exercise price $5.95 · Expires 2025-10-29 | Direct | 0 |
Reported balance
After 2017-09-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-09-14 · Disposition to issuer · Disposed 78,592 · Balance 0 F3: Pursuant to the terms of the Merger Agreement, each vested stock option of the Company that is outstanding and vested, whether exercised or unexercised, was cancelled in exchange for a payment in cash equal to the product of (i) the total amount of common stock subject to such Vested Option immediately prior to such cancellation and (ii) the excess, if any, of the Offer Price over the exercise price per Company Share subject to such Vested Option immediately prior to such cancellation. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 25, 2017, by and among Guidance Software, Inc. a Delaware corporation (the "Company"), Open Text Corporation a corporation incorporated under the federal laws of Canada (the "Parent"), and Galileo Acquisition Sub, Inc. a Delaware corporation and a wholly owned subsidiary of Parent (the "Purchaser") and the terms of the Tender and Voting Agreement, dated as of July 25, 2017, by and among each of those parties and each stockholder listed on Annex I of the Tender and Voting Agreement, the reporting person disposed of 27423 shares of the Company's Common stock in the merger and Offer (as defined in the Merger Agreement) in exchange for $7.10 per share (the "Offer Price") and 83687 shares of unvested time-based restricted stock and 40670 shares of unvested performance-based restricted stock (based on 100% of targeted performance), each of which was cancelled in exchange for the Offer Price.
F2: Pursuant to the terms of the Merger Agreement, each award of vested restricted shares stock option of the Company that is outstanding and vested, whether exercised or unexercised, was cancelled in exchange for a payment in cash equal to the product of (i) the total number of Vested Restricted Shares immediately prior to such cancellation (which, in the case of awards of performance-vesting restricted shares, shall be calculated for "Target Level" performance, as defined in the award agreements) and (ii) the Offer Price.
F3: Pursuant to the terms of the Merger Agreement, each vested stock option of the Company that is outstanding and vested, whether exercised or unexercised, was cancelled in exchange for a payment in cash equal to the product of (i) the total amount of common stock subject to such Vested Option immediately prior to such cancellation and (ii) the excess, if any, of the Offer Price over the exercise price per Company Share subject to such Vested Option immediately prior to such cancellation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 09, 2021 Filed Mar 12, 2021 02:46 UTC | CarParts.com, Inc. PRTS · Entity 7113 | GrantCommon Stock | 163,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006143 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,822 F1 · shares: On December 30, 2019, the Reporting Person was granted a number of performance-vesting restricted stock shares, with the payout ranging from 0 to 200% of target based on the Company's 2020 Adjusted EBITDA achievement ("performance criteria"). Following certification by the Compensation Committee of the Issuer of the applicable payout, the Reporting Person vested 218,867 (1/2 on March 9, 2021 and 1/2 on March 10, 2021) of the shares, and because the performance criteria has been satisfied, an additional 108,490 shares (out of the total shares reported above) will vest in quarterly installments over the following 2 years provided the reporting person remains an employee of the Company through such dates. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 21:22 UTC | CarParts.com, Inc. PRTS · Entity 7113 | GrantRestricted Stock Units · Derivative | 17,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-001098 · doc1.xml · derivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,441 Underlying: Common Stock · 17,441 shares Expires not disclosed F1 · security: Restricted Stock Units were granted on January 13, 2021 pursuant to the CarParts.com, Inc. 2016 Equity Incentive Plan. F2 · derivative.exercise_price: Not applicable. F3 · derivative.exercise_date: The Restricted Stock Units shall vest in three equal installments on each of the next three anniversaries of the grant date. F3 · derivative.expiration_date: The Restricted Stock Units shall vest in three equal installments on each of the next three anniversaries of the grant date. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 20:29 UTC | CarParts.com, Inc. PRTS · Entity 7113 | Exercise / conversionStock Options (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001567619-20-016642 · doc1.xml · derivative · entry 4 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,504 Underlying: Common Stock · 50,000 shares Expires 2029-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option was granted to the Reporting Person on March 25, 2019. Twenty-five percent of the shares of stock subject to the option vested on the first anniversary of the grant date, and the remainder of the shares subject to the option vest in equal monthly installments thereafter over three years, subject to such Reporting Person's to the Issuer through such dates Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 20:29 UTC | CarParts.com, Inc. PRTS · Entity 7113 | Exercise / conversionCommon Stock | 50,000 | $1.03 | $51,500.00 |
DisclosureSEC source: 0001567619-20-016642 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2020 Filed Sep 4, 2020 16:18 UTC | CarParts.com, Inc. PRTS · Entity 7113 | PurchaseCommon Stock | 2,660 | $10.06 | $26,759.60 |
DisclosureSEC source: 0001567619-20-016476 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,143 F1 · price: The price reported above reflects the weighted-average buy price. The open market purchases were at prices ranging from $9.91 to $10.14. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. Read SEC document |
| August 19, 2020 Filed Aug 19, 2020 21:25 UTC | CarParts.com, Inc. PRTS · Entity 7113 | PurchaseCommon Stock | 3,000 | $14.84 | $44,520.00 |
DisclosureSEC source: 0001567619-20-015769 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,483 F1 · shares: Represents shares of the Issuer's common stock purchased by the Reporting Person in an open market transaction. Read SEC document |
| June 10, 2020 Filed Jun 10, 2020 20:57 UTC | CarParts.com, Inc. PRTS · Entity 7113 | PurchaseCommon Stock | 1,000 | $8.00 | $8,000.00 |
DisclosureSEC source: 0001567619-20-011967 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,483 F1 · price: The price reported above reflects the weighted-average buy price. The open market purchases were at prices ranging from $8.00 to $8.01. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. Read SEC document |
| May 28, 2020 Filed May 28, 2020 22:54 UTC | CarParts.com, Inc. PRTS · Entity 7113 | PurchaseCommon Stock | 6,000 | $6.44 | $38,640.00 |
DisclosureSEC source: 0001567619-20-011284 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,483 F1 · price: The price reported above reflects the weighted-average buy price. The open market purchases were at prices ranging from $6.42 to $6.45. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. Read SEC document |
| May 28, 2020 Filed May 28, 2020 13:06 UTC | CarParts.com, Inc. PRTS · Entity 7113 | PurchaseCommon Stock | 440 | $5.96 | $2,622.40 |
DisclosureSEC source: 0001567619-20-011256 · doc1.xml · nonDerivative · entry 2 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By Son's IRA Disclosed balance after: 11,244 F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 28, 2020 Filed May 28, 2020 13:06 UTC | CarParts.com, Inc. PRTS · Entity 7113 | PurchaseCommon Stock | 5,000 | $5.99 | $29,950.00 |
DisclosureSEC source: 0001567619-20-011256 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,483 F1 · price: The price reported above reflects the weighted-average buy price. The open market purchases were at prices ranging from $5.98 to $6.00. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. Read SEC document |
| March 10, 2020 Filed Mar 13, 2020 01:06 UTC | CarParts.com, Inc. PRTS · Entity 7113 | GrantCommon Stock | 21,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-006233 · doc1.xml · nonDerivative · entry 2 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,483 F2 · shares: Represents common stock awarded to the Reporting Person upon the determination by the Company's Board of Directors of the achievement of the performance conditions under the Company's annual incentive bonus plan. The common stock was awarded to the Reporting Person in lieu of cash under the Company's annual incentive bonus plan. Read SEC document |
