Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | Vice Chairman | November 16, 2016 | November 18, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GOLDMAN SACHS GROUP INC
Report date November 16, 2016 · Filed November 18, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 195,041 |
Reported balance
After 2016-11-16 transaction · row 1
1 source rowRow 1 · 2016-11-16 · Sale · Disposed 42,317 · Balance 195,041 F1: Reflects a weighted average sale price of $206.8652 per share, at prices ranging from $206.53 to $207.30 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnote | 124,620 |
Reported balance
Holding disclosure · report date 2016-11-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 124,620 F2: Held by spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a weighted average sale price of $206.8652 per share, at prices ranging from $206.53 to $207.30 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2: Held by spouse.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 24, 2013 Filed Jan 25, 2013 18:01 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 39,946 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-13-000098 · ownershipdoc01222013033558.xml · nonDerivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,277 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 24, 2013, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2012 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2012 compensation. Read SEC document |
| January 17, 2013 Filed Jan 18, 2013 18:10 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 109,461 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-13-000071 · ownershipdoc01072013114340.xml · derivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,461 Underlying: Common Stock, par value $0.01 per share · 109,461 shares Expires not disclosed F1 · derivative.exercise_price: Approximately 67% of the shares of the Issuer's common stock underlying these 2012 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement; the shares of common stock delivered pursuant to such RSUs generally cannot be sold or transferred before January 2018. The remainder of the shares of the Issuer's common stock underlying these RSUS will be delivered in July 2013, subject to other terms and conditions of the award agreement. F1 · derivative.exercise_date: Approximately 67% of the shares of the Issuer's common stock underlying these 2012 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement; the shares of common stock delivered pursuant to such RSUs generally cannot be sold or transferred before January 2018. The remainder of the shares of the Issuer's common stock underlying these RSUS will be delivered in July 2013, subject to other terms and conditions of the award agreement. F1 · derivative.expiration_date: Approximately 67% of the shares of the Issuer's common stock underlying these 2012 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement; the shares of common stock delivered pursuant to such RSUs generally cannot be sold or transferred before January 2018. The remainder of the shares of the Issuer's common stock underlying these RSUS will be delivered in July 2013, subject to other terms and conditions of the award agreement. Read SEC document |
| November 28, 2012 Filed Nov 29, 2012 00:59 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 4,267 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000628 · ownershipdoc11192012025555.xml · derivative · entry 17 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 4,267 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2012 Filed Nov 29, 2012 00:59 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 950 | $119.01 | $113,063.30 |
DisclosureSEC source: 0000769993-12-000628 · ownershipdoc11192012025555.xml · nonDerivative · entry 12 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,331 F10 · price: Reflects a weighted average sale price of $119.014 per share, at prices ranging from $118.6500 to $119.2700 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 28, 2012 Filed Nov 29, 2012 00:59 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,394 | $118.12 | $164,657.33 |
DisclosureSEC source: 0000769993-12-000628 · ownershipdoc11192012025555.xml · nonDerivative · entry 11 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,281 F9 · price: Reflects a weighted average sale price of $118.1186 per share, at prices ranging from $117.6500 to $118.6400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 28, 2012 Filed Nov 29, 2012 00:59 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,923 | $117.12 | $225,227.72 |
DisclosureSEC source: 0000769993-12-000628 · ownershipdoc11192012025555.xml · nonDerivative · entry 10 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,675 F8 · price: Reflects a weighted average sale price of $117.1231 per share, at prices ranging from $116.6500 to $117.6400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 28, 2012 Filed Nov 29, 2012 00:59 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 4,267 | $78.87 | $336,538.29 |
DisclosureSEC source: 0000769993-12-000628 · ownershipdoc11192012025555.xml · nonDerivative · entry 9 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in November 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 00:59 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 4,266 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000628 · ownershipdoc11192012025555.xml · derivative · entry 16 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,267 Underlying: Common Stock, par value $0.01 per share · 4,266 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 00:59 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,957 | $120.77 | $236,352.37 |
