Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CarParts.com, Inc.PRTS · Entity 7113 | VP, General Counsel | September 12, 2022 | September 13, 2022 |
| Guidance Software, Inc.GUID · Entity 173081 | SVP, General Counsel | September 14, 2017 | September 15, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CarParts.com, Inc.
Report date September 12, 2022 · Filed September 13, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 534,097 |
Reported balance
After 2022-09-12 transaction · row 1
1 source rowRow 1 · 2022-09-12 · Sale · Disposed 2,167 · Balance 534,097 F1: Represents shares of common stock sold by the Reporting Person to satisfy certain tax withholding obligations associated with the quarterly vesting of restricted stock units. These restricted stock units were previously reported as shares acquired in the Form 4 filed on March 11, 2021 because the performance criteria was satisfied at that time. |
| Common StockSEC Table I · non-derivative | IndirectBy Son's IRA | 8,744 |
Reported balance
Holding disclosure · report date 2022-09-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 8,744 |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 66,611 |
Reported balance
Holding disclosure · report date 2022-09-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 66,611 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock sold by the Reporting Person to satisfy certain tax withholding obligations associated with the quarterly vesting of restricted stock units. These restricted stock units were previously reported as shares acquired in the Form 4 filed on March 11, 2021 because the performance criteria was satisfied at that time.
Guidance Software, Inc.
Report date September 14, 2017 · Filed September 15, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-09-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-09-14 · Disposition to issuer · Disposed 151,780 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 25, 2017, by and among Guidance Software, Inc. a Delaware corporation (the "Company"), Open Text Corporation a corporation incorporated under the federal laws of Canada (the "Parent"), and Galileo Acquisition Sub, Inc. a Delaware corporation and a wholly owned subsidiary of Parent (the "Purchaser") and the terms of the Tender and Voting Agreement, dated as of July 25, 2017, by and among each of those parties and each stockholder listed on Annex I of the Tender and Voting Agreement, the reporting person disposed of 27423 shares of the Company's Common stock in the merger and Offer (as defined in the Merger Agreement) in exchange for $7.10 per share (the "Offer Price") and 83687 shares of unvested time-based restricted stock and 40670 shares of unvested performance-based restricted stock (based on 100% of targeted performance), each of which was cancelled in exchange for the Offer Price. F2: Pursuant to the terms of the Merger Agreement, each award of vested restricted shares stock option of the Company that is outstanding and vested, whether exercised or unexercised, was cancelled in exchange for a payment in cash equal to the product of (i) the total number of Vested Restricted Shares immediately prior to such cancellation (which, in the case of awards of performance-vesting restricted shares, shall be calculated for "Target Level" performance, as defined in the award agreements) and (ii) the Offer Price. |
| STOCK OPTION (RIGHT TO BUY)SEC Table II · derivative / convertible security · Conversion / exercise price $5.95 · Expires 2025-10-29 | Direct | 0 |
Reported balance
After 2017-09-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-09-14 · Disposition to issuer · Disposed 78,592 · Balance 0 F3: Pursuant to the terms of the Merger Agreement, each vested stock option of the Company that is outstanding and vested, whether exercised or unexercised, was cancelled in exchange for a payment in cash equal to the product of (i) the total amount of common stock subject to such Vested Option immediately prior to such cancellation and (ii) the excess, if any, of the Offer Price over the exercise price per Company Share subject to such Vested Option immediately prior to such cancellation. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 25, 2017, by and among Guidance Software, Inc. a Delaware corporation (the "Company"), Open Text Corporation a corporation incorporated under the federal laws of Canada (the "Parent"), and Galileo Acquisition Sub, Inc. a Delaware corporation and a wholly owned subsidiary of Parent (the "Purchaser") and the terms of the Tender and Voting Agreement, dated as of July 25, 2017, by and among each of those parties and each stockholder listed on Annex I of the Tender and Voting Agreement, the reporting person disposed of 27423 shares of the Company's Common stock in the merger and Offer (as defined in the Merger Agreement) in exchange for $7.10 per share (the "Offer Price") and 83687 shares of unvested time-based restricted stock and 40670 shares of unvested performance-based restricted stock (based on 100% of targeted performance), each of which was cancelled in exchange for the Offer Price.
