Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TuSimple Holdings Inc.TSP · Entity 9876 | See Remarks | September 15, 2022 | September 19, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TuSimple Holdings Inc.
Report date September 15, 2022 · Filed September 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 43,432 |
Ending reported balance
After 2022-09-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-09-15 · Exercise / conversion · Acquired 2,500 · Balance 44,601 F1: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. Row 2 · 2022-09-16 · Sale · Disposed 1,169 · Balance 43,432 F2: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $7.76 to $7.83, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this Form 4. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 20,000 |
Reported balance
After 2022-09-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-09-15 · Exercise / conversion · Disposed 2,500 · Balance 20,000 F4: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on September 29, 2021 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.
F2: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $7.76 to $7.83, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this Form 4.
F4: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on September 29, 2021 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 16, 2022 Filed Sep 19, 2022 16:23 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | SaleClass A Common Stock | 1,169 | $7.79 | $9,106.51 |
DisclosureSEC source: 0001209191-22-050514 · doc4.xml · nonDerivative · entry 2 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,432 F2 · kind: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $7.76 to $7.83, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this Form 4. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 16:23 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionRestricted Stock Units · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050514 · doc4.xml · derivative · entry 3 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Class A Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on September 29, 2021 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. F4 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on September 29, 2021 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. F4 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on September 29, 2021 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 16:23 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionClass A Common Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-050514 · doc4.xml · nonDerivative · entry 1 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. Read SEC document |
| September 06, 2022 Filed Sep 6, 2022 19:01 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | SaleClass A Common Stock | 3,206 | $7.23 | $23,189.32 |
DisclosureSEC source: 0000899243-22-030481 · doc4.xml · nonDerivative · entry 4 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,101 F2 · kind: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $7.22 to $7.31, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this Form 4. Read SEC document |
| September 02, 2022 Filed Sep 6, 2022 19:01 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionRestricted Stock Unit · Derivative | 7,812 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-030481 · doc4.xml · derivative · entry 6 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,125 Underlying: Class A Common Stock · 7,812 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period with 25% of the RSUs vesting on the one-year anniversary of March 1, 2021 and 12.5% of the RSUs vesting every six-months thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. F5 · derivative.exercise_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period with 25% of the RSUs vesting on the one-year anniversary of March 1, 2021 and 12.5% of the RSUs vesting every six-months thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. F5 · derivative.expiration_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period with 25% of the RSUs vesting on the one-year anniversary of March 1, 2021 and 12.5% of the RSUs vesting every six-months thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Read SEC document |
| September 02, 2022 Filed Sep 6, 2022 19:01 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionClass A Common Stock | 7,812 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-030481 · doc4.xml · nonDerivative · entry 3 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. Read SEC document |
| September 02, 2022 Filed Sep 6, 2022 19:01 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | SaleClass A Common Stock | 3,519 | $6.88 | $24,207.55 |
DisclosureSEC source: 0000899243-22-030481 · doc4.xml · nonDerivative · entry 2 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,495 F2 · kind: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.82 to $7.12, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this Form 4. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 19:01 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionRestricted Stock Unit · Derivative | 7,813 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-030481 · doc4.xml · derivative · entry 5 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,937 Underlying: Class A Common Stock · 7,813 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period with 25% of the RSUs vesting on the one-year anniversary of March 1, 2021 and 12.5% of the RSUs vesting every six-months thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. F5 · derivative.exercise_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period with 25% of the RSUs vesting on the one-year anniversary of March 1, 2021 and 12.5% of the RSUs vesting every six-months thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. F5 · derivative.expiration_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period with 25% of the RSUs vesting on the one-year anniversary of March 1, 2021 and 12.5% of the RSUs vesting every six-months thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 19:01 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionClass A Common Stock | 7,813 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-030481 · doc4.xml · nonDerivative · entry 1 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. Read SEC document |
| June 17, 2022 Filed Jun 17, 2022 20:12 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | SaleClass A Common Stock | 516 | $6.66 | $3,436.97 |