DisclosureSEC source: 0000769993-12-000628 · ownershipdoc11192012025555.xml · nonDerivative · entry 8 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,331 F7 · price: Reflects a weighted average sale price of $120.7728 per share, at prices ranging from $120.4400 to $121.2900 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 00:59 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,451 | $119.95 | $174,049.05 |
DisclosureSEC source: 0000769993-12-000628 · ownershipdoc11192012025555.xml · nonDerivative · entry 7 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,288 F6 · price: Reflects a weighted average sale price of $119.9511 per share, at prices ranging from $119.4400 to $120.4300 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 00:59 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 858 | $119.01 | $102,109.21 |
DisclosureSEC source: 0000769993-12-000628 · ownershipdoc11192012025555.xml · nonDerivative · entry 6 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,739 F5 · price: Reflects a weighted average sale price of $119.0084 per share, at prices ranging from $118.4400 to $119.4300 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 00:59 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 4,266 | $78.87 | $336,459.42 |
DisclosureSEC source: 0000769993-12-000628 · ownershipdoc11192012025555.xml · nonDerivative · entry 5 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in November 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| November 26, 2012 Filed Nov 29, 2012 00:59 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 4,266 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000628 · ownershipdoc11192012025555.xml · derivative · entry 15 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,533 Underlying: Common Stock, par value $0.01 per share · 4,266 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2012 Filed Nov 29, 2012 00:59 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 345 | $120.68 | $41,633.94 |
DisclosureSEC source: 0000769993-12-000628 · ownershipdoc11192012025555.xml · nonDerivative · entry 4 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,331 F4 · price: Reflects a weighted average sale price of $120.6781 per share, at prices ranging from $120.5700 to $120.8400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 26, 2012 Filed Nov 29, 2012 00:59 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,823 | $120.31 | $219,324.40 |
DisclosureSEC source: 0000769993-12-000628 · ownershipdoc11192012025555.xml · nonDerivative · entry 3 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,676 F3 · price: Reflects a weighted average sale price of $120.3096 per share, at prices ranging from $119.5700 to $120.5600 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 26, 2012 Filed Nov 29, 2012 00:59 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,098 | $119.18 | $250,035.86 |
DisclosureSEC source: 0000769993-12-000628 · ownershipdoc11192012025555.xml · nonDerivative · entry 2 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,499 F2 · price: Reflects a weighted average sale price of $119.1782 per share, at prices ranging from $118.5700 to $119.5400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 26, 2012 Filed Nov 29, 2012 00:59 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 4,266 | $78.87 | $336,459.42 |
DisclosureSEC source: 0000769993-12-000628 · ownershipdoc11192012025555.xml · nonDerivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in November 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| October 18, 2012 Filed Oct 19, 2012 22:20 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 18,928 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000576 · ownershipdoc10152012115008.xml · derivative · entry 10 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,799 Underlying: Common Stock, par value $0.01 per share · 18,928 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2012 Filed Oct 19, 2012 22:20 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 18,928 | $125.04 | $2,366,745.76 |
DisclosureSEC source: 0000769993-12-000576 · ownershipdoc10152012115008.xml · nonDerivative · entry 6 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,331 F4 · price: Reflects a weighted average sale price of $125.0394 per share, at prices ranging from $125.00 to $125.18 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 18, 2012 Filed Oct 19, 2012 22:20 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 18,928 | $78.87 | $1,492,851.36 |
DisclosureSEC source: 0000769993-12-000576 · ownershipdoc10152012115008.xml · nonDerivative · entry 5 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in November 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 22:20 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 96,283 | $0.00 Strike: $78.87 | $0.00 |
DisclosureSEC source: 0000769993-12-000576 · ownershipdoc10152012115008.xml · derivative · entry 9 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,727 Underlying: Common Stock, par value $0.01 per share · 96,283 shares Expires 2012-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 22:20 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 274 | $125.00 | $34,250.00 |
