Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Houghton Mifflin Harcourt CoHMHC · Entity 128112 | See remarks. | March 05, 2019 | March 07, 2019 |
| SCHOLASTIC CORPSCHL · Entity 5192 | EVP, PRESIDENT, EDUCATION SOL. | September 22, 2022 | September 26, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Houghton Mifflin Harcourt Co
Report date March 05, 2019 · Filed March 07, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 38,710 |
Reported balance
After 2019-03-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-03-05 · Grant · Acquired 38,710 · Balance 38,710 F1: This grant of restricted stock units has a vesting schedule of three equal installments (one on each of the first three anniversaries of the grant date), subject to continued employment with Houghton Mifflin Harcourt Company (the "Company"). Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: This grant of restricted stock units has a vesting schedule of three equal installments (one on each of the first three anniversaries of the grant date), subject to continued employment with Houghton Mifflin Harcourt Company (the "Company"). Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting.
SCHOLASTIC CORP
Report date September 22, 2022 · Filed September 26, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 24,715 |
Ending reported balance
After 2022-09-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-09-22 · Tax withholding · Disposed 2,475 · Balance 26,233 F1: Represents shares withheld to cover taxes owed upon the vesting of 4,847 restricted stock units. Row 2 · 2022-09-22 · Tax withholding · Disposed 1,518 · Balance 24,715 F2: Represents shares withheld to cover taxes owed upon the vesting of 2,973 restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to cover taxes owed upon the vesting of 4,847 restricted stock units.
F2: Represents shares withheld to cover taxes owed upon the vesting of 2,973 restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 22, 2022 Filed Sep 26, 2022 21:51 UTC | SCHOLASTIC CORP SCHL · Entity 5192 | Tax withholdingCommon Stock | 1,518 | $41.18 | $62,511.24 |
DisclosureSEC source: 0001415889-22-009951 · form4-09262022_020924.xml · nonDerivative · entry 2 Else-Mitchell Rose · CIK 0001713962 · EVP, PRESIDENT, EDUCATION SOL. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,715 F2 · shares: Represents shares withheld to cover taxes owed upon the vesting of 2,973 restricted stock units. Read SEC document |
| September 22, 2022 Filed Sep 26, 2022 21:51 UTC | SCHOLASTIC CORP SCHL · Entity 5192 | Tax withholdingCommon Stock | 2,475 | $41.18 | $101,920.50 |
DisclosureSEC source: 0001415889-22-009951 · form4-09262022_020924.xml · nonDerivative · entry 1 Else-Mitchell Rose · CIK 0001713962 · EVP, PRESIDENT, EDUCATION SOL. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,233 F1 · shares: Represents shares withheld to cover taxes owed upon the vesting of 4,847 restricted stock units. Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 20:05 UTC | SCHOLASTIC CORP SCHL · Entity 5192 | GrantEmployee Stock Options (right to buy) · Derivative | 16,979 | $0.00 Strike: $42.28 | $0.00 |
DisclosureSEC source: 0001415889-22-009861 · form4-09222022_010959.xml · derivative · entry 2 Else-Mitchell Rose · CIK 0001713962 · EVP, PRESIDENT, EDUCATION SOL. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,979 Underlying: Common Stock · 16,979 shares Expires 2029-09-20 F1 · derivative.exercise_date: The grant becomes exercisable in three equal annual installments beginning with the first anniversary of the date of grant. Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 20:05 UTC | SCHOLASTIC CORP SCHL · Entity 5192 | GrantCommon Stock | 7,095 | $42.28 | $299,976.60 |
DisclosureSEC source: 0001415889-22-009861 · form4-09222022_010959.xml · nonDerivative · entry 1 Else-Mitchell Rose · CIK 0001713962 · EVP, PRESIDENT, EDUCATION SOL. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,708 Read SEC document |
| September 22, 2021 Filed Sep 24, 2021 20:43 UTC | SCHOLASTIC CORP SCHL · Entity 5192 | GrantEmployee stock option (right to buy) · Derivative | 25,809 | $0.00 Strike: $33.63 | $0.00 |
DisclosureSEC source: 0001179110-21-008925 · edgar.xml · derivative · entry 3 Else-Mitchell Rose · CIK 0001713962 · EVP, President, Education Sol. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,809 Underlying: Common Stock · 25,809 shares Expires 2028-09-22 F2 · derivative.exercise_date: The grant becomes exercisable in three equal annual installments beginning with the first anniversary of the date of grant. Read SEC document |
| September 22, 2021 Filed Sep 24, 2021 20:43 UTC | SCHOLASTIC CORP SCHL · Entity 5192 | Tax withholdingCommon Stock | 1,849 | $33.63 | $62,181.87 |
DisclosureSEC source: 0001179110-21-008925 · edgar.xml · nonDerivative · entry 2 Else-Mitchell Rose · CIK 0001713962 · EVP, President, Education Sol. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,613 F1 · shares: Represents shares withheld to cover taxes owed upon the vesting of 4,847 restricted stock units Read SEC document |
| September 22, 2021 Filed Sep 24, 2021 20:43 UTC | SCHOLASTIC CORP SCHL · Entity 5192 | GrantCommon Stock | 8,920 | $33.63 | $299,979.60 |