DisclosureSEC source: 0000899243-22-023186 · doc4.xml · nonDerivative · entry 4 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,201 F2 · kind: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 20:12 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionRestricted Stock Unit · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-023186 · doc4.xml · derivative · entry 6 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Class A Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on September 29, 2021 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. F4 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on September 29, 2021 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. F4 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on September 29, 2021 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 20:12 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionClass A Common Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-023186 · doc4.xml · nonDerivative · entry 3 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 20:12 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | SaleClass A Common Stock | 588 | $6.24 | $3,671.24 |
DisclosureSEC source: 0000899243-22-023186 · doc4.xml · nonDerivative · entry 2 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,467 F2 · kind: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $6.22 to $6.28, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this Form 4. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 20:12 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionRestricted Stock Unit · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-023186 · doc4.xml · derivative · entry 5 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,750 Underlying: Class A Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on September 29, 2021 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. F4 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on September 29, 2021 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. F4 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on September 29, 2021 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 20:12 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionClass A Common Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-023186 · doc4.xml · nonDerivative · entry 1 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 19:13 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | GrantRestricted Stock Unit · Derivative | 291,490 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-013889 · doc4.xml · derivative · entry 1 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,490 Underlying: Class A Common Stock · 291,490 shares Expires not disclosed F1 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 12.5% will vest on October 4, 2022 and 12.5% of the RSUs shall vest each six-months thereafter, subject to the Reporting Person's continuous service with the issuer. F1 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 12.5% will vest on October 4, 2022 and 12.5% of the RSUs shall vest each six-months thereafter, subject to the Reporting Person's continuous service with the issuer. F1 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 12.5% will vest on October 4, 2022 and 12.5% of the RSUs shall vest each six-months thereafter, subject to the Reporting Person's continuous service with the issuer. Read SEC document |
| March 17, 2022 Filed Mar 17, 2022 20:44 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | SaleClass A Common Stock | 362 | $12.11 | $4,382.05 |
DisclosureSEC source: 0000899243-22-011510 · doc4.xml · nonDerivative · entry 4 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,805 F2 · kind: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $11.99 to $12.18, inclusive. Read SEC document |
| March 16, 2022 Filed Mar 17, 2022 20:44 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionRestricted Stock Unit · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-011510 · doc4.xml · derivative · entry 6 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Class A Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on September 29, 2021 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. F5 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on September 29, 2021 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. F5 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on September 29, 2021 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. Read SEC document |
| March 16, 2022 Filed Mar 17, 2022 20:44 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionClass A Common Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-011510 · doc4.xml · nonDerivative · entry 3 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. Read SEC document |
| March 16, 2022 Filed Mar 17, 2022 20:44 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | SaleClass A Common Stock | 322 | $11.51 | $3,706.35 |
DisclosureSEC source: 0000899243-22-011510 · doc4.xml · nonDerivative · entry 2 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,917 F2 · kind: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $11.265 to $11.81, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in footnotes 3 and 4 of this Form 4. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 20:44 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionRestricted Stock Unit · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-011510 · doc4.xml · derivative · entry 5 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,250 Underlying: Class A Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on September 29, 2021 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. F5 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on September 29, 2021 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. F5 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on September 29, 2021 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 20:44 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionClass A Common Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-011510 · doc4.xml · nonDerivative · entry 1 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. Read SEC document |
| March 07, 2022 Filed Mar 7, 2022 20:01 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | SaleClass A Common Stock | 2,483 | $10.61 | $26,346.37 |
DisclosureSEC source: 0000899243-22-009786 · doc4.xml · nonDerivative · entry 2 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,989 F2 · kind: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $10.55 to $10.711, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in footnote 3 of this Form 4. Read SEC document |
| March 04, 2022 Filed Mar 4, 2022 19:15 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | SaleClass A Common Stock | 2,434 | $12.65 | $30,791.56 |
DisclosureSEC source: 0000899243-22-009507 · doc4.xml · nonDerivative · entry 4 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,660 F2 · kind: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $12.52 to $12.70, inclusive. Read SEC document |
| March 04, 2022 Filed Mar 7, 2022 20:01 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionRestricted Stock Unit · Derivative | 7,812 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-009786 · doc4.xml · derivative · entry 3 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,750 Underlying: Class A Common Stock · 7,812 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period with 25% of the RSUs vesting on the one-year anniversary of March 1, 2021 and 12.5% of the RSUs vesting every six-months thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. F4 · derivative.exercise_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period with 25% of the RSUs vesting on the one-year anniversary of March 1, 2021 and 12.5% of the RSUs vesting every six-months thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. F4 · derivative.expiration_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period with 25% of the RSUs vesting on the one-year anniversary of March 1, 2021 and 12.5% of the RSUs vesting every six-months thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Read SEC document |