F2: Pursuant to the terms of the Merger Agreement, each award of vested restricted shares stock option of the Company that is outstanding and vested, whether exercised or unexercised, was cancelled in exchange for a payment in cash equal to the product of (i) the total number of Vested Restricted Shares immediately prior to such cancellation (which, in the case of awards of performance-vesting restricted shares, shall be calculated for "Target Level" performance, as defined in the award agreements) and (ii) the Offer Price.
F3: Pursuant to the terms of the Merger Agreement, each vested stock option of the Company that is outstanding and vested, whether exercised or unexercised, was cancelled in exchange for a payment in cash equal to the product of (i) the total amount of common stock subject to such Vested Option immediately prior to such cancellation and (ii) the excess, if any, of the Offer Price over the exercise price per Company Share subject to such Vested Option immediately prior to such cancellation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 12, 2022 Filed Sep 13, 2022 21:37 UTC | CarParts.com, Inc. PRTS · Entity 7113 | SaleCommon Stock | 2,167 | $6.84 | $14,822.28 |
DisclosureSEC source: 0001567619-22-017378 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534,097 F1 · kind: Represents shares of common stock sold by the Reporting Person to satisfy certain tax withholding obligations associated with the quarterly vesting of restricted stock units. These restricted stock units were previously reported as shares acquired in the Form 4 filed on March 11, 2021 because the performance criteria was satisfied at that time. Read SEC document |
| June 14, 2022 Filed Jun 15, 2022 01:16 UTC | CarParts.com, Inc. PRTS · Entity 7113 | SaleCommon Stock | 10,000 | $7.05 | $70,500.00 |
DisclosureSEC source: 0001567619-22-012850 · doc1.xml · nonDerivative · entry 2 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536,264 F2 · kind: A portion of the sale proceeds will be used by the Reporting Person to satisfy tax liabilities. Read SEC document |
| June 10, 2022 Filed Jun 15, 2022 01:16 UTC | CarParts.com, Inc. PRTS · Entity 7113 | SaleCommon Stock | 2,472 | $7.23 | $17,872.56 |
DisclosureSEC source: 0001567619-22-012850 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,264 F1 · kind: Represents shares of common stock sold by the Reporting Person to satisfy certain tax withholding obligations associated with the quarterly vesting of restricted stock units. These restricted stock units were previously reported as shares acquired in the Form 4 filed on March 11, 2021 because the performance criteria was satisfied at that time. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:34 UTC | CarParts.com, Inc. PRTS · Entity 7113 | GrantCommon Stock | 108 | $6.93 | $748.44 |
DisclosureSEC source: 0001567619-22-007660 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 548,736 F1 · kind: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d). Read SEC document |
| March 21, 2022 Filed Mar 22, 2022 22:12 UTC | CarParts.com, Inc. PRTS · Entity 7113 | SaleCommon Stock | 803 | $7.16 | $5,749.48 |
DisclosureSEC source: 0001567619-22-007356 · doc1.xml · nonDerivative · entry 3 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 548,628 F3 · kind: Represents shares of common stock sold by the Reporting Person to satisfy certain tax withholding obligations associated with the vesting of the restricted stock shares. Read SEC document |
| March 18, 2022 Filed Mar 22, 2022 22:12 UTC | CarParts.com, Inc. PRTS · Entity 7113 | GrantCommon Stock | 31,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007356 · doc1.xml · nonDerivative · entry 2 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 549,431 F2 · kind: Represents common stock awarded to the Reporting Person upon the determination by the Company's Board of Directors of the achievement of the performance conditions under the Company's annual incentive bonus plan. The common stock was awarded to the Reporting Person in lieu of cash under the Company's annual incentive bonus plan. Read SEC document |
| March 18, 2022 Filed Mar 22, 2022 22:12 UTC | CarParts.com, Inc. PRTS · Entity 7113 | GrantCommon Stock | 1,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007356 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518,152 F1 · kind: On January 13, 2021, the Reporting Person was granted a number of performance-vesting restricted stock shares, with the first tranche of shares to be awarded at a percentage of 1/9 of the target shares on a percentage scale ranging from 0 to 300% based on the Company's 2021 total shareholder return, or TSR ("performance criteria"). Following certification by the Compensation Committee of the Issuer, the Reporting Person vested 1,887 shares because the performance criteria has been satisfied for the 2021 performance period. Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 22:28 UTC | CarParts.com, Inc. PRTS · Entity 7113 | GrantCommon Stock | 106 | $7.07 | $749.42 |