DisclosureSEC source: 0001179110-21-008925 · edgar.xml · nonDerivative · entry 1 Else-Mitchell Rose · CIK 0001713962 · EVP, President, Education Sol. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,462 Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 16:43 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | GrantRestricted Stock Units · Derivative | 38,710 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-19-000501 · es1900367_4-mitchell.xml · derivative · entry 1 Else-Mitchell Rose · CIK 0001713962 · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,710 Underlying: Common Stock · 38,710 shares Expires not disclosed F1 · derivative.exercise_price: This grant of restricted stock units has a vesting schedule of three equal installments (one on each of the first three anniversaries of the grant date), subject to continued employment with Houghton Mifflin Harcourt Company (the "Company"). Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting. F1 · derivative.exercise_date: This grant of restricted stock units has a vesting schedule of three equal installments (one on each of the first three anniversaries of the grant date), subject to continued employment with Houghton Mifflin Harcourt Company (the "Company"). Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting. F1 · derivative.expiration_date: This grant of restricted stock units has a vesting schedule of three equal installments (one on each of the first three anniversaries of the grant date), subject to continued employment with Houghton Mifflin Harcourt Company (the "Company"). Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 20:49 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Exercise / conversionRestricted Stock Units · Derivative | 3,407 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-19-000466 · es1900344_4-mitchell.xml · derivative · entry 6 Else-Mitchell Rose · CIK 0001713962 · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,407 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F2 · derivative.exercise_date: 3,407 restricted stock units held by Ms. Else-Mitchell vested on March 1, 2019 and were settled in exchange for a like amount of shares of the Company's common stock, subject to the Company's withholding of 1,003 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units. F2 · derivative.expiration_date: 3,407 restricted stock units held by Ms. Else-Mitchell vested on March 1, 2019 and were settled in exchange for a like amount of shares of the Company's common stock, subject to the Company's withholding of 1,003 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 20:49 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Tax withholdingCommon Stock | 1,003 | $8.16 | $8,184.48 |
DisclosureSEC source: 0000950142-19-000466 · es1900344_4-mitchell.xml · nonDerivative · entry 4 Else-Mitchell Rose · CIK 0001713962 · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,334 Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 20:49 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Exercise / conversionCommon Stock | 3,407 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-19-000466 · es1900344_4-mitchell.xml · nonDerivative · entry 3 Else-Mitchell Rose · CIK 0001713962 · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: 3,407 restricted stock units held by Ms. Else-Mitchell vested on March 1, 2019 and were settled in exchange for a like amount of shares of the Company's common stock, subject to the Company's withholding of 1,003 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 20:49 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Exercise / conversionRestricted Stock Units · Derivative | 13,574 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-19-000466 · es1900344_4-mitchell.xml · derivative · entry 5 Else-Mitchell Rose · CIK 0001713962 · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,576 Underlying: Common Stock · 13,574 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F4 · derivative.exercise_date: The remaining restricted stock units shall vest on February 28, 2020, subject to continued employment with the Company. F4 · derivative.expiration_date: The remaining restricted stock units shall vest on February 28, 2020, subject to continued employment with the Company. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 20:49 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Tax withholdingCommon Stock | 3,996 | $7.91 | $31,608.36 |
DisclosureSEC source: 0000950142-19-000466 · es1900344_4-mitchell.xml · nonDerivative · entry 2 Else-Mitchell Rose · CIK 0001713962 · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,930 Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 20:49 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Exercise / conversionCommon Stock | 13,574 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-19-000466 · es1900344_4-mitchell.xml · nonDerivative · entry 1 Else-Mitchell Rose · CIK 0001713962 · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,926 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 13,574 restricted stock units held by Ms. Else-Mitchell vested on February 28, 2019 and were settled in exchange for a like amount of shares of Houghton Mifflin Harcourt Company's (the "Company") common stock, subject to the Company's withholding of 3,996 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 20:12 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Exercise / conversionRestricted Stock Units · Derivative | 14,285 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-19-000449 · es1900312_4-mitchell.xml · derivative · entry 3 Else-Mitchell Rose · CIK 0001713962 · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,572 Underlying: Common Stock · 14,285 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F3 · derivative.exercise_date: The remaining restricted stock units shall vest in two equal installments on February 27, 2020 and February 27, 2021, subject to continued employment with the Company. F3 · derivative.expiration_date: The remaining restricted stock units shall vest in two equal installments on February 27, 2020 and February 27, 2021, subject to continued employment with the Company. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 20:12 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Tax withholdingCommon Stock | 4,284 | $8.49 | $36,371.16 |