| March 04, 2022 Filed Mar 7, 2022 20:01 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionClass A Common Stock | 7,812 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-009786 · doc4.xml · nonDerivative · entry 1 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,472 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 19:15 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionRestricted Stock Unit · Derivative | 7,812 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-009507 · doc4.xml · derivative · entry 6 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,562 Underlying: Class A Common Stock · 7,812 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period with 25% of the RSUs vesting on the one-year anniversary of March 1, 2021 and 12.5% of the RSUs vesting every six-months thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. F5 · derivative.exercise_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period with 25% of the RSUs vesting on the one-year anniversary of March 1, 2021 and 12.5% of the RSUs vesting every six-months thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. F5 · derivative.expiration_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period with 25% of the RSUs vesting on the one-year anniversary of March 1, 2021 and 12.5% of the RSUs vesting every six-months thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 19:15 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionClass A Common Stock | 7,812 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-009507 · doc4.xml · nonDerivative · entry 3 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,094 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 19:15 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | SaleClass A Common Stock | 2,709 | $14.68 | $39,755.39 |
DisclosureSEC source: 0000899243-22-009507 · doc4.xml · nonDerivative · entry 2 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,282 F2 · kind: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $14.62 to $14.78, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in footnotes 3 and 4 of this Form 4. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 21:00 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | SaleClass A Common Stock | 2,374 | $16.64 | $39,491.96 |
DisclosureSEC source: 0000899243-22-009245 · doc4.xml · nonDerivative · entry 2 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,178 F2 · kind: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $16.41 to $16.83, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in footnote 3 this Form 4. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 19:15 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionRestricted Stock Unit · Derivative | 7,813 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-009507 · doc4.xml · derivative · entry 5 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,374 Underlying: Class A Common Stock · 7,813 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period with 25% of the RSUs vesting on the one-year anniversary of March 1, 2021 and 12.5% of the RSUs vesting every six-months thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. F5 · derivative.exercise_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period with 25% of the RSUs vesting on the one-year anniversary of March 1, 2021 and 12.5% of the RSUs vesting every six-months thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. F5 · derivative.expiration_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period with 25% of the RSUs vesting on the one-year anniversary of March 1, 2021 and 12.5% of the RSUs vesting every six-months thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 19:15 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionClass A Common Stock | 7,813 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-009507 · doc4.xml · nonDerivative · entry 1 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:00 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionRestricted Stock Unit · Derivative | 7,813 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-009245 · doc4.xml · derivative · entry 3 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,187 Underlying: Class A Common Stock · 7,813 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period with 25% of the RSUs vesting on the one-year anniversary of March 1, 2021 and 12.5% of the RSUs vesting every six-months thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. F4 · derivative.exercise_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period with 25% of the RSUs vesting on the one-year anniversary of March 1, 2021 and 12.5% of the RSUs vesting every six-months thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. F4 · derivative.expiration_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period with 25% of the RSUs vesting on the one-year anniversary of March 1, 2021 and 12.5% of the RSUs vesting every six-months thereafter, provided that the Reporting Person remains in continuous service on each such vesting date. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:00 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionClass A Common Stock | 7,813 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-009245 · doc4.xml · nonDerivative · entry 1 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,552 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. Read SEC document |
| December 21, 2021 Filed Dec 21, 2021 21:21 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | SaleClass A Common Stock | 72 | $34.01 | $2,448.67 |
DisclosureSEC source: 0000899243-21-049303 · doc4.xml · nonDerivative · entry 6 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,739 F2 · kind: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $33.75 to $34.21, inclusive. Read SEC document |
| December 21, 2021 Filed Dec 21, 2021 21:21 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | SaleClass A Common Stock | 108 | $33.32 | $3,599.09 |
DisclosureSEC source: 0000899243-21-049303 · doc4.xml · nonDerivative · entry 5 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,811 F2 · kind: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $32.75 to $33.74, inclusive. Read SEC document |