| March 10, 2020 Filed Mar 13, 2020 01:06 UTC | CarParts.com, Inc. PRTS · Entity 7113 | GrantCommon Stock | 86,034 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-006233 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,694 F1 · shares: Represents the vesting of performance-based restricted stock units previously granted to the Reporting Person by the Company on May 22, 2019 under the Company's annual incentive bonus plan. The performance conditions applicable to the award were determined to have been satisfied by the Company's Board of Directors on March 10, 2020, resulting in the immediate vesting of the restricted stock units as to 86,034 shares. Read SEC document |
| December 30, 2019 Filed Jan 3, 2020 01:45 UTC | CarParts.com, Inc. PRTS · Entity 7113 | GrantStock Options (Right to Buy) · Derivative | 105,504 | $0.00 Strike: $2.12 | $0.00 |
DisclosureSEC source: 0001567619-20-000166 · doc1.xml · derivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,504 Underlying: Common Stock · 105,504 shares Expires 2029-12-29 F1 · security: Granted pursuant to the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan. F2 · derivative.exercise_date: Twenty-five percent of the shares of stock subject to the option vest on the first year anniversary of the grant date, and the remainder of which will vest in equal monthly installments thereafter over three years, subject to such executive's service to the Company through such dates. Read SEC document |
| September 13, 2019 Filed Sep 13, 2019 21:44 UTC | CarParts.com, Inc. PRTS · Entity 7113 | PurchaseCommon Stock | 2,092 | $1.70 | $3,556.40 |
DisclosureSEC source: 0001567619-19-018312 · doc1.xml · nonDerivative · entry 2 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By Son's IRA Disclosed balance after: 10,804 F1 · shares: Represents shares of the Issuer's common stock purchased by the Reporting Person in an open market transaction. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 13, 2019 Filed Sep 13, 2019 21:44 UTC | CarParts.com, Inc. PRTS · Entity 7113 | PurchaseCommon Stock | 1,440 | $1.70 | $2,448.00 |
DisclosureSEC source: 0001567619-19-018312 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 66,611 F1 · shares: Represents shares of the Issuer's common stock purchased by the Reporting Person in an open market transaction. Read SEC document |
| September 12, 2019 Filed Sep 12, 2019 21:02 UTC | CarParts.com, Inc. PRTS · Entity 7113 | PurchaseCommon Stock | 2,747 | $1.67 | $4,587.49 |
DisclosureSEC source: 0001567619-19-018193 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By Son's IRA Disclosed balance after: 8,712 F1 · shares: Represents shares of the Issuer's common stock purchased by the Reporting Person in an open market transaction. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 13, 2019 Filed Aug 13, 2019 20:29 UTC | CarParts.com, Inc. PRTS · Entity 7113 | PurchaseCommon Stock | 1,000 | $1.18 | $1,180.00 |
DisclosureSEC source: 0001567619-19-016539 · doc1.xml · nonDerivative · entry 4 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By Son's IRA Disclosed balance after: 5,965 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 13, 2019 Filed Aug 13, 2019 20:29 UTC | CarParts.com, Inc. PRTS · Entity 7113 | PurchaseCommon Stock | 1,000 | $1.14 | $1,140.00 |
DisclosureSEC source: 0001567619-19-016539 · doc1.xml · nonDerivative · entry 3 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 65,171 Read SEC document |
| August 13, 2019 Filed Aug 13, 2019 20:29 UTC | CarParts.com, Inc. PRTS · Entity 7113 | PurchaseCommon Stock | 1,000 | $1.18 | $1,180.00 |
DisclosureSEC source: 0001567619-19-016539 · doc1.xml · nonDerivative · entry 2 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 64,171 Read SEC document |
| August 13, 2019 Filed Aug 13, 2019 20:29 UTC | CarParts.com, Inc. PRTS · Entity 7113 | PurchaseCommon Stock | 2,000 | $1.18 | $2,360.00 |
DisclosureSEC source: 0001567619-19-016539 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,660 Read SEC document |
| May 29, 2019 Filed May 29, 2019 21:20 UTC | CarParts.com, Inc. PRTS · Entity 7113 | PurchaseCommon Stock | 2,571 | $0.98 | $2,519.58 |
DisclosureSEC source: 0001567619-19-012359 · doc1.xml · nonDerivative · entry 6 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By Son's IRA Disclosed balance after: 4,965 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 29, 2019 Filed May 29, 2019 21:20 UTC | CarParts.com, Inc. PRTS · Entity 7113 | PurchaseCommon Stock | 1,588 | $0.98 | $1,556.24 |
