Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rocket Lab CorpRKLB · Entity 1039 | EVP - Global Operations | September 13, 2022 | September 15, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rocket Lab Corp
Report date September 13, 2022 · Filed September 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 705,485 |
Reported balance
After 2022-09-13 transaction · row 1
1 source rowRow 1 · 2022-09-13 · Sale · Disposed 200,000 · Balance 705,485 F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.59 to $5.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.59 to $5.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 13, 2022 Filed Sep 15, 2022 23:09 UTC | Rocket Lab Corp RKLB · Entity 1039 | SaleCommon Stock | 200,000 | $5.63 | $1,126,000.00 |
DisclosureSEC source: 0000899243-22-031187 · doc4.xml · nonDerivative · entry 1 O'Donnell Shaun · CIK 0001880855 · EVP - Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 705,485 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.59 to $5.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| September 06, 2022 Filed Sep 8, 2022 20:23 UTC | Rocket Lab Corp RKLB · Entity 1039 | Exercise / conversionRestricted Stock Units · Derivative | 724,772 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-030666 · doc4.xml · derivative · entry 2 O'Donnell Shaun · CIK 0001880855 · EVP - Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 724,772 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The RSUs are subject to both a service-based vesting condition and liquidity-based vesting condition. The liquidity-based vesting condition was waived by the Board for these RSUs on September 6, 2022. One-third of the RSUs satisfied the service-based vesting condition on August 22, 2022 and were settled for 241,590 shares of common stock on September 6, 2022, and the remaining two-thirds of the RSUs vest in eight substantially equal quarterly installments on each November 22nd, March 1st, May 22nd and August 22nd thereafter. As a result of the waiver of the liquidity-based vesting condition, the reporting person has elected to report the remaining unvested RSUs on Table I. F4 · derivative.exercise_date: The RSUs are subject to both a service-based vesting condition and liquidity-based vesting condition. The liquidity-based vesting condition was waived by the Board for these RSUs on September 6, 2022. One-third of the RSUs satisfied the service-based vesting condition on August 22, 2022 and were settled for 241,590 shares of common stock on September 6, 2022, and the remaining two-thirds of the RSUs vest in eight substantially equal quarterly installments on each November 22nd, March 1st, May 22nd and August 22nd thereafter. As a result of the waiver of the liquidity-based vesting condition, the reporting person has elected to report the remaining unvested RSUs on Table I. F4 · derivative.expiration_date: The RSUs are subject to both a service-based vesting condition and liquidity-based vesting condition. The liquidity-based vesting condition was waived by the Board for these RSUs on September 6, 2022. One-third of the RSUs satisfied the service-based vesting condition on August 22, 2022 and were settled for 241,590 shares of common stock on September 6, 2022, and the remaining two-thirds of the RSUs vest in eight substantially equal quarterly installments on each November 22nd, March 1st, May 22nd and August 22nd thereafter. As a result of the waiver of the liquidity-based vesting condition, the reporting person has elected to report the remaining unvested RSUs on Table I. Read SEC document |
| September 06, 2022 Filed Sep 8, 2022 20:23 UTC | Rocket Lab Corp RKLB · Entity 1039 | Exercise / conversionCommon Stock | 724,772 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-030666 · doc4.xml · nonDerivative · entry 1 O'Donnell Shaun · CIK 0001880855 · EVP - Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 905,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 241,590 shares of common stock issued on settlement of Restricted Stock Units ("RSUs") on September 6, 2022, and 483,182 RSUs subject to service-based vesting. F2 · price: Each RSU represents a contingent right to receive one share of the issuer's common stock upon settlement. F3 · balance_after: Includes 241,590 shares of common stock issued on settlement of RSUs on September 6, 2022; 483,182 RSUs previously reported in Table II that remain subject to service-based vesting requirements described in note 4 below; and 180,713 shares of common stock. Read SEC document |
| September 06, 2022 Filed Sep 10, 2022 00:17 UTC Amendment | Rocket Lab Corp RKLB · Entity 1039 | Exercise / conversionRestricted Stock Units · Derivative | 724,772 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-030760 · doc4a.xml · derivative · entry 2 O'Donnell Shaun · CIK 0001880855 · EVP - Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 724,772 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The RSUs are subject to both a service-based vesting condition and liquidity-based vesting condition. The liquidity-based vesting condition was waived by the Board for these RSUs on September 6, 2022. One-sixteenth of the RSUs satisfied the service-based vesting condition at the end of each calendar quarter beginning June 30, 2019 and were settled for 543,579 shares of common stock on September 6, 2022, and the remaining RSUs will vest on the same schedule. As a result of the waiver of the liquidity-based vesting condition, the reporting person has elected to report the remaining unvested RSUs on Table I. The time-based vesting schedule for these RSUs was incorrectly described in the reporting person's original Form 4. F4 · derivative.exercise_date: The RSUs are subject to both a service-based vesting condition and liquidity-based vesting condition. The liquidity-based vesting condition was waived by the Board for these RSUs on September 6, 2022. One-sixteenth of the RSUs satisfied the service-based vesting condition at the end of each calendar quarter beginning June 30, 2019 and were settled for 543,579 shares of common stock on September 6, 2022, and the remaining RSUs will vest on the same schedule. As a result of the waiver of the liquidity-based vesting condition, the reporting person has elected to report the remaining unvested RSUs on Table I. The time-based vesting schedule for these RSUs was incorrectly described in the reporting person's original Form 4. F4 · derivative.expiration_date: The RSUs are subject to both a service-based vesting condition and liquidity-based vesting condition. The liquidity-based vesting condition was waived by the Board for these RSUs on September 6, 2022. One-sixteenth of the RSUs satisfied the service-based vesting condition at the end of each calendar quarter beginning June 30, 2019 and were settled for 543,579 shares of common stock on September 6, 2022, and the remaining RSUs will vest on the same schedule. As a result of the waiver of the liquidity-based vesting condition, the reporting person has elected to report the remaining unvested RSUs on Table I. The time-based vesting schedule for these RSUs was incorrectly described in the reporting person's original Form 4. Read SEC document |
| September 06, 2022 Filed Sep 10, 2022 00:17 UTC Amendment | Rocket Lab Corp RKLB · Entity 1039 | Exercise / conversionCommon Stock | 724,772 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-030760 · doc4a.xml · nonDerivative · entry 1 O'Donnell Shaun · CIK 0001880855 · EVP - Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 905,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 543,579 shares of common stock issued on settlement of Restricted Stock Units ("RSUs") on September 6, 2022, and 181,193 RSUs subject to service-based vesting. F2 · price: Each RSU represents a contingent right to receive one share of the issuer's common stock upon settlement. The number of shares of common stock issued on settlement on September 6, 2022 and remaining RSUs were incorrectly described in the reporting person's original Form 4. F3 · balance_after: Includes 543,579 shares of common stock issued on settlement of RSUs on September 6, 2022; 181,193 RSUs previously reported in Table II that remain subject to service-based vesting requirements described in note 4 below; and 180,713 shares of common stock. The number of shares of common stock issued on settlement on September 6, 2022 and remaining RSUs were incorrectly described in the reporting person's original Form 4 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.