DisclosureSEC source: 0000950142-19-000449 · es1900312_4-mitchell.xml · nonDerivative · entry 2 Else-Mitchell Rose · CIK 0001713962 · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,352 Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 20:12 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Exercise / conversionCommon Stock | 14,285 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-19-000449 · es1900312_4-mitchell.xml · nonDerivative · entry 1 Else-Mitchell Rose · CIK 0001713962 · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 14,285 restricted stock units held by Ms. Else-Mitchell vested on February 27, 2019 and were settled in exchange for a like amount of shares of Houghton Mifflin Harcourt Company's (the "Company") common stock, subject to the Company's withholding of 4,284 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units. Read SEC document |
| August 11, 2018 Filed Aug 14, 2018 14:34 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Exercise / conversionRestricted Stock Units · Derivative | 2,193 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001757 · es1800986_4-mitchell.xml · derivative · entry 3 Else-Mitchell Rose · CIK 0001713962 · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,193 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F1 · derivative.exercise_date: 2,193 restricted stock units held by Ms. Else-Mitchell vested on August 11, 2018 and were settled in exchange for a like amount of shares of Houghton Mifflin Harcourt Company's (the "Company") common stock, subject to the Company's withholding of 744 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units. F1 · derivative.expiration_date: 2,193 restricted stock units held by Ms. Else-Mitchell vested on August 11, 2018 and were settled in exchange for a like amount of shares of Houghton Mifflin Harcourt Company's (the "Company") common stock, subject to the Company's withholding of 744 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units. Read SEC document |
| August 11, 2018 Filed Aug 14, 2018 14:34 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Tax withholdingCommon Stock | 744 | $5.70 | $4,240.80 |
DisclosureSEC source: 0000950142-18-001757 · es1800986_4-mitchell.xml · nonDerivative · entry 2 Else-Mitchell Rose · CIK 0001713962 · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,351 Read SEC document |
| August 11, 2018 Filed Aug 14, 2018 14:34 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Exercise / conversionCommon Stock | 2,193 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001757 · es1800986_4-mitchell.xml · nonDerivative · entry 1 Else-Mitchell Rose · CIK 0001713962 · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 2,193 restricted stock units held by Ms. Else-Mitchell vested on August 11, 2018 and were settled in exchange for a like amount of shares of Houghton Mifflin Harcourt Company's (the "Company") common stock, subject to the Company's withholding of 744 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 12:46 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Exercise / conversionRestricted Stock Units · Derivative | 868 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001733 · es1800980_4-mitchell.xml · derivative · entry 6 Else-Mitchell Rose · CIK 0001713962 · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,736 Underlying: Common Stock · 868 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F4 · derivative.exercise_date: The remaining restricted stock units shall vest in two equal installments on August 8, 2019 and August 8, 2020, subject to continued employment with the Company. F4 · derivative.expiration_date: The remaining restricted stock units shall vest in two equal installments on August 8, 2019 and August 8, 2020, subject to continued employment with the Company. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 12:46 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Exercise / conversionRestricted Stock Units · Derivative | 3,703 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001733 · es1800980_4-mitchell.xml · derivative · entry 5 Else-Mitchell Rose · CIK 0001713962 · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,408 Underlying: Common Stock · 3,703 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F4 · derivative.exercise_date: The remaining restricted stock units shall vest in two equal installments on August 8, 2019 and August 8, 2020, subject to continued employment with the Company. F4 · derivative.expiration_date: The remaining restricted stock units shall vest in two equal installments on August 8, 2019 and August 8, 2020, subject to continued employment with the Company. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 12:46 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Tax withholdingCommon Stock | 294 | $5.40 | $1,587.60 |