DisclosureSEC source: 0001567619-19-012359 · doc1.xml · nonDerivative · entry 4 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 63,171 Read SEC document |
| May 29, 2019 Filed May 29, 2019 21:20 UTC | CarParts.com, Inc. PRTS · Entity 7113 | PurchaseCommon Stock | 1,160 | $0.98 | $1,136.80 |
DisclosureSEC source: 0001567619-19-012359 · doc1.xml · nonDerivative · entry 2 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,660 Read SEC document |
| May 28, 2019 Filed May 29, 2019 21:20 UTC | CarParts.com, Inc. PRTS · Entity 7113 | PurchaseCommon Stock | 2,394 | $0.97 | $2,322.18 |
DisclosureSEC source: 0001567619-19-012359 · doc1.xml · nonDerivative · entry 5 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By Son's IRA Disclosed balance after: 2,394 F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 28, 2019 Filed May 29, 2019 21:20 UTC | CarParts.com, Inc. PRTS · Entity 7113 | PurchaseCommon Stock | 61,583 | $0.96 | $59,119.68 |
DisclosureSEC source: 0001567619-19-012359 · doc1.xml · nonDerivative · entry 3 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 61,583 Read SEC document |
| May 28, 2019 Filed May 29, 2019 21:20 UTC | CarParts.com, Inc. PRTS · Entity 7113 | PurchaseCommon Stock | 500 | $0.97 | $485.00 |
DisclosureSEC source: 0001567619-19-012359 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 22:45 UTC | CarParts.com, Inc. PRTS · Entity 7113 | GrantStock Options (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001567619-19-007738 · doc1.xml · derivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2029-03-24 F1 · security: Granted pursuant to the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan. F2 · derivative.exercise_date: Twenty-five percent of the shares of stock subject to the option vest on the first year anniversary of the grant date, and the remainder of which will vest in equal monthly installments thereafter over three years, subject to such executive's service to the Company through such dates. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 17:46 UTC | Guidance Software, Inc. GUID · Entity 173081 | Disposition to issuerSTOCK OPTION (RIGHT TO BUY) · Derivative | 78,592 | Not disclosed Strike: $5.95 | Not disclosed |
DisclosureSEC source: 0001179110-17-012340 · edgar.xml · derivative · entry 2 Gomez Alfredo · CIK 0001511120 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 78,592 shares Expires 2025-10-29 F3 · price: Pursuant to the terms of the Merger Agreement, each vested stock option of the Company that is outstanding and vested, whether exercised or unexercised, was cancelled in exchange for a payment in cash equal to the product of (i) the total amount of common stock subject to such Vested Option immediately prior to such cancellation and (ii) the excess, if any, of the Offer Price over the exercise price per Company Share subject to such Vested Option immediately prior to such cancellation. F3 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, each vested stock option of the Company that is outstanding and vested, whether exercised or unexercised, was cancelled in exchange for a payment in cash equal to the product of (i) the total amount of common stock subject to such Vested Option immediately prior to such cancellation and (ii) the excess, if any, of the Offer Price over the exercise price per Company Share subject to such Vested Option immediately prior to such cancellation. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 17:46 UTC | Guidance Software, Inc. GUID · Entity 173081 | Disposition to issuerCommon Stock | 151,780 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-012340 · edgar.