| December 20, 2021 Filed Dec 21, 2021 21:21 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionRestricted Stock Unit · Derivative | 625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-049303 · doc4.xml · derivative · entry 8 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,500 Underlying: Class A Common Stock · 625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on September 29, 2021 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. F7 · price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on September 29, 2021 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. F7 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on September 29, 2021 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. F7 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on September 29, 2021 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. Read SEC document |
| December 20, 2021 Filed Dec 21, 2021 21:21 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionClass A Common Stock | 625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-049303 · doc4.xml · nonDerivative · entry 4 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,919 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. Read SEC document |
| December 20, 2021 Filed Dec 21, 2021 21:21 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | SaleClass A Common Stock | 57 | $31.84 | $1,815.02 |
DisclosureSEC source: 0000899243-21-049303 · doc4.xml · nonDerivative · entry 3 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,294 F2 · kind: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $31.75 to $32.02, inclusive. Read SEC document |
| December 20, 2021 Filed Dec 21, 2021 21:21 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | SaleClass A Common Stock | 138 | $31.34 | $4,325.21 |
DisclosureSEC source: 0000899243-21-049303 · doc4.xml · nonDerivative · entry 2 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,351 F2 · kind: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $30.78 to $31.66, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in footnotes 3 to 6 of this Form 4. Read SEC document |
| December 17, 2021 Filed Dec 17, 2021 21:19 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | SaleClass A Common Stock | 117 | $32.47 | $3,799.52 |
DisclosureSEC source: 0000899243-21-048916 · doc4.xml · nonDerivative · entry 6 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,864 F2 · kind: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $32.29 to $32.76, inclusive. Read SEC document |
| December 17, 2021 Filed Dec 17, 2021 21:19 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | SaleClass A Common Stock | 72 | $31.88 | $2,295.19 |
DisclosureSEC source: 0000899243-21-048916 · doc4.xml · nonDerivative · entry 5 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,981 F2 · kind: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $31.28 to $32.24, inclusive. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 21:21 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionRestricted Stock Unit · Derivative | 625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-049303 · doc4.xml · derivative · entry 7 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,125 Underlying: Class A Common Stock · 625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on September 29, 2021 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. F7 · price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on September 29, 2021 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. F7 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on September 29, 2021 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. F7 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on September 29, 2021 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 21:21 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionClass A Common Stock | 625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-049303 · doc4.xml · nonDerivative · entry 1 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. Read SEC document |
| December 16, 2021 Filed Dec 17, 2021 21:19 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionRestricted Stock Unit · Derivative | 625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048916 · doc4.xml · derivative · entry 8 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,750 Underlying: Class A Common Stock · 625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on September 29, 2021 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. F7 · price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on September 29, 2021 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. F7 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on September 29, 2021 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. F7 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on September 29, 2021 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. Read SEC document |
| December 16, 2021 Filed Dec 17, 2021 21:19 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionClass A Common Stock | 625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048916 · doc4.xml · nonDerivative · entry 4 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,053 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. Read SEC document |
| December 16, 2021 Filed Dec 17, 2021 21:19 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | SaleClass A Common Stock | 129 | $34.33 | $4,428.20 |
DisclosureSEC source: 0000899243-21-048916 · doc4.xml · nonDerivative · entry 3 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,428 F2 · kind: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $34.03 to $34.63, inclusive. Read SEC document |
| December 16, 2021 Filed Dec 17, 2021 21:19 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | SaleClass A Common Stock | 52 | $33.71 | $1,752.86 |
DisclosureSEC source: 0000899243-21-048916 · doc4.xml · nonDerivative · entry 2 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,557 F2 · kind: The sales reported represent shares of Class A Common Stock required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These sales are mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $33.03 to $34.02, inclusive. The Reporting Person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in footnotes 3 to 6 of this Form 4. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 21:19 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionRestricted Stock Unit · Derivative | 625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048916 · doc4.xml · derivative · entry 7 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,375 Underlying: Class A Common Stock · 625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on September 29, 2021 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. F7 · price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on September 29, 2021 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. F7 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on September 29, 2021 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. F7 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four-year period. 25% will vest on September 29, 2021 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 21:19 UTC | TuSimple Holdings Inc. TSP · Entity 9876 | Exercise / conversionClass A Common Stock | 625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048916 · doc4.xml · nonDerivative · entry 1 Mullen James · CIK 0001852111 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. F1 · price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.