DisclosureSEC source: 0000950142-18-001733 · es1800980_4-mitchell.xml · nonDerivative · entry 4 Else-Mitchell Rose · CIK 0001713962 · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,902 Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 12:46 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Exercise / conversionCommon Stock | 868 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001733 · es1800980_4-mitchell.xml · nonDerivative · entry 3 Else-Mitchell Rose · CIK 0001713962 · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: 868 restricted stock units held by Ms. Else-Mitchell vested on August 8, 2018 and were settled in exchange for a like amount of shares of the Company's common stock, subject to the Company's withholding of 294 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 12:46 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Tax withholdingCommon Stock | 1,257 | $5.40 | $6,787.80 |
DisclosureSEC source: 0000950142-18-001733 · es1800980_4-mitchell.xml · nonDerivative · entry 2 Else-Mitchell Rose · CIK 0001713962 · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,328 Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 12:46 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Exercise / conversionCommon Stock | 3,703 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-001733 · es1800980_4-mitchell.xml · nonDerivative · entry 1 Else-Mitchell Rose · CIK 0001713962 · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 3,703 restricted stock units held by Ms. Else-Mitchell vested on August 8, 2018 and were settled in exchange for a like amount of shares of Houghton Mifflin Harcourt Company's (the "Company") common stock, subject to the Company's withholding of 1,257 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:53 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Exercise / conversionRestricted Stock Units · Derivative | 3,407 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-000588 · es1800398_4-mitchell.xml · derivative · entry 3 Else-Mitchell Rose · CIK 0001713962 · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,407 Underlying: Common Stock · 3,407 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F3 · derivative.exercise_date: The remaining restricted stock units shall vest on March 1, 2019, subject to continued employment with the Company. F3 · derivative.expiration_date: The remaining restricted stock units shall vest on March 1, 2019, subject to continued employment with the Company. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:53 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Tax withholdingCommon Stock | 1,148 | $6.65 | $7,634.20 |
DisclosureSEC source: 0000950142-18-000588 · es1800398_4-mitchell.xml · nonDerivative · entry 2 Else-Mitchell Rose · CIK 0001713962 · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,882 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:53 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Exercise / conversionCommon Stock | 3,407 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-000588 · es1800398_4-mitchell.xml · nonDerivative · entry 1 Else-Mitchell Rose · CIK 0001713962 · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 3,407 restricted stock units held by Ms. Else-Mitchell vested on March 1, 2018 and were settled in exchange for a like amount of shares of Houghton Mifflin Harcourt Company's (the "Company") common stock, subject to the Company's withholding of 1,148 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 20:39 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | GrantRestricted Stock Units · Derivative | 13,574 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-000571 · es1800391_4-mitchell.xml · derivative · entry 3 Else-Mitchell Rose · CIK 0001713962 · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,150 Underlying: Common Stock · 13,574 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F3 · derivative.exercise_date: The remaining restricted stock units shall vest in two equal installments on February 28, 2019 and February 28, 2020, subject to continued employment with the Company. F3 · derivative.expiration_date: The remaining restricted stock units shall vest in two equal installments on February 28, 2019 and February 28, 2020, subject to continued employment with the Company. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 20:39 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Tax withholdingCommon Stock | 4,746 | $6.80 | $32,272.80 |
DisclosureSEC source: 0000950142-18-000571 · es1800391_4-mitchell.xml · nonDerivative · entry 2 Else-Mitchell Rose · CIK 0001713962 · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,623 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 20:39 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Exercise / conversionCommon Stock | 13,574 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-000571 · es1800391_4-mitchell.xml · nonDerivative · entry 1 Else-Mitchell Rose · CIK 0001713962 · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 13,574 restricted stock units held by Ms. Else-Mitchell vested on February 28, 2018 and were settled in exchange for a like amount of shares of Houghton Mifflin Harcourt Company's (the "Company") common stock, subject to the Company's withholding of 4,746 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 16:48 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | GrantRestricted Stock Units · Derivative | 42,857 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-18-000550 · es1800376_4-mitchell.xml · derivative · entry 1 Else-Mitchell Rose · CIK 0001713962 · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,857 Underlying: Common Stock · 42,857 shares Expires not disclosed F1 · derivative.exercise_price: This grant of restricted stock units has a vesting schedule of three equal installments (one on each of the first three anniversaries of the grant date), subject to continued employment with Houghton Mifflin Harcourt Company (the "Company"). Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting. F1 · derivative.exercise_date: This grant of restricted stock units has a vesting schedule of three equal installments (one on each of the first three anniversaries of the grant date), subject to continued employment with Houghton Mifflin Harcourt Company (the "Company"). Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting. F1 · derivative.expiration_date: This grant of restricted stock units has a vesting schedule of three equal installments (one on each of the first three anniversaries of the grant date), subject to continued employment with Houghton Mifflin Harcourt Company (the "Company"). Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting. Read SEC document |
| November 07, 2017 Filed Nov 9, 2017 18:49 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | GrantRestricted Stock Units · Derivative | 2,604 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-17-002002 · es1701134_4-mitchell.xml · derivative · entry 1 Else-Mitchell Rose · CIK 0001713962 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,604 Underlying: Common Stock · 2,604 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units will vest in three equal installments on August 8, 2018, August 8, 2019 and August 8, 2020, subject to continued employment with Houghton Mifflin Harcourt Company (the "Company"). F1 · derivative.exercise_date: These restricted stock units will vest in three equal installments on August 8, 2018, August 8, 2019 and August 8, 2020, subject to continued employment with Houghton Mifflin Harcourt Company (the "Company"). F1 · derivative.expiration_date: These restricted stock units will vest in three equal installments on August 8, 2018, August 8, 2019 and August 8, 2020, subject to continued employment with Houghton Mifflin Harcourt Company (the "Company"). Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 18:00 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Exercise / conversionRestricted Stock Units · Derivative | 2,193 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-17-001538 · es1700892_4-mitchell.xml · derivative · entry 3 Else-Mitchell Rose · CIK 0001713962 · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,193 Underlying: Common Stock · 2,193 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F3 · derivative.exercise_date: The remaining restricted stock units shall vest on August 11, 2018, subject to continued employment with the Company F3 · derivative.expiration_date: The remaining restricted stock units shall vest on August 11, 2018, subject to continued employment with the Company Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 18:00 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Tax withholdingCommon Stock | 810 | $11.15 | $9,031.50 |
DisclosureSEC source: 0000950142-17-001538 · es1700892_4-mitchell.xml · nonDerivative · entry 2 Else-Mitchell Rose · CIK 0001713962 · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,795 Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 18:00 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | Exercise / conversionCommon Stock | 2,193 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-17-001538 · es1700892_4-mitchell.xml · nonDerivative · entry 1 Else-Mitchell Rose · CIK 0001713962 · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 2,193 restricted stock units held by Ms. Else-Mitchell vested on August 11, 2017 and were settled in exchange for a like amount of shares of common stock of Houghton Mifflin Harcourt Company (the "Company"), subject to the Company's withholding of 810 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 16:51 UTC | Houghton Mifflin Harcourt Co HMHC · Entity 128112 | GrantRestricted Stock Units · Derivative | 11,111 | $0.00 | $0.00 |
DisclosureSEC source: 0000950142-17-001497 · es1700882_4-mitchell.xml · derivative · entry 1 Else-Mitchell Rose · CIK 0001713962 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,111 Underlying: Common Stock · 11,111 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units will vest in three equal installments on August 8, 2018, August 8, 2019 and August 8, 2020, subject to continued employment with Houghton Mifflin Harcourt Company (the "Company"). F1 · derivative.exercise_date: These restricted stock units will vest in three equal installments on August 8, 2018, August 8, 2019 and August 8, 2020, subject to continued employment with Houghton Mifflin Harcourt Company (the "Company"). F1 · derivative.expiration_date: These restricted stock units will vest in three equal installments on August 8, 2018, August 8, 2019 and August 8, 2020, subject to continued employment with Houghton Mifflin Harcourt Company (the "Company"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.