DisclosureSEC source: 0001567619-22-006935 · doc1.xml · nonDerivative · entry 2 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516,265 F3 · kind: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d). F2 · balance_after: Certain of these shares are subject to a restricted stock award, pursuant to which such shares will vest in quarterly installments through March 9, 2023 in accordance with the applicable vesting schedule, provided that the Reporting Person remains an employee of the Company through each vesting date. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 22:28 UTC | CarParts.com, Inc. PRTS · Entity 7113 | SaleCommon Stock | 374 | $7.27 | $2,718.98 |
DisclosureSEC source: 0001567619-22-006935 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516,159 F1 · kind: Represents shares of common stock sold by the Reporting Person to satisfy certain tax withholding obligations associated with the quarterly vesting of restricted stock units. These restricted stock units were previously reported as shares acquired in the Form 4 filed on March 11, 2021 because the performance criteria was satisfied at that time. F2 · balance_after: Certain of these shares are subject to a restricted stock award, pursuant to which such shares will vest in quarterly installments through March 9, 2023 in accordance with the applicable vesting schedule, provided that the Reporting Person remains an employee of the Company through each vesting date. Read SEC document |
| February 25, 2022 Filed Feb 28, 2022 21:25 UTC | CarParts.com, Inc. PRTS · Entity 7113 | GrantCommon Stock | 91 | $8.16 | $742.56 |
DisclosureSEC source: 0001567619-22-005772 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516,533 F1 · kind: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d). Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 23:33 UTC | CarParts.com, Inc. PRTS · Entity 7113 | GrantCommon Stock | 81 | $9.19 | $744.39 |
DisclosureSEC source: 0001567619-22-004630 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516,442 F1 · kind: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d). Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 02:10 UTC | CarParts.com, Inc. PRTS · Entity 7113 | GrantCommon Stock | 89 | $8.41 | $748.49 |
DisclosureSEC source: 0001567619-22-002103 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516,361 F1 · kind: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d). Read SEC document |
| January 14, 2022 Filed Jan 18, 2022 21:28 UTC | CarParts.com, Inc. PRTS · Entity 7113 | GrantCommon Stock | 74 | $10.02 | $741.48 |
DisclosureSEC source: 0001567619-22-001244 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516,272 F1 · kind: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d). Read SEC document |
| January 13, 2022 Filed Jan 14, 2022 22:00 UTC | CarParts.com, Inc. PRTS · Entity 7113 | Exercise / conversionRestricted Stock Units · Derivative | 5,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-001205 · doc1.xml · derivative · entry 4 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,628 Underlying: Common Stock · 5,813 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Not applicable. F1 · derivative.exercise_date: The Restricted Stock Units (RSU) were granted to the Reporting Person on January 13, 2021 under the CarParts.com, Inc. 2016 Equity Incentive Plan. Thirty-three and a third percent of the shares of stock subject to the RSU vested on January 13, 2022, the first anniversary of the grant date, and the remainder of the shares subject to the RSU vest in equal installments on each of the next two anniversaries of the grant date, subject to such Reporting Person's service to the Company through such dates. F1 · derivative.expiration_date: The Restricted Stock Units (RSU) were granted to the Reporting Person on January 13, 2021 under the CarParts.com, Inc. 2016 Equity Incentive Plan. Thirty-three and a third percent of the shares of stock subject to the RSU vested on January 13, 2022, the first anniversary of the grant date, and the remainder of the shares subject to the RSU vest in equal installments on each of the next two anniversaries of the grant date, subject to such Reporting Person's service to the Company through such dates. Read SEC document |
| January 13, 2022 Filed Jan 14, 2022 22:00 UTC | CarParts.com, Inc. PRTS · Entity 7113 | Exercise / conversionCommon Stock | 5,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-001205 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516,198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Restricted Stock Units (RSU) were granted to the Reporting Person on January 13, 2021 under the CarParts.com, Inc. 2016 Equity Incentive Plan. Thirty-three and a third percent of the shares of stock subject to the RSU vested on January 13, 2022, the first anniversary of the grant date, and the remainder of the shares subject to the RSU vest in equal installments on each of the next two anniversaries of the grant date, subject to such Reporting Person's service to the Company through such dates. Read SEC document |