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 25, 2017, by and among Guidance Software, Inc. a Delaware corporation (the "Company"), Open Text Corporation a corporation incorporated under the federal laws of Canada (the "Parent"), and Galileo Acquisition Sub, Inc. a Delaware corporation and a wholly owned subsidiary of Parent (the "Purchaser") and the terms of the Tender and Voting Agreement, dated as of July 25, 2017, by and among each of those parties and each stockholder listed on Annex I of the Tender and Voting Agreement, the reporting person disposed of 27423 shares of the Company's Common stock in the merger and Offer (as defined in the Merger Agreement) in exchange for $7.10 per share (the "Offer Price") and 83687 shares of unvested time-based restricted stock and 40670 shares of unvested performance-based restricted stock (based on 100% of targeted performance), each of which was cancelled in exchange for the Offer Price. F2 · security: Pursuant to the terms of the Merger Agreement, each award of vested restricted shares stock option of the Company that is outstanding and vested, whether exercised or unexercised, was cancelled in exchange for a payment in cash equal to the product of (i) the total number of Vested Restricted Shares immediately prior to such cancellation (which, in the case of awards of performance-vesting restricted shares, shall be calculated for "Target Level" performance, as defined in the award agreements) and (ii) the Offer Price. F1 · shares: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 25, 2017, by and among Guidance Software, Inc. a Delaware corporation (the "Company"), Open Text Corporation a corporation incorporated under the federal laws of Canada (the "Parent"), and Galileo Acquisition Sub, Inc. a Delaware corporation and a wholly owned subsidiary of Parent (the "Purchaser") and the terms of the Tender and Voting Agreement, dated as of July 25, 2017, by and among each of those parties and each stockholder listed on Annex I of the Tender and Voting Agreement, the reporting person disposed of 27423 shares of the Company's Common stock in the merger and Offer (as defined in the Merger Agreement) in exchange for $7.10 per share (the "Offer Price") and 83687 shares of unvested time-based restricted stock and 40670 shares of unvested performance-based restricted stock (based on 100% of targeted performance), each of which was cancelled in exchange for the Offer Price. F1 · price: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 25, 2017, by and among Guidance Software, Inc. a Delaware corporation (the "Company"), Open Text Corporation a corporation incorporated under the federal laws of Canada (the "Parent"), and Galileo Acquisition Sub, Inc. a Delaware corporation and a wholly owned subsidiary of Parent (the "Purchaser") and the terms of the Tender and Voting Agreement, dated as of July 25, 2017, by and among each of those parties and each stockholder listed on Annex I of the Tender and Voting Agreement, the reporting person disposed of 27423 shares of the Company's Common stock in the merger and Offer (as defined in the Merger Agreement) in exchange for $7.10 per share (the "Offer Price") and 83687 shares of unvested time-based restricted stock and 40670 shares of unvested performance-based restricted stock (based on 100% of targeted performance), each of which was cancelled in exchange for the Offer Price. F2 · price: Pursuant to the terms of the Merger Agreement, each award of vested restricted shares stock option of the Company that is outstanding and vested, whether exercised or unexercised, was cancelled in exchange for a payment in cash equal to the product of (i) the total number of Vested Restricted Shares immediately prior to such cancellation (which, in the case of awards of performance-vesting restricted shares, shall be calculated for "Target Level" performance, as defined in the award agreements) and (ii) the Offer Price. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 21:05 UTC | Guidance Software, Inc. GUID · Entity 173081 | GrantCommon Stock | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-005963 · edgar.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,280 F1 · security: Effective April 10, 2017, the Board of Directors of the Company granted Mr. Gomez Restricted Stock Awards representing 17,500 shares of Common Stock and, provided Mr. Gomez remains an employee of the Company on the following dates, such shares shall vest as follows: 25% shall vest on April 10, 2018, 25% shall vest on April 10, 2019, 25% shall vest on April 10, 2020, and the final 25% shall vest on April 10, 2021. Read SEC document |
| March 22, 2017 Filed Mar 22, 2017 20:03 UTC | Guidance Software, Inc. GUID · Entity 173081 | SaleCommon Stock | 1,834 | $5.87 | $10,765.58 |