DisclosureSEC source: 0000769993-12-000576 · ownershipdoc10152012115008.xml · nonDerivative · entry 4 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,331 Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 22:20 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 21,750 | $124.64 | $2,711,017.88 |
DisclosureSEC source: 0000769993-12-000576 · ownershipdoc10152012115008.xml · nonDerivative · entry 3 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,605 F3 · price: Reflects a weighted average sale price of $124.6445 per share, at prices ranging from $124.33 to $124.85 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 22:20 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 74,259 | $123.92 | $9,201,878.24 |
DisclosureSEC source: 0000769993-12-000576 · ownershipdoc10152012115008.xml · nonDerivative · entry 2 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,355 F2 · price: Reflects a weighted average sale price of $123.9160 per share, at prices ranging from $123.33 to $124.31 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 17, 2012 Filed Oct 19, 2012 22:20 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 96,283 | $78.87 | $7,593,840.21 |
DisclosureSEC source: 0000769993-12-000576 · ownershipdoc10152012115008.xml · nonDerivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,614 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in November 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| August 01, 2012 Filed Aug 3, 2012 18:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 30,851 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-12-000489 · ownershipdoc07302012093120.xml · derivative · entry 5 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 30,851 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On August 1, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2011 were delivered to the Reporting Person without the payment of any consideration. F1 · price: On August 1, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2011 were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.exercise_date: On August 1, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2011 were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.expiration_date: On August 1, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2011 were delivered to the Reporting Person without the payment of any consideration. Read SEC document |
| August 01, 2012 Filed Aug 3, 2012 18:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 16,043 | $100.79 | $1,616,973.97 |
DisclosureSEC source: 0000769993-12-000489 · ownershipdoc07302012093120.xml · nonDerivative · entry 2 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,331 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| August 01, 2012 Filed Aug 3, 2012 18:31 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 30,851 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-12-000489 · ownershipdoc07302012093120.xml · nonDerivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On August 1, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2011 were delivered to the Reporting Person without the payment of any consideration. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 17:07 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 83,738 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-12-000118 · sherwood420120119_ex.xml · derivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,738 Underlying: Common Stock, par value $0.01 per share · 83,738 shares Expires not disclosed F1 · derivative.exercise_price: Approximately 63% of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock as follows: one-third in each of January 2013, January 2014 and January 2015; the shares of common stock delivered pursuant to such RSUs generally cannot be sold or transferred before January 2017. The remainder of these RSUs will convert into shares of the Issuer's common stock in August 2012. F1 · derivative.exercise_date: Approximately 63% of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock as follows: one-third in each of January 2013, January 2014 and January 2015; the shares of common stock delivered pursuant to such RSUs generally cannot be sold or transferred before January 2017. The remainder of these RSUs will convert into shares of the Issuer's common stock in August 2012. F1 · derivative.expiration_date: Approximately 63% of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock as follows: one-third in each of January 2013, January 2014 and January 2015; the shares of common stock delivered pursuant to such RSUs generally cannot be sold or transferred before January 2017. The remainder of these RSUs will convert into shares of the Issuer's common stock in August 2012. Read SEC document |
| January 25, 2012 Filed Jan 27, 2012 17:09 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 22,317 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-12-000045 · sherwood420120123_ex.xml · derivative · entry 5 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 22,317 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation. F1 · price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation. F1 · derivative.exercise_date: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation. F1 · derivative.expiration_date: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation. Read SEC document |
| January 25, 2012 Filed Jan 27, 2012 17:09 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 11,605 | $107.44 | $1,246,841.20 |