| January 10, 2022 Filed Jan 12, 2022 22:22 UTC | CarParts.com, Inc. PRTS · Entity 7113 | GrantRestricted Stock Units · Derivative | 25,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-001124 · doc1.xml · derivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,250 Underlying: Common Stock · 25,250 shares Expires not disclosed F1 · security: Restricted Stock Units were granted on January 10, 2022 pursuant to the CarParts.com, Inc. 2016 Equity Incentive Plan. F2 · derivative.exercise_price: Not applicable. F3 · derivative.exercise_date: The Restricted Stock Units shall vest in three equal installments on each of the next three anniversaries of the grant date. F3 · derivative.expiration_date: The Restricted Stock Units shall vest in three equal installments on each of the next three anniversaries of the grant date. Read SEC document |
| December 31, 2021 Filed Jan 5, 2022 02:41 UTC | CarParts.com, Inc. PRTS · Entity 7113 | GrantCommon Stock | 66 | $11.20 | $739.20 |
DisclosureSEC source: 0001567619-22-000406 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,385 F1 · kind: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d). Read SEC document |
| December 17, 2021 Filed Dec 22, 2021 01:16 UTC Amendment | CarParts.com, Inc. PRTS · Entity 7113 | GrantCommon Stock | 59 | $12.52 | $738.68 |
DisclosureSEC source: 0001140361-21-042653 · form4.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,319 F1 · kind: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d). F2 · acquired: On December 21, 2021, a Form 4 was filed that reported 59 shares being disposed of by the Reporting Person. However, 59 shares were actually acquired by the Reporting Person on December 17, 2021 as reported correctly herein. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 23:26 UTC | CarParts.com, Inc. PRTS · Entity 7113 | GrantCommon Stock | 59 | $12.52 | $738.68 |
DisclosureSEC source: 0001567619-21-022424 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,319 F1 · kind: Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(d). Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 01:37 UTC | CarParts.com, Inc. PRTS · Entity 7113 | SaleCommon Stock | 1,625 | $12.29 | $19,971.25 |
DisclosureSEC source: 0001567619-21-021530 · doc1.xml · nonDerivative · entry 2 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,260 F1 · kind: Represents shares of common stock sold by the Reporting Person to satisfy certain tax withholding obligations. Read SEC document |
| November 30, 2021 Filed Dec 3, 2021 01:37 UTC | CarParts.com, Inc. PRTS · Entity 7113 | GrantCommon Stock | 3,944 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-021530 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511,885 Read SEC document |
| October 29, 2021 Filed Nov 1, 2021 20:24 UTC | CarParts.com, Inc. PRTS · Entity 7113 | Exercise / conversionStock Options (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001567619-21-019072 · doc1.xml · derivative · entry 4 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,216 Underlying: Common Stock · 10,000 shares Expires 2029-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option was granted to the Reporting Person on March 25, 2019 under the CarParts.com, Inc. 2016 Equity Incentive Plan. Twenty-five percent of the shares of stock subject to the option vested on the first anniversary of the grant date, and the remainder of the shares subject to the option vest in equal monthly installments thereafter over three years, subject to such Reporting Person's service to the Company through such dates. Read SEC document |
| October 29, 2021 Filed Nov 1, 2021 20:24 UTC | CarParts.com, Inc. PRTS · Entity 7113 | Exercise / conversionCommon Stock | 10,000 | $1.03 | $10,300.00 |
DisclosureSEC source: 0001567619-21-019072 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,941 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2021 Filed Oct 28, 2021 23:46 UTC | CarParts.com, Inc. PRTS · Entity 7113 | Exercise / conversionStock Options (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001567619-21-018934 · doc1.xml · derivative · entry 4 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,216 Underlying: Common Stock · 10,000 shares Expires 2029-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option was granted to the Reporting Person on March 25, 2019 under the CarParts.com, Inc. 2016 Equity Incentive Plan. Twenty-five percent of the shares of stock subject to the option vested on the first anniversary of the grant date, and the remainder of the shares subject to the option vest in equal monthly installments thereafter over three years, subject to such Reporting Person's service to the Company through such dates. Read SEC document |