DisclosureSEC source: 0001179110-17-005095 · edgar.xml · nonDerivative · entry 3 Gomez Alfredo · CIK 0001511120 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,780 F1 · security: Represents a sale, pursuant to a Section 10b5-1 Plan, to cover tax withholding obligations upon vesting of certain restricted shares of common stock that were granted under the Company's 2004 Second Amended and Restated Equity Incentive Plan, which grant was exempt from Section 16b. Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 20:03 UTC | Guidance Software, Inc. GUID · Entity 173081 | SaleCommon Stock | 1,789 | $6.01 | $10,751.89 |
DisclosureSEC source: 0001179110-17-005095 · edgar.xml · nonDerivative · entry 2 Gomez Alfredo · CIK 0001511120 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,614 F1 · security: Represents a sale, pursuant to a Section 10b5-1 Plan, to cover tax withholding obligations upon vesting of certain restricted shares of common stock that were granted under the Company's 2004 Second Amended and Restated Equity Incentive Plan, which grant was exempt from Section 16b. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 20:03 UTC | Guidance Software, Inc. GUID · Entity 173081 | SaleCommon Stock | 1,748 | $6.15 | $10,750.20 |
DisclosureSEC source: 0001179110-17-005095 · edgar.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,403 F1 · security: Represents a sale, pursuant to a Section 10b5-1 Plan, to cover tax withholding obligations upon vesting of certain restricted shares of common stock that were granted under the Company's 2004 Second Amended and Restated Equity Incentive Plan, which grant was exempt from Section 16b. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 20:21 UTC | Guidance Software, Inc. GUID · Entity 173081 | SaleCommon Stock | 872 | $6.76 | $5,894.72 |
DisclosureSEC source: 0001179110-17-003914 · edgar.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,151 F1 · security: Represents a sale, pursuant to a Section 10b5-1 Plan, to cover tax withholding obligations upon vesting of certain restricted shares of common stock that were granted under the Company's 2004 Second Amended and Restated Equity Incentive Plan, which grant was exempt from Section 16b. Read SEC document |
| March 01, 2017 Filed Mar 1, 2017 20:46 UTC | Guidance Software, Inc. GUID · Entity 173081 | SaleCommon Stock | 852 | $6.93 | $5,904.36 |
DisclosureSEC source: 0001179110-17-003545 · edgar.xml · nonDerivative · entry 3 Gomez Alfredo · CIK 0001511120 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,023 F1 · security: Represents a sale, pursuant to a Section 10b5-1 Plan, to cover tax withholding obligations upon vesting of certain restricted shares of common stock that were granted under the Company's 2004 Second Amended and Restated Equity Incentive Plan, which grant was exempt from Section 16b. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 20:46 UTC | Guidance Software, Inc. GUID · Entity 173081 | SaleCommon Stock | 891 | $6.62 | $5,898.42 |
DisclosureSEC source: 0001179110-17-003545 · edgar.xml · nonDerivative · entry 2 Gomez Alfredo · CIK 0001511120 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,875 F1 · security: Represents a sale, pursuant to a Section 10b5-1 Plan, to cover tax withholding obligations upon vesting of certain restricted shares of common stock that were granted under the Company's 2004 Second Amended and Restated Equity Incentive Plan, which grant was exempt from Section 16b. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 20:46 UTC | Guidance Software, Inc. GUID · Entity 173081 | SaleCommon Stock | 872 | $6.76 | $5,894.72 |
DisclosureSEC source: 0001179110-17-003545 · edgar.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,766 F1 · security: Represents a sale, pursuant to a Section 10b5-1 Plan, to cover tax withholding obligations upon vesting of certain restricted shares of common stock that were granted under the Company's 2004 Second Amended and Restated Equity Incentive Plan, which grant was exempt from Section 16b. Read SEC document |
| February 24, 2017 Filed Feb 24, 2017 20:31 UTC | Guidance Software, Inc. GUID · Entity 173081 | SaleCommon Stock | 938 | $6.85 | $6,425.30 |
DisclosureSEC source: 0001179110-17-003221 · edgar.xml · nonDerivative · entry 3 Gomez Alfredo · CIK 0001511120 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,638 F1 · security: Represents a sale, pursuant to a Section 10b5-1 Plan, to cover tax withholding obligations upon vesting of certain restricted shares of common stock that were granted under the Company's 2004 Second Amended and Restated Equity Incentive Plan, which grant was exempt from Section 16b. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 20:31 UTC | Guidance Software, Inc. GUID · Entity 173081 | SaleCommon Stock | 978 | $6.97 | $6,816.66 |