DisclosureSEC source: 0000769993-12-000045 · sherwood420120123_ex.xml · nonDerivative · entry 2 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,523 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 25, 2012 Filed Jan 27, 2012 17:09 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 22,317 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-12-000045 · sherwood420120123_ex.xml · nonDerivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation prior to 2011 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2011 compensation. Read SEC document |
| July 26, 2011 Filed Jul 28, 2011 15:51 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 22,318 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-11-000539 · sherwood420110726_ex.xml · derivative · entry 5 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 22,318 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On July 26, 2011, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2010 were delivered to the Reporting Person without the payment of any consideration. F1 · price: On July 26, 2011, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2010 were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.exercise_date: On July 26, 2011, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2010 were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.expiration_date: On July 26, 2011, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2010 were delivered to the Reporting Person without the payment of any consideration. Read SEC document |
| July 26, 2011 Filed Jul 28, 2011 15:51 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 11,606 | $137.64 | $1,597,391.81 |
DisclosureSEC source: 0000769993-11-000539 · sherwood420110726_ex.xml · nonDerivative · entry 2 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,811 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| July 26, 2011 Filed Jul 28, 2011 15:51 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 22,318 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-11-000539 · sherwood420110726_ex.xml · nonDerivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On July 26, 2011, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for 2010 were delivered to the Reporting Person without the payment of any consideration. Read SEC document |
| January 26, 2011 Filed Jan 28, 2011 17:19 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 89,270 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-11-000125 · sherwood420110120_ex.xml · derivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,270 Underlying: Common Stock, par value $0.01 per share · 89,270 shares Expires not disclosed F1 · derivative.exercise_price: Approximately 75% of these 2010 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock as follows: one-third in each of January 2012, January 2013 and January 2014; the shares of common stock delivered pursuant to such RSUs cannot be sold or transferred before January 2016. The remainder of these RSUs will convert into shares of the Issuer's common stock in July 2011. F1 · derivative.exercise_date: Approximately 75% of these 2010 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock as follows: one-third in each of January 2012, January 2013 and January 2014; the shares of common stock delivered pursuant to such RSUs cannot be sold or transferred before January 2016. The remainder of these RSUs will convert into shares of the Issuer's common stock in July 2011. F1 · derivative.expiration_date: Approximately 75% of these 2010 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock as follows: one-third in each of January 2012, January 2013 and January 2014; the shares of common stock delivered pursuant to such RSUs cannot be sold or transferred before January 2016. The remainder of these RSUs will convert into shares of the Issuer's common stock in July 2011. Read SEC document |
| January 25, 2011 Filed Jan 26, 2011 16:53 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 94,945 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-11-000057 · sherwood420110125_ex.xml · derivative · entry 5 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 94,945 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 25, 2011, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation prior to 2010 were delivered to the Reporting Person without the payment of any consideration. F1 · price: On January 25, 2011, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation prior to 2010 were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.exercise_date: On January 25, 2011, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation prior to 2010 were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.expiration_date: On January 25, 2011, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation prior to 2010 were delivered to the Reporting Person without the payment of any consideration. Read SEC document |
| January 25, 2011 Filed Jan 26, 2011 16:53 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 48,422 | $162.46 | $7,866,396.01 |
DisclosureSEC source: 0000769993-11-000057 · sherwood420110125_ex.xml · nonDerivative · entry 2 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,099 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 25, 2011 Filed Jan 26, 2011 16:53 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 94,945 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-11-000057 · sherwood420110125_ex.xml · nonDerivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,521 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 25, 2011, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation prior to 2010 were delivered to the Reporting Person without the payment of any consideration. Read SEC document |