| October 28, 2021 Filed Oct 28, 2021 23:46 UTC | CarParts.com, Inc. PRTS · Entity 7113 | Exercise / conversionCommon Stock | 10,000 | $1.03 | $10,300.00 |
DisclosureSEC source: 0001567619-21-018934 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,941 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2021 Filed Oct 20, 2021 20:23 UTC | CarParts.com, Inc. PRTS · Entity 7113 | Exercise / conversionStock Options (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001567619-21-018485 · doc1.xml · derivative · entry 4 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,216 Underlying: Common Stock · 10,000 shares Expires 2029-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option was granted to the Reporting Person on March 25, 2019 under the CarParts.com, Inc. 2016 Equity Incentive Plan. Twenty-five percent of the shares of stock subject to the option vested on the first anniversary of the grant date, and the remainder of the shares subject to the option vest in equal monthly installments thereafter over three years, subject to such Reporting Person's service to the Company through such dates. Read SEC document |
| October 20, 2021 Filed Oct 20, 2021 20:23 UTC | CarParts.com, Inc. PRTS · Entity 7113 | Exercise / conversionCommon Stock | 10,000 | $1.03 | $10,300.00 |
DisclosureSEC source: 0001567619-21-018485 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,941 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 19, 2021 Filed Oct 19, 2021 20:36 UTC | CarParts.com, Inc. PRTS · Entity 7113 | Exercise / conversionStock Options (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001567619-21-018458 · doc1.xml · derivative · entry 4 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,216 Underlying: Common Stock · 10,000 shares Expires 2029-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option was granted to the Reporting Person on March 25, 2019 under the CarParts.com, Inc. 2016 Equity Incentive Plan. Twenty-five percent of the shares of stock subject to the option vested on the first anniversary of the grant date, and the remainder of the shares subject to the option vest in equal monthly installments thereafter over three years, subject to such Reporting Person's service to the Company through such dates. Read SEC document |
| October 19, 2021 Filed Oct 19, 2021 20:36 UTC | CarParts.com, Inc. PRTS · Entity 7113 | Exercise / conversionCommon Stock | 10,000 | $1.03 | $10,300.00 |
DisclosureSEC source: 0001567619-21-018458 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,941 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 15, 2021 Filed Oct 15, 2021 20:08 UTC | CarParts.com, Inc. PRTS · Entity 7113 | Exercise / conversionStock Options (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001567619-21-018347 · doc1.xml · derivative · entry 4 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,216 Underlying: Common Stock · 5,000 shares Expires 2029-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option was granted to the Reporting Person on March 25, 2019 under the CarParts.com, Inc. 2016 Equity Incentive Plan. Twenty-five percent of the shares of stock subject to the option vested on the first anniversary of the grant date, and the remainder of the shares subject to the option vest in equal monthly installments thereafter over three years, subject to such Reporting Person's service to the Company through such dates. Read SEC document |
| October 15, 2021 Filed Oct 15, 2021 20:08 UTC | CarParts.com, Inc. PRTS · Entity 7113 | Exercise / conversionCommon Stock | 5,000 | $1.03 | $5,150.00 |
DisclosureSEC source: 0001567619-21-018347 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,941 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 14, 2021 Filed Oct 14, 2021 20:07 UTC | CarParts.com, Inc. PRTS · Entity 7113 | Exercise / conversionStock Options (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001567619-21-018301 · doc1.xml · derivative · entry 4 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,216 Underlying: Common Stock · 5,000 shares Expires 2029-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option was granted to the Reporting Person on March 25, 2019 under the CarParts.com, Inc. 2016 Equity Incentive Plan. Twenty-five percent of the shares of stock subject to the option vested on the first anniversary of the grant date, and the remainder of the shares subject to the option vest in equal monthly installments thereafter over three years, subject to such Reporting Person's service to the Company through such dates. Read SEC document |