DisclosureSEC source: 0001179110-17-003221 · edgar.xml · nonDerivative · entry 2 Gomez Alfredo · CIK 0001511120 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,576 F1 · security: Represents a sale, pursuant to a Section 10b5-1 Plan, to cover tax withholding obligations upon vesting of certain restricted shares of common stock that were granted under the Company's 2004 Second Amended and Restated Equity Incentive Plan, which grant was exempt from Section 16b. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 20:31 UTC | Guidance Software, Inc. GUID · Entity 173081 | SaleCommon Stock | 955 | $7.21 | $6,885.55 |
DisclosureSEC source: 0001179110-17-003221 · edgar.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,554 F1 · security: Represents a sale, pursuant to a Section 10b5-1 Plan, to cover tax withholding obligations upon vesting of certain restricted shares of common stock that were granted under the Company's 2004 Second Amended and Restated Equity Incentive Plan, which grant was exempt from Section 16b. Read SEC document |
| February 21, 2017 Filed Feb 21, 2017 20:36 UTC | Guidance Software, Inc. GUID · Entity 173081 | SaleCommon Stock | 948 | $7.34 | $6,958.32 |
DisclosureSEC source: 0001179110-17-002854 · edgar.xml · nonDerivative · entry 3 Gomez Alfredo · CIK 0001511120 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,509 F1 · security: Represents a sale, pursuant to a Section 10b5-1 Plan, to cover tax withholding obligations upon vesting of certain restricted shares of common stock that were granted under the Company's 2004 Second Amended and Restated Equity Incentive Plan, which grant was exempt from Section 16b. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 20:36 UTC | Guidance Software, Inc. GUID · Entity 173081 | SaleCommon Stock | 950 | $7.33 | $6,963.50 |
DisclosureSEC source: 0001179110-17-002854 · edgar.xml · nonDerivative · entry 2 Gomez Alfredo · CIK 0001511120 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,457 F1 · security: Represents a sale, pursuant to a Section 10b5-1 Plan, to cover tax withholding obligations upon vesting of certain restricted shares of common stock that were granted under the Company's 2004 Second Amended and Restated Equity Incentive Plan, which grant was exempt from Section 16b. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 20:36 UTC | Guidance Software, Inc. GUID · Entity 173081 | SaleCommon Stock | 932 | $7.38 | $6,878.16 |
DisclosureSEC source: 0001179110-17-002854 · edgar.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,407 F1 · security: Represents a sale, pursuant to a Section 10b5-1 Plan, to cover tax withholding obligations upon vesting of certain restricted shares of common stock that were granted under the Company's 2004 Second Amended and Restated Equity Incentive Plan, which grant was exempt from Section 16b. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 20:35 UTC | Guidance Software, Inc. GUID · Entity 173081 | GrantCommon Stock | 46,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-002309 · edgar.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,339 F1 · security: On March 18, 2016 the reporting person was granted a target number of performance-vesting restricted stock shares, with the payout ranging from 0 to 200% of target based on the Company's core product revenue. On February 9, 2017, the Compensation Committee of the Issuer certified the applicable payout, resulting in 23,169 of the shares vesting, and an additional grant of 23,169 shares of restricted Common Stock which shall vest provided the reporting person remains an employee of the Company through December 31, 2017. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 19:50 UTC | Guidance Software, Inc. GUID · Entity 173081 | SaleCommon Stock | 3,247 | $5.27 | $17,095.46 |
DisclosureSEC source: 0001104659-16-153846 · a4.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 F1 · security: Represents a sale, pursuant to a Section 10b5-1 Plan, to cover tax obligations upon vesting of certain restricted shares of Common Stock on October 29, 2016. The Section 10b5-1 Plan has not been modified since adopted. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.