| January 25, 2010 Filed Jan 27, 2010 20:54 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 77,288 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-10-000029 · sherwoodeep1_ex.xml · derivative · entry 5 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 77,288 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 25, 2010, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with fiscal 2006 compensation were delivered to the Reporting Person without the payment of any consideration. F1 · price: On January 25, 2010, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with fiscal 2006 compensation were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.exercise_date: On January 25, 2010, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with fiscal 2006 compensation were delivered to the Reporting Person without the payment of any consideration. F1 · derivative.expiration_date: On January 25, 2010, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with fiscal 2006 compensation were delivered to the Reporting Person without the payment of any consideration. Read SEC document |
| January 25, 2010 Filed Jan 27, 2010 20:54 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 31,689 | $156.40 | $4,956,159.60 |
DisclosureSEC source: 0000769993-10-000029 · sherwoodeep1_ex.xml · nonDerivative · entry 2 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,576 F2 · kind: Represents shares of the Issuer's common stock withheld from the delivery of the common stock underlying the RSUs described in footnote 1 above to satisfy tax obligations. F2 · acquired: Represents shares of the Issuer's common stock withheld from the delivery of the common stock underlying the RSUs described in footnote 1 above to satisfy tax obligations. Read SEC document |
| January 25, 2010 Filed Jan 27, 2010 20:54 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 77,288 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-10-000029 · sherwoodeep1_ex.xml · nonDerivative · entry 1 SHERWOOD MICHAEL S · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 25, 2010, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with fiscal 2006 compensation were delivered to the Reporting Person without the payment of any consideration. Read SEC document |
| November 24, 2009 Filed Nov 27, 2009 15:51 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 24,735 | $0.00 Strike: $91.61 | $0.00 |
DisclosureSEC source: 0000769993-09-001075 · sherwoodeep_ex.xml · derivative · entry 5 SHERWOOD MICHAEL S. · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 24,735 shares Expires 2011-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2009 Filed Nov 27, 2009 15:51 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 24,735 | $171.54 | $4,243,014.69 |
DisclosureSEC source: 0000769993-09-001075 · sherwoodeep_ex.xml · nonDerivative · entry 2 SHERWOOD MICHAEL S. · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,977 F1 · price: Reflects a weighted average sale price of $171.5389 per share, at prices ranging from $171.43 to $171.80 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 24, 2009 Filed Nov 27, 2009 15:51 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 24,735 | $91.61 | $2,265,973.35 |
DisclosureSEC source: 0000769993-09-001075 · sherwoodeep_ex.xml · nonDerivative · entry 1 SHERWOOD MICHAEL S. · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2009 Filed Nov 25, 2009 15:55 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 25,000 | $0.00 Strike: $91.61 | $0.00 |
DisclosureSEC source: 0000769993-09-001072 · sherwoodeep1_ex.xml · derivative · entry 5 SHERWOOD MICHAEL S. · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,735 Underlying: Common Stock, par value $0.01 per share · 25,000 shares Expires 2011-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2009 Filed Nov 25, 2009 15:55 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 25,000 | $173.06 | $4,326,377.50 |
DisclosureSEC source: 0000769993-09-001072 · sherwoodeep1_ex.xml · nonDerivative · entry 2 SHERWOOD MICHAEL S. · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,977 F1 · price: Reflects a weighted average sale price of $173.0551 per share, at prices ranging from $173.00 to $173.27 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 23, 2009 Filed Nov 25, 2009 15:55 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 25,000 | $91.61 | $2,290,250.00 |
DisclosureSEC source: 0000769993-09-001072 · sherwoodeep1_ex.xml · nonDerivative · entry 1 SHERWOOD MICHAEL S. · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2009 Filed Nov 24, 2009 16:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionNonqualified Stock Options (right to buy) · Derivative | 25,000 | $0.00 Strike: $91.61 | $0.00 |
DisclosureSEC source: 0000769993-09-001058 · sherwoodeep_ex.xml · derivative · entry 5 SHERWOOD MICHAEL S. · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,735 Underlying: Common Stock, par value $0.01 per share · 25,000 shares Expires 2011-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2009 Filed Nov 24, 2009 16:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 25,000 | $171.43 | $4,285,717.50 |
DisclosureSEC source: 0000769993-09-001058 · sherwoodeep_ex.xml · nonDerivative · entry 2 SHERWOOD MICHAEL S. · CIK 0001428340 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,977 F1 · price: Reflects a weighted average sale price of $171.4287 per share, at prices ranging from $171.37 to $171.58 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.