| October 14, 2021 Filed Oct 14, 2021 20:07 UTC | CarParts.com, Inc. PRTS · Entity 7113 | Exercise / conversionCommon Stock | 5,000 | $1.03 | $5,150.00 |
DisclosureSEC source: 0001567619-21-018301 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,941 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 13, 2021 Filed Oct 13, 2021 20:16 UTC | CarParts.com, Inc. PRTS · Entity 7113 | Exercise / conversionStock Options (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001567619-21-018251 · doc1.xml · derivative · entry 4 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,216 Underlying: Common Stock · 5,000 shares Expires 2029-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option was granted to the Reporting Person on March 25, 2019 under the CarParts.com, Inc. 2016 Equity Incentive Plan. Twenty-five percent of the shares of stock subject to the option vested on the first anniversary of the grant date, and the remainder of the shares subject to the option vest in equal monthly installments thereafter over three years, subject to such Reporting Person's service to the Company through such dates. Read SEC document |
| October 13, 2021 Filed Oct 13, 2021 20:16 UTC | CarParts.com, Inc. PRTS · Entity 7113 | Exercise / conversionCommon Stock | 5,000 | $1.03 | $5,150.00 |
DisclosureSEC source: 0001567619-21-018251 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,941 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 12, 2021 Filed Oct 12, 2021 20:48 UTC | CarParts.com, Inc. PRTS · Entity 7113 | Exercise / conversionStock Options (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001567619-21-018221 · doc1.xml · derivative · entry 4 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,216 Underlying: Common Stock · 5,000 shares Expires 2029-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option was granted to the Reporting Person on March 25, 2019 under the CarParts.com, Inc. 2016 Equity Incentive Plan. Twenty-five percent of the shares of stock subject to the option vested on the first anniversary of the grant date, and the remainder of the shares subject to the option vest in equal monthly installments thereafter over three years, subject to such Reporting Person's service to the Company through such dates. Read SEC document |
| October 12, 2021 Filed Oct 12, 2021 20:48 UTC | CarParts.com, Inc. PRTS · Entity 7113 | Exercise / conversionCommon Stock | 5,000 | $1.03 | $5,150.00 |
DisclosureSEC source: 0001567619-21-018221 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,941 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 01:22 UTC | CarParts.com, Inc. PRTS · Entity 7113 | SaleCommon Stock | 3,584 | $17.69 | $63,400.96 |
DisclosureSEC source: 0001567619-21-017088 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,941 F1 · kind: Represents shares of common stock sold by the Reporting Person to satisfy certain tax withholding obligations associated with the quarterly vesting of 9,042 restricted stock units. These restricted stock units were previously reported as shares acquired in the Form 4 filed on March 11, 2021 because the performance criteria was satisfied at that time. F2 · balance_after: Certain of these shares are subject to a restricted stock award, pursuant to which such shares will vest in quarterly installments through March 9, 2023 in accordance with the applicable vesting schedule, provided that the Reporting Person remains an employee of the Company through each vesting date. Read SEC document |
| June 30, 2021 Filed Jul 3, 2021 00:05 UTC | CarParts.com, Inc. PRTS · Entity 7113 | SaleCommon Stock | 25,000 | $20.32 | $508,000.00 |
DisclosureSEC source: 0001567619-21-012958 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,525 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported above reflects the weighted-average sale price with the low price of $20.21 and a high price of $20.48. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| June 14, 2021 Filed Jun 14, 2021 21:46 UTC | CarParts.com, Inc. PRTS · Entity 7113 | SaleCommon Stock | 5,661 | $18.41 | $104,219.01 |
DisclosureSEC source: 0001567619-21-012080 · doc1.xml · nonDerivative · entry 3 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,525 F2 · kind: A portion of the sale proceeds will be used by the Reporting Person to satisfy tax liabilities. Read SEC document |
| June 11, 2021 Filed Jun 14, 2021 21:46 UTC | CarParts.com, Inc. PRTS · Entity 7113 | SaleCommon Stock | 2,500 | $18.00 | $45,000.00 |
DisclosureSEC source: 0001567619-21-012080 · doc1.xml · nonDerivative · entry 4 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By Son's IRA Disclosed balance after: 8,744 F2 · kind: A portion of the sale proceeds will be used by the Reporting Person to satisfy tax liabilities. Read SEC document |
| June 11, 2021 Filed Jun 14, 2021 21:46 UTC | CarParts.com, Inc. PRTS · Entity 7113 | SaleCommon Stock | 10,000 | $18.40 | $184,000.00 |
DisclosureSEC source: 0001567619-21-012080 · doc1.xml · nonDerivative · entry 2 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,186 F2 · kind: A portion of the sale proceeds will be used by the Reporting Person to satisfy tax liabilities. Read SEC document |
| June 11, 2021 Filed Jun 14, 2021 21:46 UTC | CarParts.com, Inc. PRTS · Entity 7113 | Tax withholdingCommon Stock | 3,381 | $18.40 | $62,210.40 |
DisclosureSEC source: 0001567619-21-012080 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,186 F1 · shares: Represents shares of common stock withheld by the issuer in accordance with Rule 16b-3 to satisfy certain tax withholding obligations associated with the vesting of the restricted stock units. Read SEC document |
| May 14, 2021 Filed May 18, 2021 00:57 UTC | CarParts.com, Inc. PRTS · Entity 7113 | Exercise / conversionStock Options (Right to Buy) · Derivative | 12,288 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001567619-21-010586 · doc1.xml · derivative · entry 5 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,216 Underlying: Common Stock · 12,288 shares Expires 2029-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option was granted to the Reporting Person on March 25, 2019 pursuant to the CarParts.com, Inc. 2016 Equity Incentive Plan. Twenty-five percent of the shares of stock subject to the option vested on the first anniversary of the grant date, and the remainder of the shares subject to the option vest in equal monthly installments thereafter over three years, subject to such Reporting Person's service to the Company through such dates. Read SEC document |
| May 14, 2021 Filed May 18, 2021 00:57 UTC | CarParts.com, Inc. PRTS · Entity 7113 | SaleCommon Stock | 12,288 | $15.12 | $185,794.56 |
DisclosureSEC source: 0001567619-21-010586 · doc1.xml · nonDerivative · entry 2 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,567 F1 · kind: A portion of the sale proceeds will be used by the Reporting Person to satisfy tax liabilities. F2 · price: The price reported above reflects the weighted-average sale price with the low price of $15.09 and a high price of $15.17. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| May 14, 2021 Filed May 18, 2021 00:57 UTC | CarParts.com, Inc. PRTS · Entity 7113 | Exercise / conversionCommon Stock | 12,288 | $1.03 | $12,656.64 |
DisclosureSEC source: 0001567619-21-010586 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:38 UTC | CarParts.com, Inc. PRTS · Entity 7113 | SaleCommon Stock | 6,000 | $15.42 | $92,520.00 |
DisclosureSEC source: 0001567619-21-006450 · doc1.xml · nonDerivative · entry 2 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,567 F1 · kind: A portion of the sale proceeds will be used by the Reporting Person to satisfy tax liabilities. F2 · price: The price reported above reflects the weighted-average sale price with the low price of $15.40 and a high price of $15.44. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 22:38 UTC | CarParts.com, Inc. PRTS · Entity 7113 | SaleCommon Stock | 2,000 | $15.44 | $30,880.00 |
DisclosureSEC source: 0001567619-21-006450 · doc1.xml · nonDerivative · entry 1 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501,567 F1 · kind: A portion of the sale proceeds will be used by the Reporting Person to satisfy tax liabilities. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 02:46 UTC | CarParts.com, Inc. PRTS · Entity 7113 | SaleCommon Stock | 2,933 | $15.30 | $44,874.90 |
DisclosureSEC source: 0001567619-21-006143 · doc1.xml · nonDerivative · entry 3 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,567 F2 · kind: Represents a sale, pursuant to a Section 10b5-1 Plan, to cover tax obligations upon vesting of certain restricted shares of Common Stock on March 11, 2021. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 02:46 UTC | CarParts.com, Inc. PRTS · Entity 7113 | GrantCommon Stock | 163,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006143 · doc1.xml · nonDerivative · entry 2 Gomez Alfredo · CIK 0001511120 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506,500 F1 · shares: On December 30, 2019, the Reporting Person was granted a number of performance-vesting restricted stock shares, with the payout ranging from 0 to 200% of target based on the Company's 2020 Adjusted EBITDA achievement ("performance criteria"). Following certification by the Compensation Committee of the Issuer of the applicable payout, the Reporting Person vested 218,867 (1/2 on March 9, 2021 and 1/2 on March 10, 2021) of the shares, and because the performance criteria has been satisfied, an additional 108,490 shares (out of the total shares reported above) will vest in quarterly installments over the following 2 years provided the reporting person remains an employee of the Company through such dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.